Judgment
1BASTEN JA: I concur in the reasons of Gleeson JA for the orders made at the conclusion of the hearing on 12 August 2014.
2GLEESON JA: The short question in these proceedings is whether a judge of the District Court who dealt with an offender under s 19B(1)(d) of the Crimes Act 1914 (Cth) by discharging the offender, without proceeding to conviction, conditionally on the offender entering into a recognisance without sureties to be of good behaviour for a period of two years and accepting the supervision and guidance of a probation officer during such period (or such lesser period as the probation officer may determine), could also impose a condition requiring the performance of unpaid work, namely that:
"The offender perform not less than 32 hours work per calendar month for the St Vincent de Paul Society or such other charity as the Community Corrections Office may approve for a period of one year from [19 December 2013]."
3The matter comes to this Court in the following way. The applicant, the Commonwealth Director of Public Prosecutions, seeks orders by way of judicial review setting aside orders of the District Court of New South Wales made on 19 December 2013 on an appeal by the first respondent (Ms Ede) against the severity of the sentence imposed on her at Campbelltown Local Court on 15 October 2013.
4Ms Ede was charged with an offence of engaging in conduct to obtain financial advantage from a Commonwealth entity to which she knew she was not entitled - contrary to s 135.2(1) of the Criminal Code 1995 (Cth). The short particulars of the offence were that Ms Ede did not inform the Commonwealth fully of her income from McDonald's Australia Limited and as a result of that she obtained an advantage in that over a period of approximately four years she was paid more by way of a single parenting payment than she should have been paid had she made proper disclosure. The amount involved was $22,210.
5In the Local Court Ms Ede was convicted and sentenced to a fixed term of imprisonment for three months. The maximum penalty provided for such an offence is imprisonment for 12 months. The magistrate also made a reparation order pursuant to s 21B of the Crimes Act requiring Ms Ede to repay to the Commonwealth the amount of $19,530.24. Ms Ede appealed to the District Court against the severity of the sentence.
6On the appeal, Madgwick ADCJ considered whether the circumstances of the case were such that it was appropriate to apply the provisions of s 19B of the Crimes Act and discharge Ms Ede conditionally, without proceeding to conviction.
7Section 19B provides, relevantly, that:
Discharge of offenders without proceeding to conviction
(1) Where:
(a) a person is charged before a court with a federal offence or federal offences; and
(b) the court is satisfied, in respect of that charge or more than one of those charges, that the charge is proved, but is of the opinion, having regard to:
(i) the character, antecedents, age, health or mental condition of the person;
(ii) the extent (if any) to which the offence is of a trivial nature; or
(iii) the extent (if any) to which the offence was committed under extenuating circumstances;
that it is inexpedient to inflict any punishment, or to inflict any punishment other than a nominal punishment, or that it is expedient to release the offender on probation;
the court may, by order:
...
(d) discharge the person, without proceeding to conviction in respect of any charge referred to in paragraph (c), upon his or her giving security, with or without sureties, by recognizance or otherwise, to the satisfaction of the court, that he or she will comply with the following conditions:
(i) that he or she will be of good behaviour for such period, not exceeding 3 years, as the court specifies in the order;
(ii) that he or she will make such reparation or restitution, or pay such compensation, in respect of the offence or offences concerned (if any), or pay such costs in respect of his or her prosecution for the offence or offences concerned (if any), as the court specifies in the order (being reparation, restitution, compensation or costs that the court is empowered to require the person to make or pay):
(A) on or before a date specified in the order; or
(B) in the case of reparation or restitution by way of money payment or in the case of the payment of compensation or an amount of costs-by specified instalments as provided in the order; and
(iii) that he or she will, during a period, not exceeding 2 years, that is specified in the order in accordance with subparagraph (i), comply with such other conditions (if any) as the court thinks fit to specify in the order, which conditions may include the condition that the person will, during the period so specified, be subject to the supervision of a probation officer appointed in accordance with the order and obey all reasonable directions of a probation officer so appointed.
... ."
