iversity (2005) 24 CAR 23
WL v Randwick City Council [2007] NSWADT 12
WL v Randwick City Council (No 2) [2010] NSWADT 84
Texts Cited: None cited
Category: Principal judgment
Parties: Julie Bailey (Applicant)
Commissioner of Police, NSW Police Force (Respondent)
Representation: Solicitors:
Ms R Gurr (Agent for the applicant)
Ms K Mattes, Crown Solicitor (Respondent)
File Number(s): 2022/00141161
Publication restriction: Pursuant to s 64(1)(c) of the NCAT Act the publication or disclosure of the parts of these Reasons marked "NOT FOR PUBLICATION", other than to the respondent (the Commissioner of Police, NSW Police Force) is prohibited.
[2]
Background
These proceedings concern a request that Julie Bailey (the applicant) made to the Commissioner of Police, NSW Police Force (the respondent) on 19 December 2021 for the release of information under the Government Information (Public Information) Act 2009 (NSW) (the GIPA Act), in the following terms:
1) A copy of any report by the Blue Mountains Police Area Command and from Katoomba Police Station on an accident on 11 October 2021 outside 26/28 Katoomba Street at 10:28 in which my car AKB72J, a white VPW Polo, is alleged to have caused damage to a silver Toyota Corolla (registration number provided) owned by (name & drivers licence number provided).
2) A copy of the interview with me conducted 16 October at Katoomba Police Station and any photographs and notes taken by the interviewing officer at that time.
3) A copy of the statement made by any person who alleges to be a witness to any incident in which my car was involved on 11 October 2021 and any photographs taken by that person.
4) Any statement made by the owner of the damaged vehicle and any photographs alleged to have been taken of the including, information as to when the photographs were taken and by whom. On 26 October I received in the mail a letter from Transport for NSW stating, "A report has been received from NSW Police Force about an incident that raises genuine concern about your medical fitness and competency to drive".
5) Any notes made by the police officer who decided to refer the matter to Transport NSW, including any reasons for that referral and including but not limited to any correspondence with Transport NSW".
On 10 January 2022, the respondent made a decision in relation to the access application. The respondent conducted searches which identified information responsive to the access application. In respect of that information, the respondent: (1) Released some of it; (2) Refused to release some of it on the basis that it was subject to an overriding public interest against disclosure (OPIAD); (3) Refused to release some of it (being colour photos of the incident) on the basis that it was already available to the applicant by other means (see s 59(1)(c) of the GIPA Act); and (4) Decided to provide view-only access to body worn video footage pursuant to s 71(1)(a) of the GIPA Act.
The applicant sought an external review by the Information & Privacy Commissioner (IPC). The IPC considered the following decisions by the respondent: (1) To refuse to provide access to some information on the basis that it was subject to an OPIAD; (2) To refuse to provide access to the colour photos of the incident on the basis that they were already available to the applicant; and (3) That further audio-visual material was not held by the respondent.
On 20 April 2022, the IPC made the following fundings in relation to those decisions: (1) The respondent had justified her decision to refuse to release certain information on the basis that it was subject to an OPIAD (at [38]-[40]); (2) The respondent had not justified her decision to refuse to release the colour photos of the incident to the applicant on the basis that they were already available to her by other means (at [41]-[45]); and (3) The respondent had justified her implied decision that she did not hold any further information and that she had conducted reasonable searches (at [58]-[59]).
On 26 April 2022, the respondent made a further decision and provided the applicant with access to the colour photos.
On 16 May 2022, the applicant filed the current application for administrative review with the Tribunal on the following grounds (1) The Police and the IPC failed to take into account the personal circumstances and motivation of the applicant in applying the public interest test under s 15 of the GIPA Act 2009 (the GIPA Act); (2) The Police and the IPC have incorrectly balanced the considerations for and against disclosure under the public interest test; (3) The Police and the IPC wrongly conclude that the witness statements sought (n a redacted form) contained 'personal information' pursuant to s 3(a) of the Table of the Act; and (4) The Police and the PIC's conclusions pursuant to s 1(d) of the Table of the Act are incorrect.
[3]
Tribunal's decision at first instance
The matter was heard at first instance by Senior Member Griffin. On 11 November 2022, he issued a decision which determined that the Tribunal had jurisdiction under the GIPA Act and that the respondent bore the burden of establishing that its decision to refuse access was justified pursuant to s 105(1) of the GIPA Act. He also: (1) Summarised the legislative framework, including noting that under s 5 of the GIPA Act there is a presumption in favour of the disclosure of information unless there is an overriding public interest against disclosure; (2) Noted that the respondent relied upon various clauses of the table to s 14(2) of the GIPA Act and that the applicant was entitled to access the disputed information unless there was an overriding public interest against its disclosure under s 9(1) of the GIPA Act; (3) Considered the grounds relied upon by the respondent for refusing access, being cll 1(d), 2(a) and 3(a) of the table to s 14(2) of the GIPA Act; and (4) Noted that each of these clauses relied upon a public interest against disclosure where disclosure could "reasonably be expected to" have a particular effect. He referred to two decisions in which that phrase was considered: Attorney-General's Department v Cockcroft (1986) 10 FCR 180 at [190] and Leech v Sydney Water Corporation [2010] NSWADT 298 at [25].
In relation to cl 1(d), the Senior Member referred to the decision of Robertson v Department of Health [2002] NSWADT 222 at [71] (Robertson) where this phrase was considered. He also: (1) Referred to the evidence of Constable Tunks and particularly para 13, which asserted the confidential basis on which information is received by the respondent and how this facilitates its functions, and noted the Constable's concession in cross-examination that his statement was "too general"; (2) Quoted from the decision in Commissioner of Police, NSW Police Force v Camilleri (GD) [2012] NSWADTAP 19 at [40] (Camilleri), which indicates that previous decisions of tribunals and courts have recognised that confidentiality "ordinarily attaches" to communications made to law enforcement agencies; (3) Quoted from the applicant's written submissions, which disputed that there ought to be a finding of confidentiality. Matters relied upon were that the matter was treated as a safety issue rather than a crime, that the incident involved barely discernible damage, that there was no evidence that the car owner and witness were given assurances of confidentiality and Constable Tunks' evidence asserting that people generally expect that their information and details be kept confidential was pure speculation and not evidence; (4) Accepted Constable Tunks' evidence that Police training included emphasis on protecting the confidentiality of witnesses and reference was made to the NSW Police Customer Service Charter which states in part "we will maintain your confidentiality"; and (5) Concluded that on the evidence, witnesses expect that the information provided to Police will be treated in confidence and that relevant information was provided on a confidential basis and that the confidentiality of that information significantly assists the respondent to ensure the integrity of its procedures.
The Senior Member stated, relevantly:
20. I accept that the information facilitated the exercise of the agency's investigative function, and that disclosure could reasonably be expected to prejudice the future supply of such information by members of the public. I have considered the factors in favour of disclosure. I find that the information was properly refused pursuant to s 14 cl 1(d).
In relation to cl 2(a), the Senior Member concluded that on their face, disclosure of the disputed information would reveal the identity of an informant (the witness). He concluded that disclosing that information could reasonably be expected to inhibit and prevent members of the public from coming forward in the future, which would negatively affect the respondent's ability to gather evidence for its investigation function.
In relation to cl 3(a), the Senior Member referred to the applicant's submission that the witness' personal information was in the public domain because it had been written on a paper and left on the car windscreen in plain view of the public. Based upon the Court of Appeal's decision in Nasr v State of NSW [2007] NSWCA 101 at 127, he held that there was no evidence as to whether the note was folded or not, or obscured by the windscreen wipers, or whether it had been seen by anyone other than the owner of the vehicle, and that the placing of the note on the car's windscreen did not mean that it was in the public domain. He concluded, based on the redacted information and accepting the evidence of Constable Tunks as to how the information was obtained and treated in confidence, that he was satisfied that the information in question contained the names and contact details of people or that their identity could be ascertained from it. Therefore, the disclosure of the disputed information could reasonably be expected to disclose an individual's personal information.
In relation to the Applicant's submissions concerning the public interest factors in favour of disclosure, the Senior Member stated:
30. The applicant has made extensive submissions concerning the public interest factors in favour of disclosure, for example (at paragraph 41) "another public interest factor which should be considered in favour of disclosure is a manifest public interest in affording fairness to a person whose cognitive capacity is being questioned. Persons whose capacity is in question are, by definition, vulnerable and entitled to protection and assistance. It must be assumed that they may not be in a position to adequately protect themselves against false allegations. The decision that persons lack capacity has serious consequences for their legal rights and is not to be taken lightly. It is in the public interest that all information which is used to base a presumption that a person lacks capacity be disclosed. That applies to the information which is sought in this matter".
The Senior Member held, after considering the information in the confidential bundle, that he was satisfied that releasing the disputed information would not assist the applicant to contest liability for the claim for damage to the other vehicle. He also stated that the public interest factors in favour of disclosure in s 12 of the GIPA Act and the applicant's personal factors of the application (s 55 of the GIPA Act) were outweighed by the public interest factors against disclosure. He concluded:
37. The Applicant's submissions impugn the quality of the police investigation and the related Question of Fitness decision made by police. There are some matters of concern about the detail of the investigation, but they do not relate to the refusal decision. In Choi v Commissioner of Police, NSW Police Force [2020] NSWCATAD 95, the Tribunal held at [62]:
Proceedings under the GIPA Act are concerned with the provision of government records…To attempt to use proceedings under the GIPA act to review the conduct of government agencies and their officers or staff, amounts to the use of those proceedings for a collateral purpose. Attempts to use review proceedings in the Tribunal for a collateral purpose are to be rejected: Crewdson v Central Sydney AHS [2002] NSWCA 345; GA v the University of Sydney [2009] NSWADT 230.
38. A review of the investigation would be for such a collateral purpose.
39. There are factors in favour of disclosure of the information and there are factors against disclosure. I have considered them carefully and I am satisfied the public interest factors against disclosure outweigh the factors for disclosure and I so find.
[4]
Appeal to the Appeal Panel
The applicant appealed against the Tribunal's decision on seven grounds, each alleging an error of law.
On 12 April 2023, the Appeal Panel allowed the appeal, set aside the Senior Member's decision and remitted the matter to a differently constituted Tribunal for reconsideration, with fresh evidence allowed. The Appeal Panel also made an order under s 64(1) of the Civil and Administrative Tribunal Act 2013 (NSW) (the NCAT Act), prohibiting publication of the contents of the respondent's confidential bundle received by the Appeal Panel other than to the respondent.
The Appeal Panel's reasons are summarised below.
[5]
Ground 1
The applicant asserted that the Senior Member failed to make a decision in accordance with the GIPA Act. In particular, she alleged that the Senior Member:
1. did not undertake the highly structured balancing exercise required by the Act and explained by the Tribunal in Camilleri and [36] and [39] of his reasons simply provided a conclusion without explaining the factors that were considered, given what weight and why.
2. did not enumerate which documents were in issue and distinguish which factors against disclosure applied to each, as not all factors applied to each document.
3. did not enumerate and consider all relevant considerations that she raised (i.e. public interest reasons favouring disclosure) and assign weight to each.
4. did not give adequate weight to the powerful presumption for disclosure contained in s 5 of the Act.
The Appeal Panel noted that the applicant raised the following public interest considerations in favour of disclosure:
1. disclosure could reasonably be expected to promote open discussion of public affairs, enhance government accountability or contribute to positive and informed debate on issues of public importance. The respondent did not dispute this consideration.
2. disclosure could reasonably be expected to inform the public about the operations of agencies, and in particular their policies and practices in dealing with members of the public. The respondent did not dispute this consideration.
3. disclosure could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct. This was not accepted by the Respondent. The submissions in support of this consideration are based upon laws prohibiting age discrimination and the applicant stated (at [33]):
Age discrimination is unlawful under NSW and Commonwealth law. Both prohibit direct and indirect discrimination on the ground of age. Direct discrimination occurs when someone treats, or proposes to treat, the aggrieved person less favourably than it treats, or would treat, a person of a different age under circumstances that are the same or materially the same, if the discriminator does so because of a person's age or a characteristic that appertains or is generally imputed to a person of that age. Indirect discrimination occurs when someone discriminates against the person on the group of their age by:
• Imposing or proposing to impose a condition, requirement or practice;
• The condition, requirement or practice is not reasonable; and
• The condition, requirement or practice has or is likely to have the effect of disadvantaging persons of that age.
The respondent did not concede this consideration.
1. There is a manifest public interest in affording fairness to a person whose cognitive capacity is being questioned, as persons whose capacity is in question are, by definition, vulnerable and entitled to protection and assistance. A decision about a person's lack of capacity has serious consequences for their legal rights and is not to be taken lightly and it is in the public interest that all information that is used to make an assumption that a person lacks capacity should be disclosed. The respondent did not concede this consideration.
The applicant also relied upon s 55 of the GIPA Act, which allows a decision maker to take into account the personal factors of the application as factors in favour of disclosure and that the disputed information was primarily information about herself.
In relation to this issue, the Appeal Panel noted:
69. As part of this submission the Appellant pointed out that she was being held liable for damage which she was disputing. She raised this as a personal factor which should weigh heavily with the Respondent in favour of disclosure of at least the Witness statement.
70. Again, as we understand it, the Respondent did not expressly concede this to be a valid factor in favour of disclosure.
