44 The only common circumstance or event in the present case was the termination of the appellant's employment with the respondent on 13 February 2005. The subject matter of each complaint was nevertheless held by the Deputy President (at [12]) to be the unlawful termination by the respondent of the appellant's employment. The initial question that arises on this appeal is whether that was an unarguable proposition in the terms of the General Steel test. In my opinion, it was not.
45 The answer to the question posed depends upon the level of generality or abstraction at which one defines the expression "the subject matter of the complaint", always bearing in mind that one is concerned only with the subject matter of the complaint to the ADB. At the highest level of generality the expression can be construed to refer, in the context of the present case, to the respondent's termination of the appellant's employment. At a lower level of generality the expression can be construed in the present context as referring to the termination of the appellant's employment for reason of his race. The middle position would appear to be that adopted by the Deputy President, namely, the unlawful termination of the appellant's employment, but without encompassing also the ground of or reason for that termination.
46 As I have indicated, the identification of the "subject matter of the complaint" for the purpose of s 92(1)(a)(v) must be determined in the context of those provisions of the AD Act which relate to conduct constituting unlawful discrimination. Section 87 defines a "complaint" as one made under s 87A which, in turn, refers to a complaint alleging that a person has contravened a provision of the Act.
47 The AD Act provides that it is unlawful for a person to, inter alia, discriminate against another person on various grounds including that of race. Relevantly, s 8(2)(c) provides that it is unlawful for an employer to discriminate against an employee on the ground of race by dismissing the employee. A complaint that an employer has so unlawfully discriminated against an employee is properly categorised as a complaint of unlawful discrimination simpliciter or as unlawful discrimination on the ground of race.
48 By way of contrast, the dismissal of an employee on the ground of unsatisfactory work performance can never be unlawful although it may be, in the circumstances, unfair. Hence an application under s 170CE(1)(a) of the WR Act, for relief in respect of the termination of an employee's employment on the ground that it is harsh, unjust or unreasonable has properly been categorised as an application with respect to an unfair dismissal. Such an application, if so confined, is essentially different to one alleging unlawful dismissal. The latter involves a breach of the law; the former does not.
49 In the present case, therefore, the Deputy President was incorrect when (at [12]) she categorised the appellant's application to the AIRC as one alleging that his employment was terminated unlawfully: it was not. It was allegedly terminated unfairly. At [10] of her judgment she acknowledged as much when she noted that there was no dispute that the appellant's "unfair dismissal application" was "dealt with" by the AIRC which was a relevant "body" for the purposes of s 92(1)(a)(v).
50 In my view it is appropriate to determine the "subject matter" of the appellant's complaint to the ADB by asking, simply, what was his complaint about? The answer as a matter of common sense is: the alleged unlawful termination of his employment on the ground of race. If one asks the same question with respect to the appellant's application to the AIRC the answer is: the unfair termination of his employment on the ground that it was harsh, unjust or unreasonable. The addition to the answer of the relevant ground may not be necessary. It may be sufficient to say that the complaint to the ADB was that the appellant was unlawfully dismissed whereas that to the AIRC was that he was unfairly dismissed. As I have said, the two are in my view fundamentally different.
51 Although the respondent submitted that the question should be approached at a very general level so that it was sufficient to categorise the subject matter of the appellant's complaint to the ADB on the one hand and his application to the AIRC on the other as being the termination of his employment, in my view such an approach is at too high a level of generality. It fails to appreciate that although the appellant's complaint related to the termination of his employment, the "subject matter" or substance of his complaint about his dismissal was in the one case that it was unlawful, and in the other, unfair, in each case on different grounds which of themselves did not necessarily overlap.
52 The primary judge attributed to the Deputy President (at [15]) a finding that the "subject matter" of each complaint was the same, namely, the termination of the appellant's employment. This was a finding that, according to his Honour at [24], she was entitled to make. But as I have indicated, the Deputy President identified the subject matter of the complaint to both the ADB and the AIRC as being the unlawful termination of the appellant's employment. To the extent to which his Honour was of the view that the subject matter of each complaint was no more than the termination of the appellant's employment, he fell into error. That may have been what the complaint related to, but it was not its subject matter.
53 Nevertheless the respondent contended in oral argument that the subject matter of each complaint was the anterior facts, circumstances and events which led to the appellant's dismissal and that they were the same in each case. This submission also asserted that the subject matter of the complaints was in each case "the manner in which he [the appellant] was terminated". When asked what was meant by the "manner" of the termination, the response was "the circumstances". A short time later it was submitted that the "subject matter of the complaint is the termination of his [the appellant's] employment". These various shifts in the respondent's contentions underscore the difficulty in accepting the Deputy President's and primary judge's response to the critical question.
