Is a reviewer's recommendation "a decision of an administrative character"?
31 We consider that there is a further reason to reject the Minister's submission that s 477(1) applies to the applications to the Federal Magistrates Court. The reviewer's assessment and recommendation was not a "migration decision" to which the 35 day time bar applied because it was not a "decision" for the purposes of the Act at all.
32 The Minister, in arguing that a reviewer's assessment and recommendation was a "decision of an administrative character made or proposed to be made…under the Act" within the meaning of s 474(2), relied upon the reasons of Gummow, Callinan and Heydon JJ in Griffith University v Tang (2005) 221 CLR 99 at 130-131 [89]. Their Honours said:
The determination of whether a decision is "made…under an enactment" involves two criteria: first, the decision must be expressly or impliedly required or authorised by the enactment; and, secondly, the decision must itself confer, alter or otherwise affect legal rights or obligations, and in that sense the decision must derive from the enactment. A decision will only be "made…under an enactment" if both these criteria are met. It should be emphasised that this construction of the statutory definition does not require that the relevant decision to affect or alter existing rights or obligations, and it will be sufficient that the enactment requires or authorises decisions from which new rights or obligations arise. Similarly, it is not necessary that the relevantly affected legal rights owe their existence to the enactment in question. Affection of rights or obligations derived from the general law or statute will suffice.
[Emphasis in original.]
33 In Plaintiff M61 at 351-352 [73] the High Court explained that the inquiries undertaken in the review process were made under the Act in consequence of the decision of the Minister to consider exercising his powers under ss 46A or 195A and for the purpose of informing the Minister of matters that were relevant to the decision whether to exercise those powers in favour of a claimant. Importantly, the High Court said at 350 [70]:
Exercise of the powers given by ss 46A and 195A is constituted by two distinct steps: first, the decision to consider exercising the power to lift the bar or grant a visa and secondly, the decision whether to lift the bar or grant a visa. The Minister is not obliged to take either step. Sections 46A(7) and 195A(4) expressly provide that the Minister does not have a duty to consider whether to exercise the relevant power. And ss 46A(2) and (3) and 195A(2) and (5) make plain that it is for the Minister personally to decide whether to exercise the relevant power.
[Emphasis in original.]
34 The Minister, as the only person with power to make a decision under ss 46A and 195A, is not bound by anything in the reviewer's assessment or recommendation. The Minister has no obligation to exercise the powers under ss 46A or 195A. Nor does he have any obligation to take the reviewer's assessment or recommendation into account in deciding whether, and if so how, to exercise those powers. In other words, the Minister is entitled to make, or not make, a decision regardless of the reviewer's assessment or recommendation.
35 The Department asserted in the letter notifying the applicant of the reviewer's assessment and recommendation that he had 35 days in which to seek judicial review. The Department appears to have assumed that each of a reviewer's assessment and recommendation was amenable to judicial review under s 476 of the Act as a decision which "confer[red], alter[ed] or otherwise affect[ed] legal rights or obligations": Tang at 130 [89]. That assumption was misconceived.
36 In Plaintff M61 at 353 [77] and 358-359 [100] the Court concluded that it was unnecessary to consider whether certiorari could be granted to quash a recommendation made by a reviewer. That was because, it held, in considering the exercise of power under either s 46A or s 195A "the Minister might, but need not, take account of the recommendations" made by a reviewer: at 359 [100].
37 In Ainsworth v Criminal Justice Commission (1992) 175 CLR 564 at 580-581 Mason CJ, Dawson, Toohey and Gaudron JJ discussed the status of a report made by a commission. A statute required the commission's report to be furnished to the chairman of a parliamentary committee, the Speaker of the Legislative Assembly and a minister. The report could be tabled in the Legislative Assembly. Their Honours said that the report had "the practical effect of blackening the appellants' reputations" (at 581). This led their Honours to grant declaratory relief as a remedy for the commission's failure to observe the requirements of procedural fairness in arriving at those adverse conclusions. But, significantly, their Honours explained why findings in such a report could not be quashed by certiorari as follows (at 580-581):
The function of certiorari is to quash the legal effect or the legal consequences of the decision or order under review. The report made and delivered by the Commission has, of itself, no legal effect and carries no legal consequences, whether direct or indirect. It is different when a report or recommendation operates as a precondition or as a bar to a course of action, or as a step in a process capable of altering rights, interests or liabilities. A report or a recommendation of that kind may be quashed, that is to say its legal effect may be nullified by certiorari. But the Commission's report is not in that category. The report may bear upon the appellants' prospects of obtaining licences under the Gaming Machine Act 1991 (Q) for that Act, in s. 3.3(1)(b)(ii) and (iii), makes reputation a matter to be taken into account in determining whether a licence should be granted. However, like the report considered in Reg. v Collins; Ex parte A.C.T.U.-Solo Enterprises Pty Ltd ((1976) 50 ALJR 471; 8 ALR 691), the report does not "legally affect ... rights", for it may be that the appellants will be granted such licence or licences under the Gaming Machine Act 1991 as they request "even ... in direct opposition to any recommendations [made] in it" (ibid at p 475; p 699) by the Commission. There being no legal effect or consequence attaching to the report, certiorari does not lie to correct the failure of the Commission to comply with its duty to proceed in a way that was fair to the appellants.
[Emphasis added, some references omitted.]
38 In Hot Holdings Pty Limited v Creasy (1996) 185 CLR 149 at 165 Brennan CJ, Gaudron and Gummow JJ said that if a final decision-maker was obliged to have regard to a preliminary decision or recommendation then this would establish the requisite legal effect on a person's rights to support the grant of certiorari; see too per Dawson and Toohey JJ (dissenting but not on the principle) at 180; see too The King v MacFarlane; Ex parte O'Flanagan and O'Kelly (1923) 32 CLR 518 at 527 per Knox CJ, 536-537 per Isaacs J, 569-570 per Higgins J, 577 per Rich J, 583-584 per Starke J. The latter case concerned a board established by s 8A of the Immigration Act 1901 (Cth) with the function of making a recommendation to the Minister as to whether a person should be deported. If the board made a positive recommendation for the person to be deported, then the Minister had a statutory discretion to order his or her deportation. As Knox CJ said of the board (at 527) in a passage referred to with approval by Dawson and Toohey JJ in Ainsworth (at 180):
It has no power by its determination to impose any obligation on any person or to affect any person's rights. Its sole function is to recommend - i.e., to advise the Minister - whether the prosecutor should or should not be deported. Its recommendation has no binding force, imposes no obligations, and affects no rights. If it recommends deportation, the Minister is at liberty to act, or to refrain from acting, on the advice given.
[Emphasis added.]
39 What Knox CJ said is apposite in respect of a reviewer's assessments and recommendations. A reviewer's assessment and recommendation have no statutory or other legal force. They came into existence because the Minister sought that information to inform his consideration of the exercise of his powers. The Minister was not bound to act on the assessment or recommendation; he did not even have to take them into account at any stage of his consideration, and he did not have to make a decision even if the recommendations had been favourable to the applicants. A reviewer's assessment and recommendation cannot be characterised as "a decision of an administrative character made or proposed to be made…under [the] Act" within the meaning of s 474(2) of the Act.
40 The conduct to which the inclusive definition in s 474(3)(h) refers must still have the character required in s 474(2) of "a decision of an administrative character made [or] proposed to be made … under this Act". Ordinarily, merely procedural steps in the course of arriving at a substantive determination lack the quality of a decision. As Mason CJ said in his celebrated judgment in Australian Broadcasting Tribunal v Bond (1990) 170 CLR 321 at 342:
[T]here is a clear distinction between a "decision" and "conduct" engaged in for the purpose of making a decision. A challenge to conduct is an attack upon the proceedings engaged in before the making of the decision.
41 And in Tang at 128 [79]-[80], Gummow, Callinan and Heydon JJ said:
79 The decision so required or authorised must be "of an administrative character". This element of the definition casts some light on the force to be given by the phrase "under an enactment". What is it, in the course of administration, that flows from or arises out of the decision taken so as to give that significance which has merited the legislative conferral of a right of judicial review upon those aggrieved?
80 The answer in general terms is the affecting of legal rights and obligations. Do legal rights or duties owe in an immediate sense their existence to the decision, or depend upon the presence of the decision for their enforcement …?
[Emphasis in original.]