71. As referred to by the Respondent, the Tribunal dealt with the public interest factors or other factors in favour of disclosure at [33] - [36] as follows:
33. The Applicant has made extensive submissions concerning the public interest factors in favour of disclosure, for example (at paragraph 41) "another public interest factor which should be considered in favour of disclosure is a manifest public interest in affording fairness to a person whose cognitive capacity is being questioned. Persons whose capacity is in question are, by definition, vulnerable and entitled to protection and assistance. It must be assumed that they may not be in a position to adequately protect themselves against false allegations. The decision that persons lack capacity has serious consequences for their legal rights and is not to be taken lightly. It is in the public interest that all information which is used to base a presumption that a person lacks capacity be disclosed. That applies to the information which is sought in this matter."
34. This submission relates principally to the issuing of the Question of Fitness Form to the Applicant by the police. As a consequence, the Applicant was required to undergo a medical assessment and sit for a driving test, which she did. There is no evidence before the Tribunal that the Applicant is lacking in capacity. In fact, I had the benefit of observing the Applicant at the hearing and I am satisfied there is no reason to question her capacity or cognitive function.
35. One can readily understand the Applicant's desire to know the contents of the confidential information which has adversely affected her. The concessions made by Constable Tunks about the quality of the investigation. such as it was, would only serve to reinforce her concerns. There are real questions about the way that process unfolded and the assumptions made by a junior Constable about an older person. However, as submitted by the Respondent the Tribunal is not called upon to determine a claim for age discrimination in these proceedings. No such claim has been made and the Tribunal would not have jurisdiction to deal with any such claim in these proceedings. The Tribunal is not called upon to review the investigation carried out by the Respondent in relation to this incident, or the findings of that investigation. There is no reason to doubt the evidence of the witness to the incident. Moreover, having considered the content of the Confidential Bundle, I'm satisfied that releasing the withheld information would not assist the Applicant to contest her liability to pay for the damage claimed.
36. I have considered the public interest factors in favour of disclosure (s12 GIPA Act) and the personal factors of the application (s55 GIPA Act). I find those factors are outweighed by the public interest against disclosure of this information.
72. Also of relevance is the Tribunal's conclusion at [37] - [39] which we have already quoted above.
The Appeal Panel made considered the Tribunal's treatment of the considerations raised by the applicant and stated, relevantly:
74. First, only one of the many factors raised by the Appellant is dealt with specifically by the Tribunal, namely at [33], when summarising the submissions that it is in the public interest for all information leading to a presumption that a person lacks capacity, to be disclosed.
75. Second, even though the Tribunal identified this submission, it made no finding as to whether this public interest factor is accepted or, if so, what weight it was given. Instead, based on the lack of any evidence and the Tribunal's own observation, the Tribunal found, in effect, that the Appellant did not lack capacity. This conclusion at [34], leaves the Appeal Panel unsure as to what extent the Tribunal may have agreed with the public interest factor being considered or the weight it should be given.
76. Third, the Tribunal stated that it could 'readily understand' the Appellant's desire to know the contents of the confidential information which has adversely affected her. Also, the Tribunal commented on there being 'real questions' about the process and assumptions made by the Police. Again, this leaves the Appeal Panel unsure as to whether or not this relates to any of the specific public interest factors in favour of disclosure raised by the Appellant and the Tribunal's attitude to them. Again, one is unable to know whether the Tribunal is accepting, discounting or dismissing any of the public interest factors said to be in favour of disclosure.
77. Fourth, the Tribunal then made reference to the fact that the Tribunal was not called upon to determine a claim for 'age discrimination': at [35]. The Tribunal pointed out that it has no jurisdiction to determine such a case.. While the Tribunal was correct to conclude that it has no jurisdiction to determine a complaint of age discrimination, the question it did need to determine was whether disclosure of the information could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct: Note to s 12 of the GIPA Act. The unlawful conduct was said to be a breach of federal or NSW age discrimination laws. The Tribunal made no finding as to that personal factor which the Appellant submitted was a public interest consideration in favour of disclosure.
78. Fifth, the Tribunal found that it was not called upon to 'review the investigation' and that 'there is no reason to doubt the evidence from the witness to the incident'. The Tribunal was correct to say that it is not its role to review the investigation, but it should identify and address each of the public interest considerations and personal factors raised by the parties as being relevant to a determination of the ultimate question. That question is whether there is an overriding public interest against disclosure; GIPA Act, s 13.
79. Sixth, the Tribunal stated at the end of [35] that it was satisfied 'that releasing the withheld information would not assist the applicant to contest her liability'. The Tribunal did not address the relevant issue which was the effect, if any, of the personal factors in s 55. In particular, what were the Appellant's motivations for making the access application and what weight should those motivations be given in determining whether there was an overriding public interest against disclosure.
80. The overall impression is that the Tribunal was not particularly persuaded by the various public interest and personal factors being raised by the Appellant. However, there are no specific findings made one way or the other in this regard.
81. In the result there are no express findings made by the Tribunal as to whether or not it upheld any of the public interest or personal factors raised by the Appellant in favour of disclosure and there is an absence of findings as to what weight was being attributed to any such factors.
82. Seventh, the Tribunal at [37] - [38] refers to the proposition that it would be for a collateral purpose to seek documents under the GIPA Act in order to review the conduct of government agencies. The Appellant submitted that she is not seeking to conduct any such review and the Tribunal did not make any findings as to the application being for a collateral purpose.
83. The difficulty we have with the statements at [37] - [38] is that the Tribunal does not expressly tie them to any particular public interest factor in favour of disclosure raised by the Appellant. Again, the impression left is that the Tribunal was discounting the Appellant's submissions in favour of disclosure, though it is unknown to what extent.
84. Lastly, the Tribunal at [39] stated that it has carefully considered the public interest factors both in favour and against disclosure and found that those against disclosure outweighed the factors for disclosure.
The Respondent argued that the Tribunal's conclusion and reasoning were adequate particularly given that some of the public interest factors were not disputed and that it was not necessary to make individual findings or to attribute weight to any particular public interest factor. However, the Appeal Panel rejected that argument and stated, relevantly:
87. Under the GIPA Act there are public interest factors in favour of disclosure (s 12 GIPA Act) and there are personal factors of the application which may weigh in favour of or indeed against disclosure (s 55 GIPA Act): see Snape v Commissioner of Police No 2 [2022] NSWCATAP 244 at [33].
88. Personal factors under s 55 are different from public interest considerations in favour of disclosure which are provided for in s 12: see Snape No 2 at [33].
89. In our opinion, whilst the Tribunal referred to the public interest and personal factors in favour of disclosure put forward by the Appellant in a global way and 'considered them' it failed to identify which of the public interest and personal factors in favour of disclosure might apply or assign them any weight.
90. The Tribunal did conclude that the public interest considerations against disclosure outweighed those in favour of disclosure but did not identify which of those factors it had accepted or rejected.
91. The Appeal Panel dealt with a similar situation in Snape (No 2) at [41]:
In the present case the Tribunal did not identify what public interests in favour of disclosure might apply, assign them any weight, or purport to balance them against the public interest considerations against disclosure. It also did not find that there were no relevant public interests in favour of disclosure. It did conclude that the public interest considerations against disclosure outweighed those in favour of disclosure but did not identify what those factors in favour were. Rather, it treated the appellant's personal factors as the only factors favouring disclosure. In doing so the Tribunal failed to have regards to essential elements of the balancing exercise under s 13. It did not identify public interest considerations in favour of disclosure, or attribute weight to them (assuming there were some).
92. In our opinion, the Tribunal's exercise of the discretion given to it under s 13 of the GIPA Act miscarried when it failed to ask itself or determine whether any of the specific factors raised by the Appellant in favour of disclosure applied or what weight should be given to them. This amounts to an error of law or a constructive failure to exercise the jurisdiction required to be exercised under the GIPA Act.
The Appeal Panel decided that the decision would not stand and while it was not necessary to address the other grounds of appeal, it provided brief views that are summarised below.
[6]
Ground 2
The applicant alleged that the Senior Member's reasons were inadequate in accordance with the decision of the Court of Appeal in NSW Land and Housing Corporation v Orr [2019] NSWCA 231.
The Appeal Panel upheld this ground and found that the Tribunal's reasons fell short of the standard required by the legislation and the relevant principles. It stated, relevantly:
101. The Appellant made specific submissions that various public interest factors supported disclosure including the fact that disclosure of the information 'could reasonably be expected to':
(1) Promote open discussion of public affairs, enhance government accountability or contribute to positive and informed debate on issues of public importance;
(2) Inform the public about the operations of agencies, and, in particular their policies and practices when dealing with members of the public; and
(3) Reveal or substantiate that an agency (or member of an agency) has engaged in misconduct or negligence, improper and unlawful conduct.
102. The above issues, in our opinion, are 'material questions of fact'. While the Appellant did not have access to the redacted material, she asked the Tribunal to consider the confidential information when making findings on the above questions.
103. In our view, pursuant to s 62(2) of the NCAT Act the Tribunal was required to make specific findings on the above issues and refer to the evidence or other material on which such findings were based. It was not sufficient for the Tribunal simply to 'consider' the above factors and simply state that they were 'outweighed' by the factors against disclosure.
104. It was necessary for the Tribunal to make specific findings on whether or not in its view these factors were made out by the evidence or other material before it and what weight was to be given to them. For the reasons given above, only then could the balancing exercise required by the Act be conducted.
105. Similarly, in respect of the s 55 personal factors that were contended for by the Appellant, the Tribunal made the statement that the material would be unlikely to support the Appellant in its dispute about liability for the damage to the other person's vehicle. That fact was not in issue. The issue was the weight, if any, that should be given to the Appellant's motivations for making the access application.
106. As outlined by Bell P in Orr at [73] - [77]:
whilst a detailed exposition of every element of the evidence and arguments is not necessary, a basic explanation of the fundamental reasons which led the Tribunal to its conclusion is required;
DBR_1. the reasons must indicate to the parties why the decision was made and allow them to exercise any rights that may be available to them in respect of the decision (including any rights on appeal);
the reasons must provide an explanation connecting any findings of fact with the decision;
DBR_2. it is not necessary to decide each factual issue in isolation from the others, and expressing conclusions in sequence does not indicate a failure to consider the evidence as a whole.
107. In our view, the failure to make express findings on any of the individual matters put forward by the Appellant in support of disclosure and the failure to attribute them weight, leads to the conclusion that the Tribunal's reasons were inadequate. In particular, the fact that the Tribunal considered together all public interest factors or other factors in support of disclosure and merely stated that such factors were outweighed by the factors against disclosure, meant that the Appellant's rights to challenge the decision on appeal were significantly compromised.
[7]
Ground 3
The applicant alleged that the Senior Member misapplied the cases of Choi v Commissioner of Police, NSW Police Force [2020] NSWCATAD 95, GA v The University of Sydney [2009] NSWADT 230 and Crewdson v Central Sydney AHS [2002] NSW 345 in concluding that she sought the disputed documents for a collateral purpose. She argued that the Tribunal took into consideration irrelevant matters and stated that she was not seeking a review of the government agency in question, but was instead raising legitimate considerations that supported her case.
The Appeal Panel rejected this ground. It held that the Tribunal did not strictly err in its application of the decisions in question and that the matters stood for the propositions extracted by the Tribunal. However, there was some force in the applicant's argument that the Tribunal allowed itself to be distracted by considering the principles in those cases and that it was diverted from making express findings about the existence of the factors in favour of disclosure and attributing weight to them.
[8]
Ground 4
The applicant alleged that the Senior Member did not take into account that she was not seeking 'personal information' and that she agreed to the redaction of any identifying information from the disputed documents, which would nullify the application of cll 2(a) and 3(a).
The Appeal Panel stated, relevantly:
116. In this regard the Appellant referred firstly to [25] as follows:
The Respondent submits that the redacted information is personal information as individuals are able to be identified from the information or their identities are reasonably apparent from the information. It includes names, contact details and other information of their personal circumstances. The disclosure of that information to the public at large renders individuals identifiable or contactable by other persons including persons unknown to the individuals to whom the information relates.
117. The Appellant nextly referred to [32]:
I have read the redacted information in detail and at length. I accept the evidence of Constable Tunks as to how this information was obtained and treated in confidence. I am satisfied that it contains the names and contact details of people or that their identities can be ascertained from the information. I am satisfied the redacted material is personal information and that disclosure of the material could reasonably be expected to disclose an individual's personal information.
118 The Appellant submitted that the Tribunal erred in failing to consider that the Appellant was seeking, at least in the alternative, the information in a redacted form so as to exclude personal information and any identifying information.
119. The Appellant contends that the Tribunal, at least so far as the disclosed reasons are concerned, did not consider this alternative submission.
The Appeal Panel upheld this ground. It agreed with these submissions and held that it was clear on the face of the two witness statements, that they contain personal information, but there are parts of the document that do not contain personal information and it stated, relevantly:
122. It appears to us that the Tribunal in making the statement that the 'redacted material is personal information and the disclosure of the material' could be expected to disclose an individual's personal information (our emphasis), the Tribunal was considering the document as a whole as opposed to the material in a redacted form where the personal information or identifying information is deleted.
123. The result of this conclusion is that the Tribunal failed to deal with a necessary and crucial submission made by the Appellant and also its expressed reasons were inadequate.
[9]
Ground 5
The applicant alleged that the Tribunal erred in concluding that she was seeking either a determination of an age discrimination case or a review of the NSWPF's processes when the matter before the Tribunal was an access application under the GIPA Act. She referred to para 35 of the reasons and argued that the Tribunal focused on irrelevant considerations and submissions that were not made.