54 The respondent sought to support its contention that the subject matter of the complaint to the ADB was no more than the termination of the appellant's employment by submitting that the concept of unfair dismissal was broad enough to encompass unlawful dismissal but not vice versa. If this be correct (and it may not be), then the submission leads to a different result. It was common ground that the complaint to the ADB was one of unlawful dismissal and that that to the AIRC was one of unfair dismissal. Section 92(1)(a)(v) requires one to identify the subject matter of the complaint to the ADB. As I have said, it was one of unlawful dismissal. As such, on the respondent's own argument, it could not encompass matters that made the appellant's dismissal unfair. If this be so, then it must logically follow that the subject matter of the complaint to the AIRC (unfair dismissal) was not the same as, for it could not be encompassed in, the subject matter of the complaint to the ADB (unlawful dismissal).
55 The foregoing is given emphasis by the dichotomy in s 170CE(1) between subparagraph (a) which is concerned with unfair dismissal and subparagraph (b) which is concerned with unlawful dismissal, being an alleged contravention of ss 170CK, 170CL, 170CM or 170CN. Each of those provisions (in particular s 170CK(2), 170CL(3), 170CM(1) and 170CN) is couched in terms of a prohibition, namely, that "an employer must not terminate an employee's employment …".
56 Although a contravention by an employer of those provisions is not an offence (see s 170CO), an employee's remedy is to apply to the Federal Court of Australia pursuant to s 170CP(1) for an order under s 170CR. Pursuant to s 170CR(1), the Federal Court, if satisfied that an employer has contravened s 170CK or 170CN in relation to the termination of an employee's employment, may make an order imposing a penalty on the employer of not more than $10,000 ($1,000 for a contravention of s 170CL) and/or order that the employee be reinstated and/or requiring the employer to pay to the employee compensation. It is noteworthy that where the employee alleges a contravention of s 170CK(2) - which includes termination by reason of race - s 170CQ provides that it is not necessary for the employee to prove that the termination was for a proscribed reason (defined as a reason set out in s 170CK(2)), although it is a defence if the employer proves that the termination did not include a proscribed reason.
57 The procedure when an application is lodged with the AIRC under s 170CE is also of some relevance. The AIRC must attempt to settle the matter to which the application relates by conciliation: s 170CF. Where it is satisfied that all reasonable attempts to settle the matter by conciliation are, or are likely to be, unsuccessful so far as concerns at least one ground of the application, the AIRC must issue a certificate in writing stating that it is so satisfied in respect of that ground or each such ground: s 170CF. Section 170CFA relevantly then provides:
"(1) If the certificate given by the Commission under subsection 170CF(2) identifies only the ground referred to in paragraph 170CE(1)(a) as a ground where conciliation is, or is likely to be, unsuccessful, the applicant must elect either to proceed to arbitration to determine whether the termination was harsh, unjust or unreasonable or not to proceed.
(2) If the certificate given by the Commission under subsection 170CF(2) identifies only:
(a) the ground referred to in paragraph 170CE(1)(a); and
(b) the ground of an alleged contravention of section 170CM;
as grounds where conciliation is, or is likely to be, unsuccessful, the applicant must elect to do either, both or neither of the following:
(c) to proceed to arbitration to determine whether the termination was harsh, unjust or unreasonable;
(d) to begin proceedings in a court of competent jurisdiction for an order under section 170CR in respect of the alleged contravention of section 170CM.
(3) If the certificate given by the Commission under subsection 170CF(2) identifies:
(a) the ground referred to in paragraph 170CE(1)(a); and
(b) a ground or grounds of an alleged contravention of one or more of sections 170CK, 170CL and 170CN;
as grounds where conciliation is, or is likely to be, unsuccessful, the applicant must elect to do either or neither of the following:
(c) to proceed to arbitration to determine whether the termination was harsh, unjust or unreasonable;
(d) to begin proceedings in the Court for an order under section 170CR in respect of the alleged contravention, or of any one or more of the alleged contraventions.
(4) If the certificate given by the Commission under subsection 170CF(2) identifies only a ground or grounds of an alleged contravention of one or more of sections 170CK, 170CL, 170CM and 170CN as the ground or grounds where conciliation is, or is likely to be unsuccessful, the applicant must elect to do either, both or neither of the following:
(a) so far as concerns an alleged contravention of a section or sections other than section 170CM - to begin proceedings in the Court for an order under section 170CR in respect of the alleged contravention, or of any one or more of the alleged contraventions;
(b) so far as concerns an alleged contravention of section 170CM - to begin proceedings in a court of competent jurisdiction for an order under section 170CR in respect of the alleged contravention.