42 To avoid doubt, s 474(7) of the Act provides that a decision by the Minister under s 195A is a privative clause decision. Curiously, the Act is silent as to whether the same applies to a decision under s 46A; but it is unlikely that the Parliament intended a decision under s 46A to fall outside its apparent nature of a decision of an administrative character made under the Act; and no party contended for such a result.
43 The important point for present purposes is that it would be an odd result if serial challenges were available in respect of every step in the processes leading to a decision under s 46A, where those processes had no legal force. To conclude that each such step is deemed to be a privative clause decision by an expansive construction of s 474(3)(h) would be to ignore its absence of legal effect and would not serve any useful purpose. The Minister's reliance on s 474(3)(h) as supporting his argument that the reviewer's assessment and recommendation amounted to a privative clause decision must be rejected.
44 The Minister can ignore entirely a reviewer's assessment and recommendation. However, as in Plaintiff M61 at 358-360 [99]-[104], declaratory relief and, perhaps, an injunction would be an appropriate remedy to ensure that the Minister understands that a assessment or recommendation is affected by demonstrable error if he or she were otherwise minded to act upon them. In this regard, to say that the assessment and recommendation of the review was not an administrative decision is not to say that the review process was not required to be fairly and lawfully conducted. As the High Court explained in Plaintiff M61 at 353-356 [76]-[78]:
76 Contrary to the submissions of the Commonwealth and the Minister, the Minister's decision to consider whether power should be exercised under either s 46A or s 195A directly affected the rights and interests of those who were the subject of assessment or review. It affected their rights and interests directly because the decision to consider the exercise of those powers, with the consequential need to make inquiries, prolonged their detention for so long as the assessment and any necessary review took to complete. That price of prolongation of detention is a price which some claimants may have paid without protest. After all, they sought entry to Australia and this was the only way of achieving that end. And they claimed that return to their country of nationality entailed a real risk of persecution. But even if it were the fact that individuals were content to have detention prolonged, that must not obscure that what was being done, for the purposes of considering the exercise of a statutory power, had the consequence of depriving them of their liberty for longer than would otherwise have been the case.
77 Because the Minister was not bound to exercise power under either s 46A or s 195A, no matter what conclusion was reached in the assessment or review, it cannot be said that a decision to consider exercising the power affected some right of the offshore entry person to a particular outcome. The offshore entry person had no right to have the Minister decide to exercise the power or, if the assessment or review were favourable, to have the Minister exercise one of the relevant powers in his or her favour. Nonetheless, once it is decided that the assessment and review processes were undertaken for the purpose of the Minister considering whether to exercise power under either s 46A or s 195A, it follows from the consequence upon the claimant's liberty that the assessment and review must be procedurally fair and must address the relevant legal question or questions. The right of a claimant to liberty from restraint at the behest of the Australian Executive is directly affected. The claimant is detained for the purposes of permitting the Minister to be informed of matters that the Minister has required to be examined as bearing upon whether the power will be exercised.
78 The Minister having decided to consider the exercise of power under either or both of ss 46A and 195A, the steps that are taken to inform that consideration are steps towards the exercise of those statutory powers. That the steps taken to inform the consideration of exercise of power may lead at some point to the result that further consideration of exercise of the power is stopped does not deny that the steps that were taken were taken towards the possible exercise of those powers. Nor does it deny that taking the steps that were taken directly affected the claimant's liberty. There being no exclusion by plain words of necessary intendment, the statutory conferral of the powers given by ss 46A and 195A, including the power to decide to consider the exercise of power, is to be understood as "conditioned on the observance of the principles of natural justice". Consideration of the exercise of the power must be procedurally fair to the persons in respect of whom that consideration is being given. And likewise, the consideration must proceed by reference to correct legal principles, correctly applied.
[Footnotes omitted, bold emphasis added.]
45 In the cases of present concern, the applicants have sought an injunction to prevent the Minister or his officers taking into account the reviewer's assessments and recommendations in any future consideration of the exercise of the powers under s 46A. Their applications for that relief enlivened the jurisdiction of the Federal Magistrates Court conferred by s 476(1) of the Act . That jurisdiction, it must be understood, is relevantly, the same as that of the High Court under s 75(v) of the Constitution. It is a jurisdiction the exercise of which the Courts are not astute to confine.