A failure to investigate?
10 The insurmountable difficulties confronting the first Ground of Appeal are at least twofold, namely:
it was not an argument previously advanced for consideration by the Federal Circuit Court; and/or
there is no universal obligation to "investigate", let alone "investigate properly", a claim made by an applicant seeking a protection visa.
11 As to the former reason, the only Ground of Review relied upon before the Federal Circuit Court cannot be construed as an argument alleging a failure to investigate the Appellant's claims. The Ground of Review relied upon before the Federal Circuit Court was very much directed to the question as to whether the Appellant's mental capacity had deprived him of an opportunity to be heard. That question was addressed by the Federal Circuit Court and resolved against the now-Appellant.
12 Nor could the claim made in the affidavit alleging a failure to "consider the social, spiritual and legal implication of [the now-Appellant] converting to Christianity in Nepal" be easily construed as advancing the argument now cast as a failure to investigate. That claim was very much an argument alleging a failure to consider aspects of the claims made or the implications arising from the claims made. Although the Tribunal is required to consider all substantive issues which are raised by the materials before it, including claims which are not clearly articulated (cf. SBBA v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCAFC 90 at [8] per Weinberg, Stone and Jacobson JJ), the claim made in the affidavit cannot be characterised as a contention that the Tribunal erred by failing to investigate "the social, spiritual and legal implication of converting to Christianity in Nepal".
13 Even if the Ground of Review relied upon before the Federal Circuit Court or the claim made in the affidavit could be relied upon as a claim that there was a failure on the part of the Tribunal to "investigate", the second insurmountable difficulty confronted by the Appellant is that the argument now sought to be raised both:
misconceives the functions entrusted to the Tribunal; and
asserts error on the part of the Tribunal by reason of the fact that it "did not investigate properly" in circumstances where the Tribunal was not required to undertake any such investigation.
A further difficulty is that:
the Tribunal, more so than the delegate, did in fact consider the claims and evidence advanced by the now-Appellant as to the dangers faced by the "Christian Community in Nepal" and there were no further claims or evidence identified by the Appellant which required "investigation".
The task of the Tribunal is primarily to resolve the claims made by a claimant on the basis of the materials placed before the Tribunal by the claimant. In Abebe v Commonwealth [1999] HCA 14, (1999) 197 CLR 510 at 576 Gummow and Hayne JJ thus summarised the position as follows:
[187] … The proceedings before the Tribunal are inquisitorial and the Tribunal is not in the position of a contradictor. It is for the applicant to advance whatever evidence or argument she wishes to advance in support of her contention that she has a well-founded fear of persecution for a Convention reason. The Tribunal must then decide whether that claim is made out.
Gummow and Heydon JJ made similar observations in Re Minister for Immigration and Multicultural Affairs; Ex parte Applicant S154/2002 [2003] HCA 60 at [57], (2003) 77 ALJR 1909 at 1918 to 1919. The Tribunal, it has been said, "has no general obligation to initiate enquiries or to make out an applicant's case for him or her": Minister for Immigration and Citizenship v Le [2007] FCA 1318 at [60], (2007) 164 FCR 151 at 172 per Kenny J.
14 Rather than it being the task of the Tribunal to "investigate properly", it was primarily the responsibility of the Appellant to place before the Tribunal such material as he thought supported the claims made.
15 Circumstances may arise, however, where the materials before the Tribunal give rise to further avenues of inquiry or give rise to the prospect that further material relevant to the claims made may be readily available. A recurring difficulty in such cases is the identification of those circumstances in which the Tribunal should itself initiate the pursuit of further inquiries. The pursuit of further inquiries in such circumstances is consistent with the function of the Tribunal being inquisitorial rather than adversarial.
