CONSIDERATION
49 In Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue (2009) 239 CLR 27, Hayne, Heydon, Crennan, Kiefel JJ said (at [46]):
This Court has stated on many occasions that the task of statutory construction must begin with a consideration of the text itself. … The language which has actually been employed in the text of legislation is the surest guide to legislative intention. The meaning of the text may require consideration of the context, which includes the general purpose and policy of a provision, in particular the mischief it is seeking to remedy.
And see Project Blue Sky v Australian Broadcasting Authority (1998) 194 CLR 355 at 384 [78] (McHugh, Gummow, Kirby, Hayne JJ), Cooper Brookes (Wollongong) Pty Ltd v Commissioner of Taxation (1981) 147 CLR 297 at 321).
50 In Australian Securities and Investments Commission v DB Management Pty Ltd (2000) 199 CLR 321 at [34] - [35] the Court observed that, ordinarily, the words of a statutory provision are to be given their literal or grammatical meaning unless the context of the words, the consequences of a literal or grammatical construction, the purpose of the statute or the canons of construction required otherwise. Where a party contends for a meaning other than the literal or grammatical one, "such a contention may lack force unless accompanied by some plausible formulation of an alternative legal meaning" (at [35]). In construing ss 365, 366 and 368 of the FW Act, the starting point is the text: Re Bolton; Ex parte Beane (1987) 162 CLR 514 at 518; Chang v Laidley Shire Council (2007) 234 CLR 1 at [59] - [60]. Three preliminary observations may be made of the literal and grammatical meaning of those provisions.
51 The first observation is that s 365 and s 366 are concerned with different subject matters. Section 365 defines the persons who are entitled to make a general protections application to the FWC involving dismissal. Section 366 conditions the manner in which such a person's application must be made. The condition is that the application be commenced within 21 days or a longer a period that may be allowed by the FWC in the exercise of the discretionary power conferred under s 366(1), having regard to the factors in s 366(2). For an application to be "made under" s 365, it must be made by a person described in s 365 and it must be made within the time prescribed or allowed under s 366(1). The opening phrase in s 368, "if an application has been made under s 365", incorporates both concepts. The words erect an essential precondition to the FWC's authority to perform both its conciliation function and its associated power to issue a certificate under s 368(3).
52 The power to allow further time under s 366(1) is cast in familiar terms, both within the landscape of the FW Act and in other more litigious contexts: see, for example s 477(2)(b) of the Migration Act 1958 (Cth). The purpose of limitation periods conditioning the time for commencing litigation was discussed by McHugh J in Brisbane South Regional Health Authority v Taylor (1996) 186 CLR 541 at 552:
The effect of delay on the quality of justice is no doubt one of the most important influences motivating a legislature to enact limitation periods for commencing actions. But it is not the only one. Courts and commentators have perceived four broad rationales for the enactment of limitation period. First, as time goes by, relevant evidence is likely to be lost. Second, it is oppressive, even 'cruel', to a defendant to allow an action to be brought long after the circumstances which gave rise to it have passed. Third, people should be able to arrange their affairs and utilise their resources on the basis that claims can no longer be made against them. Insurers, public institutions and businesses, particularly limited liability companies, have a significant interest in knowing that they have no liabilities beyond a definite period.
(footnotes omitted)
53 The same principles inform the intent behind the enactment of s 366 of the FW Act as it applies to an administrative tribunal. The provision is to be construed so as to give it meaningful work to do, and in a manner that best promotes its purpose: Acts Interpretation Act 1901 (Cth), s 15AA (as in force on 25 June 2009: see s 40A of the FW Act). The mandatory considerations in s 366(2) are to be understood as giving effect to that purpose by precluding all delayed applications except in cases where the FWC is satisfied that there are exceptional circumstances.
54 The second observation that may be made is that s 365 contains two criteria conditioning a person's entitlement to make an application. The first criterion is expressed in objective terms: the person has been dismissed. The second criterion is also expressed in objective terms, albeit by reference to the fact that an allegation has been made that "the dismissal" was in contravention of a provision of Pt 3-1. The word "alleges" is found in the criterion in s 365(1)(b), but not in the criterion in s 365(1)(a). In its ordinary meaning, the criterion in s 365(1)(a) will be fulfilled if there has been a dismissal in fact. It will not be fulfilled merely because an applicant asserts that he or she has been dismissed. The words "the dismissal" to which subs (b) refers is clearly a reference back to subs (a) and so refers to "the dismissal" that has occurred in fact.
