How the appellant developed the new ground
39 The appellant does not contend he directly raised the claim that there was a real chance he might be exposed to sexual violence during any period of incarceration on return to Sri Lanka. That is, it is not contended he gave any evidence either in his statutory declaration, or in the interview before the delegate, or the Tribunal, about this fear or risk specifically. In his statutory declaration, he did, however, express his fears of harm in a way which might be said to not exclude sexual violence:
I fear harm including arrest, detention, physical assault and death at the hands of the Sri Lankan Army and other government authorities on account of my Tamil ethnicity and having made a complaint against the Government's attempt to confiscate our land. I face an increased risk of this harm as I am a young male Tamil and because I left Sri Lanka illegally.
I have already experienced beatings, harassment and persecution by people I believe are associated with the army. I cannot reasonably relocate anywhere else in Sri Lanka to avoid the threat of harm. I believe that I will be killed if I return.
40 In this context, counsel for the appellant accepted the chance of being subjected to sexual violence in prison could not be described as a subjective fear expressed to be held by the appellant, and it may be more difficult to fit this claim within the confines of Art 1A of the Convention (Convention Relating to the Status of Refugees, done at Geneva on 28 July 1951 as amended by the Protocol Relating to the Status of Refugees, done at New York on 31 January 1967). He accepted the error identified was one which went principally to the Tribunal's assessment of whether the appellant satisfied the complementary protection criteria. Counsel correctly emphasised the different formulation of the criteria for a protection visa in ss 36(2)(a) and in 36(2)(aa) of the Act, which provide:
(a) a non-citizen in Australia in respect of whom the Minister is satisfied Australia has protection obligations because the person is a refugee; or
(aa) a non-citizen in Australia (other than a non-citizen mentioned in paragraph (a)) in respect of whom the Minister is satisfied Australia has protection obligations because the Minister has substantial grounds for believing that, as a necessary and foreseeable consequence of the non-citizen being removed from Australia to a receiving country, there is a real risk that the non-citizen will suffer significant harm;
(Emphasis added.)
41 Thus, the agreed factual situation is that the appellant himself did not identify any such risk of harm, for either his claims under s 36(2)(a) or under s 36(2)(aa), but his representatives did put forward a reasonable amount of country information on the topic of risks of harm by way of sexual violence. They put forward some information to the delegate, but put more before the Tribunal. The country information contained references to the existence of such risks, and reports of Tamil returnees being harmed by the infliction of sexual violence.
42 In its submission to the delegate, RILC referred to information about the prevalence of sexual violence in Sri Lanka's detention facilities, such as the following extract from the Human Rights Watch report on Sri Lanka published in February 2013:
Since the end of the armed conflict, other Tamils, living abroad, returned to Sri Lanka only to be arrested immediately or soon after arrival, and they too have been subjected to torture, including rape, while in custody. A number of these were questioned about alleged activities abroad, including peaceful criticism of the Sri Lankan government. For instance, YN, 46, was deported to Sri Lanka in January 2010. He told Human Rights Watch he was picked up by CID officials as soon as he cleared immigration at the Colombo's international airport, and taken to the fourth floor of CID headquarters where he was detained for two or three days before being transferred to Joseph camp in Vavuniya. He said he was repeatedly beaten, tortured, and raped at Joseph camp.
43 The submission to the delegate also relied on an extract from a Refugee Review Tribunal decision, where the Refugee Review Tribunal had stated that '[s]exual violence against Tamil men in detention has been reported as having occurred recently'.
44 Before the Tribunal, RILC's submissions contained further material addressing this particular risk. The following submissions were made:
Widely documented reports of systematic sexual violence perpetrated by Sri Lanka's security services have also been dismissed out of hand by the Sri Lankan government:
February 2013 saw the first report to establish the scale of continuing sexual violence in Sri Lanka after the war, when Human Rights Watch (HRW) published a landmark study of politically motivated sexual assaults of mostly Tamil detainees. It documented 75 cases from 2006-12, the majority after the end of the civil war. It found sexual violence by the security forces continued well after the war and all the evidence strongly suggested it was widespread and systematic. The Sri Lankan government dismissed it as "total fabrication" and "beyond any criminal activity, designed to tarnish the image of the country, total blatant lies. The report, coinciding with the UN Human Rights Council sessions in Geneva, gathered accounts of 75 cases of alleged rape and sexual abuse between 2006 and 2012 in both legal and "secret" detention centres in Sri Lanka.