16 Numerous attempts have been made by Judges of this Court to identify those circumstances in which an administrative decision-maker may be exposed to a requirement - sometimes expressed as a "duty" - to make inquiries. The attempt to identify those circumstances has from the outset been recognised as being within a "strictly limited" compass: Prasad v Minister for Immigration and Ethnic Affairs (1985) 6 FCR 155 at 169 to 170. When entertaining an application under the Administrative Decisions (Judicial Review) Act 1977 (Cth), Wilcox J there observed:
I express no more than a tentative view. … Under s 5(1)(e) and s 5(2)(g) the court is concerned with the manner of exercise of the power. A power is exercised in an improper manner if, upon the material before the decision-maker, it is a decision to which no reasonable person could come. Equally, it is exercised in an improper manner if the decision-maker makes his decision - which perhaps in itself, reasonably reflects the material before him - in a manner so devoid of any plausible justification that no reasonable person could have taken this course, for example by unreasonably failing to ascertain relevant facts which he knew to be readily available to him. The circumstances under which a decision will be invalid for failure to inquire are, I think, strictly limited. It is no part of the duty of the decision-maker to make the applicant's case for him. It is not enough that the court find that the sounder course would have been to make inquiries. But, in a case where it is obvious that material is readily available which is centrally relevant to the decision to be made, it seems to me that to proceed to a decision without making any attempt to obtain that information may properly be described as an exercise of the decision-making power in a manner so unreasonable that no reasonable person would have so exercised it. It would follow that the court, on judicial review, should receive evidence as to the existence and nature of that information.
The observations of his Honour were subsequently the subject of attention in numerous authorities: e.g., WADF v Minister for Immigration & Multicultural Affairs [2002] FCAFC 151 at [17] per Emmett J (Gray and Nicholson JJ agreeing); Burton v Minister for Immigration & Citizenship [2008] FCA 1464 at [26] to [27] per Jacobson J; MZZGB v Minister for Immigration and Border Protection [2014] FCA 1052 at [59] to [61] per White J.
17 But one of those authorities was the decision in SZIAI v Minister for Immigration and Citizenship [2008] FCA 1372, (2008) 104 ALD 22. It was there concluded, "[n]otwithstanding considerable reservation", that the Tribunal should have made further inquiries. But special leave to appeal was granted and the appeal was allowed by the High Court: Minister for Immigration and Citizenship v SZIAI [2009] HCA 39, (2009) 259 ALR 429 ("SZIAI"). In a joint judgment, French CJ, Gummow, Hayne, Crennan, Kiefel and Bell JJ concluded (at 436):
[25] Although decisions in the Federal Court concerned with a failure to make obvious inquiries have led to references to a "duty to inquire", that term is apt to direct consideration away from the question whether the decision which is under review is vitiated by jurisdictional error. The duty imposed upon the tribunal by the Migration Act is a duty to review. It may be that a failure to make an obvious inquiry about a critical fact, the existence of which is easily ascertained, could, in some circumstances, supply a sufficient link to the outcome to constitute a failure to review. If so, such a failure could give rise to jurisdictional error by constructive failure to exercise jurisdiction. It may be that failure to make such an inquiry results in a decision being affected in some other way that manifests itself as jurisdictional error. It is not necessary to explore these questions of principle in this case. There are two reasons for that.
[26] The first reason is that there was nothing on the record to indicate that any further inquiry by the tribunal, directed to the authenticity of the certificates, could have yielded a useful result. … The second reason is that the response made by SZIAI's solicitors to the tribunal's letter of 14 January 2008 itself indicated the futility of further inquiry. There was nothing that SZIAI or his solicitors were able to add, beyond a bare denial of what appeared in the National Ameer's letter. For these reasons there is no factual basis for the conclusion that the failure to inquire constituted a failure to undertake the statutory duty of review or that it was otherwise so unreasonable as to support a finding that the tribunal's decision was infected by jurisdictional error.
[27] No issue of procedural fairness otherwise arises. …
(Footnote omitted.)
