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[2012] FCA 1329
Federal Court of Australia
2012-11-27
Murphy J
Original judgment source is linked above.
BETWEEN: FORENSIC DOCUMENT EXAMINERS PTY LTD (ACN 118 201 157)
IN THE FEDERAL COURT OF AUSTRALIA VICTORIA DISTRICT REGISTRY GENERAL DIVISION TAD 56 of 2010
BETWEEN: FORENSIC DOCUMENT EXAMINERS PTY LTD (ACN 118 201 157)
JUDGE: MURPHY J DATE: 27 NOVEMBER 2012 PLACE: MELBOURNE
The ADJR application 2 In proceeding TAD 27 of 2012 the applicant, Mr Rogerio Cristovao, seeks judicial review pursuant to the Administrative Decisions (Judicial Review) Act 1977 (Cth) ("ADJR Act") of two separate decisions by registrars of this Court, and also seeks an extension of time within which to make the substantive application ("the ADJR application"). 3 The first registrar's decision which Mr Cristovao seeks to review is the decision of Registrar Scott on 24 December 2010 to accept for filing an affidavit sworn on 24 December 2010 by Mr Adrian Lacroix, the director of Forensic Document Examiners Pty Ltd ("Forensic"). Mr Cristovao says that the affidavit was not properly sworn and therefore the registrar should not have been allowed it to be filed. 4 The second registrar's decision which is the subject of review is the decision of District Deputy Registrar Caporale on 18 April 2012 to refuse to accept for filing an application by Mr Cristovao dated 28 March 2012, which sought to set aside a costs order made by Registrar Scott on 17 March 2011. 5 For the reasons I set out below, the application for judicial review of each of the decisions must fail.
The application for injunctive relief 6 In proceeding TAD 56 of 2010 Mr Cristovao seeks injunctive relief to restrain the sale of his interest in a property in Western Australia which was proposed to occur in execution of Registrar Scott's costs order on 17 March 2011. I note though that an urgent application for injunctive relief in essentially the same form was made on 10 September 2012. On 11 September I heard and dismissed that application and published my reasons: Cristovao v Scott [2012] FCA 1009. I therefore consider that the application for injunctive relief in TAD 56 of 2010 has already been heard and determined. 7 Having said this, insofar as there might be argued to be some residual question to be determined in relation to this application, the application must fail. For the reasons I set out below, there is no basis for a grant of injunctive relief to Mr Cristovao.
Application by Mr Lacroix to appear for Forensic 26 Forensic sought leave to be represented by Mr Lacroix although he was not legally qualified. I decided to grant leave for him to appear on the company's behalf pursuant to r 1.34 as I consider it in the interests of the orderly disposition of the application that the company be represented. The company is not before the Court unable to represent itself out of choice, but as the contradictor to the applications. Mr Lacroix states that Forensic is effectively unable to afford a lawyer as a consequence of funding its defence of this litigation to date. Mr Lacroix's participation was of assistance to the Court because he is a director of the company and he has a detailed knowledge of the facts relevant to the applications. He is also the deponent of the affidavit which is central to the dispute.
Application by Mr Chin to appear for Mr Cristovao 27 Mr Cristovao sought leave for Mr Nicholas Chin to appear on his behalf on the basis that his English was poor and the Court would not be able to understand his submissions unless assisted by Mr Chin. The application was made on the basis that Mr Chin would appear as a friend of the Court. This is not however a correct characterisation of the role which Mr Chin sought to play. He was seeking to appear and represent Mr Cristovao's interests and as person who was not licensed to practice in law, the only capacity in which he could purport to do so was as a "McKenzie friend". 28 The principles regarding the Court's discretion to allow the participation of a McKenzie friend have been well traversed: see Smith v The Queen (1985) 159 CLR 532; Gamage v Minister for Immigration and Citizenship [2009] FCA 1373; Ridout Nominees Pty Ltd v Commonwealth Bank of Australia [2003] WASCA 158 at [22] to [26]. While any person may attend as a friend of a party to take notes, make suggestions, and give advice, courts must be very careful in allowing an unqualified person to participate in a proceeding as an advocate. All the circumstances of the case must be considered, and in particular the following factors will often be relevant considerations: (a) the complexity of the case; (b) the genuine difficulties of the unrepresented parties; (c) the unavailability of disciplinary measures and a duty to the court by lay advocates; (d) the protection of the client and the opponent; and (e) the interests of justice. The guiding principle is the public interest in the attainment of justice and the ends of justice. 29 In balancing the above considerations, I note that Mr Cristovao has previously demonstrated a detailed knowledge of the facts of the case, that he appeared before me unrepresented in the interlocutory hearing and coherently put his case, and that I have had no difficulty understanding him. I could perceive no deficiency in his command of English sufficient to hamper the presentation of his case. I did not consider that any genuine difficulty would arise from a refusal to grant leave to Mr Chin to appear. I have also had regard to the fact that Mr Chin advised the Court that he was a disqualified lawyer and the subject of numerous findings of professional misconduct by the State Administrative Tribunal in Western Australia. This made the unavailability of disciplinary measures to deal with any failures by Mr Chin in appearing for Mr Cristovao particularly relevant. 30 I refused to allow Mr Chin to appear in the proceedings as an advocate, but I did allow him to sit with Mr Cristovao to provide advice and make suggestions to him, provided it did not disrupt the proceedings.
