1 HIS HONOUR: Water views have always been a sought after feature of real property. Property with a water view is more valuable than property without. The more extensive the water views, the more valuable the property.
2 Hence, property owners desire to capture or improve water views from their properties. This might involve extending or erecting a building, such as a dwelling house, to capture or improve water views. It may also involve removal or reduction of obstructions, such as trees and other vegetation, which are blocking or obscuring water views.
3 The taking of any such action to capture or improve water views is, however, invariably regulated by statute. The statutory regulation involves a prohibition on the taking of such action unless and until prior consent has been obtained from a competent regulatory authority. Such a regulatory scheme is essential to achieve the proper management, development and conservation of the natural and built environments.
4 Sometimes, the desire of a property owner to capture or improve water views, with the concomitant benefits, overcomes the owner's self-control to comply with this regulatory scheme. Action is taken without seeking and obtaining the requisite consent of the regulatory authority. The law is broken.
5 This is what happened on a late spring afternoon in Bateman's Bay. The appellant, Mr Scott Cameron, owned residential property next to a waterfront council reserve. He engaged a contractor to remove a dead tree and branches of live trees at the rear of his property. The trees were obscuring water views from the property. The property had been listed for sale on the market for some months before the incident. The removal of the vegetation would improve the water views from the property. The appellant, as the owner, would benefit aesthetically and financially.
6 However, the appellant failed to seek or obtain the necessary consent from the relevant regulatory authority, Eurobodalla Shire Council, before taking the action.
7 For this breach of the law, the appellant was served by the respondent with a penalty notice under s 127A of the Environmental Planning and Assessment Act 1979 (NSW) ("the EPA Act") for an offence of carrying out development without consent pursuant to s 125(1) and s 76A of the EPA Act.
8 The appellant elected to have the matter determined by a court rather than pay the amount of the penalty specified in the penalty notice ($600). The matter was heard in the Local Court at Bateman's Bay. At the third mention of the matter, the appellant pleaded guilty. The matter was set down for hearing on disputed facts.
9 On 29 August 2005, the Local Court convicted the appellant as charged and sentenced him to pay a fine of $10,000 and court costs of $65.00, and ordered him to pay the prosecutor's costs in the sum of $2,980.00.
Appeal against the sentence
10 The appellant has appealed against the sentence. The appeal is made to this Court as of right under s 31(1) of the Crimes (Local Courts Appeal and Review) Act 2001 (NSW) ("the Review Act"). The appeal was lodged on 21 September 2005, within the 28 day period after the sentence was imposed that an appeal is required to be lodged by: s 31(2)(a) of the Review Act. This Court has jurisdiction in Class 6 of its jurisdiction to hear and dispose of the appeal: s 21A of the Land and Environment Court Act 1979 (NSW).
11 The appeal is to be dealt with by way of rehearing on the basis of certified transcripts of evidence given in the original Local Court: s 37(1) of the Review Act. Fresh evidence may be given, but only by leave of the Court if the Court is satisfied that it is in the interest of justice that fresh evidence be given: s 37(2) of the Review Act.
Appeal is by way of rehearing
12 The nature of the rehearing required by s 37(1) of the Review Act is akin to the type of appeal contained in s 5AA of the Criminal Appeal Act 1912 prior to the amendment of s 5AA in 2000. That appeal was described by the Court of Criminal Appeal in Cooper v Coffs Harbour Council (1997) 97 LGERA 125 at 127-128 as follows:
"…an appeal under s 5AA is not restricted to a determination of whether a decision of the Court below was infected with error. It is a rehearing on the evidence given before the trial court [ Criminal Appeal Act 1912 (NSW) s 5AA(3)].
The width of the Courts' jurisdiction when determining an appeal under this section is evidenced by s 5AA(4) which permits the Court to vacate the determination made by the trial court and to make any determination that the trial court could have made on the evidence heard on appeal. The Court is not concerned, as it would be in an ordinary appeal under s 5 of the Criminal Appeal Act , with whether the original determination was unsafe and unsatisfactory but whether the Court is independently of the same view as the trial court that the offence has been made out [ NSW Sugar Milling Cooperative Ltd v Environment Protection Authority (1992) 59 A Crim R 6].
The nature of the jurisdiction of this Court on an appeal under s 5AB was considered in Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority [(1992) 32 NSWLR 683]. It was held that an appeal under s 5AA was not a de novo rehearing but the Court was to consider the evidence before the trial court, together with any additional or substituted evidence admitted on the appeal, and resolve for itself afresh the ultimate issue for determination [(1993) 32 NSWLR 683 at 692].