The Appeal Panel noted that the respondent argued that when read fairly in the context of the reasons as a whole, para 35 can be understood as an acknowledgement of the applicant's "very legitimate interest in accessing the information", which would be a s 55 personal factor, and the Tribunal acknowledged the force of her concerns regarding the investigation.
The Appeal Panel agreed with the respondent's submissions and stated that viewed on its own, the Tribunal's statement of what was beyond the tasks of the Tribunal when considering a request for access to documents under the GIPA Act does not amount to an error of law. However, while it was correct to find that there was no jurisdiction to determine a complaint of age discrimination, the question that needed to be determined was whether disclosure of the information could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct: Note to s 12 of the GIPA Act. The Tribunal did not determine that issue. It rejected this ground of appeal.
[10]
Ground 6
The applicant alleged that the Tribunal erred in law in making the following findings of fact for which there was no probative evidence: (1) that the documents sought would not assist the Appellant to resist the insurer's claim; (2) that the information sought was for a 'collateral purpose'; (3) that witnesses automatically expect their accounts of what happened given to NSWPF to be kept confidential; (4) that the disclosure of documents would reveal identifying information when she explicitly agreed to the removal of such information; and (5) that there was reason to doubt the evidence given by Constable Tunks given that he conceded in cross-examination that he did not actually tell the witness that the information was obtained in confidence.
The Appeal Panel dismissed this ground. It stated, relevantly:
44. While the respondent accepts the proposition that in certain circumstances, a finding of fact in the absence of probative evidence can amount to an error of law, it is submitted that the matters raised by the appellant are more properly characterised as her disagreement with various conclusions reached by the Tribunal on the basis of the material before it. This becomes even more apparent when regard is had to the respondent's submissions in support of this ground, at AS [9]. It is the respondent's primary submission that most of the matters raised by the appellant by her ground 6 are, in substance, a challenge to the merits Tribunal's decision requiring leave, and that leave should be refused.
45. Dealing more specifically with the matters raised by the appellant (adopting the same numbering as in [43] above):
a. The Tribunal concluded at [35] that, "having considered the content of the Confidential Bundle, I'm satisfied that releasing the withheld information would not assist the Applicant to contest her liability to pay for the damage claimed": this was an assessment that was open to the Tribunal to make, in particular having regard to the content of the information that was in dispute, as reflected in the Confidential Bundle;
b. The Tribunal did not make a finding that the applicant sought the information for a "collateral purpose" as has been contended. The Tribunal's reference to a "collateral purpose" in its reasons at [38] above has been addressed at length in the respondent's submissions above, at [28]-[31];
c. The Tribunal, at [19], did not accept the appellant's proposition that "witnesses and bystanders don't assume their evidence will be kept confidential" but instead concluded "on the available evidence I consider the reverse of that proposition to be the case." The Tribunal went on to find at [20], "that the relevant information was provided on a confidential basis". The Tribunal's comments at [19], and conclusion at [20], were findings of fact that were open to the Tribunal:
i. having regard to the evidence before it going directly to this issue, including the sworn evidence of Constable Tunks; and
ii. applying the approach set out by the Appeal Panel in Transport for NSW v Searle [2018) NSWCATAP 93, having regard to "inferences drawn from the objective and otherwise established facts, rather than the subjective views of witnesses," including the considered and understandable confidentiality of the investigation process (in this case, as reflected in the NSW Police Customer Service Charter) and the rationale for such confidentiality. It is notable, also, that the Tribunal's decision in this regard is consistent with a long line of court and Tribunal decisions that have found that information supplied to the NSW Police in the course of investigations is supplied under conditions of confidentiality.
d. The Tribunal's conclusion that disclosure of the disputed information would reveal personal information was a mixed finding of law and fact that was open to the Tribunal on the basis of the material before it. To the extent the applicant is aggrieved by the Tribunal not referring to her agreement to the redaction of personal information, this is addressed in the respondent's submissions in reply to ground 4, at 33-36 above.
e. Having observed that the Tribunal was not "called upon to review the investigation carried out in relation to [the] incident, or the findings of that investigation", the Tribunal went on to comment that "[t]here is no reason to doubt the evidence of the witness to the incident" (at [35]). It is clear, when that latter statement is read in the context of [35] as a whole, that the Tribunal was not making a positive finding as to the truth or otherwise of the evidence of the witness, that being a matter falling outside the scope of the Tribunal's jurisdiction. The observation was one which was open to the Tribunal to make, having regard to the material before it, and also having regard to the context in which it was made.
f. By this final matter the appellant, again, appears to dispute the Tribunal's finding, at [20], that the disputed information was supplied in confidence. The respondent relies on its response to this submission at 45 above.
The respondent submitted, relevantly:
28. The appellant's ground 3 is that the Tribunal misapplied the cases of Choi v Commissioner of Police, NSW Police Force [2020] NSWCATAD 95; GA v University of Sydney [2009] NSWADT 230 and Crewsdon v Central Sydney AHS [2002] NSWCA 345 in concluding that the appellant sought access to documents for a collateral purpose. This ground is addressed, further, in the Appellant's Submissions at AS [7].
29. The part of the Decision with which this ground is concerned is at [37]-[39]. Relevantly, the Tribunal noted at (37] that "[t]he Applicant's submissions impugn the quality of the police investigation and the related Question of Fitness decision made by police". The Tribunal acknowledged that "(t]here are some matters of concern about the detail of the investigation", however, concluded that these matters "[did] not relate to the refusal decision".
30. The Tribunal's citation of the decisions in Choi, GA and Crewsdon, at [37]. were in support of the proposition that the Tribunal's review was concerned with access to government records and that "[a] review of the investigation would be for a collateral purpose." This is, undoubtedly, a correct statement of the parameters of the Tribunal's task in undertaking its review of the respondent's decision under the GIPA Act.
31. There was no error in the Tribunal's reference to the decisions of Choi, GA and Crewsdon. The Tribunal did not, as the appellant contends, make a finding that the appellant sought the information requested for a collateral purpose. Rather, the Tribunal's comments must be understood as being made in response to elements of the appellant's evidence and submissions that went beyond the scope of the dispute to be determined by the Tribunal. The respondent does not understand the appellant to be suggesting that the Tribunal was incorrect in identifying the merits of the police investigation as being a matter beyond the scope of its task in undertaking a review under the GIPA Act.
32. It follows that there was no error on the part of the Tribunal as contended by ground 3. In referring to these cases, the Tribunal was making a correct statement as to the nature and scope of its task in undertaking administrative review of a decision under the GIPA Act.
The Appeal Panel agreed with these submissions and held that it is not necessary for the Tribunal to make the finding in (1) or (2) and it could not be said that there was no evidence that could have grounded the findings in relation to (3), (4) and (5). In particular, it stated:
138. For example, in respect of the key finding of the Tribunal challenged by the Appellant that the information was provided in confidence, we agree with the Respondent's submission that whether or not there existed an 'implied obligation of confidence' is a matter of inference to be drawn from all of the surrounding circumstances and can be made in the absence of any direct or express statements or agreements as to the information being kept confidential.
[11]
Ground 7
The applicant alleged that the Tribunal erred by preferring the evidence of Constable Tunks to her evidence.
The Appeal Panel held that this is not an error of law, but that as this submission was developed it was able to discern an error of law that was focussed on [22]-[23] of the reasons for decision, which provided:
22 The Respondent submits "the witness to this incident was an informant, within the ordinary meaning of that word, in that they provided information to the police. The word informant is not limited to police informers (see for example NSW Office of Liquor, Gaming and Racing v Fahey (2012) NSWADTAP 55) but plainly includes them. Revealing the redacted information relating to the witness would reveal their identity as an informant. That much is plain on the face of the Confidential Bundle. Revealing the identity of an informant would expose them to the risk of reprisals from offenders. As noted above at (45], that is an actual and foreshadowed risk in this case." The latter reference comes from the evidence of Constable Tunks to the effect that the Applicant blamed the witness who reported the incident. The Applicant submits the suggestion of possible reprisals is without foundation. The Applicant states (paragraph 65) she did not tell Tunks that she blamed the witness.
23. The principal issue for consideration here however, is not reprisal but could disclosure "reasonably be expected to...reveal or tend to reveal the identity of an informant or prejudice the future supply of information from an informant"? On the face of the records the answer to that question is yes. Disclosure of the information would absolutely reveal the identity of an informant. The Respondent's investigations rely on information often from members of the public and such disclosure could reasonably be expected to inhibit or prevent members of the public from coming forward in the future with crucial and relevant information and this would negatively affect the Respondent's ability to gather evidence for its investigation function.
The applicant complained that the suggestion of possible reprisals was without foundation and her evidence was that she did not tell Constable Tunks that she blamed the witness. Her evidence was not subject to any cross-examination and the Tribunal should have accepted it and its failure to do so amounted to a denial of procedural fairness.
The respondent argued that essentially the Tribunal did no more than note the evidence given by the two witnesses, Constable Tunks and the applicant and its submissions that there is always the risk of reprisals in such a case. Having noted the evidence and submissions, the Tribunal's concluded that this was not a relevant matter that needed to be decided as the question was whether or not it could reasonably be expected that disclosure of the information would inhibit or prevent members of the public from coming forward in the future.
The Appeal Panel agreed with the Respondent's submissions and it concluded that the applicant was not denied procedural fairness.
As to the future conduct of the matter, the Appeal Panel stated:
157. The Appellant expressed no preference as to whether or not the Tribunal should remit the matter.
158. The Respondent ultimately supported the matter being remitted for reconsideration.
159. This determination of the real issues in this matter involves not only consideration of the evidence but also disputed issues of fact which were explored in cross-examination. We are not confident that we can deal with these disputed issues of fact without hearing the witnesses for ourselves.
160. We are also not confident that we have all of the evidence and submissions made below.
161. Accordingly, in all of the circumstances, given the complexity of the factual issues involved and the contest on the evidence, including matters going to the credibility of witnesses, we have decided that the preferable course is to remit the matter for reconsideration with the ability to lead fresh evidence.
[12]
Determination upon remitter
On 19 July 2023, Principal Member Simon conducted a directions hearing. Ms Gurr appeared as agent for the applicant and Ms Mattes appeared for the respondent. The Principal Member ordered the respondent to file and serve a copy of the Transcript of the initial hearing and any further material, including written submissions by 11 August 2023. She ordered the applicant to file and serve any further material including written submissions by 1 September 2023. She listed the matter for hearing on 25 September 2023.
On 19 September 2023, Principal Member Simon granted leave for Constable Tunks to appear at the hearing by way of AVL.
The matter came before me for hearing on 25 September 2023. Ms Gurr appeared as agent for the applicant and Ms K Mattes appeared for the applicant.
When the matter commenced, the Tribunal asked Ms Gurr what issues remained in dispute from the applicant's perspective. However, she was unable to provide any concise response other than stating "it is essentially a s 13 issue".
[13]
Reviewable decision
Ms Mattes stated that the reviewable decision is that dated 10 January 2022, which was varied by a subsequent release of information on 26 April 2022. Ms Gurr did not dispute this.
[14]
The evidence
The respondent relied upon the following evidence:
1. Affidavit of Constable Tunks sworn 6 July 2022 (Ex A); and
2. Transcript of proceedings dated 19 October 2022 (Ex B).
Constable Tunks' statement (Ex A) and his oral evidence in the Transcript (Ex B) were discussed at length in the original decision and his oral evidence is recorded in Ex B. I considered this evidence, but have not set it out in this decision.
The applicant relied upon the following evidence:
1. Her statement dated 25 July 2022 (Ex 1); and
2. Her bundle of documents (MFI 1).
I have considered the applicant's statement (Ex 1) and the information contained in her bundle of documents (MFI 1), but I have not set their contents out in this decision.
[15]
Further Evidence of Constable Tunks
The applicant required Constable Tunks to attend for further cross-examination and he was called and sworn. He confirmed the evidence (Ex A) and his previous oral evidence (in Ex B).
In cross-examination, Ms Gurr referred the witness to page 9 of Ex B, where she previously questioned him about the issue of the Fitness to Drive form to the applicant. She also drew his attention to para 12 of the applicant's statement (Ex 1) in which the applicant stated:
Constable Tunks, at some time in talking to me after the video interview, said "it must have been another incident". We went out to view my car and Constable Tunks took photos. Again he said "it must have been another incident" and said he would contact the witnesses. I got the impression there was more than one".
Ms Gurr asked the Constable whether he recalled what he said to the applicant at that time? He replied "No", and he added "It is nearly two years ago".
Ms Gurr then asked the witness whether he had subsequently spoken to a witness or witnesses? He replied to the effect that he had no recollection of doing so, although he did obtain statements.
Ms Gurr asked the witness if made any other record at that time? He replied to the effect that if any other record was created it would have been linked to the COPS Event.
Ms Gurr then asked the witness why he issued the Referral to the applicant? He replied to the effect that one of the main reasons was that she denied that any incident occurred.
Ms Gurr then stated that she wanted to question the witness about possible unlawful conduct regarding the issue of the Referral to the applicant. However, the Tribunal disallowed this on the basis that it was not relevant to the matters in dispute under the GIPA Act.
Ms Gurr stated that there are inconsistencies in the witness' statement and she argued that there is a question of the weight to be given to the NSWPF's decision to rely upon it.
However, the Tribunal ruled that the NSWPF's decision to issue the Fitness to Drive referral to the applicant is not a reviewable decision under the GIPA Act. I maintained my previous ruling.
Ms Gurr then stated that she had no further questions for the witness.
Ms Mattes did not wish to re-examine the witness and the Tribunal excused him from further attendance.