Consideration of merits of ADJR application 31 Mr Cristovao's application for judicial review seeks review of the decisions of Registrar Scott and Deputy District Registrar Caporale on the grounds that they were made in breach of subs 5(1)(f), (g), and (h) of the ADJR Act. 32 Section 3 of the ADJR Act provides: Interpretation (1) In this Act, unless the contrary intention appears: … decision to which this Act applies means a decision of an administrative character made, proposed to be made, or required to be made (whether in the exercise of a discretion or not and whether before or after the commencement of this definition): (a) under an enactment referred to in paragraph (a), (b), (c) or (d) of the definition of enactment; or (b) by a Commonwealth authority or an officer of the Commonwealth under an enactment referred to in paragraph (ca) or (cb) of the definition of enactment; other than: (c) a decision by the Governor-General; or (d) a decision included in any of the classes of decisions set out in Schedule 1. 33 Whether or not the decisions which Mr Cristovao seeks to review are properly to be characterised as decisions of an administrative character within the meaning of s 3 of the ADJR Act, or as exercises of delegated judicial power, is unnecessary to resolve. For the purposes of considering the merits of Mr Cristovao's applications for review under the ADJR Act, I am content to treat them as decisions of an administrative character. 34 Section 5 of the ADJR Act relevantly provides: Applications for review of decisions (1) A person who is aggrieved by a decision to which this Act applies that is made after the commencement of this Act may apply to the Federal Court or the Federal Magistrates Court for an order of review in respect of the decision on any one or more of the following grounds: … (f) that the decision involved an error of law, whether or not the error appears on the record of the decision; (g) that the decision was induced or affected by fraud; (h) that there was no evidence or other material to justify the making of the decision; … 35 The application stated the following grounds of review (without alteration): 1. The failure of the First and Second Respondent to deal with their own errors arising from their own respective Administrative decisions that impinges upon their respective conflict of interests. 2. The First Respondent cannot be a judge of her own cause arising from the ramifications of her Administrative error of the said Registrar Scott's decision (the administrative error of the first respondent). 3. The Second Respondent was in conflict of interests when he was trying to set aright the Administrative error of the First Respondent by refusing to accept for filing the Amended Fresh Applications (the administrative error of the second respondent). 4. Particulars of Fraud or bad faith rule 31.01(2): 1) the bad faith between the first and second respondents are indicated in grounds 5.1 and 5.2 above. 2) The Registrar Scott's decision has an underlying fraud or bad faith of FDE as indicated at page 6/29 of the Applicant's letter dated 25.4.2012 at page 2 & 3 in paragraphs 4 through 9 (The Fraud of FDE). 3) The law makes it mandatory that the fraud of FDE must not remain in the court's records and that it must be eradicated by unravelling the fraud. 36 The thrust of Mr Cristovao's argument is that Mr Lacroix's Affidavit was not properly sworn and for that reason should not have been accepted for filing by Registrar Scott. Mr Cristovao's argument related to Mr Lacroix's Affidavit were clear from the affidavits he filed in support of his application in TAD 27 of 2012, his submissions in TAD 56 of 2010, and from his oral submissions. 37 The essence of his argument is that the jurat of Mr Lacroix's Affidavit is defective by reason that: (a) the state in which it was sworn is not stated; (b) the "identification" of the person witnessing the affidavit is not apparent; (c) the printed name of the witness is not stated; (d) the witness's stamp is not affixed; (e) the witness's title is not stated; and (f) the witness's "digital numbers" are not stated. Mr Cristovao also complains that the preceding pages of Mr Lacroix's Affidavit were signed only by the witness and not by Mr Lacroix himself. It is not clear to me what Mr Cristovao means by the "identification" he says should have appeared in the jurat, but I have taken it to mean some identification of the person administering the oath. 38 Mr Cristovao characterised these aspects of the affidavit in various ways, describing the affidavit as unsworn, deficient, irregular, an "illegal document", an attempt by Mr Lacroix to defraud him, an act of perjury, an abuse of process, and an attempt to deceive the Court. More colourfully he submitted that the Court's acceptance of Mr Lacroix's Affidavit amounted to a denial of justice against the citizens of this country and of the European Union. At the heart of his arguments is the contention that Mr Lacroix deliberately did not properly swear his affidavit because it was not truthful and Mr Lacroix was concerned about being caught being untruthful on oath. 39 In seeking to establish that Mr Lacroix's Affidavit was not properly sworn Mr Cristovao sought to rely on provisions of the High Court Rules and the Oaths Act 2001 (Tas). However the formal requirements for the filing of affidavits in this Court are set out in the Evidence Act 1995 (Cth) ("Evidence Act"), the Federal Court Rules 2011 and the relevant Federal Court form for affidavits, namely Form 59. 40 The Evidence Act sets out the requirements for the swearing of affidavits. Section 186 sets out the requirements for swearing affidavits, relevantly providing: Swearing of affidavits before justices of the peace, notaries public and lawyers (1) Affidavits for use in: (a) an Australian court (other than a court of a Territory) in proceedings involving the exercise of federal jurisdiction; … … may be sworn before any justice of the peace, notary public or Australian lawyer without the issue of any commission for taking affidavits. The Schedule to the Evidence Act sets out the wording of the oath to be administered in taking sworn evidence. 41 Division 29.1 of the Rules relevantly provides: 29.01 When affidavit may be sworn or affirmed An affidavit may be sworn or affirmed before or after the proceeding starts. 29.02 Form of affidavit (1) An affidavit must comply with Form 59 and be made in the first person. (2) The first visible page (being the first page, the cover page or the front cover page) must state: (a) the deponent's description; and (b) the date on which the affidavit was sworn. … (7) Each page of the affidavit (but not any annexure) must be signed by the deponent (other than a deponent who is unable to sign the affidavit because of a physical disability) and by the person before whom it is sworn. (8) Each annexure and exhibit must be identified on its first page by a certificate entitled in the same manner as the affidavit and by the deponent's initials followed by a number (starting with '1' for the first annexure or exhibit). … (11) Each exhibit to an affidavit must be signed on the first page of the exhibit by the person before whom the affidavit is sworn. 29.03 Content of affidavits (1) An affidavit must not: (a) contain any scandalous material; or (b) contain any frivolous or vexatious material; or (c) be evasive or ambiguous; or (d) otherwise be an abuse of the process of the Court. (2) If an affidavit contains any of the material mentioned in subrule (1), a party may apply to the Court for an order that the affidavit, or a part of the affidavit, be removed from the Court file. 29.06 Irregularity in form An affidavit may be accepted for filing despite an irregularity in form. 29.07 Use of affidavit not filed or in irregular form A party must apply for the leave of the Court to use an affidavit that has not been filed, or that has been filed but is irregular in form. 42 Federal Court Form 59 contains the requirements of the jurat, namely the affixing of: (a) the place and state in which the affidavit was sworn; (b) the date on which it was sworn; (c) the signature of the deponent; (d) the signature of the witness; and (e) the name and qualification of the witness. 43 It is clear from a perusal of Mr Lacroix's Affidavit that it is signed by the deponent and by the witness. Contrary to Mr Cristovao's submission, the witness's qualification as a Justice of the Peace is stated immediately below his signature. The date of swearing is stated. While the state in which it was sworn is not stated in the particulars of jurat, the affidavit clearly sets out the place of swearing as Hobart. The only shortcomings are that the witness's full name is not stated, and the deponent's signature does not appear at the base of each page of the affidavit preceding the particulars of jurat. 44 The balance of the deficiencies which Mr Cristovao submits can be found in relation to Mr Lacroix's Affidavit, namely that the "identification", the witness's stamp, and the witness's "digital numbers" do not appear, are not in fact requirements for affidavits filed in this Court. Mr Cristovao's submissions in relation to these aspects need no further consideration. 45 In a further affidavit sworn by Mr Lacroix on 19 September 2012 in response to the application for judicial review, he deposes that his affidavit of 24 December 2010 was sworn before Mr Douglas Farmer. His evidence is that late on the afternoon of 24 December 2010, after preparing his affidavit, he attended the registry of the Supreme Court of Tasmania to swear it before a Justice of the Peace. Mr Lacroix states that he swore an oath on the Bible before Mr Farmer and then proceeded to execute the affidavit. Mr Lacroix acknowledges that he did not sign each page of his affidavit. 46 It is uncontroversial that Mr Douglas Farmer, a Clerk of the List employed by the Supreme Court of Tasmania, is and was duly qualified as a Justice of the Peace when he witnessed the swearing of Mr Lacroix's Affidavit on 24 December 2010. Mr Farmer swore an affidavit and was cross examined in the application. His evidence is that he recognises the witness signature which appears on the jurat of Mr Lacroix's Affidavit, on each page of the affidavit, and on the annexures, as his own. His evidence is that he does not believe that it is a requirement that he affix his full name when witnessing and affidavit. He told the Court that it was his practice to always require a deponent to swear the oath prior to witnessing an affidavit. He acknowledged that the deponent's signature did not appear on each page of the affidavit. 47 Rule 29.06 provides that an affidavit may be accepted for filing in the Federal Court despite an irregularity in form. I consider that any irregularity in the swearing of Mr Lacroix's Affidavit is not sufficiently serious such that the only acceptable course was for Registrar Scott to refuse to accept it for filing. Whether Registrar Scott in fact apprehended any irregularity in Mr Lacroix's Affidavit and purported to nonetheless accept it for filing under r 29.06, is not known to me. It is not the practice of registrars of this Court to record their reasons for accepting for filing each affidavit lodged with the Court's registry. 48 Mr Farmer and Mr Lacroix both gave evidence to the effect that Mr Lacroix's Affidavit was properly witnessed and sworn. I am satisfied that Mr Lacroix in fact swore his affidavit before Mr Farmer on 24 December 2010 (see: Fastlink Calling v Macquarie Telecom (2008) 217 FLR 366 at [41]). Mr Cristovao sought to rely on the case of Director of Public Prosecutions v Marijancevic [2011] FSCA 355, however that case has no application to the present circumstances. Mr Cristovao was also unable to produce any evidence to sustain his arguments that the irregularities in its execution were motivated by a plan by Mr Lacroix to file evidence he knew to be untrue in order to escape the consequences of perjury. There is a complete absence of any evidence to sustain this argument. In my view there is no error in Registrar Scott accepting Mr Lacroix's Affidavit for filing. The irregularity was not such as to require that it should be refused. 49 I note also that Rule 29.07 requires that leave must be sought to use an affidavit with irregularities in proceedings before the Court. In my view a grant of such leave is appropriate. However there is no evidence that Forensic in fact relied on Mr Lacroix's Affidavit in proceeding TAD 56 of 2010, and there is nothing to illustrate that the affidavit was relevant to Registrar Scott's Costs Order. Registrar Scott's basis for making the setting aside order was clearly the consent of the parties. Middleton J has previously determined that Mr Cristovao consented to the setting aside order, and that order was not conditional on there being no further order as to costs (see Cristovao v Forensic Document Examiners Pty Ltd [2011] FCA 1131 at [11] to [12]). 50 Mr Cristovao has previously sought to argue before me that had he been aware of the irregularities in Mr Lacroix's Affidavit, he would not have consented to the order setting aside the statutory demand. While his applications currently before me do not seek to set aside Registrar Scott's Costs Order, it is apparent from his written submissions (and the applications which were refused for filing by Deputy District Registrar Caporale) that he maintains that Registrar Scott's Costs Order and the setting aside order are rendered a nullity by reason of the irregularities in Mr Lacroix's Affidavit. 51 I do not accept this submission. The irregularities of which Mr Cristovao complains could not constitute a reasonable basis for refusing leave to rely on Mr Lacroix's Affidavit had the setting aside application proceeded to hearing. Nor would there have been anything to prevent Mr Lacroix re-swearing his affidavit to cure those irregularities. There is also no basis for Mr Cristovao's apprehension that the irregularities he has identified in any way indicate an intention by Mr Lacroix to deceive him or the Court. 52 Mr Cristovao's application for judicial review of the decisions of both registrars is made on the basis that both decisions involved an error of law, were induced or affected by fraud, and there was no evidence or other material to justify the making of the decisions, pursuant to subs 5(1)(f), (g), and (h) of the ADJR Act. The applications must fail as he advanced no arguments of any substance as to the purported errors of law, or any evidence of fraud, and there is no basis for setting aside either decision. 53 It is also no argument for Mr Cristovao to now say that he only discovered the irregularities in Mr Lacroix's Affidavit after the applications before Marshall J and Middleton J were heard. The very limited irregularities in Mr Lacroix's Affidavit, such as they are, were able to be observed by Mr Cristovao from the date he was served with it. It is not the Court's role to provide endless opportunities, under the guise of a litigant's rights of review and appeal, for him to attempt to refine and improve his case, simply because he is dissatisfied with the outcome. 54 Mr Cristovao cannot establish any part of his argument as to the effect of the irregularities in Mr Lacroix's Affidavit. His application for judicial review is completely without merit. 55 However, the first question before me is not the substantive application for review but rather whether the application is within time.
Cristovao
Registrar Caporale
[2011] VSCA 355
[2003] WASCA 158
(2011) 195 FCR 142
(2008) 217 FLR 366
(1984) 3 FCR 344
(2001) 115 FCR 229
(1985) 159 CLR 532