Shortly after the decision in Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority [(1992) 32 NSWLR 683] was delivered, s 5AA was amended by substituting a recasting of subs 3 [footnote omitted] and the insertion of subs 3A [footnote omitted]. These amendments, however, did no more than confirm the correctness of that decision. Subsections 3 and 3A of s 5AA now make it clear that an appeal under the section is to be determined on the evidence before the trial unless leave is given by the Court for fresh, additional or substituted evidence to be adduced.
Although this Court is concerned primarily to redetermine the charge on the evidence before the trial court, it does not follow that the hearing of the appeal is limited only to a review of that evidence even if no other evidence is adduced on the hearing of the appeal. For example, on an appeal by way of rehearing, the appeal court considers the law as it applies at the time of the rehearing [ Turnbull v NSW Medical Board [1976] 2 NSWLR 281 at 297-298]. The court conducting the rehearing can also, where necessary to redetermine the matter on the evidence, apply the procedural provisions which operated in the trial court. As Hunt J (as he then was) said in Huntley Colliery Pty Ltd v State Pollution Control Commission [unreported, Court of Criminal Appeal, NSW, 5 June 1991], "the appeal is on almost all fours with an appeal from a decision of a Magistrate to the District Court" [an appeal from a Magistrate to the District Court is a hearing de novo in which there is a completely new trial wherein the prosecutor must begin again: Ex parte Day : R v Crampton (1943) 43 SR (NSW) 349 at 351; R v Longshaw (1990) 20 NSWLR 554 at 559-561]. This statement was applied in Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority [(1992) 32 NSWLR 683 at 690F]. The difference in the nature of an appeal to this Court and an appeal from a Magistrate to the District Court, is that an appeal under s 5AA is not a new hearing in which the prosecutor is required to lead the evidence to support the charge afresh [ Camilleri's Stock Feeds Pty Ltd v Environment Protection Authority [(1992) 32 NSWLR 683 at 690G]."
The evidence on the appeal
13 The appeal proceeded on certified transcripts of evidence, being the transcripts of the hearings in the Local Court on 18 July, 19 August and 29 August 2005, the judgment of Magistrate D Heilpern delivered on 29 August 2005, the Statement of Agreed Facts dated 2 May 2005 tendered at the hearing before the Local Court, the Statement of Mr Terry Wheatley (an employee of Eurobodalla Shire Council) and the Statement of Mr Peter Ward (the arborist engaged by the appellant to remove and lop the trees).
14 The appellant also sought leave under s 37(2) of the Review Act to give fresh evidence, first, in the form of two photographs taken on 1 February 2006 showing the tree that had been lopped and that was the subject of the offence and, secondly, oral evidence of the appellant, Mr Cameron, to identify the tree in the photographs. The respondent did not oppose leave being granted by the Court. The appellant submitted that it was in the interests of justice that this fresh evidence be given because it was relevant to the sentencing consideration of the environmental harm caused by the commission of the offence. In these circumstances, I granted leave to the appellant to give that fresh evidence. The two photographs were tendered and Mr Cameron gave evidence identifying and marking the tree that had been lopped in the photographs.
The incident
15 The appellant owns a residential property at 29 Penthouse Place, North Bateman's Bay. A dwelling house is erected on the property. At the rear of the property, and separating the property from the water, is a council reserve. The council reserve is situated between Penthouse Place and Wray Street, North Bateman's Bay.
16 There are water views from the balcony of the dwelling house on the appellant's property. The tree that was lopped and is the subject of the offence is in direct line of sight from the dwelling house to the water and obscures in part the view from the property to the water.
17 The appellant placed the property for sale on the market in June 2004 and it remained on the market until early in 2005 when it was taken off the market without being sold.
18 The appellant wished to remove and lop vegetation behind his property and his neighbour's property. He spoke to a councillor of Eurobodalla Shire Council, Councillor Rob Pollock. Councillor Pollock spoke to an employee of the Council, Mr Terry Wheatley. Mr Wheatley described his occupation as Team Leader, Parks at the Council. Mr Wheatley gave evidence of his discussions with the appellant:
"I went to 29 Penthouse Place with Scott Cameron on the 11.11.04 to have a look at some trees on council reserve after requests from Councillor Rob Pollock. After looking at the trees, I told Scott that he could remove the old dead tree and three small wattles, but not to touch the gum trees. I did not know that I had to fill out a form and give it to Scott Cameron, on what trees could be removed".