[16]
Confidential hearing
I confirm that the respondent lodged unredacted copies of the disputed documents with the Tribunal on a confidential basis.
In order to properly consider and determine whether these documents were "confidential" and/or whether the asserted public interest considerations against disclosure applied, the Tribunal determined that it was necessary to conduct a confidential hearing in the absence of the applicant, pursuant to s 107 of the GIPA Act and s 64 of the Civil and Administrative Tribunal Act 2013 (NSW) (the NCAT Act).
[NOT FOR PUBLICATION]
[NOT FOR PUBLICATION]
[NOT FOR PUBLICATION]
[NOT FOR PUBLICATION]
[NOT FOR PUBLICATION]
Upon the completion of Ms Mattes' submissions, the Tribunal concluded the confidential hearing and resumed the open hearing of the matter.
[17]
Respondent's submissions
Ms Mattes relied upon written submissions that were filed on 7 July 2022, 7 October 2022 and 16 August 2023, respectively, and she also made oral submissions. I have summarised the submissions below.
[18]
Submissions filed 7 July 2022
After setting out a factual background, the respondent stated that these proceedings are not concerned with whether the applicant did in fact commit the offence, nor are they concerned with the question of her fitness to drive a motor vehicle. They are solely concerned with the correct and preferable decision under the GIPA Act. While the current application indicates that the applicant takes issue with the IPC's findings, only the respondent's decision is subject to administrative review under s 100(1) of the GIPA Act,
The respondent set out the legislative framework, including that a decision to refuse to provide access to information in response to an access application is a reviewable decision for the purposes of s 80(d) of the GIPA Act. It also discussed the presumption in favour of disclosure of government information unless there is an overriding public interest against disclosure: s 5 of the GIPA Act; and stated that s 9 of the GIPA Act confers on the person making the GIPA request a legally enforceable right to be provided with access to the information unless there is an overriding public interest against disclosure of it.
The respondent stated that s 12 of the GIPA Act provides that there is a general public interest in favour of disclosure of government information. Section 12(2) provides that nothing in the GIPA Act limits any other public interest considerations in favour of disclosure of government information that may be taken into account for the purposes of determining whether there is an overriding public interest against disclosure of the information. These considerations include, but are not limited to, the examples set out in the note to s 12(2).
The Table to s 14 of the GIPA Act sets out the only considerations that may be taken into account when applying the s 13 public interest test and the evidence must demonstrate that they could reasonably be expected to have one or more of the stated effects set out in the clauses. In this matter, the respondent argued that there is a public interest against disclosure because disclosure could reasonably be expected to:
1. Prejudice the supply to an agency of confidential information that facilitates the exercise of that agency's functions: Cl 1(d);
2. Reveal or tend to reveal the identity of an informant or prejudice the future supply of information from an informant: Cl 2(a); and
3. Reveal an individual's personal information: Cl 3(a).
As to the meaning of "could reasonably be expected to", the respondent cited the decision in Attorney-General's Department v Cockcroft (1986) FCR 180 at 190, where Bowen CJ and Beaumont J held (in relation to the use of that phrase in the Freedom of Information Act 1982 (Cth)) that the words:
Require a judgment to be made by the decision maker as to whether it is reasonable, as distinct from something that it irrational, absurd or ridiculous, to expect that those who would otherwise supply information of the prescribed kind to the agency would decline to do so if the document in question were disclosed under the Act. It is undesirable to attempt any paraphrase of these words. In particular it is undesirable to consider the operation in terms of probabilities or possibilities or the like.
In Leech v Sydney Water Corporation [2010] NSWADT 298, the Administrative Decisions Tribunal stated:
25. The term 'could reasonably be expected' has been considered in a number of cases. The words have their ordinary meaning: Searle Australia Pty Ltd v PIAC (1992) 108 ALR 163. The test to be applied is an objective one, approached from the view point of the reasonable decision-maker: Neary v State Rail Authority. Something which could reasonably be expected is something which is more than a mere possibility, risk or a chance. It must be based on real and substantial grounds, and it must not be purely speculative, fanciful, imaginary or contrived: Searle Australia Pty Ltd v PIAC.
In Transport for NSW v Searle [2018] NSWCATAP 93 (Searle), the Appeal Panel held that the Tribunal had erred in setting "an overly demanding evidentiary standard" by requiring the agency to adduce specific evidence in order to satisfy the "could reasonably be expected to" standard (at [61]). The Appeal Panel also stated:
63. In our view, this did not accord with an ordinary weighing of the material before the Tribunal of the kind set out in paragraphs 66 to 87 below which would give prominence to inferences drawn from the objective and otherwise established facts rather than the subjective views of witnesses, including the considered and understandable confidentiality to the process, the rationale for such confidentiality and the natural implication for future supply if such confidentiality was to be undermined.
The term "prejudice" is given its ordinary meaning, being "to cause detriment or disadvantage" or "to impede or derogate from": Hurst v Wagga Wagga City Council [2011] NSWADT 307 (at [60]).
In Camilleri, the Appeal Panel set out the approach to be adopted in relation to the provisions in Pt 2 Div 2 of the GIPA Act, as follows:
24. Putting to one side the cases where a conclusive presumption is relied upon, the Act envisages a two-step approach to the question of whether information has been properly refused.
25. The new Act has a more structured approach to the decision-making task than was seen under the previous legislation. The agency case for refusal must rely on one or more of the section 14 Table considerations. The Tribunal's task is then to weigh that case against the factors favouring disclosure (s 13), mindful of the injunctions that appear in both ss 12 and 15. It is important, in our view, that the Tribunal proceed in the structured way reflected by these provisions. The Table considerations are concerned with systemic features of the operation of government.
26. We agree with the agency's submission that the section 14 questions needed to be examined at a broader operational level than occurred in this case. The record in issue was generated in one of the standard services of the police force. It would not be usual, as we see it, to introduce at this stage of the process considerations connected with the particulars of the instant situation. The agency acknowledged that at the next stage of the enquiry, the section 13 stage, it would be proper to have regard to specific aspects of the instant case.
The Appeal Panel concluded that "the s 14 enquiry is directed to the administrative structure and context, and its conditions, to which the document or information belonged".
[19]
Public interest considerations in favour of disclosure
The respondent set out the provisions of s 12(1) of the GIPA Act and the note to s 12(2) and the examples set out in it.
[20]
Public interest considerations against disclosure
In relation to cl 1(d), the respondent argued that the NSWPF's functions include the prevention and investigation of crime: s 6 of the Police Act 1990 (NSW). The effective exercise of that function requires the NSWPF to receive information from members of the public that is supplied to it in confidence. It is well-accepted that the provision of information to law enforcement agencies attracts an expectation of confidentiality. In Camilleri, the Appeal Panel referred to a "long history of cases in the Tribunal that have recognised the confidentiality that ordinarily attaches to complaint communications to law enforcement agencies". The Supreme Court also recognised this expectation in Simring v Commissioner of Police, NSW Police Force [2009] NSWSC 270 at [69].
In Camilleri, the Appeal Panel held (at [33]) that the question of whether the information supplied is confidential information must be examined, primarily at least, by reference to the agency's evidence as to the conditions under which it conducts the service within which the information was received.
On this issue, Constable Tunks gave evidence of the widely held expectation that information supplied to the NSWPF in the course of investigations will be maintained confidentially, except where the information is already known to the offender or where disclosing the information is necessary because the matter goes to court. This is reflected in the NSWPF's Customer Service Charter.
The respondent also argued that it is also well established that a breach of that confidentiality could reasonably be expected to prejudice the supply of that information and it is self-evident that people will be less likely to provide information confidentially if they do not believe that confidentiality will be respected. Therefore, the Tribunal must consider whether the agency's general ability to obtain information of that nature in the future would be prejudiced, and not whether the particular person who supplied the information in question would still have made the disclosure: Camilleri at [27]-[29].
Constable Tunks' evidence is that respecting confidentiality is systemically important, because failing to respect it would lead people to provide less information to the NSWPF. Without that information, the NSWPF would be limited in its capacity to investigate crimes and take action against offenders. In this matter, he stated that the NSWPF would not have been able to identify the applicant or take action against her if the witness had not provided information, first to the damaged vehicle's owner and then to the NSWPF.
The respondent accepted that this particular incident is objectively at the lower end of the spectrum of seriousness of the offences that the NSWPF investigates, but it is not a trivial matter for the following reasons:
1. Constable Tunks' evidence is that the expectation of confidentiality applies even at the lower end of the spectrum of seriousness. Section 6(3) of the Police Act provides that the functions of the NSWPF include the "prevention and detection of crime", and those functions are not limited to serious crime. Violating the expectation of confidentiality in relation to less serious offences would make individuals less likely to provide that information, which would prejudice the ability of the NSWPF to investigate those offences;
2. Traffic offences of this kind may be less serious, but they are very common and prejudicing the supply of information to the NSWPF about those offences would be significant in respect of the NSWPF's crime prevention and investigation functions as a whole; and
3. While this traffic offence was at the lower end of objective seriousness, the potential consequences of the offence for the applicant are serious, as it raised questions about her fitness to drive. This underlines the importance of protecting the confidentiality of the information supplied to the NSWPF.
The respondent argued that the NSWPF's functions in preventing and investigating crime are of great public importance and significant weight should be afforded to cl 1(d).
In relation to cl 2(a) of the table to s 14(2) of the GIPA Act, the respondent stated that the witness to the incident was "an informant" within the normal meaning of the word, because they provided information to the NSWPF. The term is not limited to police informers: NSW Office of Liquor, Gaming and Racing v Fahey [2012] NSWADTAP 55 at [47]-[49]; Cincotta v Council of the City of Ryde [2022] NSWCATAP 24 at [42]-[44]. Revealing the redacted information relating to the witness would reveal their identity as an informant.
Constable Tunks' evidence highlights the importance of protecting the identity of witnesses to offences who provide information to the NSWPF. Revealing the identity of an informant would reasonably be expected to prejudice the supply of information to the NSWPF more generally (see cl 1(d) above).
There is an overlap between cll 1(d) and 2(a) of the table to s 14(2), both in this case and more generally and the fact that the GIPA Act makes separate and specific provision for cl 2(a) in addition to cl 1(d) reflects the importance that Parliament gave to the protection of informants. Therefore this consideration should be given very significant weight.
In relation to cl 3(a) of the table to s 14(2) of the GIPA Act, the respondent argued that the confidential bundle contains personal information of members of the public other than the applicant in the form of names, contact details and opinions. The disputed information is not available in the public domain and the provision of that information would therefore reveal information to the applicant within the meaning of Sch 4 of the GIPA Act.
Therefore, cl 3(a) is engaged and it should be given significant weight.
[21]
Personal factors of the application
The respondent noted that ground 1 of the current application alleges that the respondent and the IPC failed to take into account the applicant's personal circumstances and motivation in applying the public interest test under s 15 of the GIPA Act. However, this appears to be a reference to either s 13 of the GIPA Act (the public interest test) or s 55 (consideration of the personal factors).
The personal factors of the application are a discretionary consideration, rather than a mandatory consideration, and the applicant did not indicate any personal factors in her GIPA request. For this reason, the decision dated 10 January 2022 did not refer to any personal factors and the respondent did not err in failing to consider a matter that the applicant failed to raise.
Ground 2 of the current application relates to balancing the public interest considerations and the respondent argued that the public interest considerations against disclosure outweigh those in favour of the disclosure of the disputed information in the confidential bundle.
However, Ms Mattes did not press submissions that were previously made by the respondent regarding a possible risk of reprisal etc. against the vehicle owner and witness if their identities were revealed to the applicant.
[22]
Applicant's written submissions
The applicant relied upon written submissions dated 26 September 2022. After setting out relevant provisions of the GIPA Act, she stated that the disputed information includes the statements of the independent witness and the driver of the damaged car, and the former is the only direct evidence that she was involved in a parking incident on 11 October 2021. She stated, relevantly:
11. Parts of the Police Case File (no 83687944 were made available but not initially the Events file (E 8453854) save what appears to be an undated and mostly redacted note from a Police notebook. The Events file in redacted form has recently been made available in the context of these proceedings. That raises the question of what other information should have been revealed by the original search and made available. It cannot now be assumed that a thorough search was carried out to identify all relevant documents.
12. No information has been provided relating to the process of decision making in whereby a Notice of Fitness was issued in relation to (the applicant) arising from the alleged parking incident. What occurred between her leaving Katoomba Police Station on 16th October 2021 and the issuing of the Notice of Fitness remains opaque…
15. It is submitted that, not only did the respondent wrongly determine that the two factors relied on weighed overwhelmingly against disclosure, but that the balancing process of the public interest factors for and against disclosure required to be undertaken so as to comply with s 13 of the Act, was not properly undertaken. The decision was flawed from the beginning.
16. The respondent now relies on additional factor in the table to s 14 as noted above. It is submitted that the addition of this factor does not substantially assist the conclusion that the balance of the weight is against disclosure.
17. In relation to the information referred to in para 15, it is unclear what information has not been supplied and what factors are relied upon to conclude against its disclosure…
In relation to "factors in favour of disclosure", the applicant argued that the respondent failed to adequately identify and weigh all of the factors in favour of disclosure that should have been considered and that there are number of additional factors that should have been considered. Apart from the statutory presumption in favour of disclosure and a general right of the public to have access to government information, which received "cursory mention", the only other factor referred to in the decision is that the information sought contains personal information of the applicant and information that she provided to NSWPF. No particular weight was ascribed to any of those factors.
