Did the primary judge err?
35 The question to be resolved is whether, as the appellant contends, the primary judge erred in refusing to provide written reasons following delivery of his ex tempore reasons, a refusal which is said to be manifested by Order 6 of the September Orders (see [8] above) and thereafter by the email dated 9 September 2020 from the primary judge's associate to the parties. In my opinion, the answer to that question is no. My reasons for reaching that conclusion are set out below.
36 Before proceeding further I make the following observations. It is understandable that the appellant should feel aggrieved by the primary judge's refusal to provide a form of written reasons. While the Circuit Court is a very busy court, dealing as it does with a high volume of cases on a daily basis, it also hears matters which touch upon important aspects of peoples' lives. Indeed, given the nature of the particular jurisdiction conferred by the Migration Act which so affects a litigant's status and the number of unrepresented litigants and litigants for whom English is not their first language or who appear with only a very basic understanding of it in that jurisdiction, the approach adopted by the primary judge in this case was regrettable and one which I would actively discourage, having regard, among other things, to the open court principle which includes as an aspect of it the provision of reasons, albeit not necessarily as a formalised judgment of the relevant court.
37 As set out above, in AAM17 Steward J observed that as a matter of general fairness in the circumstances of that case, where the timing of the provision of written reasons was in issue, the first respondent ought to have had the benefit of translated ex tempore reasons or written reasons at an earlier time. The same holds true here. That is, as a matter of general fairness, the appellant ought to have had the benefit of written reasons reflecting the ex tempore reasons delivered by the primary judge. That is even more so given the request made by the parties for those reasons to be provided.
38 Although the appellant was given access to the transcript, concern has previously been expressed about use of transcript as a substitute for formal reasons of a court, albeit in the particular circumstances which applied in each case.
39 In Matenson v Matenson [2018] FamCAFC 133 the parties, who were both self-represented, agreed that the transcript of the proceeding before the primary judge would constitute the primary judge's reasons. In obiter, at [45]-[46], Murphy J said the following about this approach:
[45] In the absence of argument or reference to authority and noting the self‐representation of both parties, these reasons are not the place to express a concluded view as to whether in the particular circumstances of a particular case - including for example, the narrowness of the issues to be determined and the proximity of a trial - the transcript can be taken to be the reasons for decision.
[46] I am currently inclined to the view that it is the adequacy of reasons in the particular circumstances of the case that is the central issue as distinct from the form of the reasons, with the consequence that the transcript might, in some limited circumstances, form adequate reasons. That said, I am equally of the view that such occasions should be rare - the provision of reasons for decision is central to the judicial function and the principles of transparent justice.
(Emphasis added.)
40 To similar effect, in Keehan v Keehan (No 2) [2018] FamCAFC 139 Murphy J (with whom Aldrige and Kent JJ agreed) at [18], again in obiter, said:
This is by no means the first case in which an appeal from the Federal Circuit Court of Australia has seen no formal reasons and either an express or implied reliance upon the transcript as those reasons. Whether or not as a matter of law the transcript can stand as reasons, it is a practice - certainly in respect of a trial - which, with all respect, in my view, should cease. Whatever might be thought of the merits of a party's case, formal reasons, however brief and suited to the proceedings at hand, are an essential part of transparent justice.
(Emphasis added.)
41 Despite those views, in this case I am unable to conclude that the refusal to settle the transcript of the oral reasons amounted to a failure by the primary judge to validly exercise his judicial power.
42 By Order 6 of the September Orders the primary judge relevantly did two things: he ordered that the transcript of the oral reasons be made available to the parties; and that the transcript would not be settled by the Court. It is the latter with which the appellant takes issue.
43 It was not in dispute that a judge has a duty to give reasons for his or her decisions and that the giving of reasons is an incident of the judicial function. However, the primary judge discharged that duty upon delivery of his ex tempore judgment. It is clear that the primary judge had authority to make orders and to deliver oral reasons for judgment at the conclusion of the hearing: see AAM17 at [28].
44 The ex tempore reasons were recorded at the time they were delivered and the primary judge, by Order 6, sought to ensure access to the transcript of those reasons by the parties. His Honour also made a notation on the September Orders of an expectation that Auscript, the provider of transcript services, would comply with Order 6. That notation was made, I would infer, to ensure that all parties, including potentially unrepresented and/or impecunious parties, had access to the written record of the oral reasons. The transcript of those reasons was obtained and a copy was before me on the appeal. However, the appellant said that there was an inherent obligation or requirement for the primary judge to provide a settled version of the ex tempore reasons which are set out in that transcript. I do not agree.
45 First, as was observed by Steward J in AAM17 at [26] the Circuit Court is an inferior court of record, has no inherent powers and, being "a creature of Parliament", has no authority other than that conferred on it by legislation which relevantly, at the time, was the FCCA Act and the FCC Rules. His Honour found that there were no provisions in either the FCCA Act or the FCCA Rules concerning whether the Circuit Court is obliged to give written reasons. In the context of this case, that is illustrated by the following. Section 85 of the FCCA Act provided that the rules of court may make provision for or in relation to, among other things, the form in which the Circuit Court or a judge is to give reasons for decision. However, the FCCA Rules contained no rules concerning the procedure to be followed after delivering ex tempore reasons such as a requirement that a written version of the reasons be delivered or, indeed, going to the subject of written reasons at all.
46 Secondly, I was not taken to any authority to support the appellant's proposition.
47 Thirdly, as I have already observed the authorities clearly impose a duty on judicial officers to give reasons which must be adequate. That requirement has been described as "an incident of the judicial process" but, as observed by Gibbs CJ in Public Service Board of New South Wales v Osmond (1986) 159 CLR 656 at 667, it is "a normal but not universal incident". However, none of the authorities to which I was taken required, or even suggested, that when reasons are given orally or ex tempore they must be reduced to a settled form of writing.
48 Fourthly, a written form of reasons produced after the delivery of ex tempore reasons does not supplant the oral reasons. While those written reasons are taken to be the "authentic expression" of the court's judgment, that record must not materially deviate from the oral reasons which it reflects: see AAM17 at [32]. A judge may improve his or her expression in any subsequent written expression of those reasons but changes of substance are not permitted: see AAM17 at [31]. It follows that in circumstances where ex tempore reasons are delivered, those reasons remain the reasons of the Court whether or not an authentic record of them is subsequently created by the judge.
49 The appellant relied on a series of decisions in which this Court has addressed the need, following the delivery of an ex tempore judgment, for written reasons to be delivered in a timely fashion.
50 In Singh v Minister for Immigration and Border Protection [2017] FCAFC 195, in considering the question of delay in the context of an application for leave to appeal from a decision of the Circuit Court, at [26] a Full Court of this Court (Perram, Farrell and Perry JJ) said:
Thirdly, while the appellant was present in court when the primary judge gave an ex tempore (oral) judgment, he has given a reasonable explanation for the delay. Nor did the Minister suggest otherwise. The late publication of the reasons meant that the appellant had no written statement of reasons on the basis of which to seek legal advice, or to assess, whether or not to institute an appeal and, if so, on what grounds, until after the expiry of the period within which he had a right to appeal. As the Court has elsewhere observed, that is, with respect, an undesirable state of affairs. Written reasons should be published shortly after the giving of ex tempore reasons and well within the appeal period. Where that may not occur, however, it should be borne in mind that FCR r 36.03(b) expressly envisages that the court appealed from may make orders deferring the commencement of the period within which an appeal may be instituted: see CTV15 v Minister for Immigration and Border Protection [2017] FCA 976 at [12]. It is also open, for example, to a Court to defer the date on which the final order as to costs is made until written reasons are published thereby achieving the same result.
