And (at 476):
. . . It will be a serious offence where there is an obvious or foreseeable risk to safety against which appropriate measures were not taken, even though such measures were available and feasible: see Inspector Hannah v Wonar Pty Ltd (unreported, Fisher CJ, CT90/1214, 30 June 1992) at 9. The gravity of the consequences of an accident does not, of itself, dictate the seriousness of the offence. However, the gravity or otherwise of the potential risk to safety flowing from a breach is relevant as a measure of the gravity of the breach and the culpability of the defendant; see Tyler v Sydney Electricity (1993) 47 IR 1 at 5. In Inspector Hannah v Wonar Pty Ltd , the Full Bench indicated (at 9), properly in our view that 'a breach that was quite unlikely to lead to serious consequences, might be assessed on a different basis to a breach where there was every prospect of serious consequences.'
8 This view has recently been reiterated by Wright J, President, in Capral Aluminium Limited v WorkCover Authority of NSW [2000] NSWIRComm71, 21 July 2000 (at para 94):
The gravity of the consequences of an accident, such as the damage or injury, does not, of itself, dictate the seriousness of the offence or the amount of penalty. However, a breach where there was every prospect of serious consequences might be assessed on a different basis to a breach unlikely to have such consequences. The occurrence of death or serious injury may manifest the degree of seriousness of the relevant detriment to safety . . .
9 There were obvious risks involved when the work undertaken by this apprentice required him to climb the scaffold owned and controlled by the defendant. The scaffold had not been erected correctly and, when weight was placed upon it, was unstable. Further the scaffold did not have the required plan brace and toe boards. There was, therefore, in its use, a risk of injury to any worker. Senior workers on site knew of the instability of the scaffold but did not direct their attention to resolution, or even identification, of it as a problem.
10 The court has before it a number of affidavits from persons all identified, at various times, as "Fleet Maintenance Managers" of the defendant at the Endeavour Centre where this accident took place. They affirm that no official complaints had been made to them, as the officers responsible, about the state of the scaffolding. They reveal the scaffolding had been used at least 10 times a year and had been on site for 10 years. Further evidence revealed no internal audit was required by the defendant of the equipment at Endeavour Centre.
11 From the evidence the court finds there was every prospect of a serious risk of injury arising from the use of this scaffold and that is what was suffered by this 19 year old apprentice when the scaffolding tipped and he fell from it some four metres to the concrete ground . He suffered injuries including a wasting of the right leg requiring him to wear a built-up shoe, fractures of the left wrist and a fracture of the left heel. Evidence further reveals this apprentice in electrical mechanics has been unable to complete his electrical qualification and has lost his apprenticeship.
12 This breach reflects an element of "reasonable foreseeability". As Walton J, Vice President, in Department of Mineral Resources of New South Wales (Chief Inspector B R McKensey) v Kembla Coal and Coke Pty Ltd (unreported, IRC142 of 1998, 16 August 1999) said (at 37):
Whilst the reasonable forseeability of an accident may not be relevant to the question of liability under the Act (see Drake Personnel Ltd t/as Drake Industrial v WorkCover Authority of New South Wales (Inspector James Swee Ch'ng , Matter No IRC 3064 of 1997, 12 August 1999 at 39), the degree of foreseeability is a significant factor to be taken into account when assessing the level of culpability of the defendant. The existence of a reasonably foreseeable risk to safety which is likely to result in serious injury or death is a factor which will be relevant to the assessment of the gravity of the offence: see Camilleri's Stock Feeds (at 700); James Moore v Vibro-Pile (Aust) Pty Ltd (unreported, Hungerford J, CT96/1163, 28 May 1997, at p17) and The University of Sydney (at 16).
