The appellant's claims about having been assaulted
45 The appellant seeks leave to amend his notice of appeal to add a new particular to ground 3 (the details of which are set out at [22] above).
46 Generally speaking, permission to agitate on appeal a point not taken at trial will only be granted "…where the new point turns only upon a question of construction or upon a point of law, or where the facts are not in controversy": Summers v Repatriation Commission (2015) 230 FCR 179, 207 [94] (Kenny, Murphy and Beach JJ); CGA15 v Minister for Home Affairs [2019] FCAFC 46, [35] (Murphy, Mortimer and O'Callaghan JJ).
47 In VUAX v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 238 FCR 588 (Kiefel, Weinberg and Stone JJ), the full court said as follows (at 598-599 [46]-[48]):
Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff (1982) 150 CLR 310; H v Minister for Immigration and Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd (2001) 117 FCR 424 at [20]-[24] and [38].
In Coulton v Holcombe (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7:
It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish.
The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused.
48 The appellant submits that the amendment pertains to a point that has merit - indeed, one that, he says, should result in the appeal being upheld. It was not advanced in the FCCA because "…it was not seen as a possible point until [c]ounsel prepared for the hearing of the appeal". The Minister opposes the amendment of the notice of appeal on the bases that the point that is sought to be advanced is without merit and the appellant has not adequately explained why it wasn't agitated before the FCCA.
49 The amendment should be permitted, albeit not without some hesitation. For the reasons to which I shall shortly come, I do not uphold the contention that it advances; nonetheless, I accept that it is one that has at least some merit. The explanation as to why it was not advanced below, although put with admirable candour, is not especially compelling: BLX16 v Minister for Immigration and Border Protection [2019] FCAFC 176, [31] (Moshinsky, Steward and Wheelahan JJ); CSZ15 v Minister for Immigration and Border Protection [2017] FCA 706, [11] (Davies J). Nonetheless, an appellant may be granted leave to argue a new ground on appeal even in circumstances where "…all that can be said by way of explanation [is] that its significance may not have been apparent to the appellant's lawyers in the hearing below": CGA15 v Minister for Home Affairs [2019] FCAFC 46, [37] (Murphy, Mortimer and O'Callaghan JJ). I do not consider that the appellant should be deprived, in this case, of the opportunity that the amendment represents.
50 It is not in contention that the appellant claimed, in support of his Visa Application, that he had been attacked after the fire by two people who came to his house and "…started hitting [him] with a tree branch and…cut [him] with a knife". At issue is whether the Authority considered that claim for the purposes of the IAA Review.
51 There is no doubt that the Authority was conscious of the appellant's contention. As both parties acknowledge, it was referred to expressly in the Review Decision. What that decision did not contain, so the appellant contends, was any finding about it (and, specifically, about whether or not it occurred).
52 Plainly, the appellant's claims about the assault were advanced as evidence to substantiate his contention that, if returned to Sri Lanka, he was at risk of relevant harm. That was a consideration that would, obviously enough, inform whether or not the Authority might be satisfied that the appellant met one or more of the criteria for which s 36 of the Act provided. In AAG16 v Minister for Immigration and Border Protection [2019] FCA 1214 ("AAG16"), I made the following observations relevant to that theme (at [48]-[49]):
In order that it might attain or not attain that state of satisfaction, the Tribunal was plainly obliged to consider what might happen to the appellants (and, in particular, the first appellant) in the event that they (and he) returned to Pakistan. It could not determine whether the first appellant possessed a relevant fear (or was otherwise subject to a relevant risk) of harm without doing so. Plainly, divining what the future might hold was a task that called for some informed speculation. As is to be expected, its execution involved a question in respect of which evidence and submissions were received. Those materials touched upon events that were said to have occurred in the past (namely, whether or not the TTP had mistaken the first appellant for a spy and had threatened his life accordingly). Again, that those materials would traverse that territory is hardly surprising. The foundation for the fears that the appellants said that they held regarding what might happen to them if they returned to Pakistan was inevitably informed by what they said had happened to them (or, more particularly, to the first appellant) in the past: Minister for Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 ("Guo"), 575 (Brennan CJ, Dawson, Toohey, Gaudron, McHugh and Gummow JJ); Minister for Immigration and Multicultural Affairs v Rajalingam (1999) 93 FCR 220, 237 [53] (Sackville, North and Kenny JJ). The Tribunal could not lawfully discharge its task unless it was conscious of - and gave consideration to - the materials that the appellants advanced in that respect: Minister for Immigration and Border Protection v MZYTS (2013) 230 FCR 431 (Kenny, Griffiths and Mortimer JJ).
The Act does not, in terms, impose upon the Tribunal an obligation to make any particular findings. Clearly in this case, the Tribunal could not discharge its statutory task without at least finding that it was or was not satisfied that the appellants met one or more of the criteria for which s 36 of the Act provides. Such a finding - and any others that went to what the Tribunal considered were material questions of fact - required expression in the Tribunal's written decision: the Act, s 430(1); Minister for Immigration and Multicultural Affairs v Yusuf (2001) 206 CLR 323, 346 (McHugh, Gummow and Hayne JJ). If it failed to record in its reasons the conclusions that it drew, and the evidence or other material upon which it drew them, then the Tribunal risked being thought to have not made them and, potentially thereby, to have overlooked matters that it was obliged to consider. That, in turn, would expose it to a charge that it had failed to perform the statutory task with which it was entrusted: Minister for Home Affairs v Buadromo (2018) 362 ALR 48 ("Buadromo"), 59 [47] (Besanko, Barker and Bromwich JJ).
Equivalent observations apply in the present circumstances to the Authority and the Review Decision.
53 In Minister for Immigration and Ethnic Affairs v Guo (1997) 191 CLR 559 ("Guo"), the majority (Brennan CJ, Dawson, Toohey, Gaudron, McHugh and Gummow JJ) discussed the need, in cases like the present, for decision makers to engage in what I described in AAG16 as "informed speculation" about what might happen to a visa applicant if he or she is returned to his or her country of origin. At 575, it was said (emphasis added):
In many, if not most cases, determining what is likely to occur in the future will require findings as to what has occurred in the past because what has occurred in the past is likely to be the most reliable guide as to what will happen in the future. It is therefore ordinarily an integral part of the process of making a determination concerning the chance of something occurring in the future that conclusions are formed concerning past events. In the present case, for example, the Tribunal correctly relied on what it found had happened to Mr Guo and others to make a finding that he was not "differentially at risk for a Convention reason." Without making findings about the policies of the Chinese authorities and the past relationship of Mr Guo with those authorities, the Tribunal would have had no rational basis from which it could assess whether there was a real chance that he might be persecuted for a Convention reason if he were returned to the PRC.
54 Whether the appellant was assaulted in the manner that he claimed was an issue of the sort to which the High Court, in Guo, referred in the passage cited above: it was one that called for a conclusion as to the occurrence of a past event (namely, whether the appellant had been hit with a tree branch and cut with a knife) in order that an assessment might be made of the likelihood of a future event (namely, that the appellant would be subjected to relevant persecution or harm were he to return to Sri Lanka).
55 To acknowledge that such a conclusion was required is not to suggest that the Authority was required to record it as a "finding" in the Review Decision. A finding of fact "…may not be required if the claim or issue is…subsumed within a claim or issue of greater generality": Minister for Home Affairs v Buadromo (2018) 362 ALR 48, 59 [46] (Besanko, Barker and Bromwich JJ); see also Applicant WAEE v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 236 FCR 593, 604-605 [46]-[47] (French, Sackville and Hely JJ).
56 The Review Decision does not contain any finding that, specifically and in terms, addresses whether or not the appellant was hit with a tree branch and cut with a knife, as he claimed. It is on that basis that the appellant says that the Authority should be understood not to have considered that part of the narrative that he advanced in support of his Visa Application.
57 Superficially attractive though that contention is, I do not consider that it withstands a fair reading of the Review Decision as a whole. As is identified above, the Authority was clearly conscious of what the appellant had claimed: it recorded early in its reasons his assertion that he had been hit with a tree branch and cut with a knife. At [21] of its decision (above, [17]), it made a general observation that it was "…not satisfied that the [appellant] has provided a credible account of having been subjected to harm or any serious threat of harm prior to his departure from Sri Lanka" (emphasis added). Later in that paragraph, it expressed the view that "[g]iven that [the appellant] worked as a three wheeler driver…there would have been ample opportunity for anyone who wished to harm the [appellant] to do so. I do not accept that he faced any subsequent threats which led to his decision to leave."
58 In my view, it is not reasonably open to read those passages as anything other than that the appellant's claim of having been attacked with a tree branch and cut with a knife was not accepted. The Authority was not satisfied as to the appellant's accounts of being harmed, which, on any view, must have included what he was acknowledged to have said about having been attacked with a tree branch and cut with a knife. That alone would suffice to qualify as a rejection of the claim in question. Further, the Authority's observation that those who might have wished to harm the appellant had ample opportunity to do so necessarily imports a rejection of the appellant's contention that somebody had, in fact, harmed him. The Authority must, in those senses, be understood to have considered (and drawn a conclusion about) the appellant's contention that he had been attacked with a tree branch and cut with a knife. At the very least, those passages incline against the drawing of an inference to the contrary.
59 Respectfully, the appellant has not discharged his onus of proving that the Authority overlooked what the appellant had advanced. Ground 3 of the appeal, as it applies in its expanded form, must fail.