51 Similar sentiments were expressed in CQX18 v Minister for Home Affairs [2019] FCAFC 142; (2019) 372 ALR 137. In that case a Full Court of this Court (Allsop CJ, Perry and Gleeson JJ) found that they were satisfied that it was appropriate to make consent orders disposing of the appeal. In doing so their Honours said at [11] and [13]:
11. We also wish to express our concern that:
(1) the primary judge delivered an ex tempore judgment which was not translated by reason of an instruction by the primary judge to the interpreter not to do so in circumstances where there was no apparent effort thereafter by the primary judge to have his reasons reduced to writing timeously until they were requested;
(2) no orders were made having the legal or practical effect of deferring the commencement of the period within which an appeal must be instituted (see CQX18 v Minister for Home Affairs [2019] FCA 386 at [14] (Perram J); Singh v Minister for Immigration and Border Protection [2017] FCAFC 195 at [26] (the Court)); and
(3) written reasons were not published until 75 days after delivery of the ex tempore judgment and 54 days after the expiry of the time within which an appeal could be instituted as of right.
…
13. We would, however, emphasise that nothing we have said should be understood as discouraging the proper, efficient and fair use of ex tempore judgments in appropriate cases.
See too: ADIL v Minister for Immigration, Citizenship, Multicultural Services and Migrant Affairs [2019] FCA 1787 at [43] (Wheelahan J); and DVD16 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 332 at [3] (Perry J).
52 Two observations can be made about these decisions. First, while there was criticism of the undesirable practice of the time taken to provide a written statement of the Circuit Court's oral reasons, it was not suggested that the effect of the time taken to do so impacted the court's exercise of its jurisdiction. Secondly, these cases can be distinguished from the case before me. In this case the appellant, by reason of his ability to access the transcript, had a written record of the oral reasons given by the primary judge. Unlike the appellant in, for example, Singh, he had access to a record based on which he was able to seek advice. The appellant does not complain of an inability to file his notice of appeal. In fact, he did so within the prescribed time.
53 The appellant said that Order 6 of the September Orders revealed an appealable error insofar as it represents an outright refusal by the primary judge to provide written reasons without first considering whether the oral reasons were accurately recorded in the transcript. That is, by making Order 6 the primary judge refused to exercise his discretion to produce a written record of his reasons. Relatedly, the appellant said that the primary judge erred when his associate communicated to the parties that his Honour had no power to issue written reasons.
54 As to the latter, I accept that the primary judge was in error when he communicated, through his associate, that he had no power to publish written reasons. There is nothing in the FCCA Act or FCCA Rules prohibiting the publication of reasons after the delivery of oral reasons. As is clear from the authorities, a judge is able to give ex tempore reasons which are then published in written form with revisions as appropriate: see AAM17 at [30]. However, that error does not invalidate the primary judge's exercise of judicial power. His Honour validly exercised that power by hearing the matter, delivering an ex tempore judgment, as he was able to do, and making orders.
55 As to the former, as set out above, the primary judge's indication, by Order 6 of the September Orders, that he would not settle a form of written reasons does not mean that he failed to give reasons. His Honour had delivered oral reasons for his decision which, as I have concluded, are the operative reasons of the Circuit Court and which had been transcribed. The transcript was then made available. Order 6 simply signalled an intention not to take further steps to issue an authenticated copy of the oral reasons.
56 Finally, the appellant raised an issue about the quality of the transcribed oral reasons, submitting that, because the transcript is not complete, it cannot be relied upon as reasons of the Court. A review of the transcript reveals the inclusion of an ellipses at para 3, presumably to indicate that certain words were not sufficiently audible or intelligible to transcribe. Paragraph 3 appears as follows:
On 19 December 2018, the authority wrote to the applicant explaining that the application for the visa had been referred to the authority for review. The letter provided an attached factsheet and practice direction, giving the applicant an opportunity to put on new information and submissions. No such documents were provided. The tribunal in its reasons identified the background to the visa application and had regard to the material ..... secretary under section 473CD of the Act.
57 That paragraph sets out a part of the background to the application before the primary judge, as opposed to the primary judge's consideration of the grounds of review. In that regard, the missing words do not affect the ability of this Court to understand the reasons why the primary judge dismissed the application for judicial review nor the ability for the appellant to obtain advice in relation to any appeal, which I infer he did given the commencement of this proceeding.
58 It follows that I am not satisfied that the primary judge erred as alleged.