[4] My personal Builder's Licence to which was the sole means through the company of obtaining contract work legally has also been cancelled by the Department of Fair Trading due to the fact that I was unable to renew the licence by the required due date because I had no funds to do so at the time.
59 In addition, Mr Gabrael also attached to his statement what can only be described as documentary evidence of default notices concerning a variety of matters including telephone accounts, workers compensation payments, credit card debts and a repossession notice in relation to the family home executed by the Bank of Queensland. There is also evidence of Small Claims proceedings against the defendant in the Magistrate's Court in Queensland.
60 None of the material was in anyway disputed on behalf of the prosecution and it is difficult to avoid any other conclusion but that Mr Gabrael is in the most straitened financial circumstances. As he stated, he has a wife and three children and, as best as I can determine, he simply has no assets on which he would be able to rely in order to pay any fine. As well, following the entry of his plea and the ultimate decision that I will make, he will have to bear a proportion of the prosecutor's assessed legal costs of these proceedings. They have been approximately estimated as between $12,000 to $20,000 with respect to all three defendants. That is a factor I am entitled to take into account in determining penalty: See Environment Protection Authority v Barnes [2006] NSWCCA 246 at [78] and [88].
61 Mr Achouh also claims that his financial position is somewhat limited and that, in his words, 'my business is not going well'. In support of this assertion he annexed a copy of the last Commonwealth Bank statement for his business (AHA Cement Rendering). That statement covers the period between 25 May 2007 and 2 January 2008 and discloses an ultimate balance of $5.51. Mr Achouh further deposed that his financial position is 'not good' and he does not own any property. He has two children, his wife does not work and they currently reside in rented accommodation.
62 Based on the above, one would conclude that Mr Achouh is also of limited financial means. Crucially, there were no current tax returns or bank statements for Mr Achouh personally.
63 In relation to a defendant's ability to pay, the Full Bench in WorkCover Authority of New South Wales (Inspector Mansell) v Jian Chen and Obing Pty Limited trading as Old But New (2004) 137 IR 33 said:
... where a defendant desires to plead incapacity to pay as a determinative issue in the imposition of penalty, it behoves the defendant to discharge the onus that such a submission invokes by placing before the Court all of the information it relies upon in support of that submission in order for the Court to give that information proper consideration in the exercise of its sentencing discretion.
64 In Mr Achouh's case, the provision of tax returns and/or accountant's reports together with current bank statements relevant to him personally would have shown a more complete overview of his current financial circumstances. In all the circumstances, however, I consider his financial position to be modest.
65 I have already commented on the financial position of Power Rise which is that I am unable to come to any conclusion based on the absence of any material before me other than that the defendant is not trading. In relation to Mr Gabrael, based on the material before me, which is also of somewhat limited assistance, I do accept that his financial position is in a critically adverse state. He advised that he is doing some work as a site supervisor, working some three days a week, earning $300 per day.
66 In Ferguson v Nelmac Pty Limited (1999) 92 IR 188 at 210, Wright J, President said:
... whilst I accept that the imposition of heavy fines would be a burden on the defendant and its financial resources and that consideration should be given appropriate weight on the question of penalty, it does not necessarily result in the Court not imposing a heavy penalty ... the penalty should reflect the objective seriousness of the offence.
67 There will be circumstances, however, where it is appropriate that the quantum of penalty imposed be reduced in light of a defendants limited means or impecuniosity. In the decision of Walton J, Vice President in WorkCover Authority of New South Wales (Inspector Farrell) v David Karl Schrader (2002) 112 IR 284 his Honour held at para [86]:
Having regard to the aforementioned authorities regarding the relevance of the financial means of a defendant, I shall significantly reduce the amount of the fine which would have otherwise been ordered to be paid by the defendant due to the defendant's limited means and impecuniosity.
68 In these proceedings in relation to Mr Gabrael and, to a lesser extent, Mr Achouh, I will reduce the defendants' fine because of their respective limited financial means.
69 In the determination of penalty, all the defendants are entitled to have taken into account the early pleas of guilty entered. In assessing the impact of those pleas, the Court is guided by the decision of R v Thomson; R v Houlton (2000) 49 NSWLR 383, the principles of which are well settled and need no elaboration.
70 By way of additional subjective features to be taken into account in favour of all the defendants, the prosecutor has acknowledged their full cooperation with WorkCover. Further, I accept that both Mr Gabrael and Mr Achouh have accepted responsibility for the circumstances of the accident involving Mr Elmobayad and that they are, in my view, properly contrite in relation to that.
Orders
71 Taking into account all of the matters I have referred to, I determine a penalty in these matters as follows: