REASONS FOR JUDGMENT
FRENCH J:
Introduction
1 The story of the Western Australian Aboriginal leader, Yagan, and his death at the hands of two young settlers in 1833 is a tale of colonial tragedy. It has sadly familiar overtones of mutual incomprehension, fear, prejudice and retribution. The sequel to his death, the severing and smoking of his head and its removal to England for display in a museum, demonstrated a contempt for his humanity which is striking even at this historical remove.
2 The recovery of Yagan's head from a graveyard in Liverpool and its return to Australia with a group of Aboriginal elders in 1997 was accompanied by a degree of sometimes undignified acrimony over who had the appropriate cultural claims, by descent, to bring the remains back. The conduct of those involved in the controversy was lampooned in a cartoon published in the Western Australian newspaper in September 1997. The cartoon reflected upon the mixed ancestry of some of the Aboriginal people involved. It implied an unseemly desire on the part of some of them to take advantage of public funding to travel to England and it suggested that their conduct had caused disunity amongst Nyoongar people in the Perth area. It implied the frivolous use by an Aboriginal leader of the dreamtime serpent, the Wagyl, to frighten a child who was cynical about the publicly funded trip to England. It also depicted the head of Yagan in a cardboard box expressing a desire to return to England.
3 The cartoon led to a complaint to the Human Rights and Equal Opportunity Commission that its distribution was conduct reasonably likely to offend, insult, humiliate or intimidate Nyoongar people and was done on account of their race. The complaint alleged that the conduct was unlawful by virtue of s 18C of the Racial Discrimination Act 1975 (Cth). It was dismissed by a Commissioner of the Human Rights Commission applying the 'artistic works' exemption under the Act. A challenge to his decision by way of judicial review was dismissed by a judge of this Court. One of the complainants, Mr Bropho, now appeals against that decision. The appeal raises the question of the appropriate balance, in the Racial Discrimination Act, between the prohibition of racial vilification and the protection of freedom of expression and, in particular, the statutory requirement of reasonableness and good faith in the exercise of that freedom.
4 There are many ways of telling the story of Yagan and of the return of his remains to Western Australia. The cartoon was one of them. Another was the poem published by a West Australian poet of South African origin, John Mateer, in 2000. One of its verses read:
'Yagan,
your head, shipped to the Old World
exhibited as a trophy at which subjects could gawp
your demonised head unknowingly they buried
mistaking the skull for a time capsule, a mirror-sans-images
your buried head brought out into Westralian glare
enabled an alien to hymn you in nineteen ninety-nine'
John Mateer, loanwords, Fremantle Arts Centre Press 2000.
The cartoon and the poem illustrate the different ways in which the same story may be told in art and literature.
5 The outcome of this appeal does not depend upon approval or disapproval of the cartoon by the Court. For the freedom of expression which is protected by the Racial Discrimination Act extends to artistic works, genuine scientific and academic debate and discussion and fair comment on matters of public interest, even though they might insult, offend, humiliate or intimidate individuals or groups of people on account of their race, colour, national or ethnic origin. The condition of that protection is that the freedom be exercised reasonably and in good faith. Whether it was in this case is at the centre of this appeal.
The Yagan Story
6 It is useful to begin by recounting in outline the story of Yagan as it appears from well-known historical records in Western Australia. A coherent account of that history was not in the papers before the Commissioner or the primary judge. Its recounting, beyond what was before his Honour, does not affect the outcome of this appeal. It does, however, accord some respect to the indigenous perspective on the historical events which lie behind these proceedings.
7 The history of the early settlement of the colony of Western Australia records a period of tension and some violent incidents between white settlers and Aboriginal people in the Perth area. Prominent among the Aboriginal leaders of the time was Yagan who has been described as a man of 'impressive physique' and of 'high degree in tribal law' - N Green, 'Aborigines and White Settlers in the 19th Century' in Stannage (ed) A New History of Western Australia (UWA Press 1981 at 82).
8 Yagan was arrested in 1832 in connection with the killing of a white man and transported to Carnac Island off the West Australian coast. Towards the end of 1832 he escaped from Carnac and remained at liberty until his death in July 1833. A number of stories about him appeared in the Perth Gazette and Western Australian Journal, a predecessor of the West Australian Newspaper. While he was on Carnac Island he became known to Mr R Lyon, a settler who visited the Island to learn the language of the Aboriginal prisoners. Lyon, writing in the Perth Gazette in March 1833, referred to Yagan's demeanour in the face of his guards while in captivity:
'... erect in all the pride of his native independence determine (sic) to sell his life dearly rather than submit even to an insult.'
In the same newspaper there appeared a little later an account of a corroboree performed for the settlers at Perth at which Yagan, notwithstanding that he was an escaped prisoner:
'... was the master of ceremonies and acquitted himself with infinite dignity and grace.'
9 Tragedy was to follow within a matter of weeks of that corroboree. In April 1833 an Aboriginal man called Domjum was shot while breaking into a building at Fremantle. He died three days later - he was evidently Yagan's brother - Green op cit at 82. Within a matter of two days or so, as appears from the Perth Gazette, two settlers, brothers by the name of Velvick were killed by Yagan who was in company with his father, Midgegooroo, a man called Munday and other Aborigines. In writing of the killings the Perth Gazette referred to Yagan as 'the daring villain we have too frequently had occasion to notice'.
10 By a notice published in the Perth Gazette shortly afterwards, Lieutenant Governor Irwin declared Yagan:
'To be an outlaw deprived of the protection of British laws.'
A reward of 30 pounds was offered for his capture, dead or alive. A similar proclamation outlawed Midgegooroo and Munday.
11 Midgegooroo, who was an old man, was captured on 16 May 1833. He was later executed by a firing squad. Yagan remained at large. A settler who encountered him after the execution and with whom he had a conversation reported, in a letter to the Perth Gazette, Yagan's remonstrations about the death of Domjum and the execution of Midgegooroo. The settler said that he took the purport of what Yagan was saying to him to be that:
'You come to our country - you have driven us from our haunts and disturbed us in our occupations. As we walk in our own country we are fired on by the white men, why should the white men treat us so.'
12 The Perth Gazette carried stories about the Aborigines in the Perth area under the headlines 'THE NATIVES!' and 'THE NATIVES AGAIN!'. In June 1833, under the first of those headlines it said:
'We have had occasion to notice Yagan's sagacity and intelligence, and daily receive further confirmation of it.'
This observation was inspired by Yagan's visit to the farm of a settler where he had a conversation with the settler's family and told them they need not be concerned for their safety as he would spear 'soldier men' in response to the death of Midgegooroo.
13 In July 1833 Yagan was shot dead. His death occurred in circumstances described by the Western Australian Historian, JS Battye thus:
'The death of the formidable leader was finally encompassed by what was an undoubted act of treachery. Two lads named Keats observed Yagan and some companions making their way to the house of Lieutenant Bull for flour; they fraternised with them, and then as soon as a favourable opportunity occurred the elder shot Yagan in cold blood.'