Navi Pillay in her 2014 report titled "Promoting reconciliation and accountability in Sri Lanka" noted the following:
In its resolution 22/1, the Human Rights Council called upon the Government to conduct an independent and credible investigation into allegations of violations of international human rights and humanitarian law and to take all necessary additional steps to fulfil its relevant legal obligations and commitment to initiate credible and independent actions to ensure justice, equity, accountability and reconciliation for all Sri Lankans. A number of the recommendations made by the Lessons Learnt and Reconciliation Commission also called for further investigation into specific cases and issues, in particular allegations of the indiscriminate killing of civilians and the summary execution of prisoners. To date, the Government has taken limited and piecemeal steps towards investigating serious allegations of violations of international human rights and humanitarian law, and none of these have had the independence or credibility required [emphasis added).
The refusal to investigate or prosecute offenses committed by members of the security services against members of Sri Lanka's Tamil population has contributed to a culture of impunity among its security services. We refer to the March 2014 report, An Unfinished War: Torture and Sexual Violence in Sri Lanka 2009 - 2014, which notes the following:
These widespread and systematic violations by the Sri Lankan security forces occur in a manner that indicates a coordinated, systematic plan approved by the highest levels of government.
Members of the Sri Lankan security forces are secure in the knowledge that no action will be taken against them.
…
In the same report [a reference to the March 2014 report, An Unfinished War]:
In February 2014, the Australian-based International Crimes Evidence Project (ICEP) published a report on Sri Lanka that included an extended discussion of alleged rape and sexual violence during and after the war. Sri Lanka's military spokesman, Brigadier Ruwan Wanigasooriya, rejected the report as "old allegations" that the LTTE and its supporters had been making for the last five years.
…
On accountability for acts of sexual of violence, Human Rights Watch states the following:
However, these specific barriers to prosecutions and redress pale in comparison to the larger and more intractable issue: the Sri Lankan government's clear unwillingness to seriously investigate or prosecute serious violations of human rights by the military and police, particularly those committed in connection with the armed conflict against the LTTE. Despite a backlog of cases of torture, enforced disappearance, and unlawful killings going back two decades, there have been only a small number of prosecutions. Past efforts to address violations by creating ad hoc mechanisms have produced few results, whether in providing information or prompting prosecutions.
(Footnotes omitted.)
45 As the appellant submitted, the RILC submissions went on to link the risk to the appellant of being detained, even for a short period of time, for his illegal departure, to the risk he might be subjected to sexual violence. The appellant referred, for example, to the following extract from a March 2014 report:
Some witnesses whose previous asylum applications were unsuccessful reported being abducted upon their return to Sri Lanka by the security forces, who knew of their failed asylum applications. Once in detention, they were subsequently repeatedly tortured and sexually assaulted until, in cases documented in the study, bribes could be used to procure release and they managed to leave the country again.
(Footnotes omitted.)
46 The appellant also referred to that part of the RILC submissions (somewhat further on in the submissions) where another extract from the March 2014 report was set out, which stated:
Most of the torture and sexual abuse alleged by the witnesses took place as recently as 2012, 2013 and 2014, with alleged involvement of, high-ranking officers in the Army, members of the Criminal Investigation Deportment (CJD), Terrorist Investigation Division (TID) and other members of the police force [emphasis added]. Sworn statements were also provided bv two independent international medical experts who have assessed hundreds of torture claims from Sri Lankans, and many more from other countries, and who have served as qualified experts for courts, tribunals, immigration boards and commissions of inquiry panels.
(Footnotes omitted.)