The applicant referred to the first of the factors set out in the note to s 12 of the GIPA Act, namely that "disclosure of the information could reasonably be expected to promote open discussion of public affairs, enhance government accountability or contribute to positive and informed debate on issues of public importance". She stated, relevantly:
22. The importance of policing as a public function in a civilised society cannot be overstated. It is an extremely difficult and generally thankless task. Police have enormous power to affect the lives of citizens every day in myriad ways. Good policing is central to the rule of law. effective policing depends on transparency. With power must come accountability. It is hard to think of a more important subject for open public discussion and informed debate than the operation of a police force and the actions and decision of its members. Disclosure of information which promotes transparency of how and on what basis Police make decisions in cases such as this, which affect people in their everyday lives and underpin situations in which they may be exposed to liability for civil wrongs or penalties for illegal actions, is clearly in the public interest. It enhances trust and confidence in the police.
23. The information sought in this case goes to the heart of accountability for the decisions which were made and for the provision by the police of information to other bodies (eg. the insurer). In relation to the latter, the authority of the police has been put behind the information which has been provided and bolstered the credibility of the claimant at the expense of the applicant. It is in the public interest that government instrumentalities, which support private claim such as has occurred in this case, should be accountable for the accuracy and the credibility of the information they provide. This factor should, therefore, be given considerable weight.
The second factor set out in the note to s 12 of the GIPA Act provides "disclosure of the information could reasonably be expected to inform the public about the operations of agencies and, in particular, their policies and practices for dealing with members of the public". She stated, relevantly:
25. The Police Customer Service Charter (filed by the respondent) sets out the policies and practices of the Police in dealing with members of the public. It says the Police, in aiming to be "professional and helpful" will "listen to you and acknowledge your needs, treat you fairly and with resect, maintain your confidentiality, show care and be accurate, take ownership of your matter if it is a policing issue".
26. How police deal with unsolicited and contested information they receive about a member of the public is a central issue here. It cannot be uncommon that police receive intelligence of this sort. It may be wrongly contested but it may be justifiably contested whether because it is merely mistaken or deliberately fabricated. It is in the public interest that information be disclosed which informs the public about the policies and practices of police in this situation and how they deal with members of the public when this occurs.
27. The respondent's submissions refer consistently to (the applicant) as an "offender". The police in the case file refer to the case as a "medical matter". There can be no "offender" in a "medical matter". She was at all times a member of the public against whom an untested allegation had been made.
28. Police knew when they interviewed her, that the information provided to the was contested. They concluded her denial came from memory loss and confusion. They appear not to have undertaken any further investigation either as to the truth or credibility of the allegation or whether she could have had member loss or other cognitive issues which might have caused confusion.
29. The Police interviewed (the applicant) on what appears from the evidence to be scant information - the note which was left on the other car, the allegation of the car owner (it is unclear whether there was a written statement from the car owner) and the photos of the damage. Neither the note nor any statement of the car owner have been disclosed and, although it appears from the case file, the car owner did precisely locate the alleged incident, on the evidence of the video interview, that location was precisely described to (the applicant) at the time of the interview. The interviewing officer said he would contact any witnesses. One witness then appears to have made a statement, which has not been disclosed, nor have its contents ever been put to (the applicant), who was not subsequently contacted by the police. The information sought will throw light on what criteria police use and the information they seek in making assessments of the credibility of contested allegations and evidence they receive and their policies in making decisions based on that evidence.
30. In the end result the police made assumptions about (the applicant's) credibility and attributed memory loss and confusion to her with no obvious evidence that has been disclosed, save the age on her driving licence. The information sought will throw light on police policies and practices… in relation to dealing, in particular, with older members of the public.
31. The matter was dealt with by a new police officer. He was a Probationary Constable in October 2021 with less than a year's experience. The information will throw light on the policies and practices relating to the training and supervision of young and inexperienced officers.
The applicant also argued that disclosure of the information could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct. She stated, relevantly:
33. Age discrimination is unlawful under NSW or Commonwealth law. Both prohibit direct and indirect discrimination on the ground of age. Direct discrimination occurs when someone treats, or proposes to treat, the aggrieved person less favourably than it treats, or would treat, a person of a different age under circumstances that are the same or materially the same, if the discriminator does so because of a person's age or a characteristic that appertains or is generally imputed to a person of that age. Indirect discrimination occurs when someone discriminates against the person on the group of their age by:
Imposing or proposing to impose a condition, requirement or practice;
The condition, requirement or practice is not reasonable; and
The condition, requirement or practice has or is likely to have the effect of disadvantaging persons of that age.
34. The letter from Chief Inspector Scheinflug says that the referral to the Department of Transport was in lieu of charging the applicant with the fixed penalty offences of failure to exchange particulars and negligent driving. He defends this action as reasonable in circumstance. It was implied this was somehow an advantage to the applicant but this is not the case in circumstances where her involvement in any incident is denied and she is unable to obtain and test the evidence on which police relied in open court simply because of her age. In other words, because of her age, and arguably only because of her age, she has been denied due process of the law on which she would otherwise have had the benefit. There is therefore, a double disadvantage imposed on (the applicant) because of her age - the denial of due legal process and the requirement that she undergo medical and driving tests.
35. Age discrimination is prohibited under NSW law under the Anti-Discrimination Act 1977, in a range of areas. However, s 49ZYV provides as follows:
49ZYV Safety procedures
Nothing in this Part renders unlawful discrimination against a person on the ground of age with respect to -
(a) the manner in which fitness to control a vehicle or a class of vehicle is assessed, or
(b) the terms and conditions on which and the length of time during which a licence to drive or ride a vehicle is provided or made available,
as the case requires, if that manner is, or those terms and conditions and length of time are, imposed in order to meet safety considerations that are reasonable in the circumstances.
36. The Commonwealth Anti-Discrimination Act (2004) also provides an exception to what would otherwise unlawful action if the action takes place pursuant to a State or territory law.
37. However, it is clear from the terms of s 39ZYV set out above that the actions which are protected are only those taken to meet safety considerations that are reasonable in the circumstances.
38. The Question of Fitness Form (Doc) sets out concerns relating to the safety considerations which would lead to a conclusion that there is a question about a person's fitness to hold a driving licence. On its face, it intends that it be completed by officers who "have knowledge of the licensee's medical conditions and/or you have witnessed unsafe driving behaviour". (The applicant) did not provide any medical evidence. The police who completed and signed off on the referral did not seek any information as to any medical conditions nor did they witness unsafe driving behaviour on her part. They did not raise any issues with her which may have led to concerns about safety considerations, including age, before referring the matter to the Department of Transport.
39. The reasonableness of the police process in the evaluation of evidence and the making of decisions documented in the case report that "minor scratches on her car were evidence of involvement in other minor unreported incidents". This is an entirely unsubstantiated inference, drawn without any reference to the circumstances of her ownership of the vehicle, as set out in her statement of evidence par 21.
40. Without the disclosure of the information sought (the applicant) cannot test whether the concerns about safety were "reasonable in the circumstances", and the actions taken were, therefore, not unlawful pursuant to age discrimination legislation. Age was the only factor of which there was evidence.
41. Another public interest factor which should be considered in favour of disclosure is that there is a manifest public interest in affording procedural fairness to a person whose cognitive ability is being questioned. Persons whose capacity is in question are, by definition, vulnerable and entitled to protection and assistance. It must be assumed that they may not be in a position to adequately protect themselves against false allegations. The decision that person lacks capacity has serious consequences for their legal rights and is not to be taken lightly. It is in the public interest that all information which is used to base a presumption that a person lacks capacity be disclosed. That applies to the information sought in this matter.
42. The information held and sought is information primarily about the applicant, including information she has provided. This factor was referred to but not given any weight in the Police decision. It contains information as to her purported actions. It concerns her closely. It alleges she has committed an offence. It has led to a conclusion by the police that she lacks cognitive capacity, including memory loss. It has been the basis for questioning her ability to hold a driver's licence, a serious matter on the respondent's own submissions. In so far as confidentiality or privacy is an issue, she has waived confidentiality in respect to her personal information.
43. S 55 (above) also allows a decision maker to take into account the personal factors of the application as factors in favour of providing the applicant with access to the information. As pointed out by the respondent, is discretionary that they do so. It is submitted that, in the circumstances of this case, fairness requires that they do so and that these factors should be given appropriate weight.
44. (The applicant) has provided evidence that she is being held liable for damage done to a vehicle in an incident in which she has consistently denied being involved. The real and obvious possibility of this occurring is a personal factor which should have weighed heavily with the respondent in favour of disclosure of at least the witness statement. In any case, it is submitted that this, which is now not a mere possibility but a fact, is a factor to be taken into account in favour of disclosure by the Tribunal.
45. The police have provided a report to AAMI (the insurer) which holds (the applicant) responsible, based it appears on a single witness statement. They have given it the greatest weight without explanation. They have concluded she was involved because the witness says she was. There appears to be no other direct evidence. (the applicant) should be entitled to see and evaluate what the witness has said in defending herself against liability for the damage.
In relation to cl 3(a) of the table to s 14 of the GIPA Act, the applicant argued that the identifying information of the owner of the other vehicle has been passed on to her by the insurer. She also stated:
50. The independent witness had already provided access to his/her identity through the note left on the windshield of the damaged car, which must have been in clear public view. It was the first morning after COVID restrictions were lifted. The car was parked next to a footpath in front of a line of shops and cafes in the main street near Katoomba Station with, it is safe to assume, a steady flow of pedestrians, both locals and tourists. They would pass very close to the car. The note would have been available for all to see. The note must have included the name and contact number of the informant as well as the allegation that a car with (the applicant's) registration number had been involved in a damaging incident. Anyone could have contacted the witness and asked for details.
51. He/she has also revealed his identity to the insurer and provided telephone information in relation to the incident.
52. The witness' identity and the substance of the information was not given in the first instance or only to the police - it was given to the car owner, the insurer and anybody who happened to be walking down Katoomba St on the morning of October 11, 2021. That is a very different situation from that. For example, of Camilleri where the information was provided via a 000 number or the other situations in the cases cited by the respondent.
53. In this situation, it is submitted the personal information was "in the public domain" and the public interest consideration in cl 3(a) is not engaged…
In relation to cl 1(d) of the table to s 14 of the GIPA Act, the applicant argued that while the owner of the damaged car may have alleged matters that could constitute an offence, the police referred to this matter "almost from the beginning as a medical matter" and they did not investigate it as a crime or an offence. Had they done so, she would have been afforded the proper processes of the law and the issues in this case are related to safety rather than a crime.
The applicant alleged that the police failed to investigate the incident, or if there was an investigation into the incident, it was "rudimentary in the extreme" as they did not follow up on her denials or seek to establish the truth of them and instead characterised them as a "lack of recollection" with no further enquiry. She also stated, relevantly:
61. …No evidence has been provided to the applicant as to whether the car owner and witness in this case were given any assurances of confidentiality or whether they expected it.
62. …There is no evidence that Constable Tunks has ever dealt with a matter of this nature before. He gives evidence about the general expectations of the public in relation to confidentiality and its effect on policing functions. The evidence of such an inexperienced officer cannot be the best evidence the respondent could bring in relation to this broad issue…
66. Par 44 of the respondent's submissions argue for the "seriousness" of this case for (the applicant). She does not argue with that. However, the police did not treat this matter as "serious" in the rudimentary nature of their investigation, their failure to put untested allegations to Ms Bailey, their propensity to jump to unwarranted conclusions and their referral in relation to a Question of Fitness on an evidentiary basis contrary to their own guidelines set out on the… form.
[23]
Respondent's Reply submissions dated 7 October 2022
The respondent stated, relevantly:
(a) The Tribunal is not called upon to determine a claim for age discrimination in these proceedings. No such claim has been made and the Tribunal would not have jurisdiction to deal with any such claim in these proceedings;
(b) The Tribunal is not called upon to review the investigation carried out by the NSWPF in relation to this incident, or the findings of that investigation. The action taken on the basis of those findings was plainly reasonable - the NSW issued a Question of Fitness to Drive to the applicant after she denied any recollection of an incident to which a witness gave evidence. There is no reason to doubt the evidence of that witness.
(c) In any event, it is plain from the face of the confidential bundle that the disclosure of the information could not reasonably be expected to have the effect which the applicant contends.
The respondent argued that protection of people whose capacity is in question is not a public interest consideration in favour of disclosure of the disputed information because: (1) A potential lack of fitness to drive does not necessarily mean that someone is "not in a position to adequately protect themselves against false allegations". Whether someone has capacity to do something depends on the particular thing; and (2) The applicant denies that she has any doubts about her cognitive capacity and ability to drive.
The respondent also argued that upon reviewing the confidential bundle of documents, the Tribunal will note that disclosure of the disputed information will not assist the applicant to contest liability for the claim that is being pursued by the insurer of the damaged vehicle.
The respondent refuted the applicant's argument that cl 3(a) is not engaged because the witness left his note on the windscreen of the damaged vehicle. A note left on someone's car is not intended to disclose information to the world at large, but is akin to leaving a note in someone's letterbox - it is only to that person that disclosure is intended. Further:
18. At the risk of joining the applicant in speculation, the respondent notes that the note could well have been folded over, to obscure its contents, or that its contends could have been obscured by windscreen wipers if it was left underneath them. It is possible that a member of the public could unfold the note or remove it from beneath windscreen wipers but, again, there is no reason to think that this occurred and that the information in question was actually publicly disclosed…
20. Clause 3(a) is engaged where disclosing a person's information would "reveal an individual's personal information". The disclosure of the information to the NSWPF and to (the owner's) insurer is not the same as disclosing it publicly, and cl 3(a) plainly is engaged. If the information were in the public domain as the applicant asserts, the application would be redundant…
23. Even if the Tribunal prefers the evidence of the applicant to the evidence of Constable Tunks, it should still give considerable weight to the public interest considerations in cll 1(d) and 2(a). When considering the application of cll 1(d) and 2(a), the Tribunal is concerned with the broader operational consequences of disclosure of information, rather than specific risks arising in the particular matter before it. The Tribunal's task is to consider the effect of releasing information of this kind generally…
The respondent argued that the public interest considerations in favour of disclosure raised by the applicant either do not arise or should be given limited weight and while the applicant's personal factors of the application should be given some weight, these factors are outweighed by the public interest factors against disclosure.
The respondent concluded that the current application for administrative review did not raise any issue as to the searches that were conducted and this issue is outside the scope of the current administrative review. Further, the applicant's complaints regarding the investigation of the incident by the NSWPF do not affect or alter the balance of the public interest factors in this matter. Therefore, the Tribunal should affirm the respondent's decision.
[24]
Respondent's Supplementary Submissions upon Remittal
The respondent filed supplementary submissions on 16 August 2023, in which she noted that significantly many of the grounds of appeal were dismissed by the Appeal Panel and that the Appeal Panel did not call into question much of the decision at first instance. She therefore directed the submissions to the grounds of appeal that were upheld by the Appeal Panel and the issues that the Appeal Panel identified with the decision at first instance, namely:
1. The Tribunal's failure to determine whether any of the specific factors in favour of disclosure of the information in issue arise and, if so, the weight to be attributed to those, and the failure to give adequate reasons arising from the failure to make express findings on the individual matters put forward by the applicant in support of disclosure; and
2. The Tribunal's failure to consider the applicant's submission to the effect that the public interest considerations against disclosure would be overcome by the redaction of identifying information from the documents.
In relation to the public interest factors favouring disclosure raised by the applicant, the respondent replied as follows.
That disclosure could reasonably be expected to promote open discussion of public affairs, enhance government accountability or contribute to positive and informed debate on issues of public importance.
The respondent acknowledged that disclosure would enhance government accountability by providing additional transparency regarding the NSWPF's response to the reported incident. However, noting the discrete incident to which the response relates, disclosure would do little to promote the open discussion of public affairs or to contribute to positive and informed debate on issues of public importance. While the incident was significant to the applicant at a personal level, it does not raise issues of broader public importance or public affairs.
Therefore, while the Tribunal would accord some weight to this personal factor of the applicant, minimal (if any) weight should be given to the broader public interest.
That disclosure could reasonably be expected to inform the public about the operations of agencies and, in particular, their policies and practices for dealing with members of the public.
The respondent acknowledged this factor, but argued that the public interest was partially satisfied by the release of information to the applicant. The applicant's submissions are largely directed at impugning the merits of the NSWPF's actions in response to the incident, rather than addressing how disclosure of the disputed information would promote the asserted public interest.
The respondent argued that the Tribunal would not be satisfied that disclosure of the disputed information would have the effects of "throwing light on Police policies and practices as set out in the Customer Service Charter, in relation to dealing, in particular, with older members of the public", or "throwing light on the policies and practices relating to the training and supervision of young and inexperienced officers".
That disclosure could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct.
The respondent argued that there is no basis for finding for the applicant on this issue. It relied upon the Appeal Panel's decision in Commissioner of Police v Barrett [2015] NSWCATAP 68, that it is a "very serious matter" for the Tribunal to accept as relevant to its determination, a public interest favouring disclosure in the terms used in note (e) to s 12(2) of the GIPA Act., as "this consideration carries and imputation in relation to the agency's conduct that would need to have some reasonable basis in the material presented by the access applicant or in the material seen by the Tribunal in confidence" (at [136]. There is no basis for any such imputation to be drawn in this matter.
The respondent acknowledged that the applicant believes that she was unfairly treated due to her age, and that her resulting motivation in seeking access to information is a personal factor that adds weight to the public interest favouring disclosure. However, the public interest in disclosure that would allow the applicant to understand the NSWPF's decision-making and response to the incident has already been met by release of other information to her and disclosing the particulars of information supplied by a witness will do little to further advance the asserted public interest.
There is a public interest in affording fairness to a person whose cognitive capacity is being questioned.
The respondent referred to her previous submissions regarding this factor and argued that the Tribunal should be satisfied that the applicant was afforded procedural fairness in the course of the NSWPF's investigation and the issue of the Notice. The substance of the allegations were put to her and she was given an opportunity to respond and she was also given an opportunity to demonstrate her fitness to drive, which she was able to do. Procedural fairness does not require that the applicant be provided with information in addition to that already provided to her: Burke v Health Education and Training Institute [2016] NSWCATAD 194, at [44]-[46].
The Information is personal information of the applicant.
The respondent acknowledged that the information requested by the applicant includes her personal information, but most of her personal information has already been provided to her and the disputed information is not primarily her personal information.
The Appeal Panel found that the Tribunal erred by failing to have regard to whether there is an overriding public interest against disclosure of the disputed information if the personal information or identifying information is deleted. This presumably referred to the applicant's concession that she did not object to the redaction of the name and contact details of the witness.
The respondent argued that redaction of the witness' name and contact details would not serve to overcome the public interest considerations against disclosure and that redaction of that information would not necessarily serve to overcome the characterisation of much of the disputed information of the individuals concerned. That is because the disputed information includes information about an individual and the breadth of the information that may be characterised as personal information extends beyond the individuals' name and contact details. The respondent relied upon its previous submissions in relation to this issue.
Accordingly, the respondent concluded that the correct and preferable decision for the Tribunal to make is to affirm the reviewable decision.
[25]
Applicant's submissions dated 1 September 2023
These submissions largely repeated the applicant's previous submissions. However, in response to the respondent's submissions regarding Barrett, she argued that in Barrett that matter the Appeal Panel found that there was insufficient evidence to make a finding for a public interest factor in terms of note (e). She argued that the circumstances in Barrett were "more nebulous in relation to the Police actions and evidence of possible unlawful or negligent or improper conduct", but in this matter there is a reasonable basis "…for an imputation that age discrimination may have occurred. It is a serious matter and it should be weighted heavily on the side of disclosure": (at [50].
In response to the decision in Burke, the applicant stated:
53. The respondent cites Burke… which dealt with a workplace investigation as being analogous to this matter. The case replies on the principle set out in Kioa v West (1985) 159 CLR 550 per Brennan CJ that information which should be provided is that which is "credible, relevant and significant" to the decision to be made. It was decided in Burke in the pars cited that the Tribunal did not have enough information to decide whether the applicant had received all of the information required to be given according to the decision in Kioa.
54. It is unclear to the applicant how this is analogous to this matter. The respondent appears to misapprehend which decision is relevant. It assumes the decision is whether Ms Bailey is to retain her driving licence. That is not the decision in question. The decision taken by the police was for a referral to the Department of Transport for a driving test and medical report, as an alternative to laying charges, following a conclusion that (the applicant) suffered memory loss and likely incapacity to drive. As pointed out above that was based on only two types of information - that now sought and (the applicant's) age. Although she would say that the former was not in fact credible, it was treated as such by the Police and has to be relevant and significant to their decision - unless it is argued it was based solely on her age, which has implications in relation to the probability of age discrimination and Police policies and practices.
55. It was revealed in the course of the first hearing the Police were in fact in possession of the information now sought when (the applicant) attended the Police Station. They did not reveal that fact and did not provide any of the substance of the witness' statement or that of the car owner eg. Precisely where the alleged incident had taken place, which would have allowed (the applicant) to have more clearly and appropriately respond to the allegation.
The applicant argued that the disputed information is primarily about herself:
57. The substance of the information provided by the witness has to relate to (the applicant's) alleged actions. It concerns her closely. It alleges that she has committed an offence. It has led to a conclusion by the Police that she lacks cognitive capacity, including memory loss. It has been the basis for questioning her fitness to hold a driver's licence, a serious matter on the respondent's own submissions. It affects her far more than it affects anyone else and forms the basis of all of the Police actions relating to her. In these circumstances it is difficult to see how it can be argued, as the respondent does… that it is "not primarily" about (the applicant).
Therefore, the applicant argued that her personal factors should be given appropriate weight and the fact that she is being held liable for damage done to a vehicle in an incident that she consistently denied being involved in should weigh heavily in favour of disclosure.
In relation to the public interest considerations against disclosure raised by the respondent, the applicant largely repeated her previous submissions. However, she noted that in relation to cl 3(a) of the table to s 14(2) of the GIPA Act, the Appeal Panel stated (at [121]) that there are parts of the witness' statements that do not contain personal information. She invited the Tribunal to examine the confidential documents "to ascertain whether a similar conclusion might be reached."
The applicant concluded that the "factors against disclosure cannot outweigh the public interest in disclosure of the material sought". Therefore, the Tribunal should set aside the reviewable decision and grant the applicant access to the disputed information, with the exception of the "name and contact details or any other details which would allow (the witness and the car owner) to be readily ascertained".
[26]
Respondent's oral submissions
Ms Mattes essentially relied upon the respondent's written submissions, but she briefly replied to the applicant's most-recent submissions (adopting their numbering) to the following effect:
1. The respondent disputes that disclosure of the disputed information would contribute to a positive and informed debate on issues of public importance and while some weight should be given to the argument that disclosure might enhance accountability, this should be afforded minimal weight.
2. While this is a public interest consideration in favour of disclosure, this has largely been met by the disclosure of information to the applicant. The applicant remains focussed on impugning the NSWPF's investigation and the merits of its decision to issue a Fitness to Drive form as she believes that she was not treated in an appropriate matter. The relevant question is to what extent would the release of the disputed information inform the public? The answer is "Not much".
3. There is no basis for finding that disclosure of the disputed information could reasonably be expected to substantiate an allegation that the NSWPF engaged in misconduct etc.
4. The applicant was afforded procedural fairness, as the allegations were put to her by Constable Tunks and she was given an opportunity to respond and, ultimately, to prove her fitness to dive a motor vehicle.
5. The disputed information is not primarily the applicant's personal information.
Ms Mattes referred to and relied upon the decision of the Appeal Panel in Ugur v Commissioner of Police [2023] NSWCATAP 261. In that matter, the applicant sought information about a person who had been involved in a motor vehicle accident that occurred 20 years previously. The Appeal Panel stated:
156. People who, at the request of NSW Police, provide their personal information to police are likely to assume that that information will not be disclosed to third parties. There is a significant public interest in the public having confidence that, if, on request, they give their personal information to NSW Police, that information will be kept confidential. There are many thousands of cases per annum in which members of the public give personal information to the NSW Police in the expectation that the information is protected and used only for its own legitimate purposes by the Police Force. For these reasons we give very significant weight to the public interest against disclosure of personal information.
157. The public interest against disclosure of the redacted material outweighs the public interest favouring disclosure of that information. Pursuant to s 13 of the GIPA Act, there is an overriding public interest against disclosure of the redacted material. The decision of the Commissioner to refuse to give Mr Ugur access to that material was the correct and preferable decision. We have decided to affirm that decision.
[27]
Applicant's oral submissions
Ms Gurr stated that the applicant relied upon all of her written submissions.
The central issue is whether the need for confidentiality of the disputed information outweighs the public interest in favour of its release and the applicant presses all of the matters raised in her written submissions.
In relation to Barrett, Ms Gurr argued that in this matter there is evidence of age discrimination as the police only had information from the witness and the applicant's age. Therefore, there was likely to have been age discrimination.
Ms Gurr also argued that because the NSWPF decided to deal with the incident as a medical matter, rather than as a criminal offence, the applicant was denied the protection that would have been afforded to her in Court proceedings. In effect, she argued that because the NSWPF did not charge the applicant with a criminal offence, she was denied the opportunity to test the witness' evidence.
[28]
The Administrative Decisions Review Act 1998 (NSW) (the ADR Act)
Section 63 provides:
63 Determination of administrative review by Tribunal
(1) In determining an application for an administrative review under this Act of an administratively reviewable decision, the Tribunal is to decide what the correct and preferable decision is having regard to the material then before it, including the following:
(a) any relevant factual material,
(b) any applicable written or unwritten law.
(2) For this purpose, the Tribunal may exercise all of the functions that are conferred or imposed by any relevant legislation on the administrator who made the decision.(3) In determining an application for the administrative review of an administratively reviewable decision, the Tribunal may decide:
(a) to affirm the administratively reviewable decision, or
(b) to vary the administratively reviewable decision, or
(c) to set aside the administratively reviewable decision and make a decision in substitution for the administratively reviewable decision it set aside, or
(d) to set aside the administratively reviewable decision and remit the matter for reconsideration by the administrator in accordance with any directions or recommendations of the Tribunal.
A "correct" decision is one that is rightly made, while preferable is apt to refer to a decision involving discretionary considerations: Shi v Migration Agents Regulatory Authority (2008) 235 CLR 286 at [140] per Kiefel J.
[29]
The GIPA Act
Section 3 provides the starting point for analysis of the legislative scheme to be applied in this administrative review. This provides:
(1) In order to maintain and advance a system of responsible and representative democratic Government that is open, accountable, fair and effective, the object of this Act is to open government information to the public by:
(a) authorising and encouraging the proactive release of government information by agencies, and
(b) giving members of the public an enforceable right to access government information, and
(c) providing that access to government information is restricted only when there is an overriding public interest against disclosure.
