Application for leave to pursue new grounds of appeal
29 It is clear from a review of the appellant's grounds, when compared with those before the primary judge extracted at [23] above, that these grounds were not claimed below. As such, leave is required to rely upon new grounds raised in this Court on appeal.
30 The appellant is required to seek leave to pursue new grounds of appeal on the basis "it is expedient in the interests of justice": O'Brien v Komesaroff [1982] HCA 33; 150 CLR 310 at 319; Summers v Repatriation Commission [2015] FCAFC 36; 230 FCR 179 at [93]-[94]; Haritos v Commissioner of Taxation [2015] FCAFC 92; 233 FCR 315 at [79]. The administration of justice requires that substantial issues between parties are dealt with at trial rather than on appeal, such that those proceedings are not reduced to a "preliminary skirmish": Coulton v Holcombe [1986] HCA 33; 162 CLR 1 at 7.
31 For the following reasons, leave is refused: The proposed new grounds are devoid of merit.
32 With respect to the primary (new) ground, the appellant claims, in his Notice of Appeal, that the Tribunal failed to assess whether a "period of detention" would amount to serious harm for the purposes of s 91R of the Act or significant harm for the purposes of s 36(2A) of the Act.
33 The applicable versions of ss 36(2) and 36(2A) are extracted as follows:
36 Protection visas - criteria provided for by this Act
…
(2) A criterion for a protection visa is that the applicant for the visa is:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations because the person is a refugee; or
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm; or
(b) a non-citizen in Australia who is a member of the same family unit as a non-citizen who:
(i) is mentioned in paragraph (a); and
(ii) holds a protection visa of the same class as that applied for by the applicant; or
(c) a non-citizen in Australia who is a member of the same family unit as a non-citizen who:
(i) is mentioned in paragraph (aa); and
(ii) holds a protection visa of the same class as that applied for by the applicant.
(2A) A non-citizen will suffer significant harm if:
(a) the non-citizen will be arbitrarily deprived of his or her life; or
(b) the death penalty will be carried out on the non-citizen; or
(c) the non-citizen will be subjected to torture; or
(d) the non-citizen will be subjected to cruel or inhuman treatment or punishment; or
(e) the non-citizen will be subjected to degrading treatment or punishment.
(Emphasis in original.)
34 A "refugee" is defined in Art 1A(2) the of the Convention as follows:
As a result of events occurring before 1 January 1951 and owing to well-founded fear of being persecuted for reasons of race, religion, nationality, membership of a particular social group or political opinion, is outside the country of his nationality and is unable or, owing to such fear, is unwilling to avail himself of the protection of that country; or who, not having a nationality and being outside the country of his former habitual residence as a result of such events, is unable or, owing to such fear, is unwilling to return to it.
35 Section 91R of the Act (prior to its repeal) limited what constitutes "persecution" for the purposes of Art 1A of the Convention. The relevant parts of s 91R (as at 1 August 2013) for the purposes of this appeal are extracted as follows:
91R Persecution
(1) For the purposes of the application of this Act and the regulations to a particular person, Article 1A(2) of the Refugees Convention as amended by the Refugees Protocol does not apply in relation to persecution for one or more of the reasons mentioned in that Article unless:
(a) that reason is the essential and significant reason, or those reasons are the essential and significant reasons, for the persecution; and
(b) the persecution involves serious harm to the person; and
(c) the persecution involves systematic and discriminatory conduct.
(2) Without limiting what is serious harm for the purposes of paragraph (1)(b), the following are instances of serious harm for the purposes of that paragraph:
(a) a threat to the person's life or liberty;
(b) significant physical harassment of the person;
(c) significant physical ill treatment of the person;
(d) significant economic hardship that threatens the person's capacity to subsist;
(e) denial of access to basic services, where the denial threatens the ``` person's capacity to subsist;
(f) denial of capacity to earn a livelihood of any kind, where the denial threatens the person's capacity to subsist.
36 As noted above at [28], when the appellant was asked at hearing to identify the relevant "period of detention" the Tribunal had purportedly failed to assess which would amount to "serious harm" (for the purpose of whether the appellant could claim protection under the Convention pursuant to ss 36(2)(a) and 91R of the Act) or "significant harm" (for the purpose of whether the appellant could claim protection under the complementary protection provisions pursuant to ss 36(2)(aa) and 36(2A) of the Act), the appellant submitted that it comprised two occasions when he was in immigration detention in Australia. There is a complete disjunct between this claimed "detention" and the relevant considerations which the Tribunal must take into account with respect to each of these claims. They both concern the assessment of whether the appellant falls within that class of persons to whom Australia has protection obligations. They include, inter alia, the likely future harm the appellant would face if returned to his country of origin. Accordingly, the fact of the appellant having been detained in Australia in immigration detention has no bearing on this determination.
37 Whilst not submitted by the appellant, a review of the appellant's representations to the Tribunal revealed that the appellant had claimed to have been kidnapped by the AL and detained. It is possible that such a course of events could be taken into account as to the likelihood of future harm for the purpose of ss 36(2A) and 91R(2) of the Act. However, the appellant's difficulty is that the Tribunal (at T[58]) did not accept that the alleged kidnapping had occurred and the appellant has provided no foundation for that finding being capable of being challenged on appeal. Accordingly, given the factual premise of the claim was rejected, there can be no error by the Tribunal in not considering whether such detention would amount to serious or significant harm.