13 The gravity of the offence is also demonstrated by the simple and straight forward steps the defendant was able to take to remedy the defects to the scaffold. (See WorkCover Authority of New South Wales (Insp Piggott) v Capral Aluminium Ltd (unreported, Schmidt J, 14 May 1998; WorkCover Authority of NSW (Insp Callaghan) v Saunders Constructions Pty Ltd (unreported, Maidment J, CT93/1062, 26 November 1993)). This scaffolding was pre-fabricated and it was able to be disassembled and then reassembled in accordance with the Australian standard by the simple act of dismantling and re-assembling and placing the stairs inside the scaffold to assure balance.
14 Three senior workers on site were aware of the instability and the safety sign directly indicated the ladder be placed inside instead of outside the scaffolding: both are factors which persuade the court that it was very proper for the defendant to acknowledge its breach by the plea of guilty.
15 The strict nature of the duty imposed by the Parliament upon this defendant corporation to workers entering its workplace reveals the importance the legislature has placed on health, safety and welfare in the workplace. I find an analysis of the objective features of this breach reveals there was an obvious and foreseeable risk to safety in the use of this scaffold against which appropriate measures were not taken, even though such measures were available and feasible.
16 The parties agree the present statutory maximum relevant to this offence was $550,000 but in addition the breach attracts the provisions of s51A of the Act for the imposition of an additional penalty given the defendant has been previously convicted of offences under this section of the Act. The imposition of an additional penalty thus increases the maximum penalty up to $825,000 (see Capral Aluminium Limited v WorkCover Authority of NSW).
17 The industrial record of the defendant corporation reveals the defendant has been prosecuted under the Act on a number of matters and convicted for breaches under s16(1) of the Act. Some of those breaches must be perceived as serious given the level of penalty that was ordered against the defendant (see consideration of prior convictions in WorkCover Authority of NSW (Insp Sheppard) v The State Rail Authority of NSW [2000] NSWIRComm179 (6 October 2000, Wright J, President).
18 However, some subjective features have been placed before the court for consideration in any assessment of penalty. The manager of the Corporate Safety Division of the State Rail Authority, Mr Jolly, presents the State Rail Authority Rail Safety Management Plan 1999, which plan clearly acknowledges there are now ongoing audits on this type of equipment at Endeavour Centre. Regular assessments are now conducted on the condition of all equipment and compliance checks are made in accordance with relevant safety standards. Workers are given training and updating as to the safe use of all equipment.
19 Further, the court has before it the "Passenger Fleet Maintenance Contractors Guidelines for Safety" which guidelines enunciate that contractors, such as the Rail Services Authority (now Rail Services Australia), have responsibilities for site induction and orientation, making every worker fully aware of any risks associated with the work environment or activities conducted at the work site. The contract does not negate the acknowledged absolute liability of the defendant corporation, the State Rail Authority, to provide a safe working site but it re-endorses the Authority's commitment to safe working and to assuring the court that it demands safe working practices from its contractors and its sub-contractors.
20 One further issue has been raised for consideration as to penalty. The defendant entered this plea of guilty on the filing of the amended summons on the first day of hearing. The matter had been set down for hearing for two days as a contested litigation and a plea of not guilty had previously been notified. The case had been listed before the Registrar on four separate occasions and before the court for mention on one occasion. When the matter was set down for hearing this court was told there would be two to three witnesses called by the defendant and up to seven witnesses called for the prosecution.
21 Recently the New South Wales Court of Criminal Appeal published a guideline judgment in R v Thomson; R v Houlton [2000] NSWCCA 309 in relation to the consideration a court should give to pleas of guilty entered by a defendant. The judgment (at paras 151-155) calls for a discount range in consideration of the utilitarian value to a plea of guilty as it assists in the administration of justice in NSW.
22 The defendant makes application to the court for consideration, in this matter, as to a discount on penalty because of the utilitarian value of its plea of guilty. As enunciated by Spigelman CJ, in Thomson's Case (at par 151- 155) and adopted by the Appeal Bench:
151 . . . That utilitarian value will vary from time to time and from one criminal justice system to another. Obviously there are common elements but there are also differences. The task of this Court is to identify a discount range which is appropriate and which will serve the public interests sought to be attained in New South Wales from encouraging early pleas of guilty.