55 That construction accords with the nature of the prohibitions with which Subdiv A of Div 8 of Pt 3-1 is concerned: it is not a contravention of the FW Act to dismiss a person from his or her employment. Rather, it is a contravention to (relevantly) dismiss a person for a prohibited reason.
56 Mr Milford's claim is that adverse action was taken against him because he had exercised a workplace right. The right was said to have been exercised on 20 July 2018 and so preceded a dismissal he alleged had occurred later that same day. The Full Bench was correct to say that a finding that there was no dismissal necessarily entailed a rejection of his pleaded case because he had not exercised a workplace right. So too would a finding that there had been a dismissal at a time predating the exercise or purported exercise of the right.
57 The word "alleges" is also absent in s 366(1)(a). In accordance with its ordinary meaning, the time to lodge the application runs from the date the dismissal takes effect in fact. The Parliament might have easily prescribed the time for commencing the application by reference to the date upon which an applicant alleged (whether honestly or not) the dismissal to have taken effect, but it has not done so.
58 The third observation is that the power to allow more time to make an application presupposes that there has been a dismissal in fact and that the application was not lodged within 21 days of its occurrence. The following features make that plain:
(1) First, the requirement that the FWC take into account the reason for the delay necessarily comprehends that the length of the delay may be objectively ascertained.
(2) Second, the requirement that the FWC take into account any action taken by the person to dispute the dismissal focuses attention on the steps taken (or not taken) after the dismissal has occurred. By its nature, that task requires the FWC to identify the time from which steps ought to have been taken.
(3) Third, the requirement that the FWC have regard to any prejudice to the employer "including prejudice caused by the delay" also requires a finding to be made as to the length of the delay, being the delay between the dismissal taking effect and the expiration of the usual 21 day limitation period. To calculate the length of the delay from the date upon which a dismissal is alleged would be to deny the actual length of the delay and hence disregard the consequent prejudice to the respondent.
(4) Fourth, the FWC must also consider the fairness of granting or refusing an extension of time as between the person and others in a like position. That, too, is an objective enquiry. A person is not "in a like position" just because he or she alleges that to be the case.
59 As discussed later in these reasons, there may be cases where the FWC may avoid drawing a conclusion as to whether or not an employment relationship has ended in circumstances that amount to a dismissal, and proceed to determine an application for an extension of time on the assumption that it has so ended. But on an application for an extension of time, ascertainment of the length of the delay between the date that the relationship ended and the expiration of the statutory time limit must be identified.
60 The requirement that the FWC take account of "the merits of the application" under s 366(2)(d) requires some assessment to be made of the parties' respective positions in the particular dispute that is to be the subject matter of the FWC's conciliation powers under s 368 of the FW Act, should an extension of time be granted. We will return to that question in due course.
61 Construed in accordance with their ordinary meaning, s 365 and s 366 of the FW Act together promote the purpose of ameliorating the adverse effects of delay on the quality of justice as identified by McHugh J in Brisbane South. To construe the provisions in a way that would deny or ignore the existence of actual delay would be to frustrate that purpose.
62 Counsel for Mr Milford properly acknowledged that the Parliament had not expressed s 365 in terms that conditioned a person's entitlement to apply on the circumstance that the person had alleged that he or she had been dismissed in contravention of Pt 3-1 of the FW Act. The thrust of the submissions was that the ordinary text of the provision should give way to a different meaning, to be discerned from the FW Act as a whole.
63 Subject to what follows, Mr Milford is correct in his submissions that the power of the FWC to "deal with the dispute" under s 368 of the FW Act is limited to conciliating "the dispute", to expressing an opinion in accordance with s 592 of the FW Act and (if the matter cannot be resolved by conciliation) to issuing a certificate to that effect under s 368(3). However, those non-determinative functions are only enlivened in the event that an "application is made under s 365", and they only apply to "the dispute". What, then is the dispute to be dealt with under s 368?