47 RILC also submitted:
Accounts of burnings with hot irons, rape, sexual abuse and long periods of solitary confinement have been commonplace in the testimony of FFT clients.
…
In the present case, it is our submission that while punishment for illegal departure is indeed a law of general application, it may be implemented in practice in a discriminatory manner towards Tamil individuals with distinct profiles, such as our client. That is to say, that once detected and questioned at the airport (which is a certainty), there is then a real chance that the period of remand detention that Mr Aloysius would be subjected to would be arbitrarily long; that he would be subject to interrogation and mistreatment, including torture, while in detention.
we submit that the likelihood of mistreatment and torture while in detention causes this punishment to move beyond a mere law of general application and to move towards a law that is inflicted in a persecutory manner on Tamil individuals with particular profiles, such as our client.
(Footnotes omitted.)
48 Although there was no specific reference to sexual violence, RILC concluded its submissions by contending that "Australia's obligations are engaged in relation to the real risk that the [appellant] will suffer mistreatment including torture in prison in Sri Lanka".
49 Thus, it is sufficiently clear, in my opinion, that RILC was pointing to the risk of harm by way of sexual violence as one of the risks that persons such as the appellant might face on return to Sri Lanka. However, and it important to make this qualification, the submissions by RILC and the reliance on the country information to which I have referred were made in the specific context of advancing a claim by the appellant that he in fact had past associations with the LTTE and would be mistreated for that reason, and further that he would be imputed with associations with the LTTE in the future. The Tribunal rejected both of those bases for his protection claims, and the fact of that rejection is significant in assessing the error identified by the appellant on this appeal.
50 It is common ground that there is no specific reference in the Tribunal's decision to any risk of sexual violence in prison which the appellant might face on return to Sri Lanka. As I have noted in the extracts cited above at [16], the Tribunal accepted (at [74]) that prison conditions were poor and did not meet international standards, but found that any harm the appellant might suffer would not be intentionally inflicted. This particular finding is (I infer) based on, and referable to, the High Court's decision in SZTAL v Minister for Immigration and Border Protection [2017] HCA 34; 347 ALR 405 at 408-409, 411-413.
51 The appellant contends the Tribunal's approach to intention missed the point. He submits that:
… [w]here the harm consists of 'impersonal' prison conditions, such as 'overcrowding, poor sanitary facilities and limited access to food', the question is whether an 'official to whom knowledge of prison conditions can be imputed, could be said to intend to inflict severe pain or suffering on the appellants or to intend to cause them extreme humiliation by sending them to prison.' However, where the feared harm takes the form of a direct application of physical force to the applicant's body by another person, it is that person's intention (and not the intention of a hypothetical government official) that is relevant.
(Original emphasis and footnotes omitted.)
52 Relying on AVQ15 v Minister for Immigration and Border Protection [2018] FCAFC 133, the appellant submits that the Tribunal's review task in matters such as whether there is a real chance of serious harm for the purposes of complementary protection is unlikely to be performed according to law by a "summary and formulaic finding". The appellant contends the Tribunal must:
… 'understand what degrading treatment was in the statutory context, and then by reference to the evidence and material before it, explain why it did or did not consider that that was the kind of treatment the appellant had a real risk of facing if he were to be remanded for a period of several days, including determining whether there was an "actual subjective intention" to inflict degrading treatment'.
(Footnotes omitted.)
53 He contends the same principles apply where a risk of cruel or inhuman treatment or punishment is alleged.
54 The appellant submits the Tribunal, having found the appellant was likely to be detained for up to several days, did not consider the "sexual violence claim" at all, and therefore "failed to perform its jurisdictional task". He contends the Tribunal's findings on the risk the appellant would face torture were insufficient because they were at too high a level of generality given the specific harm identified in the RILC submissions. The appellant relied on the kind of analysis undertaken by Beach J in BPF15 v Minister for Immigration and Border Protection [2018] FCA 964, see especially at [103]-[107] where his Honour's conclusions on a similar argument are expressed.