JS Battye, Western Australia - A History from its discovery to the Inauguration of the Commonwealth, Oxford Clarendon Press 1924 at 122
Yagan was killed by William Keats, one of two young men who had befriended him. Keats was in turn speared to death by other Aborigines at the scene. The Perth Gazette reported a sentiment of 'satisfaction and, with some, even of exaltation', about Yagan's death. It also discerned some moral ambiguity in the manner of his passing:
'We must remember Yagan was killed after spending the morning in company with the youth, who shot him, and when upon the point of taking his frugal repast, a portion of which he would not have withheld from the hand that slew him; we are not vindicating the outlaw, but we maintain it is revolting to our feelings to hear this lauded as a meretorious (sic) deed.'
14 Yagan's head was removed from his body and placed in the wedge of a smoking tree in order to preserve it. It was later taken to England and until 1964 was on display at the Royal Institute in Liverpool. Eventually it was buried in Everton Cemetery. In 1990, the Western Australian Nyoongar community asked the British government to exhume the head. Permission was finally granted. It was brought back to Australia for burial according to Nyoongar custom.
15 The circumstances surrounding the return of Yagan's head from the United Kingdom included publicly aired differences between members of the Nyoongar community about who was entitled to retrieve and return the head. One person, Mr Bodney, commenced litigation in the Supreme Court of Western Australia in an attempt to restrain the handover of the head by British authorities. These events were the subject of reports in the West Australian newspaper, a successor to the Perth Gazette. They inspired a cartoon which appeared in the newspaper in September 1997. It is that cartoon which has led to the present proceedings.
A Yagan Cartoon is Published
16 On 6 September 1997, the West Australian Newspaper published a cartoon strip entitled 'Alas Poor Yagan'. The cartoon comprised a panel of eight drawings of a bearded Aboriginal reading from a book and speaking to three Aboriginal children. The bearded figure is referred to as 'Uncle Colbung' in one of the pictures and appears to be a depiction of Ken Colbung, an Aboriginal leader well known in the Perth community.
17 The text for each of the drawings is as follows:
1. Colbung 'This is a story from the dreamtime - the story of Yagan's head returning home'.
2. Colbung 'Once upon a time, not so long ago, some Nyoongar people got together. There was me…
Some of my ancestors were Danish … so I'm a Viking Nyoongar.'
(correct spelling - Sven Colbung)
3. Colbung 'And Corrie Bodney … his people were Jamaican
… so he's a Calypso Nyoongar'.
Child 'Do steel drums go with the didgeridoo'
4. Colbung 'And then there was Albert Corunna, a Pilbara Nyoongar'
Child 'But … we thought the Nyoongars were from around here'
Colbung 'Shut up, or the Wagyl will get you, boy'.
5. Colbung 'And there was Richard Wilkes and Robert Bropho and Minga Wanjurri - Nungala and Leslie Eatts.
And no one could decide who was going to go and bring back the head of Yagan.'
6. Colbung 'So, four of 'em took off while the going was good'.
Child 'And while the grant money was good'.
Colbung 'That Wagyl's gettin' closer to you, lad'.
7. Colbung 'And they brought back Yagan's head'.
Child 'And did it unite all of the Nyoongars Uncle Colbung'.
8. Colbung 'Well er..'
Yagan's head in box -
'Crikey … give me a warm beer in a quiet Pommy pub any day.'
18 Following the publication of the cartoon Ms Hannah McGlade wrote to the Race Discrimination Commissioner of the Human Rights and Equal Opportunity Commission on 24 September 1997. She wrote on behalf of a group of people called 'the Nyungar Circle of Elders' in the following terms:
'The Nyungar Circle of Elders have asked me to make a complaint with you against the West Australian Newspaper and their cartoonist 'Alston' in relation to the cartoon 'Alas Poor Yagan' published on 6 September 1997. Please find attached a copy of offending cartoon.
The complaint is made under s18C of the Racial Discrimination Act 1975 (Cth) which prohibits race hatred and acts which are likely to offend, insult humiliate or intimidate a group of people.'
The letter attached a copy of the cartoon.
19 The Race Discrimination Commissioner, on 4 March 1998, declined to continue her inquiry into the complaint. She did so on the basis that the cartoon fell within an exemption contained in s 18D of the Racial Discrimination Act and that the matter complained of was not unlawful. The complainants then required that the matter be referred to the Commission for public inquiry. They subsequently sought the joinder of the cartoonist Dean Alston and that joinder was refused by a decision of Commissioner Johnston on 15 October 1998.
20 On 29 April 1999, Commissioner Innes conducted a public hearing into the complaint. On 12 April 2001, he decided that the publication of the cartoon was in breach of s 18C of the Racial Discrimination Act but fell within the exceptions in s 18D. The applicants in the Human Rights and Equal Opportunity Commission were named as Albert Corunna, Richard Wilkes, Violet Newman, Mingli Wanjurri, Leisha Eatts, Robert Bropho and Ken Colbung comprising 'the Nyungar Circle of Elders'. Mr Robert Bropho, one of the complainants, sought judicial review of the Commission's decision. However his application for judicial review was dismissed by RD Nicholson J on 4 December 2002. Mr Bropho now appeals against that decision to this Court.
The Statutory Framework
21 Part IIA of the Racial Discrimination Act was introduced into the Act by the Racial Hatred Act 1995 (Cth). Section 18C provides:
'18C(1) It is unlawful for a person to do an act, otherwise than in private, if:
(a) the act is reasonably likely, in all the circumstances, to offend, insult, humiliate or intimidate another person or a group of people; and
(b) the act is done because of the race, colour or national or ethnic origin of the other person or of some or all of the people in the group.
(2) For the purposes of subsection (1), an act is taken not to be done in private if it:
(a) causes words, sounds, images or writing to be communicated to the public; or
(b) is done in a public place; or
(c) is done in the sight or hearing of people who are in a public place.
(3) In this section:
"public place" includes any place to which the public have access as of right or by invitation, whether express or implied and whether or not a charge is made for admission to the place.'
22 The section is interpreted in the light of s 18B which provides:
'18B. If:
(a) an act is done for 2 or more reasons; and
(b) one of the reasons is the race, colour or national or ethnic origin of a person (whether or not it is the dominant reason or a substantial reason for doing the act);
then, for the purposes of this Part, the act is taken to be done because of the person's race, colour or national or ethnic origin.'
23 There are exemptions provided under s 18D:
'18D. Section 18C does not render unlawful anything said or done reasonably and in good faith:
(a) in the performance, exhibition or distribution of an artistic work; or
(b) in the course of any statement, publication, discussion or debate made or held for any genuine academic, artistic or scientific purpose or any other genuine purpose in the public interest; or
(c) in making or publishing:
(i) a fair and accurate report of any event or matter of public interest; or
(ii) a fair comment on any event or matter of public interest if the comment is an expression of a genuine belief held by the person making the comment.'
Section 18E provides for vicarious liability of persons for the acts of their employees or agents. Section 18F provides that Part IIA is not intended to exclude or limit the concurrent operation of any law of a State or Territory.