64 The answer is found in s 365 and in the opening words to s 368 itself. As observed earlier, when s 368 refers to an "application" made under s 365, it refers to an application validly made by a person entitled to make it. The text and structure of s 365 is such that there has been a dismissal in fact and that there is an allegation that the dismissal was for a prohibited reason. Construed in the context of s 365, when s 368 refers to "the dispute" it must be taken to refer to the dispute agitated by the allegation: that is, the allegation concerning the reason for the dismissal, and not an allegation of dismissal per se. It does not assist Mr Milford to show that the power under s 368 is non-determinative. We are presently concerned with an antecedent question as to whether the non-determinative powers are enlivened at all. The "merits of the application" to which s 366(2)(d) refers is the merits of the allegation referred to in s 365(1)(a), that is, the allegation that the applicant was dismissed in contravention of (in this case) s 340(1). That is a criterion that is usually considered in applications to extend time: cf Jackamarra v Krakouer (1998) 195 CLR 516 Brennan CJ and McHugh J at [3] - [4], Kirby J at [66(d)]; Jess v Scott (1986) 12 FCR 187. The timing of the dismissal may be relevant to the merits, indeed in some cases it may be determinative. The Parliament could not have intended that in discharging the obligation under s 366(2)(d) the FWC must ignore a circumstance that would render the application without any, or perhaps any reasonable, prospects of success. The circumstance that the dismissal predated the alleged exercise of the workplace right may be one such circumstance.
65 It is not difficult to conceive of cases where the parties may be in "dispute" as to whether or not a person has been dismissed. Most often that will occur in cases where the applicant alleges (and the respondent contests) that he or she has been constructively dismissed. But that dispute is not to be confused with the dispute forming the subject matter of the FWC's conciliation powers as just described. A dispute about whether a person has been dismissed raises an antecedent issue going to the existence of the FWC's authority to compel an employer to participate in its conciliation processes.
66 The question of whether or not a person has been dismissed is an objective condition appearing elsewhere in the FW Act in the same objective terms. By way of example, s 725 of the FW Act provides that "a person who has been dismissed" is precluded from making applications or complaints of certain kinds. Whether or not a person has been dismissed also determines whether the person may apply under Subdiv A or Subdiv B of Pt 3-1. In the latter case, the employer may be compelled to participate in a conference but the person conducting the conference has no power to direct that it be conducted in public: s 374(2). If the construction advanced by Mr Milford were to be accepted, the authority of the FWC to proceed under Subdiv A or B (and hence its powers to direct that the conference be conducted in public) would depend upon whether the applicant alleged (falsely or otherwise) that a dismissal had occurred. I am unable to comprehend how such a construction would advance the objects of the FW Act.
67 To summarise, when an application is purportedly lodged under s 365 it is open to a respondent to assert that there has been no dismissal, so giving rise to a dispute on that question. Such a dispute falls to be determined not under s 368 but under s 365 itself. It is an antecedent dispute going to the entitlement of the applicant to apply. It is also open to a respondent to admit that a dismissal has occurred but dispute that the dismissal took effect within 21 days of the date that the application was filed. Such a dispute may give rise to an issue under s 366(1), involving as it does a question as to whether it is necessary for the FWC to determine whether more time should be "allowed" for the application to be made under s 365. That too is an antecedent dispute, going to the question of whether an application has been made. It is a dispute that must be resolved before the powers conferred by s 368 can be exercised at all.
68 Contrary to Mr Milford's submissions, it is not correct to say that the FW Act contains no express powers for the resolution of antecedent issues of the kind mentioned above, nor is it correct to search for an express conferral of power of that kind in any event. Part 6-1 of the FW Act (which concerns multiplicity of actions) contains numerous references to applications before the FWC (including an application under s 365) failing for "want of jurisdiction", so recognising that an administrative tribunal such as the FWC may determine the limits of its powers (albeit not finally). No express power is necessary. As to procedure, s 590 expressly empowers the FWC to inform itself in relation to "any matter before it in such manner as it considers appropriate". In the present case the "matter" before the Deputy President was whether she had authority to deal with the dispute under s 368. To the extent that practices and procedures have not developed in the FWC to deal with challenges to its own jurisdiction, there is a power under s 609 to make procedural rules by legislative instrument to address the deficiency.
