Background
3 The respondent to the proposed appeal was the trustee of the applicant's bankrupt estate from the time of his appointment on 2 October 2014 until 18 November 2019, when a different judge of the Court in proceeding VID 991 of 2018 ordered that he cease to be the trustee of the applicant's bankrupt estate: Pekar v Holden (Trustee) (No 3) [2019] FCA 1928. The order removing the respondent as trustee was not opposed, and was in consequence of findings made in earlier reasons that the respondent had repudiated an agreement made between the applicant and the respondent by failing to administer the applicant's bankrupt estate in a timely manner, which repudiation the applicant had accepted: Pekar v Holden (Trustee) [2019] FCA 442; Pekar v Holden (Trustee) (No 2) [2019] FCA 1212. Among other orders, the Court ordered that the respondent forthwith pay to the applicant $180,102.24, being the balance of monies held by the respondent as trustee and which the applicant had paid pursuant to the agreement that had been discharged upon the applicant's acceptance of the respondent's repudiation. However, a claim by the applicant for damages in respect of claimed losses resulting from the respondent's breach of the agreement was rejected by the Court: [2019] FCA 1928 at [11]-[14].
4 On 1 September 2020, the applicant commenced proceeding VID 614 of 2020 against the respondent and one other person. On 1 December 2020, the proceeding against the second respondent was dismissed, and the applicant was given leave to file and serve an amended originating application. On 8 January 2021, the applicant filed an amended originating application seeking the following relief -
1. Relief in the form of aggravated compensation arising from breach of a contract, and criminal negligence by the respondent in a sum [determined] by [the] Court.
2. Refer the respondent for criminal prosecution for "perjury" and [embezzlement].
3. An order that the respondent is personally liable for all remuneration and legal cost of the new trustee of the estate and the official trustee for past, present, and future remuneration and legal cost of the new trustee.
5 The applicant filed three affidavits in support of the originating application, including two affidavits described as amended affidavits. The tenor of those affidavits was -
(a) to allege financial losses as a result of the respondent's breach of the agreement that was the subject of the reasons and orders in proceeding VID 991 of 2018 to which I referred at [3] above; and
(b) to challenge the evidence in an affidavit of the respondent filed in proceeding VID 991 of 2018 that he had paid the sum of $6,000 in discharge of liabilities under costs orders made in the Federal Circuit Court of Australia in favour of the petitioning creditor, Rickards Legal, in the successful application for a sequestration order in respect of the applicant's estate.
6 Rickards Legal is a firm of legal practitioners that previously acted for the applicant, and against whom the applicant has instituted a number of proceedings to which I will refer below.
7 The respondent applied for summary judgment, and for a vexatious proceedings order against the applicant. A hearing of that application took place before the Judge by telephone and by video conference on 18 February 2021. The Judge reserved his decision, and on 26 February 2021 made the orders which the applicant now seeks to appeal.
8 The evidence before the Judge on the hearing of the respondent's application for the vexatious proceedings order and for summary dismissal of the proceeding included evidence that -
(a) between 2008 and 2010 the applicant had instituted nine proceedings in different forums, namely the Victorian Civil and Administrative Tribunal (VCAT), the Magistrates' Court of Victoria, and the Supreme Court of Victoria against Gough Partners Pty Ltd, the manager of a residential owners' corporation with which the applicant was in dispute;
(b) in one of the VCAT proceedings against Gough Partners Pty Ltd, C10677 of 2009, the applicant had made allegations of fraud, and sought orders that parties be investigated and prosecuted that were specifically and emphatically rejected by the Tribunal as being without foundation, and as having been made for the purpose of causing expense and inconvenience;
(c) the applicant's unsuccessful proceedings against Gough Partners Pty Ltd in VCAT, the Magistrates' Court of Victoria, and the Supreme Court of Victoria resulted in several costs orders made against the applicant, including two that were made on an indemnity basis;
(d) the applicant engaged Rickards Legal in or about 2010 in relation to a dispute concerning one costs order made against the applicant by the Magistrates' Court of Victoria in favour of Gough Partners Pty Ltd;
(e) on 29 July 2011, Rickards Legal issued a tax invoice to the applicant in the sum of $6,302.73 in respect of its work, which became the subject of a dispute between the applicant and Rickards Legal;
