Legislative history of agents' roles in the Court
10To understand my procedural concerns and why it is appropriate, in my opinion, to set out what has happened in this matter, it is necessary to recite a little of the recent history concerning the legislative provisions that relate to the permitting of agents to appear in merit appeal proceedings in this Court.
11Ordinarily in civil litigation, individuals are represented by a barrister or solicitor or appear for themselves as self-represented litigants.
12For a court, representation by a barrister or solicitor provides the assurance that the advocate is an officer of the court; has statutory responsibilities to the court; and is bound by and must adhere to the additional responsibilities, including ethical responsibilities, imposed by the Barristers' Rules or the Solicitors' Rules (as appropriate).
13For self-represented parties, the court itself accepts a responsibility to assist with procedural and other court process matters whilst not assisting with the presentation of the merits of that party's case. The Land and Environment Court has accepted its responsibilities to self-represented litigants by providing an extensive range of plain English explanatory materials on the Court's website including, for some areas of the Courts jurisdictions, step by step explanations of the process.
14Relevant to these proceedings, a residential development appeal that commenced as a conciliation conference under s 34AA of the Court Act, such a step-by-step guide from the filing of an application through the complete process until the giving of a decision (and the making of orders of the Court to give effect to it) is available. This has been provided in order to encourage those wishing to challenge a council's refusal of their development application for a small-scale project to do so without going to the expense of engaging a lawyer or any other expert for that purpose.
15Unusually, however, the Court Act has permitted, in the Court's civil jurisdictions, a person to be represented by an agent authorised by the person in writing.
16As first enacted in 1979, this right was provided for in the following terms:
63 . A person entitled to appear before the Court may appear in person, or by a barrister or solicitor, or (except in proceedings in Class 5 of the Court's jurisdiction) by an agent authorised by the person in writing.
17In the form that prevailed immediately prior to 28 October 2012, the legislation continued to permit such representation through s 63, a provision that read, immediately prior to that date:
63 Right of appearance
(1) A person entitled to appear before the Court may appear in person, or by an Australian legal practitioner, or (except in proceedings in Class 5, 6 or 7 of the Court's jurisdiction) by an agent authorised by the person in writing.
(2) Despite subsection (1), a person may not appear before the Court by an agent in proceedings in Class 8 of the Court's jurisdiction except with the leave of the Court.
18In 2012, the Court Act's provisions permitting representation by agents were amended by the Courts and Other Legislation Amendment Act 2012. The amended s 63 commenced on 28 October 2012 by proclamation. The amended s 63 applied to proceedings commenced after that date (as is the case with these proceedings - ones which were commenced on 16 April 2013).
19The now operative s 63 is in the following terms:
63 Right of appearance
(1) A person entitled to appear before the Court may appear in person, or by an Australian legal practitioner, or (except in proceedings in Class 5, 6 or 7 of the Court's jurisdiction) by an agent authorised by the person in writing.
(2) Despite subsection (1), a person may not appear before the Court by an agent except with the leave of the Court.
(3) In determining whether to grant leave for a person to appear by an agent the Court is to consider:
(a) whether the agent has provided the person with the information required by the rules, and
(b) whether granting leave is in the best interests of the person.
(4) Leave granted under this section may:
(a) be granted subject to conditions, and
(b) be revoked at any time for any reason.
20The significant change in s 63 [as it has had effect for new proceedings (of relevant types including that of these proceedings) since 28 October 2012] is that leave of the Court is now required before an agent can appear for a person in proceedings.
21In my view, the matters mandated to be considered by s 63(3) do not constitute some limiting codification of the proper range of matters permitted to be taken into account in any s 63(2) determination of whether or not to grant leave.
22For example, it would be relevant in any proceedings where such leave was sought, in my view, for any person constituting the Court to consider not only the competence of the proposed agent but also whether or not the Court could trust what was being put to it by that proposed agent. A further example would be whether permitting such an agency would further the overriding purpose for civil litigation contained in s 56 of the Civil Procedure Act 2005 (the Civil Procedure Act) to facilitate the just, quick and cheap resolution of the real issues in the proceedings.
23The alteration to the provisions concerning representation by agents has given the Court the ability to provide, through the Court Rules, for proper levels of disclosure by agents, to those they propose to represent, of a range of matters that are generally analogous to those required of members of the legal profession (whether barristers or solicitors).
24The Land and Environment Court Rules (Amendment No 1) 2013 was published on the NSW legislation website on 15 February 2013 and took effect on that day. This new rule requires matters listed in the rule to be disclosed to the principal(s) by persons seeking leave to appear as an agent. It is in the following terms:
7.7 Granting of leave for a person to appear by agent
(1) For the purposes of section 63 (3) (a) of the Act, the following information is required to be provided by an agent to the person for whom the agent wishes to appear:
(a) that the person is under a duty to assist the Court to further the overriding purpose of facilitating the just, quick and cheap resolution of the real issues in the proceedings and, to that effect, to participate in the processes of the Court and to comply with directions and orders of the Court,
(b) that the person is under a duty to take reasonable steps to resolve or narrow the issues in the proceedings,
(c) that the agent must not, by the agent's conduct, cause the person to be in breach of a duty referred to in paragraph (a) or (b),
(d) that the Court may take into account any failure to comply with a duty referred to in paragraph (a), (b) or (c) in exercising a discretion with respect to costs,
(e) that the Court may make a costs order against the person in proceedings to which rule 3.7 applies if the Court considers it fair and reasonable in the circumstances and in any other proceedings if the person is unsuccessful,
(f) the knowledge and experience of the agent with respect to the type of matter that is the subject of the proceedings,
(g) whether the agent proposes to charge for the agent's services and, if so, the agent's proposed written costs agreement, a written estimate of the likely total of the agent's charges and the likely disbursements to be incurred by the person.
Note. Section 63 (3) of the Act provides that in determining whether to grant leave for a person to appear by an agent the Court is to consider:
(a) whether the agent has provided the person with the information required by the rules, and
(b) whether granting leave is in the best interest of the person.
(2) Before the Court determines whether to grant leave for a person to appear before the Court by an agent, the agent must acknowledge to the Court in writing, unless the Court waives the writing requirement, that the agent has provided the information referred to in subrule (1) to that person.
25As can be seen from the provisions of Rule 7.7(2), the Court is to be provided with written confirmation by the proposed agent that the necessary disclosures have been made. The Court is, in addition, given a general discretion to waive the requirement for such written disclosure if the circumstances of the particular case make this appropriate.
26For example, in applications made under the Trees (Disputes Between Neighbours) Act 2006, where the overwhelming bulk of proceedings involve at least one self-represented party (and frequently self-represented applicants and respondents in the same proceedings), it is not unusual for one person to speak on behalf of both members of a domestic partnership or for a daughter or son to speak on behalf of one or both parents.
27In these circumstances, it is unlikely that written disclosure of the nature provided for in rule 7.7(1) will be required and appropriate verbal disclosure (including on site at a hearing) will suffice. A simple form is used by the Court to provide authorisation for the agency or, commonly, for the requirement for any written authorisation to be dispensed in the particular circumstances.
28For persons such as Mr Creighton who make a commercial business of representing parties to proceedings, it might not ordinarily be appropriate to waive the requirements of Rule 7.7(2). However, each application for leave will need to be determined as and when it is made.