18 The views expressed in this joint judgment in SZIAI were consistent with the views expressed much earlier by French J (as his Honour then was) in Rahman v Minister for Immigration & Multicultural Affairs [2000] FCA 1277. When considering a decision of the former Immigration Review Tribunal, his Honour expressed the following more generally expressed observations:
[29] Generally speaking when a statute provides for a person to apply to some authority for the grant of a right or privilege the decision-maker is, absent some relevant statutory direction, entitled to rely upon the materials supplied by the applicant as that which is presented in favour of the application. There is no general duty on the decision-maker to seek additional material which may remedy deficiencies in the applicant's presentation - Turner v Minister for Immigration and Ethnic Affairs (1981) 35 ALR 388 at 392-393 (Toohey J); Kioa v West (1985) 159 CLR 550 at 587 (Mason J). As Hill J said in Enichem Anic Srl v Anti-Dumping Authority (1992) 111 ALR 178 at 190 (Gummow J agreeing):
"Decision-making is a function of the real world. A decision-maker is not bound to investigate each avenue that may be suggested to him by a party interested. Ultimately, a decision-maker must do the best on the material available after giving interested parties the right to be heard on the question."
His Honour then went on to refer to the observations tentatively expressed by Wilcox J in Prasad.
19 Although it may thus be accepted that there remain limited circumstances in which the Tribunal may err by reason of "a failure to make obvious inquiries" which may "constitute a failure to review" such that there has been on its part a "constructive failure to exercise jurisdiction", such circumstances did not arise in the present proceeding.
20 On the facts of the present case, the Tribunal did in fact consider the claims then made as to the now-Appellant facing persecution in Nepal by reason of his Christian beliefs and considered those claims by reference to the materials then available. In doing so the Tribunal (inter alia):
relied upon country information as to Nepal being a place of "religious tolerance" ([2016] AATA 4489 at [36]);
accepted that the now-Appellant would face "some low-level discrimination or ostracism as a Christian" and accepted (inter alia) that "Christians may face discrimination in obtaining senior positions in the civil service" ([2016] AATA 4489 at [41]); and
made findings that the now-Appellant would be able to practice his religion freely in Nepal should he return ([2016] AATA 4489 at [41]).
The reasons for decision of the Tribunal further record that:
the Appellant asked for one week to provide "a document" and that that request was granted but "no further information was provided" ([2016] AATA 4489 at [24]).
Although the now-Appellant undoubtedly may have wished for different findings to have been made, no complaint is open that the Tribunal failed to consider the materials before it and to make such findings as it considered appropriate.
21 Any argument now advanced seeking to contend that the Tribunal should have undertaken further "investigations" is tantamount to a contention that further materials may have supported a different conclusion. So much is inherent in any argument that further inquiries or investigations may elicit further and possibly different facts supporting a different conclusion. The reason why such a contention is rejected by reference to the facts of the present case is essentially that:
there was no identification of what further inquiries or investigations should have been undertaken - let alone any identification of what further avenues of inquiry were so obviously raised by the materials available that they should have been pursued; and
there was no reliable basis upon which any conclusion could be reached that any such further inquiries or investigations would have yielded a different factual outcome.
The argument in the present case descended to an impermissible attempt to seek to challenge by way of judicial review the factual merits of the decision reached by the Tribunal.
22 There is an obvious need to keep any "duty to inquire" within limited bounds.
23 Any untrammelled "duty to inquire", a proposition rejected by the High Court in SZIAI, would undermine the statutory task entrusted to an administrative decision-maker to inquire into and resolve a claim by reference to the facts as placed before it. A requirement to undertake further inquiries or investigations would also have the very real tendency to permit a disgruntled claimant to seek a different and more favourable outcome by reference to an ever-changing substratum of facts. A claimant on such an approach would remain free to re-agitate a claim until the point is reached where a different and more favourable decision could be reached by reference to facts fundamentally different to those first advanced for consideration.
24 But such difficulties should not preclude the prospect that in an appropriate case a "duty to inquire" remains a duty to be undertaken if a decision-maker is to properly discharge the statutory task entrusted to it by the legislature.
25 The first Ground of Appeal is rejected.