(5) If the certificate given by the Commission under subsection 170CF(2) identifies:
(a) the ground referred to in paragraph 170CE(1)(a); and
(b) the ground of an alleged contravention of section 170CM; and
(c) a ground or grounds of an alleged contravention of one or more of sections 170CK, 170CL and 170CN;
as grounds where conciliation is, or is likely to be, unsuccessful, the applicant must elect:
(d) to do either or both of the things permitted in subsection (2); or
(e) to do either or both of the things permitted in subsection (4); or
(f) to do none of those things."
58 A consideration of the above provisions of s 170CFA emphasises the distinction between an application under s 170CE for relief in respect of the termination of an employee's employment on the ground identified in s 170CE(1)(a) that the termination was harsh, unjust or unreasonable on the one hand and on the ground identified in s 170CE(1)(b) being, relevantly, an alleged contravention of s 170CK on the other. Where conciliation is unsuccessful or is likely to be unsuccessful, and where the employee relies on the grounds set out in each of subparagraphs (a) and (b) of s 170CE(1) (other than s 170CM), he or she is required to elect either to proceed to arbitration to determine whether the termination was harsh, unjust or unreasonable or to begin proceedings in the Federal Court for an order under s 170CR in respect of the alleged contravention of s 170CK. In my opinion the distinction between these grounds is thus demonstrated.
59 It follows from the foregoing that the respondent's submission that an application under s 170CE(1)(a) that the termination of the appellant's employment was harsh, unjust or unreasonable was capable of including a complaint that his termination was for reason of his race and was, therefore, discriminatory, should be rejected. The analysis of the relevant provisions of the WR Act undertaken above demonstrates that an application on a ground identified in s 170CE(b) is not only different in substance to an application on the ground identified in s 170CE(1)(a) but also is to be processed differently to the point where the employee is required, absent a successful conciliation, to elect between them and, therefore, cannot pursue both: s 170CFA(3). The statutory distinction between the two applications is manifest.
60 One can accept, as the respondent submitted, that in determining whether the termination of the appellant's employment was harsh, unjust or unreasonable, the AIRC was required pursuant to s 170CG(3) to have regard, relevantly, to whether there was a valid reason for the termination and to any other matter which the AIRC considered relevant. It was therefore submitted that a claim that a dismissal was harsh, unjust or unreasonable might raise questions of racial discrimination. Reliance for that proposition was placed upon a statement to that effect by Schmidt J in Johnston v Department of Mineral Resources (1997) 73 IR 267 at 272. However her Honour was dealing there with s 169 of the Industrial Relations Act 1996 (NSW) which provided that the Commission must, in the exercise of its functions, take into account the principles contained in the AD Act. Further, in the definition of industrial matters, s 6(2)(f) of the former provides that an example of an industrial matter was discrimination in employment in any industry on a ground to which the AD Act applied. Johnston is, therefore, clearly distinguishable. Furthermore, in my view the respondent's proposition gains no support from the provisions of s 170CG(3)(a) and (e) when read in the context of s 170CFA.
61 The respondent nevertheless pressed upon the Court that the appellant's complaint was always that there was a racially motivated conspiracy against him in which, as he conceded, the facts and circumstances relied upon by him before the AIRC were the same as those now sought to be relied upon in the Tribunal. Given that the purpose of s 92(1)(a)(v) of the AD Act, like s 170HB of the WR Act, is to prevent a multiplicity of litigation with respect to complaints involving the same subject matter and so preventing any abuse by employees of the wide range of statutory alternatives from which they can choose, employees should be required to elect between the various statutory remedies provided by the legislature with respect to the termination of their employment.
62 There are at least three difficulties with this submission. First, although it can be accepted that s 170HB (and, for that matter, s 170HBA, which prohibits more than one application under s 170CE in respect of the same termination) is intended to prevent a multiplicity of proceedings in different forums in respect of the same termination of employment, s 92(1)(a)(v) is not prescriptive in its terms but merely identifies a factor which, if satisfied, may engage the discretion of the President of the ADB to decline to entertain a complaint under the AD Act.
63 Second, s 92(1)(a)(v) is not directed to, although it is capable of including, a complaint with respect to the termination of an employee's employment. Third, it follows from the foregoing that the emphasis which the respondent seeks to place upon the perceived purpose of s 92(1)(a)(v) of avoiding a multiplicity of proceedings in respect of the same termination of employment, loses its force insofar as it is relied upon to support a construction of the expression "the subject matter of the complaint" at a high level of generality.
64 In summary, therefore, my conclusions are as follows:
(a) Section 92(1)(a)(v) required the subject matter of the appellant's complaint to the ADB to be identified;