GROUND ONE - WAS THE "INVALID NOTIFICATION" IMMATERIAL?
64 As has already been noted, the Minister conceded before the primary judge that the certificate that had been signed by his delegate on 29 April 2016, purportedly pursuant to s 376(1) of the Act, was invalid. That concession was properly made. It is difficult to see how the reason given in the certificate for why disclosure of the sponsor's letter would be contrary to the public interest, which was that it contained "adverse information disclosed by the sponsor", could alone possibly "form the basis for a claim by the Crown in the right of the Commonwealth in a judicial proceeding that the matter contained in the document, or the information, should not be disclosed": s 376(1)(a). Indeed, the certificate did not, in terms, certify that to be the case.
65 The delegate of the Minister who signed the certificate, who was also a delegate of the Secretary of the Department, notified the Tribunal, in accordance with s 376(2)(a) of the Act, that s 376 applied in relation to the document and the information in it. Because the certificate was invalid, so too was that notification. The delegate also gave the Tribunal advice about the "significance" of the document or information, in accordance with s 376(2)(b) of the Act, that advice being that the document contained "adverse information disclosed by the sponsor". The advice did not identify exactly what that adverse information was.
66 In Minister for Immigration and Border Protection v SZMTA (2019) 264 CLR 421; [2019] HCA 3, the High Court considered, amongst other things, the implications of an invalid certificate given by the Minister, purportedly pursuant to s 438(1) of the Act, which was notified to the Tribunal by the Secretary pursuant to s 438(2) of the Act. Section 438 of the Act was in relevantly the same terms as s 376 of the Act. The majority (Bell, Gageler and Keane JJ) found (at [39]) that if none of the preconditions in s 438(1) were met in relation to a document or information, the section had no application in relation to the document or information, the Secretary had no duty or authority under s 438(2)(a) to notify the Tribunal that s 438 applied and the Tribunal had no authority to exercise either of the powers conferred under s 438(3) in relation to it. The notification by the Secretary in those circumstances was, according to the majority (at [40]), "a purported exercise of statutory authority that is devoid of legal effect in relation to that document or information".
67 More significantly, for present purposes, the majority in SZMTA held (at [44]) that the "Secretary's provision of an incorrect, and therefore invalid, notification that s 438 applies in relation to a document or information amounts, without more, to an unauthorised act in breach of a limitation within the statutory procedures which condition the performance of the overarching duty of the Tribunal to conduct a review". It did not, however, necessarily follow that the Tribunal's decision was invalid. That is because "the Act is not to be interpreted to deny legal force to a decision made on a review in the conduct of which there has been a breach of that limitation unless that breach is material": SZMTA at [44].
68 The majority in SZMTA similarly explained (at [45]) that where there has been a "breach of an inviolable limitation governing the conduct of the review in the case of an incorrect and invalid notification", materiality is "essential to the existence of jurisdictional error" and that a "breach is material to a decision only if compliance could realistically have resulted in a different decision". As for how the materiality of a breach can be established, the majority held that the question of materiality of the breach is "an ordinary question of fact in respect of which the applicant bears the onus of proof" and "[l]ike any ordinary question of fact, it is to be determined by inferences drawn from evidence adduced on the application": SZMTA at [46]. In that context, the drawing of inferences "can be assisted by reference to what can be expected to occur in the course of the regular administration of the Act": SZMTA at [47].
69 Having regard to the reasoning of the majority in SZMTA, it may be accepted, in this case, that the invalid notification by the Secretary that s 376 of the Act applied to the sponsor's letter, or the information in it, was a breach of an inviolable limitation governing the conduct of the review. It is clear that the Tribunal proceeded on the basis that both the certificate and the notification in it were valid. It was wrong to do so.
70 The critical question, however, is whether the "breach" arising from the invalid notification and the Tribunal's acceptance of it was material. Can it realistically be said that, if the breach had not occurred, there could have been a different decision by the Tribunal?
71 The short answer to that question is "no".
72 While not fully articulated, Mr Zreika's contention that the breach was material appeared to proceed by the following steps: first, the document covered by the certificate, the sponsor's letter, contained adverse information over and above the information that the Tribunal disclosed to him at the hearing; second, but for the invalid certificate and notification, the Tribunal would have been obliged to disclose that additional adverse information to him for comment, or perhaps given him a copy of the letter; third, if the additional adverse information had been so disclosed, Mr Zreika could and would have made submissions to the Tribunal about it; fourth, those submissions may have persuaded the Tribunal to be satisfied, contrary to the finding it in fact made, that he had been subjected to family violence committed by the sponsor; and fifth, if that had been the case, the Tribunal would not have sought, or been required to seek, the opinion of the independent expert in relation to that question.
73 There are problems with most of the steps in Mr Zreika's argument.
74 The first problem is that the sponsor's letter did not include any information, beyond that which was disclosed to him at the hearing, that the Tribunal would have been obliged to disclose to Mr Zreika but for the invalid certificate and notification. Mr Zreika's submissions did not address the basis upon which it was said that the Tribunal was required to disclose the additional information to him. It appeared to be suggested that the requirement arose by reason of the Tribunal's obligation to afford procedural fairness to review applicants. It is, however, necessary to consider what the statutory scheme provides in relation to the disclosure of adverse information.
75 Division 5 of Pt 5 of the Act contained provisions relating to the conduct of reviews of a "Part 5-reviewable decision". The decision in question in this case was a Part 5-reviewable decision. The key provision in Div 5 of Pt 5 of the Act which deals with the disclosure of adverse information is s 359A.
76 Section 359A(1) of the Act provides that the Tribunal must: give to the applicant "clear particulars of any information the Tribunal considers would be the reason, or a part of the reasons, for affirming the decision that is under review"; ensure that the applicant understands why that information is "relevant to the review, and the consequences of it being relied on in affirming the decision that is under review"; and invite the applicant to comment or respond to that information. Section 359A(3) provides, in effect, that the Tribunal is not obliged to give the applicant particulars of information in accordance with s 359A(1) if those particulars are given to the applicant at the hearing in accordance with s 359AA of the Act.
77 The scope of s 359A and the cognate provision in respect of "Part 7-reviewable decisions", s 424A of the Act, have been considered in numerous decisions of the High Court: SZBYR v Minister for Immigration and Citizenship (2007) 81 ALJR 1190; [2007] HCA 26; Minister for Immigration and Citizenship v SZLFX (2009) 238 CLR 507; [2009] HCA 31; Plaintiff M174/2016 v Minister for Immigration and Border Protection (2018) 264 CLR 217; [2018] HCA 16; SZMTA; Minister for Immigration and Border Protection v CED16 [2020] HCA 24 at [14]. Those cases establish the following relevant principles.
78 First, s 359A and s 424A do not require notice to be given of every matter the Tribunal might think relevant to the decision under review: SZBYR at [15]; SZLFX at [21]. Nor is the Tribunal obliged to provide to the applicant "all of the information which the Tribunal might ultimately take into account in making its decision on the review, much less all of the information contained within the documents given by the Secretary" to the Tribunal: SZMTA at [10].
79 Second, whether or not the condition in s 359A or s 424A - that the information "would be the reason, or part of the reason … for refusing to grant a visa" - is satisfied is to be "determined in advance, and independently, of the Tribunal's particular reasoning on the facts of the case": SZBYR at [17]; Plaintiff M174/2016 at [9].
80 Third, for the disclosure obligations in s 359A and s 424A to be engaged, the relevant information should, in its terms, contain a "rejection, denial or undermining" of the claims advanced by the applicant relevant to the visa criterion in question: SZBYR at [17]; SZLFX at [22]. The information must in its terms be of such significance as to lead the Minister, or the Tribunal, as the case may be, "to consider in advance of reasoning on the facts of the case that the information of itself 'would', as distinct from 'might', be the reason or part of the reason for refusing to grant the visa": Plaintiff M174/2016 at [9].
81 Fourth, s 359A and s 424A depend on the Tribunal's "consideration" or opinion that certain information would be the reason or part of the reason for affirming the decision under review: SZLFX at [24]. An applicant seeking to demonstrate the Tribunal's non-compliance with the disclosure obligation in s 359A or s 424A would, in those circumstances, have to point to some evidence or necessary inference that the Tribunal in fact considered or had an opinion concerning the information in question.
82 There could be no doubt that the Tribunal considered that the information in the sponsor's letter to the effect that her relationship with Mr Zreika was over would be the reason or part of the reason for affirming the decision under review. That may be inferred from the fact that the Tribunal disclosed that information to Mr Zreika at the hearing. Having disclosed that information at the hearing, the disclosure obligation in s 359A no longer applied to the information by reason of the operation of s 359A(3).
83 It is not difficult to see why or how the Tribunal formed the opinion that information that the relationship between Mr Zreika and the sponsor had ended would have been a reason for affirming the decision under review. That is because that information directly rejected, denied or undermined one of the criteria for the grant of a partner visa to Mr Zreika.
84 It should also be noted in this context that the Department also considered that the information in the sponsor's letter to the effect that her relationship with Mr Zreika had ended was information which would be a reason for refusing Mr Zreika's visa application. That is no doubt why the Department disclosed that information to him by its letter dated 16 May 2014. As the Tribunal noted in its reasons, Mr Zreika provided a detailed response to that information in his statutory declaration of 11 July 2014: Reasons at [38].
85 There is, however, no evidence to suggest, and no evidence from which it could be inferred, that the Tribunal considered, or was of the opinion, that any other information in the sponsor's letter to the Department would be a reason, or part of a reason, for affirming the decision to refuse Mr Zreika's partner visa application. There is nothing to suggest that the other information in the letter was of such significance as to lead the Tribunal to consider, in advance of reasoning on the facts of the case, that the information of itself "would", as distinct from "might", be the reason or part of the reason for refusing the grant of the visa.
86 As has already been noted, the other information in the sponsor's letter was, in substance, a general claim by the sponsor that Mr Zreika was abusive to her and her family and a general assertion or expression of opinion by the sponsor that Mr Zreika was somehow using her or the system to obtain citizenship. Those very general assertions did not in terms reject, deny or undermine any of Mr Zreika's relevant claims in support of his visa application. They did not, for example, reject, deny or undermine his claim that he had been the subject of family violence committed by the sponsor. It is also not difficult to infer that the Tribunal was likely to have considered that little or no weight would be likely to be attached to the sponsor's very general assertions about Mr Zreika.
87 There are also clear indications in the Tribunal's reasons that the only information in the sponsor's letter that the Tribunal considered would be the reason, or part of the reason, for affirming the decision under review, was the information that the relationship had broken down. The Tribunal noted, in its reasons, that the "relevant adverse information" in the sponsor's letter was "put to" Mr Zreika by the Department on 16 May 2014 "when he was invited to respond to [the sponsor's] allegations regarding the breakdown of the relationship": Reasons at [38]. The information that was "put to" Mr Zreika in the Department's letter dated 16 May 2014 was simply information that Mr Zreika's relationship had ended. It is clear that the Tribunal considered that to be the only "relevant adverse information".
88 Nothing that occurred at the Tribunal hearings, and nothing in the Tribunal's reasons, suggest that the Tribunal considered, let alone gave any weight to, any other information in the sponsor's letter. It is abundantly clear from the Tribunal's reasons that its finding that it was not satisfied that Mr Zreika had been the victim of family violence committed by the sponsor was based entirely on what the Tribunal considered to be inadequacies with Mr Zreika's oral evidence on that topic. The Tribunal found that his evidence was "vague and confused" and that his account of the alleged family violence was not "convincing or credible" because, when pressed, he was unable to recall details of the incidents with any specificity: Reasons at [51]. There is nothing to suggest that the Tribunal's findings were based in any way on anything the sponsor had said in her letter or anywhere else.
89 It should also be emphasised in this context that the Tribunal's finding was that Mr Zreika's evidence about the alleged family violence was not credible. The Tribunal did not find that Mr Zreika was not a credible witness generally. The apparent suggestion, in Mr Zreika's submissions, that the information in the sponsor's letter somehow fed into an adverse credibility finding by the Tribunal in relation to Mr Zreika accordingly has no merit.
90 It is true that the Tribunal did say in its reasons that it took into account material on the "Department file", including "the sponsorship withdrawal letter": Reasons at [50]. It does not follow, however, that the Tribunal considered, let alone gave any weight to, any of the information in that letter other than the information that the relationship between the sponsor and Mr Zreika was at an end. As has already been discussed, none of the other information in the sponsor's letter bore on the question whether Mr Zreika had been the victim of family violence.
91 There was and is, in all the circumstances, no basis upon which to conclude that any of the information in the sponsor's letter to the Department, over and above the information that the sponsor's relationship with Mr Zreika had ended, was information that, but for the existence of the invalid certificate and notification, the Tribunal would have been obliged to disclose to Mr Zreika pursuant to s 359A of the Act.
92 Nor is there any basis for finding that procedural fairness generally, or the natural justice hearing rule specifically, would have obliged the Tribunal to disclose any other information in the sponsor's letter to Mr Zreika. That is all the more so given that s 357A of the Act provided that Div 5 in Pt 5 of the Act, which included s 359A of the Act, is "taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matters it deals with". There is, in those circumstances, no basis upon which to imply into the procedure by which the Tribunal was to conduct its review some more general requirement on the part of the Tribunal to disclose to Mr Zreika the additional information in the sponsor's letter.
93 The second problem with Mr Zreika's arguments concerning materiality concerns his suggestion that if the other information in the sponsor's letter had been disclosed to him, he would have been able to make submissions to the Tribunal about that information which may have persuaded the Tribunal to be satisfied that he had in fact been a victim of family violence committed by the sponsor. Even putting aside the fact that the Tribunal appears to have given no significance or weight to any of the undisclosed information in the sponsor's letter, it is impossible to imagine what further submissions Mr Zreika could have made, over and above those that he did make, to address the general assertions by the sponsor in her letter to the effect that Mr Zreika was abusive to her and her family and that he was using her and the system to get citizenship.
94 The undisclosed information in the sponsor's letter could, at its very highest, perhaps be said to relate in some respects to the nature of the relationship between the sponsor and Mr Zreika. By the time of the first hearing before the Tribunal, Mr Zreika had lodged voluminous documentary evidence and submissions, both with the Department and the Tribunal, which directly addressed the nature of his relationship with the sponsor and its breakdown. He also gave oral evidence on that very issue at the hearing. While Mr Zreika may not have known the precise content of the sponsor's letter at the time of the first Tribunal hearing, his detailed evidence and submissions nevertheless plainly addressed the substance of all of the information in the letter. It was clear from the evidence and submissions relied on by Mr Zreika that his case was that his relationship with the sponsor was a genuine relationship and that it was the sponsor who was abusive towards him, not the other way around. His case clearly was that he was not in any way simply "using" the sponsor or the "system" to obtain citizenship. It is difficult to imagine what more Mr Zreika could have said even if he had known the full content of the sponsor's letter.
95 It should also be noted, in this context, that when Mr Zreika was given a copy of the sponsor's letter in September 2017, prior to the second Tribunal hearing, he made no submissions and raised no issue concerning it at the second Tribunal hearing. It is true that by this time the Tribunal had already found that it was satisfied that there was no relevant family violence and had sought the opinion of an independent expert. Nevertheless, it might reasonably be expected that if Mr Zreika or his lawyer considered that the letter contained information which had not previously been disclosed and which warranted some specific response, that response, or a complaint about not having had the opportunity to have provided that response sooner, would have been raised before the Tribunal at the second hearing.
96 The final problem with Mr Zreika's arguments concerning materiality is that there is no sound basis for finding, in all the circumstances, that anything Mr Zreika could have said in relation to the information in the sponsor's letter could realistically have resulted in a different finding by the Tribunal concerning his allegations of family violence.
97 It may be accepted that the question is not whether any further evidence or submissions Mr Zreika may have given or made would have affected the Tribunal's finding concerning family violence. Rather, the question is whether anything further Mr Zreika could have said could have resulted in the making of a different decision: EVS17 v Minister for Immigration and Border Protection (2019) 268 FCR 99; [2019] FCAFC 20 at [42] citing Hossain v Minister for Immigration and Border Protection (2018) 264 CLR 123; [2018] HCA 34 at [31]. As has already been noted, however, it is difficult to imagine what more Mr Zreika could have said concerning the nature of his relationship with the sponsor. In all the circumstances, and given the findings that were made by the Tribunal concerning Mr Zreika's evidence, it is even more difficult to imagine that anything more that Mr Zreika could have said in specific response to the undisclosed information in the sponsor's letter could have made any difference to the Tribunal's view concerning Mr Zreika's evidence and its findings concerning his claims of family violence.
