SZ v Regina
[2007] NSWCCA 19
At a glance
Source factsCourt
Court of Criminal Appeal (NSW)
Decision date
2007-02-07
Before
Simpson J, Howie J, Buddin J
Source
Original judgment source is linked above.
Judgment (7 paragraphs)
The application 34 The sole ground of appeal is that "the overall sentence is manifestly excessive". When refined the submission is that the starting point for the sentences imposed in respect of the two offences of on-going supply was too high. As I have already observed, the sentencing judge indicated that the starting point for those offences, before the discounts were applied, was 12 years and 10 years respectively. 35 In support of that proposition the applicant placed considerable emphasis upon the decision of this Court in R v Cheikh; R v Hoete [2004] NSWCCA 448. Cheikh was one of the managers of a methylamphetamine supply operation with joint responsibility for the conduct of the enterprise. He pleaded guilty to four offences of on-going supply and five further offences of a similar nature were taken into account on a Form 1 document. His offending conduct spanned more than 7 months. The operation was extensive and involved the use of a number of runners. Giles JA (with whom Levine J agreed) found that the conduct, whilst not falling within a worst case, was not far short of it. His Honour concluded that a starting point of not less than 12 years was called for and proceeded to re-sentence the respondent, following a successful Crown appeal, using that figure as a benchmark. 36 Reference was also made by counsel for the applicant to the schedule of cases which is attached to the judgment of Giles JA in Cheikh. The applicant acknowledged the limitations of seeking to rely upon what are said to be comparable cases: see R v Morgan (1993) 70 A Crim R 368; R v Trevenna (2004) 149 A Crim R 505. Nevertheless the submission was advanced that those cases, which involved much more serious instances of offences of the present kind, demonstrated "that the starting point for sentence in this case was outside of a legitimate discretionary range". 37 In R v Kairouz [2005] NSWCCA 247 Wood CJ at CL, with whom Grove and Rothman JJ agreed, observed that s 25A of the Drug Misuse and Trafficking Act 1985 (NSW) was designed to target "the business of supplying prohibited drugs and it is the magnitude of that operation, rather than the individual supplies which is of importance". See also R v Smiroldo (2000) 112 A Crim R 47; R v Giang [2005] NSWCCA 387. It is clear from the evidence that the applicant was engaged in a professional commercial operation. The way in which the premises from which he operated had been fortified only served to emphasise the steps to which the applicant was prepared to go in order to protect his illicit business. 38 It was also necessary for the sentencing judge to have regard to the offences on the Form 1 document when imposing sentence in respect of the first offence. Those offences were themselves far from trivial. They related to the discovery of a very large number of items in the applicant's possession at the time of his arrest which included a gas cooker, a cutting saw, an orbital sander, snow skis, cordless drills, tool sets, numerous mobile phones, security sensors, an air-conditioning unit and jewellery. The magnitude of the enterprise can be gleaned from the following observation which appears in the Statement of Facts. Due to the sheer volume of property seized it is difficult to estimate a monetary value of the items recovered, however it is likely to be hundreds of thousands of dollars. 39 Furthermore, the applicant was on bail at the time of his arrest in respect of offences for which, as I have said, he was subsequently sentenced in Wollongong Local Court. 40 Notwithstanding these features of the case, I accept the submission that the starting point or notional sentence for the first two offences, and particularly the first offence, was too high. Although as the authorities make plain, the quantity of drugs involved in any particular matter does not of itself determine the objective gravity of the offence, it is pertinent to deserve that the total quantity of drugs supplied as a result of the two offences was 4.5 grams, which is not in the scheme of things, a particularly large quantity. However, in assessing the contention that the sentences imposed were manifestly excessive, it is important to focus upon the sentences actually imposed rather than upon the starting point or notional sentence. As I have already remarked, the sentences were reduced by a combined discount of 62.5%. Not only did counsel for the applicant make no complaint about the extent of the discount but during the course of oral argument sought to justify it as being an appropriate exercise of the sentencing discretion. 41 The material concerning the assistance which the applicant has provided to authorities, and that which he has promised to provide in the future, has been placed before this Court. Clearly the evidence which he is in a position to give is important to the prosecution of another person in respect of very serious offences. Its significance lies primarily in the fact that it is corroborative of evidence which another witness has already indicated that he will give. His Honour found that the applicant was, and was likely to remain, serving his sentence in particularly onerous conditions. See generally R v Durocher-Yvon (2003) 58 NSWLR 581; R v Mostyn (2004) 145 A Crim R 304. His Honour also found that the applicant may be permanently at risk of reprisals. 42 The applicant was entitled to a discount, in addition to a discount for his pleas of guilty, for his assistance to the authorities: Crimes (Sentencing Procedure) Act 1999 (NSW) s 21A(3)(m); York v R (2005) 221 ALR 541. In assessing the extent of any such discount a sentencing judge is bound to consider the matters set out in s 23 of the Act. 43 In R v El Hani [2004] NSWCCA 162 this Court considered the approach to be taken in cases where there is both a plea of guilty and assistance to the authorities. Howie J, with whom Simpson and Bell JJ agreed, made the following observations: Prior to R v Thomson and Houlton (2000) 49 NSWLR 383 it was the almost invariable practice for a sentencing judge to indicate that a single discount was being given for both the plea and the assistance. This was because there is a significant overlap between the factors reflected by the plea, contrition, rehabilitation and assistance. In R v Gallagher (1991) 23 NSWLR 220 at 227-228 Gleeson CJ said: …………..It must often be the case that an offender's conduct in pleading guilty, his expressions of contrition, his willingness to co-operate with the authorities, and the personal risks to which he thereby exposes himself, will form a complex of inter-related considerations, and an attempt to separate out one or more of those considerations will not only be artificial and contrived, but