24 The application before the primary judge was an application for judicial review under the Administrative Decisions (Judicial Review) Act 1977 (Cth). As framed it appeared to invoke error of law only in each of the stated grounds. His Honour treated the application as relying upon the grounds set out in s 5(1)(e), (f) and (h) of the Act. Those grounds are:
'(e) that the making of the decision was an improper exercise of the power conferred by the enactment in pursuance of which it was purported to be made;
(f) that the decision involved an error of law, whether or not the error appears on the record of the decision;
…
(h) that there was no evidence or other material to justify the making of the decision;'
Paragraph (e), as elaborated in s 5(2), includes failing to take a relevant consideration into account in the exercise of the power.
The Commissioner's Reasons for Decision
25 The Commissioner began his reasons with brief reference to the history of the complaint. He identified the bases advanced by the complainants for saying that the cartoon breached s 18C. These were summarised by him as follows:
1. The cartoon presented a demeaning portrayal of Yagan, an ancestor of the complainants.
2. The cartoon contained references to the Wagyl, a religious figure.
3. It treated the issue of death in a manner which causes offence.
4. It provided intimate details of the ancestry of individuals and offends them.
5. It identified individuals not ordinarily in the public arena and draws them into the arena of public humiliation.
26 After setting out the relevant statutory framework he rejected a further attempt to join Mr Alston as a respondent as that matter had been decided by Commissioner Johnston and there was no authority for him to revisit that decision.
27 The Commissioner then summarised the evidence of the complainants' witnesses. That evidence was objected to in each case by counsel for the respondent on the basis that the test in s 18C was objective and evidence of subjective reactions was inappropriate and possibly misleading. The Commissioner allowed the witnesses to be called taking the view that although the relevant test might be an objective one there was an argument that the views of the complainants might be relevant. He did not want to deprive himself of those views by refusing to hear that evidence.
28 The first witness was Mr Albert Corunna who had participated in discussions and legal proceedings concerning the return of Yagan's head to Australia. He did not go to London to collect it but he was involved in the organisation of its return. He outlined his concerns about the cartoon. The next witness, Mr Richard Wilkes, who had gone with the Nyoongar group to collect Yagan's head from England, also gave evidence. He too expressed his complaints about the cartoon. Ms Mingli Nungala, another member of the group that went to the United Kingdom to recover the head, gave evidence of her attitude to the cartoon. She described her visit to London to retrieve Yagan's head as 'one of the most important, spiritual and religious things she had ever done'. A further witness, Ms Doolan Eatts, had not gone to England but had been involved in preparatory meetings.
29 Mr Ken Colbung who gave evidence, said his father was Danish and his mother Aboriginal. He said he had heard about Yagan's head in 1950 and had been trying to locate it. He claimed to be ancestrally connected to Yagan in the tradition of Aboriginal law. He described the history and organisation of the delegation to retrieve the head. Mr Bropho, the present appellant, also gave evidence. He too had been part of the delegation to England and had been involved in preparatory meetings. He also gave evidence about his reaction to the cartoon. A further witness was Dr Stephen Mickler, a lecturer in the School of Communication and Cultural Studies at Curtin University of Technology.
30 The reaction of the indigenous witnesses generally to the cartoon ranged from shock and distress to concern at the lack of respect displayed in what they saw as derogatory references to Aboriginal culture and history. Dr Mickler referred to the findings of an Australian National Opinion Poll report entitled 'Winning Middle Australia' which was published in 1985 as informing his analysis. These findings indicated an absence of any depth of understanding of Aboriginal culture, the perception of Aboriginal people as a privileged group suffering from a handout mentality, the lack of any widespread understanding of the special significance of land and sacred sites, and the lack of sympathy for Aboriginal people together with a lack of appreciation for their social problems. The cartoon depicted people who would not ordinarily be depicted in a cartoon of that character. It included people who would not constitute public figures. He did not believe that a dispute between non-Aboriginal people would be treated in this way.
31 Evidence for the respondents was called from Mr Murray, the Editor of the West Australia. He referred to a pre-publication discussion he had with Mr Alston about the proposed cartoon. He looked at the draft sketches and had another discussion with Mr Alston. He formed the view that there would be some 'flak' over the cartoon but that it was a valid comment on recent events. When he was presented by Mr Alston with the final version he approved it for publication. Mr Murray characterised the cartoon as offering comment about the undignified behaviour of the individuals concerned and suggesting that Yagan would not have approved of the kind of dispute that had erupted. The trip was taxpayer funded. The reference to a 'government grant' justified the public interest in running the cartoon. The cartoon also conveyed the message that the Elders had lost the significance of the return of Yagan's head which was intended to unify, but which only caused division.
32 The Commissioner made some findings of fact which he identified as such in his reasons for decision. They were in substance as follows:
1. The cartoon entitled 'Alas Poor Yagan' was published in the West Australian newspaper on 6 September 1997. It was drawn and written by Dean Alston, an employee of the newspaper and published with the support of the editor.
2. The journey to England and the return with Yagan's head was a very spiritual experience for those Aboriginal people who were involved. For them the cartoon would have been particularly distressing. A number of witnesses both within and outside the delegation compared the return of Yagan's head to the symbolic return to Australia of the body of the unknown soldier from Gallipoli. The Commissioner found this to be a valid analogy.
3. Much material relating to the return of Yagan's head had been published in the West Australian in the few weeks prior to the publication of the cartoon. The people referred to in the cartoon had been referred to in the newspaper on previous occasions. Litigation had occurred regarding the matter and there had been much publicity attending the preparation for the journey and the journey itself.
33 The Commissioner then turned to findings on the law and discussed his general approach to the interpretation of Pt IIA. He referred to cases in the High Court concerning the implied freedom of political communication and then the debate surrounding the introduction of the amendments to the Racial Discrimination Act under which the present proceedings are brought. In Pt IIA the Commonwealth Parliament appeared to have intended to strike a balance between the right to freely express or communicate certain matters and ideas and the right to live free from vilification. The Commissioner identified s 18C as conferring general protection on individuals or groups from harassment or fear because of race, colour, national or ethnic origin.
34 The Commissioner identified the complainants as the seven named Nyoongar Elders namely, Albert Corunna, Richard Wilkes, Ken Colbung, Robert Bropho, Leisha Eatts, Mingli Wanjurri and Violet Newman.
35 There was 'an act' within the meaning of s 18C(1), namely the act of publication of the cartoon. This was not in dispute. The Commissioner considered whether the act was reasonably likely to have the effects alleged. He took into account, only to a limited extent, the evidence of the complainants and Dr Mickler. He observed that the Racial Discrimination Act specifies an objective test and that case law supports that construction. He referred to the decision of the Hon Ronald Wilson, then President of the Commission, in Bryant v Queensland Newspapers Pty Ltd [1997] HREOCA 23. He adopted what he called a 'reasonable victim' test. This involves assessing the effects of the advertisement by reference to the victim's perspective. In that context he considered the evidence of the complainants, about their reactions, as relevant although not determinative of the reaction of a reasonable Nyoongar person to the cartoon. He took into account Dr Mickler's evidence in so far as it provided an analytical context for the understanding of communications with respect to indigenous persons in the West Australian media. He also accepted the respondents' submission that the context of the cartoon and, in particular, the preceding articles which had been published in the West Australian newspaper is relevant to the consideration of the questions before him. He was satisfied that, based on the reasonable victim test, a reasonable Nyungar or Aboriginal person would have found the contents of the cartoon offensive, insulting, humiliating or intimidating. A reasonable person not necessarily of Nyoongar or Aboriginal descent would have found the cartoon offensive or insulting.
