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[2015] NSWCA 215
Court of Appeal (NSW)
2014-08-29
McColl JA, Macfarlan JA, Pepper J
Original judgment source is linked above.
Introduction
Legislative framework
Statement of the case
The 1995 Consent
The 2007 civil enforcement proceedings
The 2008 development application
The 2009 contempt proceedings
The 2011 contempt proceedings
Application to withdraw guilty pleas
Primary Judgment
Issues on Appeal
Ground 1 - Denial of procedural fairness
Ground 2 - Apprehended bias
Ground 3 - Miscarriage of discretion
Ground 4 - Factual findings after significant delay
Ground 5 - Miscarriage of justice
The Council's submissions
Ground 1: Denial of procedural fairness
Ground 2: Apprehended bias
Ground 3: Miscarriage of discretion
Ground 4: Factual findings after significant delay
Ground 5: Miscarriage of justice
Consideration
Apprehended bias
Denial of procedural fairness
Withdrawal of a guilty plea
Construction of consent orders
Construction of the 2007 Consent Orders
Consciousness of guilt
Finality of litigation
Conclusion
Orders
Endnotes
Brown Brothers
Pittwater Council
NSWLEC 114; (2007) 151 LGERA 400 Codelfa Construction Pty Ltd v State Rail Authority of New South Wales [1982] HCA 24; (1982) 149 CLR 337 Concrete Pty Ltd v Parramatta Design & Developments Pty Ltd [2006] HCA 55; (2006) 229 CLR 577 Construction, Forestry, Mining and Energy Union v Boral Resources (Vic) Pty Ltd [2015] HCA 21; (2015) 320 ALR 448 Drew v State of New South Wales [2015] NSWCA 159 Environment Protection Authority v Forestry Commission of New South Wales [1997] NSWLEC 204 Fox v Percy [2003] HCA 22; (2003) 214 CLR 118 Harris v Harris [2000] EWHC 231 (Fam); [2001] 3 FCR 193 Hillpalm Pty Ltd v Heaven's Door Pty Ltd [2004] HCA 59; (2004) 220 CLR 472 Hinch v Attorney-General (Vic) [1987] HCA 56; (1987) 164 CLR 15 Hogan v Hinch [2011] HCA 4; (2011) 243 CLR 506 House v The King [1936] HCA 40; (1936) 55 CLR 499 ICI Australia Operations Pty Ltd v Trade Practices Commission (1992) 38 FCR 248 Kao, Lee & Yip v Donald Koo Hoi Yan [2009] HKCFA 59; [2009] 5 HKC 36; (2009) 12 HKCFAR 830 Kim v R [2015] NSWCCA 115 Kirkpatrick v Kotis [2004] NSWSC 1265; (2004) 62 NSWLR 567 Laws v Australian Broadcasting Tribunal [1990] HCA 31; (1990) 170 CLR 70 Lee v New South Wales Crime Commission [2012] NSWCA 262; (2012) 224 Crim R 94 Macquarie International Health Clinic Pty Ltd v Sydney South West Area Health Service [2010] NSWCA 268; (2010) 15 BPR 28,563 Masterton Homes Pty Ltd v Palm Assets Pty Ltd [2009] NSWCA 234 Meissner v R [1995] HCA 41; (1995) 184 CLR 132 Michael Wilson & Partners Ltd v Nicholls [2011] HCA 48; (2011) 244 CLR 427 Monie v Commonwealth of Australia [2005] NSWCA 25; (2005) 63 NSWLR 729 National Parks and Wildlife Service & Anor v Stables Perisher Pty Ltd (1990) 20 NSWLR 573 Pang v Bydand Holdings Pty Ltd [2011] NSWCA 69 Piras v R [2006] NSWCCA 396; (2006) 167 A Crim R 260 Pittwater Council v Brown Brothers Waste Contractors Pty Ltd [2009] NSWLEC 50 Pittwater Council v Brown Brothers Waste Contractors Pty Limited (No 2) [2009] NSWLEC 210 R v Chiron [1980] 1 NSWLR 218 R v Davies (Court of Criminal Appeal (NSW), 16 December 1993, unrep) R v Favero [1999] NSWCCA 320 R v Foley [1963] NSWR 1270 R v Forde [1923] 2 KB 400 R v Ganderton (Court of Criminal Appeal (NSW), 17 September 1998, unrep) R v Liberti (1991) 55 A Crim R 120 R v Middap (1989) 43 A Crim R 362 R v Sagiv (1986) 22 A Crim R 73 R v Toro-Martinez [2000] NSWCCA 216; (2000) 114 A Crim R 533 R v Wilkes [2001] NSWCCA 97; (2001) 122 A Crim R 310 Re Henry; JL v Secretary Department of Family and Community Services [2015] NSWCA 89 Rogers v The Queen [1994] HCA 42; (1994) 181 CLR 251 Rogers v Wentworth (Court of Appeal (NSW), 18 April 1988, unrep) Ross v Lane Cove Council [2014] NSWCA 50; (2014) 86 NSWLR 34 Rothner v The Queen [2011] NSWCCA 207 Seltsam Pty Limited v Ghaleb [2005] NSWCA 208 Sertari Pty Ltd v Quakers Hill SPV