8His Honour referred to a number of factors in his consideration of the s 19B application. He found that Ms Ede was of good character; that the offence was the consequence of Ms Ede's partial or entire inability to provide for her four children; but also that the offence was not trivial. Having regard to the first two findings (relating to Ms Ede's antecedents, and the extent to which the offence was committed under extenuating circumstances), his Honour came to the conclusion that:
"In my opinion, it is highly expedient to release this offender on probation to give her the chance to earn the right permanently to avoid the stain of criminal conviction for this matter against her name." (Reasons at WB 12)
9His Honour then addressed the conditions of Ms Ede's discharge. Whilst recognising the general principle of criminal law that there be no punitive imposition on a person except after she or he has been convicted, his Honour considered that "remediatory and restitutive" conditions could be imposed as a condition of probation under s 19B(1)(d). In this regard his Honour found that:
"... It would be both remediatory for the offender to have to undergo some productive charity work without reward, and it would be restitutive to the community in the sense of acknowledging to the community thereby that mere repayment of the money alone does not amount to giving something back to the community from which she has in effect stolen." (Reasons at WB 13-14)
10His Honour proceeded to dismiss the appeal and confirm the finding that the offence was proven. Notably the order for dismissal of the appeal was inconsistent with the subsequent orders made by his Honour in which he quashed the conviction in the Local Court and all other orders and, in lieu, discharged Ms Ede conditionally under s 19B(1)(d) of the Crimes Act on probation for a period of two years. His Honour imposed conditions that Ms Ede place herself under and accept the supervision and guidance of the Community Corrections Office for that period or such lesser period, if any, as the relevant officer of that service may determine, and that she report to the Campbelltown district office of that service within 24 hours to enable that supervision to commence. His Honour also imposed a condition in relation to the performance of unpaid work, set out at [2] above.
11No copy of the formal orders of the District Court was in evidence on this application. The terms of the Court's orders, as recorded in the "Order and Recognisance under par 19B" which is dated 19 December 2013 and signed by an unidentified "Authorised officer" as well as Ms Ede, are stated to be:
"Sentence Appeal Dismissed - Order Varied
Appeal dismissed. Confirm finding offence proven. Without proceeding to conviction, appellant discharged under S19B(1)(d) of Crimes Act 1914 (Commonwealth). 2 years, P&P supv.
The offender, Tamerine EDE, is to be released under section 19B(1)(d) of the Crimes Act 1914 (Commonwealth), without proceeding to conviction on condition that the offender enter into a recognizance self in the sum of $500.00 to be of good behaviour for 2 years
To accept the supervision and guidance and comply with all reasonable direction of the Probation and Parole Service for as long as deemed necessary. obey all reasonable directions for counselling, education development or drug and alcohol rehabilitation and any mental ill health issues. [sic]
To report to Probation and Parole at Campbelltown Community Corrections District Office within 24 Hours.
The offender is to undertake 32 hours per calendar month unpaid work for St Vincent de Paul, or any other charity that the Community Corrections officer in charge of her case deems appropriate, for a period of 1 year.
The court is satisfied that the charge is proved, but is of the opinion, having regard to:
(a) the character, antecedents, cultural background, age, health or mental condition of the person; or
(b) the extent to which the offence is of a trivial nature; or
(c) the extent to which the offence was committed under extenuating circumstances;
that it is inexpedient to inflict any punishment."
12It will be apparent that the Order and Recognisance does not correctly record the orders pronounced in his Honour's reasons for judgment. First, his Honour did not impose any condition requiring obedience in relation to "all reasonable directions for counselling, education, development or drug and alcohol rehabilitation and any mental ill health issues" [sic]. Nor indeed did his Honour make any findings to this effect. Secondly, the notation that the Court was of the opinion that it is inexpedient to inflict any punishment, having regard to the extent to which the offence is of a trivial nature, does not reflect his Honour's findings. As already noted (at [8] above), his Honour found that the offence was not trivial.
13On 14 January 2014 the applicant filed a summons in this Court naming Ms Ede, the sentencing judge, and the District Court of New South Wales as respondents. The relief claimed in the summons included orders quashing the orders of the District Court made on 19 December 2013 and that the proceedings be remitted to the District Court to determine Ms Ede's severity appeal to that Court according to law. A declaration was also sought that the District Court erred in law in making unpaid work a condition of a discharge without proceeding to conviction pursuant to s 19B(1)(d) of the Crimes Act.
14Each of the respondents filed a submitting appearance. In the absence of a contradictor the Court was assisted on the hearing of this application by written submissions and oral argument from Ms A Mitchelmore and Ms J Davidson of counsel who appeared as amici curiae, at the request of the Registrar of this Court.
15At the conclusion of oral argument the Court made the following orders and reserved its reasons for judgment:
(1)Set aside the order of the District Court made on 19 December 2013.
(2)Remit the proceedings to the District Court to determine Ms Ede's outstanding appeal against the sentence imposed by the Local Court on 15 October 2013.
(3)No orders to the costs of the proceedings in this Court.
(4)Otherwise dismiss the summons.
16My reasons for joining in those orders are as follows.