36 In support of this conclusion the Commissioner relied upon the presentation by the cartoon of 'a demeaning portrayal of ancestor' and particularly the reference to a 'warm beer' and a 'quiet pommy pub'. This was in the context, it was said, of wide-spread community views with respect to the relationship between alcohol and Aboriginal people.
37 Then the Commissioner said that the cartoon contained derogatory and demeaning references to the Wagyl which was a religious figure and that it treated the issue of death in a manner which caused offence to Aboriginal people. It provided intimate details of the ancestry of individuals in circumstances where the intercourse was not a matter of choice for the Aboriginal women concerned and suggested a diminishing of the race by the resultant racial mix. It also reinforced a misinformed and stereotypical view of the Aboriginal people as people who took advantage of government grants.
38 Turning to the exemptions in s 18D, the Commissioner held that they should be read broadly rather than narrowly. He said (at 46):
'I am satisfied that, in this instance, the respondent acted reasonably and in good faith. The cartoon concerned was published after a series of articles and editorial comments dealing with this issue. It was an issue of importance for the West Australian community in general, as well as the Aboriginal community, and was treated as such by the newspaper. In publishing the cartoon I am satisfied that the newspaper did not act outside Commissioner Johnson's (sic) "margin of tolerance". Testing the cartoon against "moral and ethical considerations, expressive of community standards" I am satisfied that the newspaper acted reasonably. While it may be argued that the cartoon could be characterised as "exaggerated" or "prejudiced", I do not consider that it was sufficiently exaggerated or prejudiced (having regard to the surrounding circumstances) to breach the standard of reasonableness. Paul Murray gave evidence that he had made a judgment call, knowing that the cartoon would receive some opposition, but forming the view that it was appropriate to represent an important community issue in this way. My view in this area is strengthened by reading the other material in The West Australian published on this issue, which provided a balanced report of what took place, and an opinion which, in the main, encouraged unity in, and support of, the Aboriginal community.
There was no evidence before me which suggested that the conduct of the respondent smacked of "dishonesty or fraud" to follow Commissioner Johnston's formulation for the good faith requirement. Nor was there evidence of "malice" on the part of the respondent.'
The Commissioner said he was therefore satisfied that the respondent was able to make out the first requirement of s 18D.
39 The complainants argued that although the drawings used in the cartoon could constitute 'an artistic work' for the purposes of s 18D(a), their publication in a newspaper did not constitute the exhibition or distribution of such a work. In any event, it was submitted, the written words comprising the drawing were not an artistic work. The newspaper argued that the cartoon, comprising both words and drawings, constituted an artistic work. It was also submitted that the cartoon was published in the course of discussion or debate for a genuine purpose in the public interest. On this basis it was said to fall within the exemption in s 18D(b). It was further argued that the cartoon amounted to comment on a matter of public interest within s 18D(c)(ii).
40 In considering the application of the 'artistic work' exemption the Commissioner referred to the definition of 'artistic work' in s 10 of the Copyright Act 1968 (Cth). He did not, in the end, apply that definition. Nor did he essay any comprehensive discussion of the words 'artistic work'. He appeared to accept, however, that the term did not require a distinction to be made between 'real' and 'pseudo' artistic works. He concluded:
'… it seems to me that there is no doubt that a cartoon is an artistic work in the sense intended by the legislators. Putting aside for the moment any views as to the content of the cartoon, the drawings and words relating to them are works of artistic merit … Cartoons, as with paintings, drawings and sculpture are widely accepted by society as works of art.'
The Commissioner rejected the argument that publication of the cartoons did not constitute their exhibition or distribution. He also rejected the submission that the words were not part of the artistic work.
41 The Commissioner concluded, on the basis of the preceding findings, that the complaint should be dismissed. He also considered the application of the second and third paragraphs of s 18D. He held that the cartoon would fall within the exemption in s 18D(b). However the 'fair report' provision in s 18D(c)(i) did not apply because a cartoon is not a report. As to s 18D(c)(ii) it required, so the Commissioner found, that the comment represented the 'genuine belief' of the person making the comment as opposed to the publisher. No evidence had been led about the belief of the cartoonist or the comments made in the cartoon.
42 In the event, the Commissioner was satisfied that although the publication of the cartoon was in breach of s 18C it fell within the exemption in s 18D. Accordingly he dismissed the complaint the subject of the inquiry.
The Application for Review
43 On 9 May 2001, Mr Bropho filed an application in this Court for an order of review of the decision of the Human Rights and Equal Opportunity Commission. The application alleged error of law on the part of the Commissioner in various respects. The first was that the Commissioner found that, in order to negative the condition in s 18D that the respondent 'acted reasonably and in good faith' it was necessary to identify conduct that was dishonest or fraudulent or indicated deliberate intent to mislead or at least reckless or callous indifference. The Commissioner, it was said, should have found that the requirement for reasonable good faith action was a positive requirement not met by a finding of absence of bad faith.
44 A further ground was that the Commissioner erred in finding that the cartoon was published for a genuine purpose in the public interest in circumstances where he had failed to consider or take into account that matters of public interest in the cartoon did not extend to aspects of the cartoon that were offensive, insulting, humiliating or intimidating to Nyoongar or Aboriginal people.
45 It was further said that the Commissioner should have taken into account the fact that the content of the cartoon was severable into distinct parts some of which may have been for a genuine purpose in the public interest and others which were not and to which the exemption in s 18D did not apply.
46 No issue was raised about the finding that the cartoon was an artistic work for the purposes of s 18D.
47 I have attempted to encapsulate the grounds of the application. Their drafting was clumsy and imprecise.
The Reasons for Judgment of the Primary Judge
48 The learned primary judge reviewed the history of the proceedings and the reasons and findings of the Commission. His Honour observed that the application for review was brought under the Administrative Decisions (Judicial Review) Act. It appeared, although not specified in the original application for review, that reliance was placed upon the grounds for review set out in ss 5(1)(e), (f) and (h) of that Act. His Honour then considered whether the Commissioner erred in law in the approach he took to the condition of the exemption provided by s 18D that the things said or done be said or done 'reasonably and in good faith'. He considered s 18D in its statutory setting and the criterion of reasonable and good faith action by reference to pars (a), (b) and (c) of s 18D. He observed that (at [29]):
'Expressed in a shorthand way those paragraphs refer to artistic work, public interest statements and fair reports or comments in the public interest. Each of these paragraphs is concerned to protect aspects of freedom of speech.'
His Honour cited observations about s 18D in the Explanatory Memorandum to the Racial Hatred Bill. He also referred to the Second Reading Speech for the Bill. He concluded that there was nothing in either the Explanatory Memorandum or the Second Reading Speech to suggest that the exemption provisions in s 18D should be read other than in a way which gives full force and effect to them. In this respect his Honour said that Commissioner Johnston did not err in favouring a broad approach. This was evidently a reference to the decision of Commissioner Johnston in Bryl & Kovacevic v Nowra and Melbourne Theatre Company (1999) (Commissioner Johnston, 21 June 1999, Human Rights and Equal Opportunity Commission). That decision had been relied upon by Commissioner Innes. His Honour also thought it appropriate to have regard to the character of s 18D as an exempting provision and referred to Vines v Djordjevitch (1955) 91 CLR 512 at 519.
49 His Honour held that the section required an objective finding on the evidence whether the conduct which would otherwise be unlawful pursuant to s 18C was said or done reasonably and in good faith in the circumstances referred to in pars (a), (b) or (c) of that section. He referred to the judgment of Kirby J in Cannane v J Cannane Pty Ltd (In Liquidation) (1998) 192 CLR 557 at 596 where Kirby J observed, with respect to the terms 'good faith' and 'acted in good faith', that there are two divergent meanings given to them according to their statutory context:
'The first is a broad or subjective view which requires inquiry into the actual state of mind of the person concerned, irrespective of the causes which produce it. The second involves the objective construction of the words by the introduction of such concepts as an absence of reasonable caution and diligence. The particular interpretation apt to the use of the words in a given legislative context will depend on the decision-maker's elucidation of the purpose of the legislature.'
He held that the good faith requirement in s 18D is to be construed in accordance with the second of the two categories referred to by Kirby J. The Commissioner, applying s 18D, was not required to inquire into the actual state of mind of the person concerned. Evidence of such state of mind could be relevant.
50 His Honour then discussed the contextual considerations favouring that construction which also accorded with that adopted by Commissioner Johnston in Bryl. His Honour said (at [36]):
'Because the objective construction of the words is appropriate, the Commissioner deciding the issue of the application of s 18D is required to examine all of the evidence before the Court relevant to a determination of reasonableness and good faith. If there were findings based on the evidence of "dishonesty or fraud" or "malice" that would preclude a finding of reasonableness and good faith and thus would preclude the application of the exemption in s 18D.'
Absent evidence of such matters the Commissioner need not require the respondent to establish its state of mind as that would be an application of a subjective approach to good faith. His Honour said (at [37]):
'It follows I do not consider that the Commissioner was in error of law in approaching the application of the requirement of reasonableness and good faith in the way in which he did. He had regard to all the evidence, including the evidence from Mr Murray, and reached a conclusion as to reasonableness. In the absence of evidence of lack of good faith he was not required to have evidence called in addition to that before him.'
51 His Honour then dealt with the contention that it was not open to the Commissioner to conclude the cartoon was published reasonably and in good faith absent any finding or evidence to establish that those aspects of the cartoon found to be offensive, insulting, humiliating or intimidating were themselves said or done reasonably and in good faith. He held that given the objective construction attaching to s 18D, this ground could not succeed. There were findings of unlawfulness in relevant respects under s 18C. It was a matter for consideration in each case whether in the case of findings establishing offensive behaviour within s 18C the thing said or done was done reasonably and in good faith. In this case the relevant thing said or done was the publication of the cartoon. There was no statutory foundation for applying the test of reasonableness and good faith to anything other than the thing said or done for the purposes of s 18C.
52 The next ground which related to the failure to take into account the relevant consideration that the matters of public interest in the cartoon did not include those aspects that were offensive, insulting, humiliating or intimidating, was really just an aspect of the good faith argument previously addressed. It was not separately developed in oral argument before his Honour. In any event he did not accept that in the Commissioner's reasons he failed to take into account that he had previously made findings that aspects of the cartoon fell within s 18C.
53 The last matter considered by his Honour was the contention that the content of the cartoon was severable into parts, some of which would be outside the exemption. As to this his Honour said (at [45]):
'The subparagraphs of s 18D are required to be applied in respect of the thing said or done. It is all the circumstances in relation to that thing which are required to be taken into account in the application of the subparagraphs. The findings of the Commissioner necessarily meant he had taken into account, in the course of this reasoning, the adverse findings following from the application of s 18C. In the application of the subparagraphs of s 18D he was not required to separately isolate those findings to parts of the things said or done.'
54 His Honour dismissed the application for review and ordered the applicant to pay the newspaper's costs of the review.
Grounds of Appeal
55 The appellant filed a notice of appeal against his Honour's order on 24 December 2002. The grounds of the appeal were as follows:
'(1) The learned Judge erred in law in locating an evidentiary burden in the complainant to negative the fact that an act was done reasonably and in good faith when that fact comprises an element of an exemption under s 18D of the Racial Discrimination Act 1975 to the commission of an unlawful act under s 18C of that Act.
(2) The learned Judge erred in law by reversing the onus of proof in relation to the exemption under s 18D of the Racial Discrimination Act 1975.
(3) The learned Judge erred in law by concluding that, in the absence of evidence of lack of good faith a presumption of good faith applied in favour of the Respondent, as the party relying upon the exemption under s 18D of the Racial Discrimination Act 1975.
(4) The learned Judge erred in law in failing to find that the Respondent, in seeking to rely upon the exemption has an onus of positively establishing, in accordance with an objective standard that the act of publishing was done reasonably and in good faith.
(5) The learned Judge erred in law by applying a subjective test to reach a conclusion as to the good faith and reasonableness of the act of publishing the cartoon, based upon the evidence of the Respondent's editor.
(6) The learned Judge erred in law by finding that the cartoon was published for a genuine purpose in the public interest in circumstances where a Commissioner failed to consider and/or failed to take into account the relevant consideration that the matters of public interest in the cartoon did not include the aspects of the cartoon that were offensive, insulting, humiliating or intimidating to Nyungah or Aboriginal people.
(7) The learned judge erred in law by finding that the requirement on the Respondent to demonstrate that it "acted reasonably and in good faith" for the purposes of s 18D of the Racial Discrimination Act required the Commission to identify conduct that was dishonest or fraudulent or required deliberate intent to mislead or at least reckless or callous indifference. The learned judge further erred in finding that mere indifference or a lack of concern about whether matters dealt with reflected a true situation were sufficient to amount to something said or done reasonably or in good faith for the purposes of s 18D. The learned judge should have found that the requirement for something to be said or done reasonably and in good faith was a positive requirement and not equivalent to a lack of a finding of bad faith.'
The International Law Background to Sections 18C and 18D
56 The preamble to the Racial Discrimination Act recites the entry into force of the Convention on the Elimination of all Forms of Racial Discrimination and the desirability of parliament making provisions contained in the Act for the prohibition of racial discrimination and certain other forms of discrimination and, in particular, making provision for giving effect to the Convention. The external affairs power in s 51(xxix) of the Constitution, read in the light of the Convention, was held by the High Court in Koowarta v Bjelke-Petersen (1982) 153 CLR 168 to support the validity of the Act.