Pty Ltd [2014] NSWCA 340 Smits v Roach [2006] HCA 36; (2006) 227 CLR 423 Universal Music Australia Pty Ltd v Sharman Networks Ltd [2006] FCAFC 41; (2006) 150 FCR 110 Vakauta v Kelly [1989] HCA 44; (1989) 167 CLR 568 Walker Corporation Limited v Sydney Harbour Foreshore Authority [2009] NSWCA 178; (2009) 168 LGERA 1 Wende v Horwath (NSW) Pty Limited [2014] NSWCA 170; (2014) 86 NSWLR 674 Witham v Holloway [1995] HCA 3; (1995) 183 CLR 525 Zhu v Treasurer of the State of New South Wales [2004] HCA 56; (2004) 218 CLR 530 Category: Principal judgment Parties: Brown Brothers Waste Contractors Pty Ltd, Wayne Gordon Brown, Gary Neil Brown (Appellants) Pittwater Council (Respondent) Representation: Counsel: Mr P Tomasetti SC with Ms V McWilliam (Appellants) Mr T Howard SC with Ms N Zerial (Respondent)
Solicitors: DG Briggs & Associates (Appellants) King & Wood Mallesons (Respondent) File Number(s): 2014/18722 Publication restriction: No Decision under appeal Court or tribunal: Land and Environment Court Jurisdiction: Class 4 Citation: [2013] NSWLEC 219 Date of Decision: 20 December 2013 Before: Pepper J File Number(s): 40612 of 2007, 40763 of 2011 and 40764 of 2011
[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the Court otherwise orders, a judgment or order is taken to be entered when it is recorded in the Court's computerised court record system. Setting aside and variation of judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and 36.18. Parties should in particular note the time limit of fourteen days in Rule 36.16.] Brown Bros v Pittwater Council HEADNOTE [This headnote is not to be read as part of the Judgment Brown Brothers Waste Contractors Pty Limited ("BBWC") operates a waste skip business on land at all material times zoned Light Industrial 4(b1) under the Pittwater Local Environmental Plan 1993. Wayne Gordon Brown and Gary Neil Brown ("Messrs Brown"), are directors of BBWC. In 2011 the respondent, Pittwater Council (the "Council"), charged each with contempt of court in respect of their alleged activities in undertaking the business. In 1995 the Council granted consent allowing use of the land as a "depot for the storage of trucks and waste containers" provided putrescible waste was not collected, stored, transported or brought to the site (the "1995 Consent"). In 2007 the Council commenced civil enforcement proceedings seeking a declaration that BBWC was using the property contrary to the 1995 Consent and for the purpose of a waste management facility without first having obtained development consent. The 2007 proceedings were resolved by consent orders (the "2007 Consent Orders"). The 2007 Consent Orders restrained BBWC from using the rear part of the land "for the purposes of a waste management facility or for the storage, stockpiling of any waste or things other than the storage of trucks and waste containers" (Order 1) and required them to remove all waste from unsealed areas of the land (Order 10(a)) and refrain from leaving any waste or other materials or things other than empty skip bins and vehicles on unsealed areas of the land (Order 11(a)). In 2009 the Council filed a notice of motion and statement of charge of contempt alleging that from 28 February 2009 BBWC had committed contempt of court by acting in contravention of Order 1 of the 2007 Consent Orders. BBWC pleaded guilty to the 2009 contempt charge and was convicted, fined and ordered to pay the Council's costs by Pepper J. During the period 2010 - 2011, BBWC, on occasions, allowed skip bins and waste bins containing non-putrescible building waste to be stored overnight on the land. Both Messrs Brown were seen on the land on some of the days those bins were also seen there. The Council again charged BBWC and also the Messrs Brown with contempt of court. BBWC was charged with contravening Order 1 of the 2007 Consent Orders. Messrs Brown were each charged with contempt of court as a director of BBWC