24 August 2010
Li WANG v STATE OF NEW SOUTH WALES
Judgment
1 JUDGMENT of the COURT delivered by BASTEN JA: On 29 December 2008 Ms Li Wang ("the plaintiff") commenced proceedings in the Supreme Court against the State, seeking aggravated damages on account of psychological injury. She asserted that the injury was caused by the inaction and misconduct of police in response to a complaint of an assault on the plaintiff by her landlord, on or about 10 January 2004. (Her husband was also named as a plaintiff.)
2 On 10 March 2009 the State filed a notice of motion seeking to have the statement of claim dismissed generally, on the ground that it disclosed no reasonable cause of action, pursuant to the Uniform Civil Procedure Rules 2005 (NSW) ("UCPR"), r 13.4(1)(b). In the alternative, it sought an order that the statement of claim, as a pleading, be struck out, either because it disclosed no reasonable cause of action or because it had a tendency to cause prejudice, embarrassment or delay in the proceedings, pursuant to UCPR r 14.28(1)(a) and (b). As a third option, the State sought to have the statement of claim struck out on the basis that any causes of action were statute-barred under the Limitation Act 1969 (NSW). The plaintiffs filed a motion seeking leave to amend the statement of claim.
3 The motions came before RS Hulme J in the Common Law Division on 2 July 2009. His Honour held that neither the original statement of claim, nor the proposed amended statement of claim identified a cause of action known to the law for which damages might be obtained. His Honour ordered that the statement of claim be dismissed. He further ordered that the plaintiffs pay the defendant's costs.
4 On 23 July 2009 the plaintiffs filed a summons seeking leave to appeal. The leave application was listed separately from the proposed appeal and, on 14 October 2009, this Court granted leave: Wang v State of New South Wales [2009] NSWCA 340. The appeal should be upheld and, subject to strict conditions, the plaintiff should be given an opportunity to replead her claim.
Nature of pleadings
5 On the coversheet of the proceedings, two plaintiffs were identified. In this judgment, "the plaintiff" refers to Ms Wang, who was the subject of the assault and was identified as the first plaintiff in the statement of claim. In various parts, the pleading referred to the plaintiff (singular), meaning Ms Wang. However, the second plaintiff was identified as Mr Yu Liu, who was Ms Wang's husband. The statement of claim usually referred to him as "the plaintiff's husband", or by name; on occasion, the term "plaintiffs" was used in the plural. Mr Liu has since been appointed her tutor and has appeared both on his own behalf and on behalf of his wife in the proceedings in this Court. However, complaints of psychological harm are limited to Ms Wang. If anyone has a claim against the State, it would appear to be Ms Wang. One condition of the leave to replead, identified below, will be a restriction to pleading a claim on her behalf. Accordingly it is convenient to continue to refer to her as "the plaintiff".
6 Paragraphs 1 and 2 of the statement of claim may be treated as introductory. Paragraph 1 asserted that the proceedings were brought pursuant to a number of statutory provisions, including UCPR r 15.8, which provides:
" 15.8 Claims for aggravated damages
The particulars to be given by a pleading that claims aggravated compensatory damages must state the facts and circumstances on which the party pleading relies to establish that claim."
7 That is, of course, one of a number of rules which must be complied with in formulating a statement of claim. The action is not, in a legal sense, brought pursuant to that rule. A similar element of confusion attended the identification of further statutory provisions pursuant to which the action was said to be brought. These included the Police Act 1990 (NSW), s 7(a), (b), (c) and (h) and s 150(a) and (b). Those provisions read as follows:
" 7 Statement of values of members of NSW Police Force
Each member of the NSW Police Force is to act in a manner which:
(a) places integrity above all,
(b) upholds the rule of law,
(c) preserves the rights and freedoms of individuals,
…
(h) ensures that authority is exercised responsibly.
…
150 Information to be sent to complainant and Ombudsman
As soon as practicable after the investigation of a complaint has been concluded and a report of the investigation finalised, the Commissioner:
(a) if practicable, must consult with the complainant before making a decision concerning any action to be taken as a result of the complaint, and
(b) must provide the complainant with advice as to any action already taken, and as to the Commissioner's decision concerning any action to be taken, as a result of the complaint …"
8 The significance of these provisions is found in the final sentence of paragraph 1 of the pleading, which described the proceedings as being "on a claim for aggravated damages for personal injury for breach of statutory duty". Specific reference was made to these and other sections of the Police Act in the particulars identified in the claim.
9 Finally, paragraph 1 of the statement of claim asserted that it was brought pursuant to ss 43(1) and 43A(1) of the Civil Liability Act 2000 (NSW). As the primary judge noted (at p 3):
"One can understand how a non-lawyer, particularly one whose command of English is not perfect, could read more into those sections than they say when strictly construed. However, strict attention to their words makes it clear that the sections are designed to limit circumstances in which a breach of statutory duty giving rise to civil liability occurs. The sections do not purport to create any cause of action."
10 Section 43 of the Civil Liability Act is concerned particularly with a claim for civil liability based on a breach of a statutory duty by a public authority. Section 43A is concerned with proceedings for civil liability based on the exercise or failure to exercise a statutory power "of a kind that persons generally are not authorised to exercise without specific statutory authority": s 43A(2)(b). The section provides that no civil liability arises unless the act or omission was "so unreasonable that no authority … could properly consider the act or omission to be a reasonable exercise of, or failure to exercise, its power": s 43A(3). Section 43 imposes a similar limitation not found in the general law.
11 The key aspect of paragraph 1 is to be found in its reference to breach of statutory duty.
12 After referring to authorities supporting the proposition that "there is no relevant duty of care arising as an incident of police investigations", the primary judge noted that the plaintiff's case was "not in its terms confined to an action for negligence, rather does paragraph 1 of the document seem to suggest that it is an action for breach of statutory duty": Judgment, p 2. His Honour noted that the statutory duties in question pre-dated the authorities to which he had referred, which, inferentially, excluded the possibility of a cause of action based on breaches of statutory duties, as a particular of negligence, or as separate causes of action in their own right.
13 So understood, his Honour was entitled to find that the pleading failed to identify a reasonable cause of action. However, it is not appropriate to treat the pleading (particularly one filed by a litigant in person) as if it were limited by the reference to breach of statutory duty in the first paragraph. The original statement of claim ran to 15 paragraphs and should be read as a whole. Paragraph 2 identified the State as being sued in respect of conduct of the police officers. Paragraph 3 noted, in effect by way of background, that the plaintiff had been assaulted in her home by her landlord. The account which then followed in paragraphs 4-6 was that, the police having been contacted and Senior Constable Kennedy assigned to the case, Senior Constable Kennedy did not come to the plaintiff's home as he should have done, and falsified police records to indicate that he had. Subsequently, it was alleged that (par 5):
"Senior Constable Kennedy, in an attempt to cover up his mistake on 10 January 2004, intentionally:
a. Insulted the plaintiff and her husband to prevent any further actions/complaints.
b. Refused to establish a formal complaint regarding the assault.
c. Refused the plaintiff the services of an interpreter and led the plaintiff away from the front desk to a corner location to enable him to carry out his plan to deceive the plaintiff.
d. Deceived the plaintiff into signing a statement that was untruthful and opposite to the intentions of the plaintiff.
e. Used the false statement to cover up the fact that he did not establish the plaintiff's complaint against her assailant."
14 Despite those allegations, it appears that a charge was laid against the plaintiff's landlord, who was required to attend at Court. However, attempts by the plaintiff to discover the progress of the investigation and the case were said to have been unsuccessful and it was further alleged that Senior Constable Kennedy "intentionally severed contact with the plaintiff in a ploy to conceal the court date and therefore prevent the plaintiff's attendance as a witness": par 8. The pleading continued at par 9:
"11 June 2004 Senior Constable Kennedy, in a ploy to have the case dismissed by the Court intentionally:
a. Concealed evidence from the Court.
b. Provided misinformation to the Court (by stating that the subpoena was hand delivered to the plaintiff).
c. Deceived the presiding judge into believing that the plaintiff did not care to attend the hearing. After the presiding judge criticised the victim, the case was dismissed."
15 The complaint revealed by this pleading was clearly not based in negligence. Although, in the vernacular, it might be thought to involve breaches of duties imposed by statute on police, in terms it alleged intentional misconduct, which might constitute an intentional tort.