38 Alternatively, the appellant claims that the Tribunal erred by applying the incorrect test as to whether the appellant is likely to suffer harm for the purposes of the complementary protection assessment. The appellant provided three particulars in support of the alternative ground: First, the appellant contends that whilst the Tribunal found that the appellant was outside his country, the Tribunal did not find that the appellant has a right to enter and reside in any country other than his country of nationality. Secondly, the Tribunal accepted that the appellant's father's fish farm was destroyed by criminals, his family was attacked, and his family's dog was burnt alive. Thirdly, the Tribunal found that BNP activists and leaders are attacked by the AL.
39 The complementary protection provisions in the Act are found in ss 36(2)(aa) and 36(2A) (extracted at [33] above).
40 The High Court recently explained the statutory task prescribed by the complementary protection assessment regime in DQU16 v Minister for Home Affairs [2021] HCA 10; 273 CLR 1 (at [11]-[17]):
11. Section 36(2)(aa), which implemented the regime for "complementary protection" and with which this appeal is concerned, was inserted into the Migration Act to provide an additional basis to s 36(2)(a) for the grant of a protection visa. Section 36(2)(aa) provides:
"A criterion for a protection visa is that the applicant for the visa is:
…
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm."
12. Section 36(2)(aa) applies where the applicant does not fall within s 36(2)(a) of the Act and it engages some, but not all, of Australia's non-refoulement obligations under the International Covenant on Civil and Political Rights ("the ICCPR") and the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment ("the CAT"). The provision was introduced to "allow all claims by visa applicants that may engage Australia's non-refoulement obligations under the [identified] human rights instruments to be considered under a single protection visa application process, with access to the same transparent, reviewable and procedurally robust decision-making framework … available to applicants who make claims that may engage Australia's obligations under the … Convention". Importantly, however, s 36(2)(aa) only relevantly captures Australia's non-refoulement obligations under the ICCPR and the CAT, by which Australia agreed not to return a non-citizen to a receiving country where they would be subjected to the death penalty, arbitrarily deprived of their life or subjected to torture or cruel, inhuman or degrading treatment or punishment: it does not incorporate into domestic law any of the other protections contained within the ICCPR as a basis upon which a protection visa may be granted.
13. The question s 36(2)(aa) asks is whether the decision-maker has substantial grounds for believing that there is a real risk that a person will suffer significant harm, as defined in s 36(2A) and subject to the matters in s 36(2B) and (2C), as a "necessary and foreseeable consequence" of the person's return to a receiving country. The inquiry is prospective. There are three elements that must be satisfied for the prospective harm to satisfy s 36(2)(aa): (1) the decision-maker must have substantial grounds for believing (2) that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, (3) there is a real risk that the non-citizen will suffer significant harm.
14. The circumstances constituting "significant harm" are exhaustively identified in s 36(2A) in the following terms:
"[I]f:
(a) the non-citizen will be arbitrarily deprived of his or her life; or
(b) the death penalty will be carried out on the non-citizen; or
(c) the non-citizen will be subjected to torture; or
(d) the non-citizen will be subjected to cruel or inhuman treatment or punishment; or
(e) the non-citizen will be subjected to degrading treatment or punishment."
15. The specific harms identified in paras (a) and (b) of s 36(2A), namely, arbitrary deprivation of life and being subject to the death penalty, are intended to give effect to Art 6 of the ICCPR, which prohibits the arbitrary deprivation of life and prescribes when the death penalty may be carried out in countries which have not abolished it. "[T]orture", in para (c), is defined to mean "an act or omission by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person" for specific identified purposes including intimidating or coercing the person or a third person.
16. In order to fall within para (d) or para (e) of s 36(2A), the acts or omissions constituting "cruel or inhuman treatment or punishment" or "degrading treatment or punishment", by definition, are considered against Art 7 of the ICCPR. Relevantly, "cruel or inhuman treatment or punishment" means an act or omission by which, among other things, "severe pain or suffering, whether physical or mental, is intentionally inflicted on a person" or "pain or suffering, whether physical or mental, is intentionally inflicted on a person so long as, in all the circumstances, the act or omission could reasonably be regarded as cruel or inhuman in nature". The other kind of harm - "degrading treatment or punishment" - refers to "an act or omission that causes, and is intended to cause, extreme humiliation which is unreasonable".
17. The decision-maker must also consider, in the context of paras (c) to (e) of s 36(2A), whether the acts or omissions arise from, or are inherent in or incidental to, lawful sanctions that are not inconsistent with the Articles of the ICCPR.
(Footnotes omitted, emphasis in original.)
41 The alternative ground is also without merit. The appellant made no submissions engaging the first particular. The appellant expressly disavowed his second particular, and made several submissions to the effect that his family did not own a fish farm. Rather, his family owned and operated an "auto car parts business". In relation to the third particular, namely the Tribunal's finding that the BNP activists and leaders are attacked by the "AL government/current regime", the appellant raised this point before the Tribunal, and the Tribunal made findings with respect to the risk faced by supporters of the BNP: at T[59]-T[60].
42 For these reasons, I refuse the appellant leave to rely on the new grounds.