19 The appellant engaged Eurobodalla Tree Services to remove and lop trees at the rear of his property and his neighbours' properties. The work was carried out on 24 November 2004.
20 Mr Peter Ward of Eurobodalla Tree Services described the work the appellant engaged the firm to do in his statement of evidence as follows:
"We lopped 1 branch of a peppercorn tree on his neighbour's property and 1 limb off an elm also on his neighbour's property. We then cut from the ground one dead willow which was on the boundary of private property and the council reserve. Mr Cameron asked us to remove a couple of branches from a small spotted gum stating he had been given approval to lop 10% of the tree by a council official. As my climber was ascending the tree John Gomez from the Council Rangers came onto the site and asked us to cease what we were doing".
21 Mr Gomez was an environmental ranger with Eurobodalla Shire Council. Mr Gomez attended the property on 24 November 2004 after receiving a complaint that trees were being cut down. Magistrate Heilpern summarised Mr Gomez's evidence in the judgment. The appellant did not contest these findings in relation to Mr Gomez's evidence:
"2 The defendant had his water-view house on the market for some months prior to the incident. In front of his house is a large gum tree. John Gomez, environmental ranger for the council attended at the property on 24 November 2004 having been called out to investigate a report of trees being cut down. Upon arrival has saw and photographed an employee of Eurobodalla Tree Services about 15 metres up a live gum tree, which was 20 metres tall. He was removing tree branches with a chain saw. Mr Cameron was spoken to shortly afterwards on site where he claimed he had permission to remove the trees. The trees were on a council reserve and no appropriate council consent was sought or obtained for the removal of the branches. Seven to ten branches had been cut from the reserve.
3 Mr Gomez made a notebook entry of his conversation regarding which he was not cross-examined at the disputed facts hearing. Part of that conversation is reproduced below (with spelling corrected)
Gomez: Have you documents from Council for consent to remove those trees?
Def: No, but I spoke to Rob Pollock who said it would be OK, then he put me onto Terry Wheatley who told me I could do it too.
Gomez: So you have no paperwork indicating you're allowed?
Def: No. I told you they said it's OK.
Gomez: What is the reason for the removal?
Def: It's a bloody eye-sore and I'm cleaning it up.
Gomez: Do you realize it is in a council reserve?
Def: Yes. Who cares? It's an eye-sore and I'm going to get rid of this.
There is then some irrelevant conversation before the following exchange takes place.
Gomez: The tree that that person was up is green. It looks like a spotted gum. Did you ask them to cut that down?
Def: Yes. I don't want it there.
Gomez: But it's not dead?
Def: I don't care. I'm allowed to do it so you can go and sort out your shit and leave us alone.
4 The photograph taken by Mr Gomez at the time clearly and uncontrovertibly shows a man up a live gum tree": paras 2-4 of the judgment.
The offence provisions
22 Section 76A(1) of the EPA Act provides:
"If an environmental planning instrument provides that the specified development may not be carried out except with development consent, a person must not carry the development out on land to which the provision applies unless:
(a) such a consent has been obtained and is in force; and
(b) the development is carried out in accordance with the consent and the instrument".
23 In this case, the relevant environmental planning instrument for the local government area of Eurobodalla Shire provides for the making of a tree preservation order. A tree preservation order has in fact been made by the Council. The tree preservation order prohibits, inter alia, the lopping of trees covered by the tree preservation order (which includes gum trees) without development consent.
24 A failure to comply with the tree preservation order is a failure to comply with environmental planning instrument, which in turn is a failure to comply with s 76A(1) of the EPA Act.
25 A failure to comply with s 76A(1) of the EPA Act is an offence against the Act. Section 125(1) of the EPA Act provides:
"Where any matter or thing is by or under this Act, other than by or under the regulations, directed or forbidden to be done, or where the Minister, the Director-General, a Council or any other person is authorised by or under this Act, other than by or under the regulations, to direct any matter or thing to be done, or to forbid any matter or thing to be done, and that matter or thing is if so directed to be done remains undone, or if so forbidden to be done is done, a person offending against the direction or prohibition shall be guilty of an offence against this Act".
Penalty notice provisions
26 A penalty notice may be issued for certain offences against the EPA Act. Section 127A provides, so far as it relevant:
"(1) An authorised person may serve a penalty notice on a person if it appears to the authorised person that the person has committed an offence against this Act or the regulations, being an offence prescribed by the regulations.