(f) between October 2011 and August 2014, the applicant initiated eight proceedings against Rickards Legal or its members in different forums, namely the Supreme Court of Victoria, the Magistrates' Court of Victoria, and VCAT, making extreme claims, including unsupported allegations of fraud, which proceedings were summarily dismissed, or struck out, or otherwise determined adversely to the applicant;
(g) Rickards Legal petitioned for the applicant's bankruptcy, and on 2 October 2014 a sequestration order was made by a Registrar of the Federal Circuit Court of Australia;
(h) subsequent to the sequestration order, the applicant initiated a number of proceedings in the Federal Circuit Court of Australia directed to having the sequestration order annulled or set aside, including by reference to allegations of fraud, and by seeking to re-litigate the applicant's liability for the fees of Rickards Legal, as originally invoiced;
(i) several costs orders had been made against the applicant in favour of Rickards Legal in various proceedings, including on an indemnity basis, and none of the orders made in fixed amounts had been satisfied by the applicant;
(j) on 7 June 2017, the Federal Circuit Court of Australia made a vexatious proceedings order against the applicant, in a proceeding between the applicant and Rickards Legal, declaring the applicant to be a vexatious litigant, and prohibiting him from commencing proceedings in that Court, other than proceedings under the Family Law Act 1975 (Cth);
(k) in proceeding VID 991 of 2018, in which the final orders of 18 November 2019 to which I referred at [3] were made, the applicant had been represented by counsel in the later stages, who made submissions on behalf of the applicant in support of claims for damages for breach of contract which, as I mentioned earlier, were rejected by the Court;
(l) on 30 March 2020, the applicant served upon the respondent a complaint filed in a proceeding in the Magistrates' Court of Victoria against the respondent as defendant seeking compensation in the sum of $25,000, which complaint the applicant later withdrew, but only after the respondent had filed a notice of defence and had applied to have the proceeding struck out;
(m) on 29 June 2020, the applicant instituted a further proceeding in the Magistrates' Court of Victoria against the respondent as defendant, alleging that the respondent had "embezzled" monies in the sum of $6,000, which proceeding the applicant subsequently advised he had withdrawn, but only after the respondent had filed a notice of defence; and
(n) contrary to the applicant's claims, the respondent had paid the total sum of $6,000 to Rickards Legal on account of its priority claim for its costs as petitioning creditor in the applicant's bankruptcy proceeding pursuant to orders of the Federal Circuit Court in the fixed sums of $1,000 and $5,000, and Rickards Legal had acknowledged in writing receipt of that sum.
9 The Judge's reasons for making the vexatious proceedings order against the applicant and the order dismissing the applicant's proceeding are published: Pekar v Holden [2021] FCA 141. In summary, the Judge held by reference to the evidence adduced by the respondent, to which I referred at [8] above, that the applicant had frequently commenced vexatious proceedings in Australian courts and tribunals over the last 13 years, referring at [18] to the re-litigation of grievances as a feature of the applicant's conduct. The Judge expressed agreement with the conclusions of the judge of the Federal Circuit Court who had likewise made a vexatious proceedings order against the applicant: Pekar v Rickards Legal (No 3) [2017] FCCA 1196 at [14]-[18].
10 In addition, the Judge held that the proceeding before his Honour was vexatious, because it lacked merit. It lacked merit because the applicant's extravagant and unsupported claims of perjury and embezzlement, which the Judge described as absurd, lacked a proper basis and were met by the direct evidence of the respondent that he had paid the sum of $6,000 to Rickards Legal, which was corroborated by business records and by an unchallenged acknowledgement in writing by Rickards Legal that it had received that sum. As to the claimed losses arising from breach of contract, the Judge held that these claims were precluded by reference to the principles essayed in Port of Melbourne Authority v Anshun Pty Ltd [1981] HCA 45; 147 CLR 589, which was referred to in Tomlinson v Ramsey Food Processing Pty Ltd [2015] HCA 28; 256 CLR 507 at [22] (French CJ, Bell, Gageler and Keane JJ). The preclusion arose because the losses that the applicant claimed had either already been claimed without success in proceeding VID 991 of 2018, or they were losses which the applicant could and should have claimed in that proceeding. The Judge concluded that the applicant had no reasonable prospect of successfully prosecuting the proceeding.