will also be illogical. After referring to a number of authorities concerned with the specification and quantification of a discount for assistance and the requirements of s 21E of the Crimes Act , the Chief Justice stated, at 230: A judge who extends leniency on the ground here in question should say that this is being done and why. However, I am of the view that, subject always to any relevant statutory requirement, a sentencing judge is entitled, but not obliged, to give a discrete quantifiable discount on the ground of assistance to authorities, provided it is otherwise possible and appropriate to do so. For reasons earlier stated, there may be many cases in which it is either impossible or inappropriate to take that course. Even in cases where, as a matter of legitimate discretionary decision, a judge decides to give a specified discount it is essential to bear in mind that what is involved is not a rigid or mathematical exercise, to be governed by "tariffs" derived from other and different cases but, rather, one of a number of matters to be taken into account in a discretionary exercise that must display due sensitivity towards all the considerations of policy which govern sentencing as an aspect of the administration of justice. … The guideline judgment in Thomson and Houlton was not intended to change the established practice in that regard. The guideline specifically recognised at [160(ii)] that, in cases involving assistance to the authorities, a single combined quantification of a discount for both the plea and assistance "will often be appropriate". … The range of discount normally appropriate for assistance has been held to be 20 per cent to 50 per cent. The cases usually cited for support for such a range include Cartwright (1989) 17 NSWLR 243 and R v Chu (NSWCCA, unreported, 16 October 1998). In Chu the Chief Justice noted that English authorities supporting a range up to two-thirds had not apparently been followed in this State. It should be noted that Cartwright and Chu were both decided before Thomson and Houlton and were cases where the discount for assistance included the benefit to be received for a plea of guilty. (pars 66-7, 69. 71) 44 I would endorse his Honour's remarks notwithstanding the fact that the last sentence, as counsel for the applicant correctly pointed out, contains a factual error. It is apparent that in neither Cartwright nor Chu was there a plea of guilty. 45 It should also be observed that the first passage from Gallagher which his Honour cited, received the specific approval of a majority of the High Court (Gaudron, Gummow and Hayne JJ) in Wong v The Queen (2001) 207 CLR 584. See also Markarian v The Queen (2005) 79 ALJR 1048 at 1057-8. 46 In R v Sukkar [2006] NSWCCA 92, Latham J (with whom McClellan CJ at CL and Howie J agreed) said: The gravamen of the Crown's complaint on this appeal resides in the quantification of a composite discount of 45 percent in order to take account of the respondent's plea of guilty and his assistance to authorities. … While there is no fixed tariff for assistance to the authorities, discounts customarily ranged between 20 percent and 50 percent. There have been comparatively rare cases where a discount in the order of 55 percent or 60 percent has been given. Generally speaking however, a discount of 50 percent is regarded as appropriate to assistance of a very high order. No doubt, that is in part a reflection of the principle that a discount for assistance must not produce a result which is disproportionate to the objective gravity of a particular offence and the circumstances of a particular offender. … Bearing these considerations firmly in mind, I regard a discount of 45 percent as excessive in the circumstances of this case. The respondent's assistance could not, in my view, be characterised as assistance of a very high order. …I consider that a composite discount of 35 percent would have been appropriate to the recognition of both the respondent's plea of guilty and his assistance to the authorities, such as it was. (pars 50,54,56) 47 Howie J made the following additional observations: As Latham J points out, the discount for assistance reflects a number of considerations that impact upon the sentence to be imposed upon the offender. One factor has traditionally been that a person giving assistance will normally be at risk within the gaol environment and, therefore, may need protection for a substantial part, if not all, of the term of the sentence. When this Court has expressed the view that the appropriate range for the plea of guilty and assistance is between 20 and 50 per cent, that range has been formulated on the basis that some reduction was due, not only to encourage others to give information to the authorities but also "to compensate them for the more difficult conditions under which they will inevitably have to serve their sentences as a result of having given that information", see R v Cartwright (1989) 17 NSWLR 243 at 250. … It seems to me that the courts should now acknowledge the reality of the situation and reduce the range of discount to reflect the fact that one of the bases of the discount is no longer generally applicable. In my opinion discounts for a plea and assistance of more than 40 per cent should be very exceptionally, if at all, granted in a case where there is no evidence that the offender will spend the sentence, or a substantial part of it, in more onerous conditions than the general prison population. It should now be accepted that an offender who has provided assistance will not necessarily be disadvantaged in the prison system and, if the offender wishes to assert otherwise, he or she should lead evidence of that fact. (pars 3,5) 48 The observations to which I have just referred were cited with approval in CTC v Regina [2006] NSWCCA 263 and in R v Pham [2006] NSWCCA 288. See also generally R v Pang (1999) 105 A Crim R 474; R v MacDonnell (2002) 128 A Crim R 44; R v Patison (2003) 143 A Crim R 118 per Carruthers J at pars 73-83 and R v Hovan [2005] NSWCCA 179. 49 It is critical that a sentencing judge pay due regard to s 23(3) of the Crimes (Sentencing Procedure) Act 1999. In R v NP [2003] NSWCCA 195, Simpson J, with whom Greg James J agreed, said: The result of the rigorous application of what have become relatively standardised discounts (especially where a considerable discount for a plea of guilty is added to an even more considerable discount for significant assistance) can, on occasion, cause a sharp intake of breath, but that is the result of the application of correct and established legal principle. The result can appear to be disproportionate to the offence(s). Sentencing judges (as in this case) have to balance the need to impose proper punishment with the need to recognise the benefits to the criminal justice system gained by pleas of guilty and assistance to authorities. The correct balance is not always easy to achieve.