(2) A penalty notice is a notice to the effect that, if the person served does not wish to have the matter determined by a court, the person may pay, within the time and to the person specified in the notice, the amount of penalty prescribed by the regulations for the offence if dealt with under this section.
(4) If the amount of penalty prescribed for an alleged offence is paid under this section, no person is liable to any further proceedings for the alleged offence".
27 The Environmental Planning and Assessment Regulation 2000 prescribes an offence against s 125(1) of the EPA Act in relation to contravention of s 76A(1) of the EPA Act to be a penalty notice offence for the purposes of s 127A(1): reg 284 and Schedule 5. The prescribed penalty is $600: Schedule 5.
28 Section 20 of the Fines Act 1996 (NSW) ("the Fines Act") provides:
"(1) A penalty notice is a notice referred to in subsection (2) to the effect that the person to whom it is directed has committed a specified offence and that, if the person does not wish to have the matter dealt with by a court, the person may pay the specified amount for the offence to a specified person within a specified time.
(2) A penalty notice for the purposes of this Act is:
(a) A notice issued under any of the statutory provisions set out in Schedule 1…
(3) A notice is not a penalty notice for the purpose of this Act unless it is of a kind referred to in subsection (2)".
29 Schedule 1 of the Fines Act specifies Section 127A of the EPA Act to be a statutory provision under which penalty notices may be issued for the purposes of s 20(2) of the Fines Act. Accordingly, a notice issued under s 127A of the EPA Act is a penalty notice for the purposes of the Fines Act.
30 Section 35 of the Fines Act provides:
"A person alleged to have committed or to be guilty of the offence to which a penalty notice relates has the right to elect to have the matter dealt with by a court instead of under this Part".
31 Section 36 states the means by which a person may elect to have the matter dealt with by a court.
32 Section 37 provides:
"If a person duly elects to have the matter dealt with by a court, proceedings against the person in respect of the offence may be taken as if a penalty notice or a penalty reminder notice had not been issued".
Maximum penalty for the offence
33 The maximum penalty for an offence against the EPA Act is 10,000 penalty units or $1,100,000: s 126(1) of EPA Act. A penalty unit is equal to $110.00: s 17 of Crimes (Sentencing Procedure) Act 1999.
34 However, because the appellant elected to have the matter dealt with in court, and this occurred in the Local Court, there was a jurisdictional limit on the amount of penalty imposed by the Local Court of 1,000 penalty units or $110,000: see s 127(3) of the EPA Act.
35 The fact that a penalty issue was originally issued in the amount of $600.00 was no longer of relevance once the appellant elected to have the matter dealt with in court. The penalty notice amount is not the penalty to which a person guilty of an offence against the Act is liable under s 126(1) of the EPA Act or the "maximum monetary penalty" that the Local Court may impose in respect of an offence brought in the Local Court under s 127(3) of the EPA Act: see Ebarcarb Pty Limited v Environment Protection Authority [2003] NSWLEC 411 (2 December 2003), Talbot J at [9] and Sutherland Shire Council v Upper Class Development Pty Limited [2003] NSWLEC 414 (11 December 2004), Pain J at [37].
36 The maximum penalty for an offence against the Act is $1,100,000, notwithstanding the jurisdictional limit is $110,000 if the proceedings are brought in the Local Court. In R v Doan (2000) 50 NSWLLR 115 at 123, Grove J with whom Spigelman CJ and Kirby J agreed, stated that a statutory provision imposing a ceiling on the maximum sentence that may be imposed by the Local Court is:
"…a jurisdictional maximum and not a maximum penalty for any offence triable within that jurisdiction. In other words, where the maximum applicable penalty is lower because the charge has been prosecuted within the limited summary jurisdiction of the Local Court, that court should impose a penalty reflecting the objective seriousness of the offence, tempered if appropriate by subjective circumstances, taking care only not to exceed the maximum jurisdictional limit". See also Ebarcarb Pty Limited v Environment Protection Authority [2003] NSWLEC 411 (2 December 2003), Talbot J at [9] -[11] and Carlino v Leichhardt Municipal Council [2005] NSWLEC 198 (27 April 2005), Lloyd J at [25]-[26].
Sentence imposed by the Local Court
37 The Local Court determined that the appropriate sentence was a fine in the amount of $10,000. In arriving at this amount, Magistrate Heilpern considered both the objective gravity and circumstances of the offence and the subjective circumstances of the defendant.
38 In relation to the objective circumstances of the offence, Magistrate Heilpern found, inter alia: