Analysis
70 Now before I proceed further, there is a question of principle that I need to consider relating to the meaning of "torture". Does "torture" as defined in subs 5(1) of the Act require an act or omission of a State actor, its agent, anyone acting in an official capacity or with the State's actual or apparent authority? In other words, can "torture", in this context within a prison in Sri Lanka, be say through a third party actor such as another prisoner?
71 There is no requirement of any act or omission in or of an "official capacity" in paras 36(2A)(c) to (e). Subsection 36(2A) defines "significant harm" as follows:
(2A) A non-citizen will suffer significant harm if:
(a) the non-citizen will be arbitrarily deprived of his or her life; or
(b) the death penalty will be carried out on the non-citizen; or
(c) the non-citizen will be subjected to torture; or
(d) the non-citizen will be subjected to cruel or inhuman treatment or punishment; or
(e) the non-citizen will be subjected to degrading treatment or punishment.
72 Specifically, there is no requirement in para 36(2A)(c) or indeed in the definition of "torture" in subs 5(1) that the torture be committed by a person who is a public official or acting in an official capacity. This is confirmed by the explanatory memorandum to the Migration Amendment (Complementary Protection) Bill 2011 (Cth) (the Explanatory Memorandum) at [52] which states:
The purpose of stating expressly what torture does not include, is to confine the meaning of torture to the meaning expressed in international expert commentary (for example, commentary by relevant international human rights treaty bodies) on the meaning of that term as defined by this item. As for items 2 and 3, this definition covers acts or omissions which, when carried out, would violate Article 7 of the Covenant. For the purposes of this definition, the act or omission is not limited to one that is inflicted by or at the instigation of or with the consent or acquiescence of a public official or other person acting in an official capacity as is required under Article 1(1) of the CAT [Convention against Torture]. Torture may be committed by any person, regardless of whether or not the person is a public official or person acting in an official capacity. In choosing to adopt a definition that is broader than the definition outlined in Article 1(1) of the CAT, Australia is mindful that Article 1(2) of the CAT enables States Parties to adopt national legislation that contains provisions of wider application than the CAT definition.
73 What is embraced by "torture" is defined in subs 5(1) in the following terms:
torture means an act or omission by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person:
(a) for the purpose of obtaining from the person or from a third person information or a confession; or
(b) for the purpose of punishing the person for an act which that person or a third person has committed or is suspected of having committed; or
(c) for the purpose of intimidating or coercing the person or a third person; or
(d) for a purpose related to a purpose mentioned in paragraph (a), (b) or (c); or
(e) for any reason based on discrimination that is inconsistent with the Articles of the Covenant;
but does not include an act or omission arising only from, inherent in or incidental to, lawful sanctions that are not inconsistent with the Articles of the Covenant.
74 "Covenant" is defined in subs 5(1) and means the International Covenant on Civil and Political Rights, a copy of the English text of which is set out in sch 2 to the Australian Human Rights Commission Act 1986 (Cth). I will use the term "Covenant" in these reasons.
75 But unlike the definition of "torture" in subs 5(1), the definition of "torture" in the Convention Against Torture and Other Cruel, Inhuman or Degrading Treatment or Punishment (the Convention Against Torture) is stipulated in the following terms:
Article 1
1. For the purposes of this Convention, the term "torture" means any act by which severe pain or suffering, whether physical or mental, is intentionally inflicted on a person for such purposes as obtaining from him or a third person information or a confession, punishing him for an act he or a third person has committed or is suspected of having committed, or intimidating or coercing him or a third person, or for any reason based on discrimination of any kind, when such pain or suffering is inflicted by or at the instigation of or with the consent or acquiescence of a public official or other person acting in an official capacity. It does not include pain or suffering arising only from, inherent in or incidental to lawful sanctions.
2. This article is without prejudice to any international instrument or national legislation which does or may contain provisions of wider application.
[emphasis added]
76 Likewise, there is no requirement that cruel or inhuman treatment or punishment under para 36(2A)(d) and degrading treatment or punishment under para 36(2A)(e) be perpetrated in an official capacity. The words of the Act do not refer to any requirement that cruel or inhuman treatment or degrading treatment or punishment be carried out in an official capacity.
77 Paragraph 36(2A)(d) refers to "cruel or inhuman treatment or punishment". This is defined in subs 5(1) as follows:
cruel or inhuman treatment or punishment means an act or omission by which:
(a) severe pain or suffering, whether physical or mental, is intentionally inflicted on a person; or
(b) pain or suffering, whether physical or mental, is intentionally inflicted on a person so long as, in all the circumstances, the act or omission could reasonably be regarded as cruel or inhuman in nature;
but does not include an act or omission:
(c) that is not inconsistent with Article 7 of the Covenant; or
(d) arising only from, inherent in or incidental to, lawful sanctions that are not inconsistent with the Articles of the Covenant.
78 Paragraph 36(2A)(e) refers to "degrading treatment or punishment". This is defined in subs 5(1) as follows:
degrading treatment or punishment means an act or omission that causes, and is intended to cause, extreme humiliation which is unreasonable, but does not include an act or omission:
(a) that is not inconsistent with Article 7 of the Covenant; or
(b) that causes, and is intended to cause, extreme humiliation arising only from, inherent in or incidental to, lawful sanctions that are not inconsistent with the Articles of the Covenant.
79 Neither of the above definitions contain a requirement that the significant harm be perpetrated in an official capacity and no such requirement is to be read into these definitions. Moreover, paras 36(2A)(d) and 36(2A)(e) are to be read in the context of the remainder of subs 36(2A), and the associated definitions in subs 5(1). There is no reference to an official capacity requirement in any of the paragraphs, which set out, exhaustively, what constitutes significant harm.
80 Further, the Explanatory Memorandum does not refer to an official capacity requirement for paras 36(2A)(d) and 36(2A)(e). Moreover, the purpose of the introduction of subs 36(2A) and, more broadly, the "complementary protection" regime was to (Explanatory Memorandum at p 1):
establish an efficient, transparent and accountable system for considering complementary protection claims, which will both enhance the integrity of Australia's arrangements for meeting its non-refoulement obligations and better reflect Australia's longstanding commitment to protecting those at risk of the most serious forms of human rights abuses.
81 The non-refoulement obligations arise from Australia's ratification of international treaties including the Covenant, the Second Optional Protocol to the International Covenant on Civil and Political Rights Aiming at the Abolition of the Death Penalty, the Convention on the Rights of the Child and the Convention Against Torture (Explanatory Memorandum at p 1).
82 The terms "cruel or inhuman treatment or punishment" and "degrading treatment or punishment" as they appear in the wording of paras 36(2A)(d) and 36(2A)(e) are derived from art 7 of the Covenant (Explanatory Memorandum at [20] and [24]). Article 7 states:
No one shall be subjected to torture or to cruel, inhuman or degrading treatment or punishment. In particular, no one shall be subjected without his free consent to medical or scientific experimentation.
83 Further, the Covenant does not contain any definition of torture, cruel, inhuman or degrading treatment or punishment. In particular, the Covenant does not contain any requirement that torture, cruel, inhuman or degrading treatment or punishment be perpetrated by someone acting in an official capacity.
84 Further, the United Nations Human Rights Committee which monitors the implementation of the Covenant has stated that art 7 of the Covenant does not require the perpetrator to be acting in an official capacity:
The aim of the provisions of article 7 of the International Covenant on Civil and Political Rights is to protect both the dignity and the physical and mental integrity of the individual. It is the duty of the State party to afford everyone protection through legislative and other measures as may be necessary against the acts prohibited by article 7, whether inflicted by people acting in their official capacity, outside their official capacity or in a private capacity. [emphasis added]
UN Human Rights Committee, General Comment 20: Article 7 (Torture, or Other Cruel, Inhuman or Degrading Treatment or Punishment) (10 March 1992) at [2].
85 Further, Australia's non-refoulement obligations are not to be narrowed by reading into paras 36(2A)(d) and 36(2A)(e) an official capacity requirement. This would be contrary to the purpose of the introduction of the complementary protection regime, namely, to establish an accountable system to enable Australia to meet its non-refoulement obligations. Subsection 36(2A) was inserted into the Act to respond to non-refoulement obligations on Australia arising under particular treaties to which Australia is a party (see the Explanatory Memorandum at p 1 and Minister for Immigration and Citizenship v MZYYL (2012) 207 FCR 211 at [18]). Those treaties impose obligations on the State-parties to those treaties to adhere to particular human rights standards. Those treaties contain express and implied obligations on a State not to return a person to a place where he or she will face a real risk of a significant breach of his or her rights (Minister for Immigration and Citizenship v MZYYL at [18]). Further, subs 36(2A) is a part of a code which ought to be given effect in its own terms (Minister for Immigration and Citizenship v MZYYL at [18] to [20]), even accepting that where legislation is intended to respond to Australia's obligations under a treaty, it may be permissible to refer to the terms of the treaty to confirm the meaning of the words used in the domestic statute (Minister for Immigration and Multicultural and Indigenous Affairs v QAAH of 2004 (2006) 231 CLR 1 at [34] per Gummow ACJ, Callinan, Heydon and Crennan JJ).
86 Now it is apparent that paras 36(2A)(d) and (e) are intended to embrace, at least in part, art 7 of the Covenant.
87 Of course, art 7 must be read with art 2, which obliges States to take measures to ensure people within its territory enjoy the rights recognised in the Covenant or to have available a remedy in the case of a breach of those rights. So, arts 2 and 7 do not directly fix a State with responsibility for conduct of non-State actors. Rather, States are obliged to take steps to ensure the relevant rights are enjoyed and there is a remedy for their breach.
88 In summary, in my view the wording of subs 36(2A) together with the relevant definitions in subs 5(1) do not distinguish between acts or omissions of State and non-State actors. Accordingly, if the act or omission is sufficient to amount to one of the defined harms, that is sufficient under the legislative scheme for the harm to amount to "significant harm" including "torture", even if carried out by a non-State actor.
89 Let me return now to the central question. The appellant says that the primary judge failed to identify that the Tribunal fell into jurisdictional error at [116] by focusing on the likely length the appellant would be detained on his return to Sri Lanka without properly considering the risk of other forms of harm during any detention.
90 Now according to the primary judge, she did not accept that the Tribunal found that any detention of the appellant would be accompanied by other forms of harm. The primary judge accepted that the Tribunal found that the relevant prison conditions may cause the appellant "some discomfort" (rather than other more serious forms of harm) and that he would be detained for a short duration.
91 The primary judge was reinforced in her view by her reference (at [61]) to the reasons of the Full Federal Court in SZTAL v MIABP (at [94]):
Although the RRT referred more generally (at [70] and [76]) to prison conditions in Sri Lanka, to reports of instances of torture and to reports of mistreatment, those references do not support any argument that the RRT contemplated as likely that any of the appellants were, or would be, in such a situation. The contrary is the case.
92 Further, the Minister contended that the appellant's argument does not properly take account of the Tribunal's consideration of the issue. The Tribunal noted (at [116]) that there were "concerns" about a number of aspects of prison conditions in Sri Lanka, including "instances of torture". But the Minister says that the Tribunal made no finding that there is a real risk that the appellant will suffer any of the matters that it identified. Rather, it found that the applicant "may suffer discomfort".
93 Further, the Minister says that the Tribunal (at [117] and [118]) correctly concluded that para 36(2)(aa) required a subjective intention on the part of Sri Lanka to cause the relevant harm and on the facts this subjective intention was absent. The Minister says that that accords with the proper interpretation of the provision (see SZTAL v Minister for Immigration and Border Protection (2017) 347 ALR 405; [2017] HCA 34 at [26] per Kiefel CJ, Nettle and Gordon JJ). Further and in any event, so the Minister contends, the Tribunal concluded (at [116]) that the appellant's "relatively short period of remand" in a Sri Lankan prison did not rise to the level of "cruel or inhuman".