98 As for Mr Zreika's argument based on the fact that the sponsor's letter to the Department was not provided to the independent expert, there is considerable merit in the Minister's submission that this argument effectively amounts to a new ground of review that was not advanced before the primary judge. There was no suggestion that Mr Zreika argued, before the primary judge, that the breach arising from the invalid notification was a material breach because it resulted in the sponsor's letter not being provided to the independent expert. Mr Zreika's contention that this argument is simply an argument as to why the primary judge erred in finding that the relevant breach was immaterial has no substance. The materiality case that Mr Zreika advanced before the primary judge focussed entirely on the supposed relevance of the undisclosed information to the Tribunal's decision.
99 The Minister did not directly oppose the grant of leave to permit Mr Zreika to raise this argument. Nor did he submit that he was prejudiced in any way, or unable to respond to it. It does not necessarily follow that leave should be granted. The question of leave is, however, somewhat otiose. That is because this new argument is entirely without merit.
100 The first problem for Mr Zreika is that there is no evidence and no reason to conclude that the sponsor's letter was not provided to the independent expert, let alone that it was not provided because the Tribunal considered that the s 376 certificate and notification precluded it from providing the letter to the expert. Section 376 of the Act did not expressly provide that the Tribunal was prevented or precluded from providing a document covered by the certificate to an independent expert, or indeed anyone else. It is true that s 376(3)(b) gave the Tribunal a discretion to disclose the relevant document to the applicant or any other person who had given evidence to the Tribunal. That might perhaps suggest that the Tribunal did not have the discretion to disclose it to anyone else. Curiously, however, unlike provisions like s 375A(2)(b) of the Act, s 376 did not state, in terms, that the Tribunal must not disclose the relevant document.
101 Putting the terms of s 376 of the Act to one side, there was no evidence to suggest that the Tribunal considered that it was precluded by the certificate from providing the sponsor's letter to the independent expert, or that it did not give the letter to the expert. Nor was there any evidence to suggest that the letter was not given to the expert. It follows that Mr Zreika's argument is based on a premise or assumption that is entirely unsupported by the evidence.
102 The second and perhaps even more fundamental problem with the argument is that the suggestion that the provision of the sponsor's letter to the independent expert could have resulted in a different opinion being reached by the expert is entirely speculative and unrealistic. On Mr Zreika's case, the sponsor's letter contained information that was adverse to Mr Zreika. It is entirely unclear why, in those circumstances, the information in the letter could somehow have led the independent expert to find that Mr Zreika had in fact suffered family violence committed by the sponsor. It is not enough to opine, as Mr Zreika did in his submissions, that it is not known what the expert may have made of the sponsor's letter.
103 The third problem is that Mr Zreika obtained a copy of the sponsor's letter in September 2017, prior to the second Tribunal hearing. Mr Zreika was given an opportunity to make further submissions in relation to the independent expert's report and opinion at the second Tribunal hearing. He did not, however, raise any issue concerning the non-provision of the sponsor's letter to the independent expert, nor make any submissions in relation thereto. That was, in all the circumstances, perhaps not surprising. It rather demonstrates that, at that time, Mr Zreika appreciated that the sponsor's letter was unlikely to assist him in any way. The speculative nature of his ex post facto suggestion that it might have assisted him in some way is thereby exposed.
104 In all the circumstances, the primary judge's finding that the relevant breach arising from the invalid s 376 certificate and notification was immaterial was the correct one. Mr Zreika failed to demonstrate why the breach was material in the sense that compliance could realistically have led to a different decision. The primary judge's reasoning focused on the fact that the undisclosed information in the sponsor's letter was not shown to be material to the Tribunal's decision. Mr Zreika failed to demonstrate that his Honour's finding to that effect was wrong. More significantly, Mr Zreika failed to demonstrate that, but for the invalid certificate and notification, the Tribunal would have been required to, and would have, disclosed that information to him, either pursuant to s 359A or s 359AA of the Act or otherwise, and failed to demonstrate that, if that had occurred, he would have been able to make submissions concerning that information which could realistically have resulted in a different decision.
105 It follows that Mr Zreika's first ground of appeal must be rejected.