This object is amplified with a statutory command, contained in s 3(2), which provides that it is the intention of Parliament, that (a) the Act be interpreted and applied so as to further its objects, and (b) that the discretions conferred by it be exercised, as far as possible, so as to facilitate and encourage, promptly and at the lowest reasonable cost, access to government information.
Section 5 provides that there is a presumption in favour of the disclosure of government information unless there is an overriding public interest against disclosure.
Section 9(1) provides:
9 Access applications
(1) A person who makes an access application for government information has a legally enforceable right to be provided with access to the information in accordance with Part 4 (Access applications) unless there is an overriding public interest against disclosure of the information. …
Section 12 provides:
12 Public interest considerations in favour of disclosure
(1) There is a general public interest in favour of the disclosure of government information.
(2) Nothing in this Act limits any other public interest considerations in favour of the disclosure of government information that may be taken into account for the purpose of determining whether there is an overriding public interest against disclosure of government information.
Note: The following are examples of public interest considerations in favour of disclosure of information -
(a) Disclosure of the information could reasonably be expected to promote open discussion of public affairs, enhance Government accountability or contribute to positive and informed debate on issues of public importance.
(b) Disclosure of the information could reasonably be expected to inform the public about the operations of agencies and, in particular, their policies and practices for dealing with members of the public.
(c) Disclosure of the information could reasonably be expected to ensure effective oversight of the expenditure of public funds.
(d) The information is personal information of the person to whom it is to be disclosed.
(e) Disclosure of the information could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct.
Section 13 contains the "public interest test" for determining if there is an overriding public interest against disclosure. It provides:
13 Public interest test
There is an "overriding public interest against disclosure" of government information for the purposes of this Act if (and only if) there are public interest considerations against disclosure and, on balance, those considerations outweigh the public interest considerations in favour of disclosure.
In Flack v Commissioner of Police, New South Wales Police [2011] NSWADT 286 (Flack) and Hurst v Wagga Wagga City Council [2011] NSWADT 307 (Hurst), the Tribunal confirmed that the "public interest test" under s 13 requires agencies to start with the presumption in favour of disclosure of information and:
1. identify the public interest in favour of disclosure (s 12);
2. identify the public interest against disclosure with reference to the items listed in the table in s 14 of the GIPA Act (s 14 Table); and
3. determine whether the balance of the public interest lies in favour of, or against, the disclosure of government information.
Unless there is a conclusive presumption that there is an overriding public interest against disclosure, the Tribunal must attribute the appropriate weight to each relevant consideration for or against disclosure but the balance is always weighted in favour of disclosure: Taylor v Destination NSW [2017] NSWCATAD 272 at [17].
If the public interest considerations against disclosure outweigh the public interest considerations in favour of disclosure, there is an "overriding public interest against disclosure": s13.
Section 14 sets out the public interest considerations against disclosure and it provides, relevantly:
14. Public interest considerations against disclosure
(1) It is to be conclusively presumed that there is an overriding public interest against disclosure of any of the government information described in Schedule 1.
(2) The public interest considerations listed in the Table to this section are the only other considerations that may be taken into account under this Act as public interest considerations against disclosure for the purpose of determining whether there is an overriding public interest against disclosure of government information.
Clause 1(d) of the Table to s 14(2) provides that there is a public interest consideration against disclosure of information if disclosure could reasonably be expected to prejudice the supply to an agency of confidential information that facilitates the effective exercise of that agency's functions.
Clause 2(a) of the Table to s 14(2) provides that there is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects (whether in a particular case or generally) -
(a) reveal or tend to reveal the identity of an informant or prejudice the future supply of information from an informant, …
Clause 3(a) of the Table to s 14(2) provides that there is a public interest consideration against disclosure of information if disclosure of the information could reasonably be expected to have one or more of the following effects -
(a) reveal an individual's personal information, …
Section 15 sets out the principles that apply to the determination of the public interest. It provides:
15 Principles that apply to public interest determination
A determination as to whether there is an overriding public interest against disclosure of government information is to be made in accordance with the following principles -
(a) Agencies must exercise their functions so as to promote the object of this Act.
(b) Agencies must have regard to any relevant guidelines issued by the Information Commissioner.
(c) The fact that disclosure of information might cause embarrassment to, or loss of confidence in, the Government is irrelevant and must not be taken into account.
(d) The fact that disclosure of information might be misinterpreted or misunderstood by any person is irrelevant and must not be taken into account.
(e) In the case of disclosure in response to an access application, it is relevant to consider that disclosure cannot be made subject to any conditions on the use or disclosure of information.
In Camilleri at [24]-[25], the Appeal Panel explained the approach to determining whether there is an overriding public interest against disclosure as a two-step process. The agency case for refusal must rely on one or more of the s 14 considerations. In so far as the considerations in the Table to s 14 are engaged, the Tribunal's task is then to weigh that case against the factors favouring disclosure mindful of the injunctions that appear in both ss 12 and 15.
While a very broad value judgment is required to be made, it is not to be made in a vacuum. A judgment must be made having regard to the objects of the Act, the general presumption in favour of disclosure of government information and the principles set out in s 15 of the GIPA Act: Transport for NSW v Searle [2018] NSWCATAP 93 at paragraph [104] (Searle). Subsections 15(a) to (d) operate to promote disclosure of information and promotion of the object of the GIPA Act notwithstanding any embarrassment to Government or potential misinterpretation. Only a 15(e) identifies a principle that mitigates the pro-disclosure aim of the GIPA Act.
It is only necessary that the considerations in the s 14 Table "could reasonably be expected" to have the effect identified. The onus is on the agency "to demonstrate with respect to each public interest consideration against disclosure upon which it relies, that disclosure could reasonably be expected to have the nominated effect": McKinnon v Secretary, Department of Treasury (2006) 228 CLR 423; [2006] HCA 46 per Hayne J at [61]. This calls for an objective test to be made from the point of a view of a "reasonable" administrator: Hall v Department of Premier and Cabinet (NSW) [2012] NSWADT 46 at [45]. This is also to be determined as a question of fact based on real and substantial grounds and not just a "mere risk or chance": Flack (at [41]) and Leech at [25].
Section 53 sets out the scope of an agency's obligation to search for information that falls within the scope of an access application. It provides:
53 Searches for information held by the agency
(1) The obligation of an agency to provide access to government information in response to an access application is limited to information held by the agency when the application is received.
(2) An agency must undertake such reasonable searches as may be necessary to find any of the government information applied for that was held by the agency when the application was received. The agency's searches must be conducted using the most efficient means reasonably available to the agency.
(3) The obligation of an agency to undertake reasonable searches extends to searches using any resources reasonably available to the agency including resources that facilitate the retrieval of information stored electronically.
(4) An agency is not required to search for information in records held by the agency in an electronic backup system unless a record containing the information has been lost to the agency as a result of having been destroyed, transferred, or otherwise dealt with, in contravention of the State Records Act 1998 or contrary to the agency's established record management procedures.
(5) An agency is not required to undertake any search for information that would require an unreasonable and substantial division of the agency's resources.
Section 55 provides that in determining whether there is an overriding public interest against disclosure of information in response to an access application, an agency is entitled to take personal factors related to the application into account. It provides:
55 Consideration of personal factors of application
(1) In determining whether there is an overriding public interest against disclosure of information in response to an access application, an agency is entitled to take the following factors (the personal factors of the application) into account as provided by this section -
(a) the applicant's identity and relationship with any other person,
(b) the applicant's motives for making the access application,
(c) any other factors particular to the applicant.
(2) The personal factors of the application can also be taken into account as factors in favour of providing the applicant with access to the information.
(3) The personal factors of the application can be taken into account as factors against providing access if (and only to the extent that) those factors are relevant to the agency's consideration of whether the disclosure of the information concerned could reasonably be expected to have any of the effects referred to in clauses 2-5 (but not clause 1, 6 or 7) of the Table to section 14.
(4) An applicant is entitled to provide any evidence or information concerning the personal factors of the application that the applicant considers to be relevant to the determination of whether there is an overriding public interest against disclosure of the information applied for.
(5) An agency may, as a precondition to providing access to information to an applicant, require the applicant to provide evidence concerning any personal factors of the application that were relevant to a decision by the agency that there was not an overriding public interest against disclosure of the information and, for that purpose, require the applicant to take reasonable steps to provide proof of his or her identity.
(6) An agency is under no obligation to inquire into, or verify claims made by an access applicant or any other person about, the personal factors of the application but is entitled to have regard to evidence or information provided by the applicant or other person.
Note -
An agency is not entitled to impose any conditions on the use or disclosure of information when the agency provides access to the information in response to an access application. See section 73.
Section 58 provides, relevantly:
58 How applications are decided
(1) An agency decides an access application for government information by -
(a) deciding to provide access to the information, or
(b) deciding that the information is not held by the agency, or
(c) deciding that the information is already available to the applicant (see section 59), or
(d) deciding to refuse to provide access to the information because there is an overriding public interest against disclosure of the information, or
(e) deciding to refuse to deal with the application (see section 60), or
(f) deciding to refuse to confirm or deny that information is held by the agency because there is an overriding public interest against disclosure of information confirming or denying that fact.
Note - These decisions are reviewable under Part 5.
(2) More than one decision can be made in respect of a particular access application, so as to deal with the various items of information applied for.
(3) If an agency finds that information or additional information is held by the agency after deciding an access application, the agency can make a further decision that replaces or supplements the original decision, but cannot be required to make a further decision in such a case. The further decision can be made even if the period within which the application is required to be decided has expired.
Section 73 requires that access is unconditional in the sense that no terms or conditions may be imposed as to the use or the manner in which information is to be disclosed in response to an access application. This has often been described as being disclosure made "to the world".
Section 105 places the onus on the agency to establish that its decision is justified. The agency is not limited to defending or justifying its decision on the same grounds as the original decision-maker: Fisher v Goulburn Mulwaree Council [2019] NSWCATAD 34 at [10] (Fisher); Meldru v Wollondilly Shire Council [2017] NSWCATAD 292 at [7] (Meldru).
Section 107 provides:
107 Procedure for dealing with public interest considerations
(1) In determining an application for NCAT administrative review, NCAT is to ensure that it does not, in the reasons for its decision or otherwise, disclose any information for which there is an overriding public interest against disclosure.
(2) On an NCAT administrative review, NCAT must receive evidence and hear argument in the absence of the public, the review applicant and the applicant's representative if in the opinion of NCAT it is necessary to do so to prevent the disclosure of information for which there is an overriding public interest against disclosure.
(3) On an NCAT administrative review, NCAT must, on the application of the Minister administering this Act or the agency, receive evidence and hear argument in the absence of -
(a) the public and the applicant, and
(b) the applicant's representative if NCAT is of the opinion that it is necessary to do so to prevent the disclosure of information for which there is, or for which there could be or is claimed to be, an overriding public interest against disclosure.
[30]
Public interest considerations in favour of disclosure
The applicant relies upon the following public interest considerations (in addition to the statutory presumption in favour of the disclosure of government information and the general right of the public to have access to government information held by agencies):
1. That disclosure of the information could reasonably be expected to promote open discussion of public affairs, enhance government accountability or contribute to positive and informed debate on issues of public importance;
2. That disclosure of the information could reasonably be expected to inform the public about the operations of agencies and, in particular, their policies and practices for dealing with members of the public;
3. That disclosure of the information could reasonably be expected to reveal or substantiate that an agency (or a member of an agency) has engaged in misconduct or negligent, improper or unlawful conduct. The release of the information requested could reasonably be expected to promote the accountability of this agency; and
4. That the information under review is primarily the applicant's personal information.
The applicant argued that these considerations should be given appropriate weight by the Tribunal, that the respondent's decision to refer her for a Fitness to Drive assessment resulted from age discrimination and that because of the NSWPF's decision to not charge her with any criminal offence, she was denied an opportunity to test the witness' evidence.
Adopting the applicant's numbering, the respondent:
1. Disputed that disclosure of the disputed information would contribute to a positive and informed debate on issues of public importance. It argued that while some weight should be given to the argument that disclosure might enhance accountability, this should be afforded minimal weight.
2. Agreed that this this is a public interest consideration in favour of disclosure, but argued that this has largely been met by the disclosure of information to the applicant. The respondent observed that the applicant appeared to be focussed on impugning the NSWPF's investigation of the incident and the merits of its decision to issue her with a Fitness to Drive Referral, as she appears to believe that she was not dealt with in an appropriate matter. However, the relevant question is to what extent would the release of the disputed information inform the public? The respondent argued that the answer to this is "not much".
3. Stated that there is no basis for finding that disclosure of the disputed information could reasonably be expected to substantiate an allegation that the NSWPF engaged in misconduct etc.
4. Stated that the disputed information is not primarily the personal information of the applicant.
I also note that the fact that the applicant is being pursued by the insurer of the damaged vehicle for the costs of repairs in civil proceedings is a personal factor of the application.
In my view, based on all of the evidence before me, each of these considerations should be given strong weight.
However, while the applicant asserts that she was not afforded procedural fairness by the NSWPF, I note that the Appeal Panel considered that she was not denied procedural fairness. I agree with the Appeal Panel's view.
[31]
Public interest considerations against disclosure
I am satisfied that the public interest considerations against disclosure that apply to this matter are cll 1(d), 2(a) and 3(a) of the table to s 14(2) of the Act.
Clause 1(d)
I accept the respondent's submission that the NSWPF's statutory functions include the prevention and investigation of crime and that the effective exercise of that function requires it to receive information from members of the public that is supplied to it in confidence.