94 Now the Minister accepted that the length of any detention is not always determinative of whether there is a real risk of significant harm in the absence of any other harm being found. But he says that the Tribunal did not err in focusing on the length of any likely detention in determining whether the element of intention was satisfied. Further, to the extent that it might be said MIABP v WZAPN supports a different proposition, that case was dealing with the presence of "serious harm" for the purpose of persecution and the then s 91R (and now s 5J) of the Act. Accordingly, it has little if any relevance to the question of conditions of detention and the risk of significant harm.
95 Now the Minister says that in the present case the Tribunal seems to have accepted that one claim made by the appellant that arose on the material before it was that he would be exposed to a real risk of torture in the "one or two or several days" that he spent on remand before being taken before a magistrate. The Minister says this is referred to and dealt with by the Tribunal (at [116]) in the following terms:
The Tribunal considered whether there is a real risk of the [appellant] facing significant harm while being detained pending appearance before a Magistrate for the purpose of the Immigrants and Emigrants Act charge. The Tribunal accepts country information indicates that prison conditions in Sri Lanka may not meet international standards. It accepts there are concerns about overcrowding, poor sanitary facilities, limited access to food, the absence of basic assistance mechanisms, a lack of reform initiatives and instances of torture, maltreatment and violence. The Tribunal accepts that prison conditions in Sri Lanka are poor and overcrowded and that the applicant may suffer discomfort whilst in prison. However, the Tribunal finds that based on credible country information that the applicant will be remanded for a short period, between one night to several nights. The Tribunal does not accept that a relatively short period of remand amounts to an act or omission by which [particular heads of significant harm is inflicted]. [emphasis added]
96 The Minister says that the Tribunal subsequently reached a global conclusion (at [119]) that the appellant did not fall within the terms of para 36(2)(aa) of the Act. The Minister says that it is plain that in the final two sentences of [116] together with [117] and [118] the Tribunal was grappling with the question of whether placing a person in the acceptedly poor prison conditions for a short period could amount to significant harm. But the Minister says that the complete sentence emphasised above should be understood as an expression of the Tribunal's finding as to what the appellant would face when on remand. In other words, having mentioned the "concerns" about Sri Lankan prisons, the Tribunal then drew conclusions about what the appellant would (and would not) face, namely, poor conditions, overcrowding and discomfort, but (inferentially) not torture, maltreatment and violence; I would note at this point that the Minister's reference to "inferentially" points out the apparent weakness in his submission.
97 Further, the Minister contends that the definitions of "torture", "cruel or inhuman treatment or punishment" and "degrading treatment or punishment" contain a significant limitation that is relevant to the present case. That is, under the relevant definitions in subs 5(1), an act or omission will not amount to relevant significant harm if it is incidental to lawful sanctions that are not inconsistent with the Covenant.
98 Now the Minister points out that the Tribunal concluded that the appellant's treatment by Sri Lankan authorities on his return would be in accordance with a law of general application being the Immigrants and Emigrants Act (see at [100] to [103], [118]) and that returnees were not being mistreated by Sri Lankan authorities during the relevant process (at [101]). Indeed, the appellant would only likely be detained for a short period of time on remand before securing bail (at [100] and [116]). Accordingly, so the Minister says, the relevant inquiry for the Tribunal was whether there was a real risk of significant harm occurring during that anticipated brief period of remand.
99 The Tribunal accepted that within Sri Lanka prisons there were "concerns about … instances of torture, maltreatment and violence" (at [116]). But the Minister says that having regard to the Tribunal's conclusion that the appellant would be subject to a law of general application, but taking into account any "concerns" about "torture, maltreatment and violence" perpetrated by non-State actors within the prison, and bearing in mind that the Tribunal had concluded that returnees were not being mistreated by authorities, the question is whether the possibility of any such treatment would be "incidental" to a lawful sanction, and therefore not "significant harm" for the purpose of the Act.
100 I would note that the word "incidental" relevantly means "[o]ccurring or liable to occur in fortuitous or subordinate conjunction with something else of which it forms no essential part; casual" (Oxford English Dictionary). According to the Minister, in the case of the relevant definitions in subs 5(1), that means that although a person placed in a gaol might suffer actions from other prisoners that might otherwise amount to significant harm, if that is "casual" or not directly relevant to the operation of the law of general application, then it will not amount to significant harm for the purpose of the Act.
101 In this case, so the Minister contends, having regard to the Tribunal's conclusion that the appellant's treatment would be in accordance with a non-discriminatory law of general application, any risk of torture, maltreatment or violence by a non-State actor could only be incidental to the lawful sanction being applied under the relevant Sri Lankan law. Accordingly, so the Minister contends, it follows that the Tribunal was not obliged to consider whether there was a real risk that the appellant would suffer "torture, maltreatment and violence" whilst on remand because even if he were to do so it could not fulfil the statutory definition of significant harm.
102 Let me make the following points as succinctly as I can.
103 First, the Tribunal accepted that the appellant was likely to be imprisoned for a short period. Further, the Tribunal accepted that there were instances of torture in prisons (at [116]). And as I say, such torture can be by a non-State actor and meet the subs 5(1) definition.
104 Second, the Tribunal appears to have failed to consider the combination of the short period and torture together. Its reasons at [116] appear to be based upon considering the combination of a short period with discomfort. Moreover, in the last two sentences of [116] it is apparent that it was considering but rejecting various characterisations of the "short period of remand" and looking at the "short period of remand" as to whether it or its imposition amounted to the relevant act or omission.
105 Third, and consistently with what I have just said, when it was looking at the question of subjective intention, it was only considering the "intention by the Sri Lankan authorities" (see at [118]). It was not considering the intention of non-State actors engaging in torture in prisons. This confirms the second point I have just made, namely, that the Tribunal did not consider the combination of a short period of detention and torture together.
106 Fourth, the Minister has pointed to [100] to [104] of the Tribunal's reasons. But I am not sure where this takes the Minister. They are dealing with different statutory provisions, and in any event do not address the risk of torture in prison from a non-State actor.
107 Fifth, the Minister has put a persuasive argument referring to the carve out to the definition of, inter-alia, "torture", which "does not include an act or omission arising only from, inherent in or incidental to, lawful sanctions that are not inconsistent with the Articles of the Covenant". The Minister may well be correct as to this argument, but it seems to me that this is a matter for the Tribunal to consider and determine. I cannot say now on the limited material before me that the Minister's contention would be unanswerable by the appellant and that therefore remitting the matter back to the Tribunal would be an exercise in futility.
108 Let me now deal with one further matter.
109 Subsequent to the hearing, the appellant drew my attention to Perram J's decision in SZWBR v Minister for Immigration and Border Protection [2018] FCA 644.
110 SZWBR v MIABP concerned an appeal from the Federal Circuit Court dismissing an application for judicial review from a decision of the then Refugee Review Tribunal. Perram J found that the Federal Circuit Court had erred in dismissing the appeal and that the Tribunal had erred by failing to deal with SZWBR's claim under the complementary protection provisions in relation to the risk that he would be tortured whilst in remand detention for having departed Sri Lanka illegally. Now the appellant before me has contended that the factual circumstances are analogous to the present matter. It is said that Perram J's reasoning supports the arguments made by the appellant in the matter before me that, by asking the wrong question, the Tribunal failed to consider and make a finding on whether there was a real risk that the appellant would fall victim to the torture, maltreatment and violence that the Tribunal accepted was a concern in Sri Lankan prisons.