69 Whether or not it was open to the Deputy President to dismiss the application under s 587(1)(a) of the FW Act on the basis that it had not been made "in accordance with" the FW Act, may be left to a case in which the outcome might turn on it. The better view is that it is not necessary to identify an express power in the FWC to decline to act upon an application on the basis that it fails for want of jurisdiction. It may be that an application purportedly made by a person having no entitlement to make it is not an "application" for the purposes of s 587(1)(a) at all. Section 587(1)(a) has work to do in cases where an otherwise valid application has not been made in accordance with procedural rules made under the FW Act. The statutory note suggests that is its purpose (although the note does not form a part of the Act): see s 40A of the FW Act.
70 Returning to the Full Bench decision, as the Full Bench correctly identified, "There will be some cases where there is a genuine dispute concerning the date upon which the pleaded dismissal took effect which may have consequences for compliance with the time limitation in s 366(1)". The Full Bench said that a dispute of that nature might arise in the "theoretical scenario" posited by Coles whereby an applicant adopted a fictitious date in order to avoid the time limitation in s 366(1) applying. The Full Bench continued (at [28]):
In this type of case it will be necessary for the Commission to identify the correct date of the pleaded dismissal in order to determine whether the application was filed within the prescribed 21 days and consequently whether it is necessary to consider the grant of an extension of time under s 366(2).
71 By that passage the Full Bench appears to accept that the FWC may (indeed in some cases must) perform a task involving the determination of facts. It is difficult to comprehend why the FW Act would permit (as it does) the FWC making a finding about when a dismissal occurred in a case of suspected dishonesty, but preclude it from making a finding about whether a disputed dismissal had occurred.
72 The Full Bench said that Mr Milford's case was different because the relevant dispute was not in truth about the precise date upon which the pleaded dismissal took effect, but whether there was a dismissal at all. The Full Bench erred in reducing the issues Coles had raised in that way. As has been said, Coles by its written response, alleged that Mr Milford had been dismissed as at 1 October 2014. It did not abandon that position. It then advanced an additional and alternative contention to the effect that Mr Milford had not been "dismissed" as defined. Hamstrung as she was by the decision in Hewitt, the Deputy President proceeded on the basis that it was not permissible to make a finding about whether there had been a dismissal.
73 In the present case, the finding that Mr Milford's employment ended effective from 1 July 2016 at the latest was fatal to his claim that the reason for his alleged dismissal was the exercise of a workplace right on 20 July 2018, some two years later. But none of that means that the Deputy President exceeded her powers under s 366 or s 368, properly construed. On any interpretation of the first and second decisions, the Deputy President declined to deal with the particular dispute to which s 368 is directed, because she was not satisfied that she had the authority to do so.
74 The submission that the power to determine a person's entitlement to make an application to the FWC under s 365 of the FW Act is "deferred" exclusively to this Court or the Federal Circuit Court under s 370 of the FW Act cannot be accepted. Section 370 is to be interpreted against the background that the FWC may determine the question of a person's entitlement to make an application to it, although not conclusively. Whilst Mr Milford is correct to state that this Court has the power to determine whether a person is entitled to make an application to the FWC under s 365 of the FW Act, it does not follow that the FWC is precluded from making decisions about the limits of its own powers in cases (such as the present) where there is a genuine challenge to those limits.
75 As has been mentioned, the FW Act establishes multiple alternate pathways for an applicant and prospective litigant, the appropriate pathway depending upon whether or not the person is entitled to make an application to the FWC under s 365 of the FW Act. The opening words to s 368 of the FW Act would be rendered useless if the FWC were bound to deal with an application that the applicant had no entitlement to make, or that did not accord with the express requirement in s 366(1). It is true that a court may decline to recognise an "application" or resulting certificate as valid when determining an objection to competency of a legal proceeding under s 370 of the FW Act: see by comparison Forbes v Petbarn Pty Ltd [2018] FCA 256 at [65] to [66]. However, there is nothing in the text, context or purpose of the FW Act evincing an intention that the first opportunity for a respondent to challenge the authority of the FWC to deal with a dispute should be by way of collateral attack on the validity of a certificate after it has been compelled to participate in the FWC's processes and after court proceedings have commenced.