in that "with knowledge of [the 2007 Consent Orders]" each "engaged in conduct which tended to undermine, frustrate and interfere with Order No 1 of the Orders". On 21 October 2011 each appellant pleaded guilty to the charges. On 1 February 2012 each sought to withdraw their guilty pleas, contending they were made on the basis of incorrect legal advice, and that they were now aware that they had a viable defence to the contempt charges. The appellants' essential contention was that they pleaded guilty on the basis of incorrect legal advice to the effect that on the proper construction of the 2007 Consent Orders they were not permitted to store non-putrescible matter in skip bins on the land. They contended it was arguable that on the proper construction of those orders, alone and/or taken in conjunction with the 1995 Consent they were permitted to engage in such conduct, rather than, as the Council contended, only to store empty skip bins on the land. Pepper J refused to grant the appellants leave to withdraw the guilty pleas, concluding that they were attributable to a genuine consciousness of guilt and that there would be no miscarriage of justice if leave was refused; further, that it would undermine the public interest in the finality of litigation if the Court were to go behind the making of the 2007 Consent Orders and also jeopardise public confidence in the administration of justice because of the potential for "the scandal of conflicting decisions". That scandal was based on the premise that if the appellants were permitted to withdraw their guilty pleas on the basis the 2007 Consent Orders permitted the acts giving rise to the 2011 contempt proceedings, that would conflict with BBWC's conviction in 2009 for breach of the same consent order in respect of the same acts. The appellants appealed from Pepper J's decision by leave granted pursuant to s 58(3)(a) of the Land and Environment Court Act 1979 (NSW). The following issues arose on appeal: (i) whether, by reason of the primary judge having made adverse findings as to Mr Wayne Brown's credit in the 2009 proceedings, a fair-minded lay observer might reasonably apprehend bias on the part of the primary judge but, even if that were so, whether the appellants had waived any right to object; (ii) whether the primary judge denied the appellants procedural fairness in finally determining the construction of the 2007 Consent Orders rather than determining whether the construction of those orders for which the appellants contended was arguable; (iii) whether the primary judge erred in determining that the 2007 Consent Orders did not arguably permit, upon their proper construction, the storage of non-putrescible waste on the property; (iv) whether the primary judge erred in determining that the appellants' guilty pleas may be characterised as genuine admissions of guilt by persons in possession of all the relevant facts and were not the result of reliance on imprudent or inappropriate legal advice; and (v) whether the primary judge erred in determining that no miscarriage of justice would occur if she refused leave to withdraw the guilty pleas. Held by McColl JA, (Macfarlan JA and Tobias AJA agreeing) allowing the appeal: First issue
[1997] NSWLEC 204
[1987] HCA 56
[1994] HCA 42
(2005) 64 NSWLR 58
(2011) 242 CLR 283
(2007) 151 LGERA 400
(1982) 149 CLR 337
(2006) 229 CLR 577
(2015) 320 ALR 448
(2003) 214 CLR 118
(2004) 220 CLR 472
(1987) 164 CLR 15
(2011) 243 CLR 506
(1936) 55 CLR 499
(1992) 38 FCR 248
(2004) 62 NSWLR 567
(1990) 170 CLR 70
(1995) 184 CLR 132
(2011) 244 CLR 427
(2005) 63 NSWLR 729
(1990) 20 NSWLR 573
(1994) 181 CLR 251
(2014) 86 NSWLR 34
(2006) 227 CLR 423
(2006) 150 FCR 110
(1989) 167 CLR 568
(2009) 168 LGERA 1
(2014) 86 NSWLR 674
(1995) 183 CLR 525
(2004) 218 CLR 530
(2000) 205 CLR 337
(2000) 201 CLR 488
(2012) 83 NSWLR 385
(1969) 122 CLR 546
[2003] HCA 22
[2006] HCA 55
[2011] HCA 48
[2000] HCA 63
[1936] HCA 40