57 As originally enacted and when considered by the High Court in Koowarta, the Act made no express provision for the prohibition of racial vilification or 'hate speech' as it is sometimes called. The Racial Hatred Act amended the Racial Discrimination Act by inserting Pt IIA comprising ss 18B-18F. The legislative history leading up to the enactment of those provisions and the enactment of similar provisions in the laws of the States and of the Australian Capital Territory are set out in detail in the judgment of Allsop J in Toben v Jones (2003) 199 ALR 1. His Honour also makes exhaustive reference to the relevant international Conventions which will not be repeated in detail here. It is useful however, for the purpose of considering the meaning of 'reasonably and in good faith' which qualifies exempted behaviour under s 18D, to refer specifically to some of the relevant international law.
58 The post-war recognition of fundamental human rights and freedoms and associated with them a powerful norm of non-discrimination on grounds of race, national or ethnic origin, may be traced from the United Nations Charter, through the Universal Declaration of Human Rights to the International Covenant on Civil and Political Rights (ICCPR) and eventually the Convention on the Elimination of all Forms of Racial Discrimination (CERD). There are numerous other international regional treaties which derive their content from these basic documents or contain similar provisions. In Koowarta at 220, Stephen J found 'much to be said' for the submission that '… the norm of non-discrimination on the grounds of race, is now part of customary international law, as both created and evidenced by State practice and as expounded by jurists and eminent publicists'.
59 By Art 2 of the ICCPR each State party undertakes to respect and to ensure to all individuals within its territory and subject to its jurisdiction the rights recognised in the Covenant '.. without distinction of any kind such as race, colour, sex, language, religion, political or other opinion, national or social origin, property, birth or other status'. Article 26 prohibits discrimination on those grounds. The same Covenant recognises freedom of expression in Art 19(2) which includes:
'… freedom to seek, receive and impart information and ideas of all kinds, regardless of frontiers, either orally, in writing or in print, in the form of art, or through any other media of … choice.'
The exercise of that freedom is qualified in Art 19(3) by reference to the 'special duties and responsibilities' which accompany it. It may therefore be subject to certain restrictions but only such as are provided by law and are necessary:
'(a) for respect of the rights or reputations of others;
(b) for the protection of national security or of public order (ordre public), or of public health or morals.'
Article 20(2) mandates the prohibition by law of:
'… any advocacy of national, racial or religious hatred that constitutes incitement to discrimination, hostility or violence…'.
60 In 1963, the United Nations Declaration on the Prohibition of all Forms of Racial Discrimination was proclaimed by the General Assembly. The Convention on the Elimination of all Forms of Racial Discrimination was adopted on 21 December 1965 and entered into force on 4 January 1969. Article 4 condemns racial vilification and requires its prohibition by States Parties in the following terms:
'States Parties condemn all propaganda and all organizations which are based on ideas or theories of superiority of one race or group of persons of one colour or ethnic origin, or which attempt to justify or promote racial hatred and discrimination in any form, and undertake to adopt immediate and positive measures designed to eradicate all incitement to, or acts of, such discrimination and, to this end, with due regard to the principles embodied in the Universal Declaration of Human Rights and the rights expressly set forth in article 5 of this Convention, inter alia:
(a) Shall declare an offence punishable by law all dissemination of ideas based on racial superiority or hatred, incitement to racial discrimination, as well as all acts of violence or incitement to such acts against any race or group of persons of another colour or ethnic origin, and also the provision of any assistance to racist activities, including the financing thereof;
(b) Shall declare illegal and prohibit organizations, and also organized and all other propaganda activities, which promote and incite racial discrimination, and shall recognize participation in such organizations or activities as an offence punishable by law;
(c) Shall not permit public authorities or public institutions, national or local, to promote or incite racial discrimination.'
The range of conduct affected by Art 4 is clearly wider than that affected by Art 20(2) of the ICCPR.
61 The drafting of Art 4 was difficult and emerged from a lengthy process of discussion and compromise. There is a tension between the obligation to prohibit racial vilification and racist organisation for which it provides and the requirements of the Universal Declaration of Human Rights and the International Covenant on Civil and Political Rights for Freedom of Expression and Association. The requirement that States pay 'due regard to the principles embodied in the Universal Declaration of Human Rights' reflect that tension. It is a requirement intended to meet the objection that Art 4, expressed without qualification, could encroach upon freedom of speech and association. The article was described by a representative of the United States speaking in the General Assembly as '… imposing no obligation on any party to take measures which are not fully consistent with its constitutional guarantees of freedom including freedom of speech and association' - Statement in General Assembly by USA Representative, footnoted in Lerner, Group Rights and Discrimination in International Law (2nd Edition) Martinus Nijhoff, 2003 p 57 fn 36. The 'due regard' qualification did not dissuade some eighteen States Parties from entering reservations and/or interpretative reservations with respect to Art 4. Interpretive declarations were lodged, inter alia, by Members of the Council of Europe. This has been said to reflect 'the concern among a number of States that Article 4 was too sweeping' - Boyle and Baldaccini, 'A Critical Evaluation of International Human Rights Approaches to Racism'in Fredman (ed) Discrimination and Human Rights OUP (2001) at 161.
62 The Convention article which underpins Pt IIA of the Racial Discrimination Act allows States to strike a balance between the need to prohibit the evil of racial vilification and hatred and the need to protect freedom of speech and association within their reasonable limits. Part IIA reflects a like balance in the prohibitions imposed by s 18C and the exemptions it allows by s 18D.
The Construction of Section 18C
63 Section 18C renders unlawful any act which meets each of the following conditions:
- It is done otherwise than in private.
2. It is reasonably likely in all the circumstances to offend, insult, humiliate or intimidate another person or group of people.
3. It is done because of the race, colour or national or ethnic origin of the other person or some or all of the people in the group.
Subsections (2) and (3) read together specify circumstances in which an act is taken not to be done in private. In the present case it was not in dispute that the relevant act was the distribution of the West Australian newspaper containing the cartoon, that it was an act done by West Australian Newspapers Limited and that it was done 'otherwise than in private'.
64 The condition that the act is 'reasonably likely, in all the circumstances, to offend, insult, humiliate or intimidate another person or a group of people' does not require that the offence, insult, humiliation or intimidation which it occasions contain any reference to race, colour or national or ethnic origin. An insult directed to a person or group of persons may not in terms be related to any relevant attribute yet may be done because of it. Having said that, it is unlikely to be the case that the act will not involve some form of racial or other relevant slur.
65 The act must 'be reasonably likely' to have the prohibited effect. Judicial decisions on s 18C(1)(a) do not appear to have determined whether the relevant likelihood is a greater than even probability or a finite probability in the sense of a 'real chance'. It might be thought that the threshold of unlawfulness should be defined by reference to the balance of probabilities rather than a lesser likelihood having regard to character of s 18C as an encroachment upon freedom of speech and expression. However it is not necessary to resolve that question for present purposes as the application of s 18(1)(a) is not in dispute in that respect.
66 The word 'reasonably' and the reference to 'all the circumstances' import an objective test of the likelihood unaffected by the intention of the person doing the act - Hagan v Trustee of Toowoomba Sportsground Trust [2000] FCA 1615 at [15] (Drummond J); Creek v Cairns Post Pty Ltd (2001) 112 FCR 352 at [12] (Kiefel J). That test is not in dispute in the present case. In the Second Reading Speech the Attorney-General made its objective nature clear:
'The Bill requires an objective test to be applied by the Commission so that community standards to behaviour rather than the subjective views of the complainant are taken into account.' (sic)
(Parl Deb H of R 15/11/94 p 3341)
67 The words 'offend, insult, humiliate or intimidate' are open textured. They are sometimes used in ordinary parlance to describe a level of response to another person's conduct which is relatively minor. Their definitions in the Shorter Oxford English Dictionary include:
'offend - to vex, annoy, displease, anger, now esp to excite personal annoyance, resentment, or disgust (in anyone) (Now the chief sense).'
'insult - to assail with scornful abuse or offensive disrespect; to offer indignity to; to affront, outrage…'
'humiliate - to make low or humble in position, condition or feeling, to humble… to subject to humiliation; to mortify.'
'intimidate - to render timid, inspire with fear; to overawe, cow, now esp to force to or deter from some action by threats or violence.'
68 The lower registers of the preceding definitions and in particular those of 'offend' and 'insult' seem a long way removed from the mischief to which Art 4 of CERD is directed. They also seem a long way from some of the evils to which Pt IIA is directed as described in the Second Reading Speech. But as Allsop J said in Toben v Jones (at [36]), Pt IIA encompasses conduct extending beyond expressions of 'racial hatred', and is '…intended to pursue a policy of eliminating race discrimination and promoting understanding among races' - an objective to which States Parties to CERD are committed pursuant to Art 2(ii). I acknowledge also his Honour's observation that unlike the 'offence' contemplated by Art 4(iii)(a) the provisions of Pt IIA of the Act are '… set in a framework of conciliation in cognate legislation …' (at [135]). Those observations were made in relation to a submission that the provisions of Pt IIA were invalid as extending beyond the boundaries of the prohibitions contemplated by Art 4. In dealing with that argument his Honour justified the coverage by Pt IIA of a wider range of conduct than is contemplated by the provisions of Art 4 which would mandate the creation of criminal offences. All the members of the Full Court in Toben v Jones were of the view that s 18C did not have to be read down so that its application was limited to cases of 'racial hatred' - at [28] per Carr J, [50] per Kiefel J and [133]-[134] per Allsop J. That justification for the validity of s 18C however did not determine the limits of Pt IIA. It explained why a wide construction is consistent with constitutional validity.
69 The criteria for determining the outer limits of the conduct caught by Pt IIA and the words 'offend, insult, humiliate or intimidate' must be judged according to their ordinary meaning, in their context, acknowledging their somewhat elastic content and having regard to the objectives of the legislation which are to be derived from its terms and from extraneous material including the Second Reading Speech and the Explanatory Memorandum. As a general principle freedom of expression is not limited to speech or expression which is polite or inoffensive. The European Court of Human Rights observed in the Handyside case that Art 19 of the ICCPR applies not only to information or ideas that are favourably received or regarded as inoffensive but, also subject to par 2:
'those that offend, shock or disturb the State or any sector of the population. Such are the demands of that pluralism, tolerance and broad mindedness without which there is no 'democratic society'.'
Handyside Case European Court of Human Rights (1976 Ser A No 24) 1 EHRR 737
70 The intention of the Racial Hatred Bill as explained by the Attorney-General in the Second Reading Speech was '… to close a gap in the legal protection available to the victims of extreme racist behaviour' (Parl Deb H of R 15/11/94 p 3336). He referred to reports of the National Inquiry into Racial Violence, the Australian Law Reform Commission Report into Multiculturalism and the Royal Commission into Aboriginal Deaths in Custody as arguing '… in favour of an extension of Australia's human rights regime to explicitly protect the victims of extreme racism'. The balance struck by the Bill was to be read in the light of that purpose as was made clear in the Second Reading Speech:
'In this Bill, free speech has been balanced against the rights of Australians to live free of fear and racial harassment. Surely the promotion of racial hatred and its inevitable link to violence is as damaging to our community as issuing a misleading prospectus, or breaching the Trade Practices Act.'
(Parl Deb H of R 15/11/94 at 3337)
That observation covered the civil provisions of the Bill reflected in Pt IIA and criminal provisions which were not ultimately enacted. However, the Attorney-General said in reference to the civil provisions:
'The requirement that the behaviour complained about should 'offend, insult, humiliate or intimidate' is the same as that used to establish sexual harassment in the Sex Discrimination Act. The commission is familiar with the scope of such language and has applied it in a way that deals with serious incidents only.'
(Parl Deb H of R 15/11/94 at 3341)
In the light of the statutory policies so outlined the conduct caught by s 18C will be conduct which has, in the words of Kiefel J in the Cairns Post case at [16]:
'Profound and serious effects not to be likened to mere slights.'
71 An important question that arises in the application of s 18C(1)(b) is the question of causation. What is required to demonstrate that an act is done 'because of the race, colour, or national or ethnic origin' of the person or group of persons affected by it. In the Cairns Post case at [23] Kiefel J, in construing this paragraph, adopted the approach to the construction of s 9 of the Racial Discrimination Act taken by McHugh J in Waters v Public Transport Corporation (1991) 173 CLR 349 at 401 where his Honour said:
'The words "on the ground of" and "by reason of" require a causal connexion between the act of the discriminator which treats a person less favourably and the status or private life of the person the subject of that act ("the victim"). The status or private life of the victim must be at least one of the factors which moved the discriminator to act as he or she did.'
In Toben v Jones, Carr J said (at [31]):
'The authorities on the issue of causation in the context of discrimination legislation were reviewed by Kiefel J in Cairns Post at [19] - [27]. It seems clear from what her Honour said at [22] that she regarded the assessment of a reason as being an objective one, but not one which excluded any evidence of the relevant person's intention or motive. Regard was to be had to all the circumstances. I respectfully agree with that approach.'
Kiefel J in Toben at [61] reiterated her adoption of the approach taken by McHugh J in Waters. Importantly her Honour drew a distinction between the inquiry made by s 18(1)(a) and that required by s 18C(1)(b). As appears from s 18B the relevant causal connexion may be established if the act is done for reasons one of which is the race, colour, or national or ethnic origin of the person or group of persons concerned. It may be however that the existence of other purposes is relevant to whether the act complained of falls within s 18D.
The Construction of Section 18D - Exemption Upon Exception and the Onus of Proof
72 Section 18D places certain classes of acts outside the reach of s 18C. The broad class of acts covered is 'anything said or done reasonably and in good faith' in the circumstances described in paras (a), (b) and (c) of that section. The immunities created by s 18D were described in the Second Reading Speech and in the Explanatory Memorandum as 'exemptions'. It is important however to avoid using a simplistic taxonomy to read down s 18D. The proscription in s 18C itself creates an exception to the general principle that people should enjoy freedom of speech and expression. That general principle is reflected in the recognition of that freedom as fundamental in a number of international instruments and in national constitutions. It has also long been recognised in the common law albeit subject to statutory and other exceptions. So in Bonnard v Perryman [1891] 2 Ch 269 at 284 Lord Coleridge CJ said:
'The right of free speech is one which it is for the public interest that individuals should possess, and, indeed, that they should exercise without impediment so long as no wrongful act is done …'. (Lord Esher MR and Lindley, Bowen and Lopes LJJ concurring)
See also R v Metropolitan Police Commissioner; Ex parte Blackburn (No 2) (1968) 2 All ER 319 at 320; Wheeler v Leicester City Council (1985) 2 All ER 151 at 158; Attorney General v Guardian Newspapers Ltd [1990) 1 AC 109 at 203 and see generally Brown v Classification Review Board (1998 ) 82 FCR 225 at 234-239. TRS Allan has written:
'… the English Courts no longer view individual liberty (if indeed strictly speaking they ever have) as solely residual. Liberty is not merely what remains when the meaning of statutes and the scope of executive powers have been settled by the courts. The traditional civil and political liberties, like liberty of the person and freedom of speech have independent and intrinsic weight; their importance justifies an interpretation of both common law and statute which serves to protect them from unwise and ill-considered interference or restriction. The common law, then, has its own set of constitutional rights, even if these are not formally entrenched against legislative repeal.'
TRS Allan, 'The Common Law as Constitution: Fundamental Rights and First Principles' in Saunders (ed) Courts of Final Jurisdiction - The Mason Court in Australia, Federation Press (1996) at p 148.
The efficacy of the general principle so stated is demonstrated by approaches to statutory interpretation in relation to common law rights and freedoms set out in such decisions as Potter v Minahan (1908) 7 CLR 277 at 304; Bropho v Western Australia (1990) 171 CLR 1 at 18 and Coco v R (1994) 179 CLR 427 at 437. More recently in the United Kingdom it has been exemplified by application of the so called 'principle of legality' in R v Secretary of State for Home Department; Ex parte Simms (2000) 2 AC 115 at 131.
73 Against that background s 18D may be seen as defining the limits of the proscription in s 18C and not as a free speech exception to it. It is appropriate therefore that s 18D be construed broadly rather than narrowly. The Minister described the exemptions in his Second Reading Speech as 'broad'. That was the approach to their construction taken by Commissioner Johnston in Bryl. It was the approach relied upon by the Commissioner in the present case and approved by the learned primary judge. His Honour observed, correctly in my respectful opinion (at [31]):
'There is consequently nothing in either the Explanatory Memorandum or second reading speech, reference to which is permissible under the provisions of s 15AB of the Acts Interpretation Act 1901(Cth) to suggest that the exemption provisions in s 18D should be read other than in a way which gives full force and effect to them.'
74 It is said to be the case that once an act is found to fall within the terms of s 18C, it is for the respondent to a complaint to show that it is exempted by the operation of s 18D. This was common ground between the parties before the learned primary judge and on the appeal. His Honour referred to the passage in the judgment of the High Court in Vines v Djordjevitch (at 519):
'But in whatever form the enactment is cast, if it expresses an exculpation, justification, excuse, ground of defeasance or exclusion which assumes the existence of the general or primary grounds from which the liability or right arises but denies the right or liability in a particular case by reason of additional or special facts, then it is evident that such an enactment supplies considerations of substance for placing the burden of proof on the party seeking to rely upon the additional or special matter…'.
His Honour held that the Commissioner was required to find as a fact whether the application of the exemptions under s 18D was established.
75 While the incidence of the burden of proof of the exemption was not contested on the appeal it is not, in my opinion, a question that should be regarded as settled. Whether an exemption from a statutory liability is to be demonstrated by the person upon whom it is sought to impose the liability is a matter of substantive statutory construction not a mere matter of form. The constructional choice which typically arises in such cases was identified long ago by Lord Mansfield in R v Jarvis (1756) 1 EAST 643; 102 ER 247:
'… it is a known distinction that what arises by way of proviso in a statute must be insisted upon by way of defence by the party accused; but, where exceptions are in the enacting part of the law, it must appear in the charge that the defendant does not fall within any of them.'
Professor Julius Stone observed that in the case of a statutory cause of action '… it is frequently a matter of some refinement to decide where the burden is placed' - J Stone and WAN Wells, Evidence - Its History and Policies, Butterworths (1991) p 699. The substantive rather than the formal nature of that distinction was referred to in Dowling v Bowie (1952) 86 CLR 136 and also in Vines v Djordjevitch, where it was said (at 519):
'… whether the form is that of a proviso or of an exception, the intrinsic character of the provision that the proviso makes and its real effect cannot be put out of consideration in determining where the burden of proof lies.'
See also Banque Commerciale SA, en Liquidation v Akhil Holdings Ltd (1990) 169 CLR 279 at 285 and Chugg v Pacific Dunlop Ltd (1990) 170 CLR 249 at 257 where Dawson, Toohey and Gaudron JJ said:
'The distinction does not depend on the rules of formal logic: Dowling v Bowie. Rather, the categorization of a provision as part of the statement of a general rule or as a statement of exception reflects its meaning as ascertained by the process of statutory construction.'
In Avel Pty Ltd v Multicoin Amusements Pty Ltd (1990) 171 CLR 88 at 119, McHugh J observed that:
'Whatever form the statute takes, the question has to be determined as one of substance.'
76 In considering the approach to s 18D which supports its broad construction, reference has already been made to matters which would also support the view that it is not in substance an exemption but rather defines areas of freedom of speech and expression not subject to the proscription imposed by s 18C. To some extent however the question of burden may be academic for the judgment which the Court is called upon to make in deciding whether an act falls within s 18D has the character of judicial opinion and assessment in the application of legal standards of ill-defined content. In difficult or borderline cases judicial opinions may differ. That is not to deny that, traditionally, judgments as to reasonableness and good faith have been classed as matters of fact. But it may be that this does no more than mark them off from matters of law. As Julius Stone wrote in 1961:
'In all legal orders, legal standards or models such as "good faith", "fair dealing", "the reasonable man", or "the conscionable man" play an important role. They provide by their vagueness and indeterminacy legal norms tolerant of conflicting solutions in broad penumbral areas, even while in the core area they admit into the law the more coherent insights of the society's widely shared convictions. In the former areas they cover over conflicting judgments; in the latter they promote coherence of the law with the contemporary mores.'
J Stone, Legal Systems and Lawyers Reasonings, Maitland Publications (1968) at 21-22
77 If the burden of proof does rest upon the person invoking the benefit of s 18D, then that burden would plainly cover the proof of primary facts from which assessments of reasonableness and good faith are to be made. But the process of making such assessments is not so readily compatible with the notion of the burden of proof.
The Construction of Section 18D - Reasonableness
78 There is a number of definitions of 'reasonable' in the Shorter Oxford English Dictionary. The relevant ones are:
'3. Agreeable to reason; not irrational, absurd or ridiculous.