I am satisfied that it is well-accepted that the provision of information to law enforcement agencies attracts an expectation of confidentiality. In Camilleri, the Appeal Panel referred to a "long history of cases in the Tribunal that have recognised the confidentiality that ordinarily attaches to complaint communications to law enforcement agencies".
Further, the Supreme Court of NSW recognised this expectation in Simring at [69]. I note that the applicant argued to the effect that Simring is distinguishable on its facts and that in her submissions dated 1 September 2022, she stated:
92. In balancing the factors for and against disclosure the true nature of this matter should be acknowledged. This is not a case as in Simring for instance, where criminal factors are involved. This is not a matter where the information is from persons who were victims of serious crime and its revelation would deter future victims in similar situations. It is not a matter of criminal investigation. It involved very minor damage in a parking incident. It was treated by Police as a "medical matter". In addition, it can be argued that this is a case as noted in Par 85 above in which information could legitimately lose its confidentiality in the course of an investigation.
However, in Camilleri, the Appeal Panel held (at [33]) that the question of whether the information supplied is confidential information must be examined, primarily at least, by reference to the agency's evidence as to the conditions under which it conducts the service within which the information was received.
I reject the applicant's argument to the effect the Tribunal must consider the seriousness of an offence in determining whether confidentiality applies to information provided by a witness. In my view, confidentiality arises as a result of the provision of the information to the NSWPF and it is not subject to the use to which the NSWPF may subsequently use that information.
I reject the applicant's argument that the NSWPF did not investigate any offence. The evidence before me, which includes the COPS event documents (both redacted and confidential), clearly indicate that the owner of the damaged vehicle reported an incident to NSWPF and that the NSWPF then investigated the matter by obtaining statements from the owner and the witness and then putting those matters to the applicant for her response. The applicant provided her response and the NSWPF then decided how to resolve the matter. It ultimately decided not to charge her with fixed penalty offences and negligent driving. The fact that the NSWPF decided not to charge the applicant, but to refer the matter to Transport of NSW for a Fitness to Drive assessment does not mean that an investigation was not conducted.
I also reject the applicant's submission to the effect that she was denied procedural fairness as by treating the incident as a medical episode, she was denied an opportunity to test the witness' evidence in Court. In particular, she complained that the NSWPF provided a report to the insurer based on a single witness' statement and that "They have given it the greatest weight without explanation. They have concluded she was involved because the witness says she was. There appears to be no other direct evidence. (the applicant) should be entitled to see and evaluate what the witness has said in defending herself against liability for the damage".
I consider these submissions as being extraordinary, noting the significant risks that the applicant would have faced had she been required to defend a criminal prosecution in the Local Court of NSW in relation to the incident. In any event, I note that if she disputes the civil claim against her by the insurer and litigation ensues in a forum of competent jurisdiction, she will have an opportunity to test the witness' evidence as under the Uniform Civil Procedure Rules, the insurer will be required to serve its evidence on the applicant.
In September 2023, the applicant stated, relevantly:
55. It was revealed in the course of the first hearing the Police were in fact in possession of the information now sought when (the applicant) attended the Police Station. They did not reveal that fact and did not provide any of the substance of the witness' statement or that of the car owner eg. precisely where the alleged incident had taken place, which would have allowed (the applicant) to have more clearly and appropriately respond to the allegation.
However, the COPS Event reports that have been disclosed to the applicant clearly indicate that when she attended Katoomba Police Station, she was "confused, believing that the incident was in relation to argument that she had with the owner of a black vehicle. Police clarified that Silver Toyota Corolla. (She) stated that she had no recollection of being in a collision with (the damaged vehicle), stating that she would not reverse park where the incident occurred due to the trees located there".
In my view, the applicant's denial that any incident occurred and her assertion that she would not have reverse-parked at the particular location because of the trees that were located there are inconsistent with her submissions in these proceedings that NSWPF's failure to reveal the statements of the vehicle owner and witness to her at Katoomba Police Station "would have allowed (her) to have more clearly and appropriately respond to the allegation". I reject that argument.
In any event, based on the Tribunal's decision in Ugur, I am satisfied that the public interest consideration under cl 1(d) of the table to s 14(2) of the Act applies to this matter and that it should be given significant weight.
Clause 2(a)
The respondent argued that the witness to the incident was "an informant" within the normal meaning of the word because they provided information to the NSWPF. I accept Constable Tunks' evidence regarding the importance of protecting the identity of witnesses to offences who provide information to the NSWPF and that revealing the identity of an informant would also prejudice the supply of information to the NSWPF more generally (see cl 1(d) above).
The respondent noted that there is an overlap between cll 1(d) and 2(a), both in this case and more generally, and it argued that the fact that the Act makes separate and specific provision for cl 2(a) in addition to cl 1(d) reflects the importance that Parliament gave to the protection of informants. This public interest consideration against disclosure should therefore be given very significant weight. The applicant disputed that submission.
Based on all of the evidence before me I am satisfied that cl 2(a) applies and that it should be given significant weight.
Clause 3(a)
The respondent argued that the confidential bundle of documents:
1. Contains personal information of members of the public other than the applicant in the form of names, contact details and opinions;
2. Contains information that is not available in the public domain and the provision of that information would therefore reveal information to the applicant within the meaning of Sch 4 of the GIPA Act;
3. The disputed information is not primarily the personal information of the applicant; and
4. This public interest consideration against disclosure is engaged and it should be given significant weight.
The applicant disputes this and argued that cl 3(a) is not engaged because:
1. The identifying information of the owner of the other vehicle has been passed on by the insurer;
2. The witness has already provided access to their identity through the note left on the windshield of the damaged car, which must have been in clear public view and it would have been available for all to see. It must have included the name and contact number of the witness as well as the allegation that a car with her registration number had been involved in a damaging incident and therefore anyone could have contacted the witness and asked for details;
3. The witness revealed their identity to the insurer and provided information in relation to the incident by telephone;
4. The fact that the witness' identity and the substance of the information was not given in the first instance or only to the police, but to the car owner, the insurer and anybody who happened to be walking down Katoomba St on the morning of October 11, 2021, means that this is a very different situation from that considered in Camilleri. Therefore, the personal information of the witness was "in the public domain".
The respondent refuted the applicant's argument that cl 3(a) does not apply because the witness left a note on the windscreen of the damaged vehicle, as a note left on someone's car is not intended to disclose information to the world at large.
In my view, the applicant's argument regarding the note on the windscreen is based on speculation. There is no evidence before me that supports her argument and I am satisfied that while the witness disclosed information to the NSWPF and to the vehicle's owner and to her insurer, the information in the note was not publicly disclosed.
The Appeal Panel observed that while cl 3(a) applies to this matter, and the witness' statements contain personal information, there are parts of those statements that do not contain personal information. It is therefore necessary to consider whether the disputed information contains personal information for the purposes of cl 3(a).
[32]
Determination regarding the confidential bundle
I have summarised my views in relation to the redactions contained on each page of the confidential bundle as follows:
Page Redacted information Personal information - cl 3(a) Yes/No
1 Witness' name Yes
2 First redaction Yes
2 Second redaction No
2 Third redaction Yes
2 Fourth redaction Yes with respect to the address, date of birth and mobile telephone number.
No with respect to the make, model and registration number of the vehicle.
2 Fifth redaction Yes
3 First redaction Yes
3 Second redaction No
3 Third redaction No
4 First redaction Yes
6 First redaction Yes
6 Second redaction Yes
6 Third redaction Yes
7 First redaction No
7 Second redaction No
9 First redaction Yes
9 Second redaction Yes
12 First redaction Yes
12 Second redaction Yes
12 Third redaction Yes with respect to date of birth and mobile telephone number.
No with respect to the registration number of the vehicle.
18 Paragraph 1 No
18 Paragraph 2 Yes
18 Paragraph 3 Yes in respect of the name of the vehicle owner.
No with respect to the rest of the paragraph.
18 Paragraph 4 Yes in respect of the first 2 sentences.
No with respect to the third sentence.
18 Paragraph 5 Yes in respect of the name of the witness in the third sentence.
No with respect to the rest of the paragraph.
Paragraph 6 No
19 Paragraph 1 No
19 Paragraph 2 Yes
19 Paragraph 3 Yes with respect to the name of the witness.
No with respect to the rest of the paragraph.
19 Paragraph 4 Yes with respect to the second part of the first sentence.
No with respect to the balance of the paragraph.
19 Paragraph 5 No.
20 Paragraph 6 Yes with respect to the first sentence.
No with respect to the balance of the paragraph.
20 Paragraph 7 No
20 Paragraph 8 No.
[33]
In relation to the note on the windscreen, based upon the Tribunal's decision in Marsden I am satisfied that this comprises personal information of the witness to which cl 3(a) applies.
[34]
Balancing the public interest
Based on the evidence before me I am satisfied that there is an overriding public interest against disclosure of the following disputed information:
Page Redacted information Relevant clauses
1 Witness' name Cll 1(d), 2(a) & 3(a)
2 First redaction Cll 1(d), 2(a) & 3(a)
2 Third redaction Cll 1(d), 2(a) & 3(a)
2 Fourth redaction Cll 1(d), 2(a) & 3(a) with respect to the address, date of birth and mobile telephone.
2 Fifth redaction Cll 1(d), 2(a) & 3(a)
3 First redaction Cll 1(d), 2(a) & 3(a)
4 First redaction Cll 1(d), 2(a) & 3(a)
6 First redaction Cll 1(d), 2(a) & 3(a)
6 Second redaction Cll 1(d), 2(a) & 3(a)
6 Third redaction Cll 1(d), 2(a) & 3(a)
7 First redaction Cll 1(d), 2(a) & 3(a)
9 First redaction Cll 1(d), 2(a) & 3(a)
9 Second redaction Cll 1(d), 2(a) & 3(a)
12 First redaction Cll 1(d), 2(a) & 3(a)
12 Second redaction Cll 1(d), 2(a) & 3(a)
12 Third redaction Cll 1(d), 2(a) & 3(a) with respect to the date of birth and mobile telephone number.
18 Paragraph 2 Cll 1(d), 2(a) & 3(a).
18 Paragraph 3 Cll 1(d), 2(a) & 3(a) with respect to the name of the vehicle's owner.
18 Paragraph 4 Cll 1(d), 2(a) & 3(a) with respect to the first two sentences.
18 Paragraph 5 Cll 1(d), 2(a) & 3(a) with respect to the witness' name in the third sentence.
19 Paragraph 2 Cll 1(d), 2(a) & 3(a).
19 Paragraph 3 Cll 1(d), 2(a) & 3(a) with respect to the witness' name.
19 Paragraph 4 Cll 1(d), 2(a) & 3(a) with respect to the second part of the first sentence.
20 Paragraph 6 Cll 1(d), 2(a) & 3(a) with respect to the first sentence.
21 The handwritten note Cll 1(d), 2(a) & 3(a).
[35]
Conclusion
For these reasons, I am satisfied that the correct and preferable decision is to vary the reviewable decision (as varied on 26 April 2022) pursuant to s 63(3)(b) of the ADR Act.
I therefore make the following orders:
1. The reviewable decision (as varied on 26 April 2022), is varied such that the respondent is required to disclose the following information in the confidential bundle of documents to the applicant:
Page Details
2 Second redaction
2 Fourth redaction with respect to the make, model and registration no. of the vehicle.
7 Second redaction
18 Paragraph 1
18 Paragraph 4 - third sentence only.
18 Paragraph 5 - with the exception of the witness' name.
18 Paragraph 6.
19 Paragraph 1.
19 Paragraph 3 - with the exception of the witness' name.
19 Paragraph 5.
20 Paragraph 6 - with the exception of the first sentence.
20 Paragraph 7.
20 Paragraph 8.
[36]
I hereby certify that this is a true and accurate record of the reasons for decision of the Civil and Administrative Tribunal of New South Wales.
Registrar
DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated.
Decision last updated: 24 October 2023
Parties
Applicant/Plaintiff:
Bailey
Respondent/Defendant:
Commissioner of Police, NSW Police Force
Legislation Cited (10)
Government Information (Public Information) Act 2009(NSW)
In relation to cl 2(a) of the table to s 14 of the GIPA Act, the applicant argued that the overlap between cll 1(d) and 2(a) does not necessarily import anything other than an attempt at clarity that does not justify additional weight above what should be given by the substance of each. Without further information, it cannot be contended that Parliament intended extra importance or weight be given to confidentiality in this context, over and above what appears in each clause.
In relation the balancing the public interest, the applicant argued that the factors in favour of disclosure should be given great weight and that it is almost impossible to overstate the weight that they should be given. She also alleged that she was denied procedural fairness as a result of the "inaccuracy and lack of specificity of the information she was asked to respond to and the inferences drawn from material, to which she was never given an opportunity to respond": see para 71.
The applicant also argued that the age discrimination factors should weigh heavily in favour of disclosure of the disputed information. She also stated:
78. Confidentiality is designed to protect persons giving information. As noted on a number of occasions in these submissions, (the applicant) in fact did not seek the name or contact details of either the car owner or the witness - simply the content of their statements, so that confidentiality could be preserved if the substance of the statements was made available. As this is the case, any of the factors which are primarily based on confidentiality should be given very light weight. This includes both cls 1(d) and 2(a).
79. If the factor referred to in cl 3(a) is found to be engaged, contrary to the submissions above, it should be given very little weight by the Tribunal because the information has been revealed in the situations referred to above and confidentiality can, in any case, be preserved.
The applicant concluded that the factors against disclosure of the disputed information cannot outweigh those in favour of disclosure.