111 Now the appellant submits that Perram J distinguished between the Tribunal's consideration of prison conditions that SZWBR would face, and the need to separately consider the issue raised by the country material before the Tribunal and by SZWBR in submissions, namely, the "incidence of ill treatment, including torture" (at [13] and [14]). His Honour considered that the Tribunal was correct to conclude that poor conditions in prison did not satisfy paras 36(2A)(c), (d) and (e) because those three paragraphs have an intentional aspect to them. But his Honour considered that this did not address the claim that was "on the table", namely, the "torture claim" (at [13] to [15]).
112 The appellant submits that in the matter before me the claim regarding torture was likewise "on the table" due to the Tribunal's explicit acceptance (at [116]) that there were concerns about instances of torture, maltreatment and violence in prisons in Sri Lanka. Further, the appellant stated at the Tribunal hearing:
If I go back then maybe the [sic] will hurt me. That is a normal thing because whoever breached their immigrations or - and left illegally will be arrested. [at p 9 of the transcript, lines 14 to 16]
113 The appellant points out that Perram J stated that he was "unable to see how the Tribunal could arrive at the view that the torture material to which it had referred (and about which a submission had been made) did not reveal harm which was intentionally inflicted" (at [16]). The appellant submits that this appears to be referring to the fact that torture is, by definition, intentional. Hence, so the appellant submits before me, this is why his Honour was not able to see how the Tribunal could refer to material that revealed torture in Sri Lankan prisons but did not reveal harm that was intentionally inflicted.
114 His Honour found that the Tribunal did not explain why the torture claim was rejected. His Honour considered that either the Tribunal failed to consider the claim, or impliedly rejected the torture claim for various reasons including because of its reasoning that there did not appear to be material evidence in support of a finding that material harm would be intentionally inflicted on a person. His Honour rejected the latter possibility.
115 Similarly, the appellant submits that in the case before me, the Tribunal erred by focusing on the length of time the appellant would be in detention, which was not sufficient to resolve the appellant's torture claim. In addition, the Tribunal considered that the imposition of remand related to a law of general application, and that there was no intention by the Sri Lankan authorities to inflict cruel or inhuman treatment or degrading treatment or punishment. But the appellant says that none of these considerations resolve the relevant torture claim.
116 Additionally, so the appellant submits, Perram J distinguished the High Court's decision of SZTAL v MIABP (2017) 347 ALR 405; [2017] HCA 34 from the matter before him on the basis that the Tribunal in the High Court's case had made a direct finding that there was no real risk the applicant would be subject to torture. Before me, the appellant also submits that SZTAL v MIABP can be similarly distinguished.
117 In my view, SZWBR v MIABP is of little assistance in resolving the proper interpretation of the Tribunal's reasons in the case before me. In SZWBR v MIABP, Perram J noted (at [14]) that the Tribunal referred to country information in its decision, which explicitly referred to the "incidence of ill treatment, including torture". But that country information had itself been referred to by the appellant in that case in his written submissions to the Tribunal which, having quoted from it, then formally submitted "[g]iven the prevalence of torture, cruel or inhuman and degrading treatment or punishment in Sri Lankan prisons, the Tribunal should accept that there is a real risk the [appellant] will face significant harm". Perram J concluded that, having regard to the Tribunal's reasons (at [80] to [84]), the Tribunal erred as it had "overlooked the Appellant's claim that he would be tortured whilst on remand" (at [26]).
118 But in the case before me, the Tribunal's reasons need to be considered against the background of the case advanced by the appellant. In that regard it is significant to note that the Tribunal recorded at [112]:
At the hearing, the applicant submitted, through his representative that there would not be any additional claims under complementary protection as he was of the view that all his claims fell within the Convention grounds.
119 Nevertheless, it is clear that the Tribunal considered that a claim involving torture arose having regard to country information and the circumstances of the appellant.
120 There is no point of principle emerging from SZWBR v MIABP that I am bound to follow. Both the case before Perram J and the case before me involve an enquiry as to whether a claim was dealt with by the Tribunal in a manner sufficient to discharge its review function. In the present case the Tribunal accepted such a claim was made and dealt with it, but in my view in a manner disclosing jurisdictional error. In my view the primary judge was also in error in not so finding.