Grounds 4 and 6
28 In substance the fourth ground of appeal was that the sentence imposed failed to adequately reflect the discount the Applicant was entitled to for his assistance. The sixth ground of appeal was that a lesser sentence was warranted in law and, having regard to the way in which his Honour approached the matter, it is preferable to deal with these matters together.
29 His Honour took the view that an appropriate starting point for the sentence to be imposed on the Applicant was one of imprisonment for 16 years. As has been indicated his Honour took the view that a discount of 15% should be allowed for the Applicant's plea. His Honour went on to say that for assistance to the authorities:-
"In my opinion a discount of the order of 50% would be justified. However, in terms of s23(3) of the Crimes (Sentencing Procedure) Act, that in my opinion would result in a sentence unreasonably disproportionate to the nature and circumstances of the offence. Accordingly, there should, in my opinion, be some upward adjustment."
30 As has been said, the sentence imposed was imprisonment for a term which included a non-parole period of 6 years and a total term of 8 years. Comparison of this with his Honour's starting point of 16 years indicates that the combination of discounts allowed for the Applicant's plea and assistance was 50% of that 16 years. A deduction of the 15% his Honour indicated he allowed for the plea indicates that the discount allowed for assistance was 35% of his starting point of 16 years or about 41% of the result of discounting that figure for the Applicant's plea.
31 Complaint is made about his Honour's approach of "upward adjustment" but there is no substance in this. Section 23 to which his Honour referred provides:-
"(1) A court may impose a lesser penalty than it would otherwise impose on an offender, having regard to the degree to which the offender has assisted, or undertakes to assist, law enforcement authorities in the prevention, detection or investigation of, or in proceedings relating to, the offence concerned or any other offence.
(2) …
(3) A lesser penalty that is imposed under this section in relation to an offence must not be unreasonably disproportionate to the nature and circumstances of the offence."
32 Section 22 should be mentioned for completeness. So far as is relevant, it provides:-
(1) In passing sentence for an offence on an offender who has pleaded guilty to the offence, a court must take into account:-
(a) the fact that the offender has pleaded guilty, and
(b) when the offender pleaded guilty or indicated an intention to plead guilty,
and may accordingly impose a lesser penalty than it would otherwise have imposed.
33 Section 23(3) obviously imposes a restriction or limit on the discount that can be allowed under the section. By reason of the sub-section a court may feel disentitled to give a discount as large as the court would otherwise have done. Whether in these circumstances the court reduces the discount or simply makes "an upward adjustment" from the figure arrived at by applying the full discount is utterly immaterial.
34 Putting that issue aside, a logical starting point in any consideration of these grounds is the determination of the sentence or possibly the range of sentences which would be appropriate for the Applicant's offence in circumstances where there was no plea of guilty or assistance to the authorities. In that determination the appropriate starting point is the relevant terms of the Drug (Misuse and Trafficking) Act. In the case of methylendioxemethylamphetamine (MDMA) which was the drug involved in the Applicant's offending:-
(i) Where the amount is not less than 0.5kg (a large commercial quantity) the maximum penalty is life imprisonment and/or 5000 penalty units
(ii) Where the amount is not less than 0.125kg (a commercial quantity) the maximum penalty is 20 years imprisonment and/or 3500 penalty units
(iii) Where the amount is not less than 1.25gms (an indictable quantity) and the matter is dealt with on indictment, the maximum penalty is 15 years imprisonment and/or 2000 penalty units.
35 The 3.1 kgs the subject of the charge against the Applicant was thus more than six times the 0.5 kilograms which Parliament saw fit to specify as the dividing line between commercial and large commercial quantities and approximately 24 times that which Parliament saw fit to specify as the dividing line between indictable and commercial quantities.
36 In addition to the statutory provisions it is also appropriate to bear in mind that, other things being equal, doubling the quantity is calculated to double the illegal profits for the principals engaged in drug dealing activity and if not to double, at least substantially increase the harm against which the relevant statutory provisions are directed and examples of which appear regularly in the courts.
37 The Applicant's offence rendered him liable to imprisonment for life. Uninstructed by authority I would have thought an appropriate starting point in any decision as to the sentence to be imposed upon the Applicant was that, or similar to that, which his Honour adopted. Twenty years is the term thought by Parliament appropriate for a worst case of a commercial quantity. Of course such a penalty would not in the ordinary course be imposed upon anyone involved in such a quantity who was not a principal in the operation and it is clear that the Applicant's role, while substantial, was significantly lower than this. However, operating in the other direction is the fact that the quantity with which he was involved was very substantially higher than the top of the commercial quantity range - six times as great.
38 As has been said, during the course of the submissions before Judge Patten, counsel appearing for the Applicant sought to rely on certain parts of one of the induced statements as setting out "the personal circumstances relating to (the Applicant) and how he became involved in this matter". Specific reference was made to a passage to the effect that the Applicant was expecting to be paid $20,000 to $30,000 as a commission for his activities.
39 Judge Patten did not say whether or not he accepted the assertion. It was not on oath. It was not capable of being tested in the proceedings before Judge Patten and it concerned the matter about which the Crown could not reasonably be expected to have any knowledge. Counsel's use of the statement means that one is able to conclude that the Applicant's likely reward was no less than the amount he had indicated. However, I do not need to rely on this. Commonsense would indicate that the Applicant was carrying out his activities for some reward - a matter also evidenced by the remission of $29,300 to a bank account in his name. Given the limited purpose for which I seek to use this fact, it does not matter that those moneys were presumably derived from activities other than the supply of the drugs the subject of the specific charge.
40 I do not ignore the fact that this was the Applicant's first offence. However, it was a naked commercial enterprise on his part deliberately undertaken for the rewards he thought it would bring. These factors are regarded as aggravating - Olbrich v R (1998) 45 NSWLR 538 at 544; R v Traicioni (1990) 49 A Crim R 417 at 419; R v Ramos [2000] NSWCCA 189 at [12]; R v Hameed [2001] NSWCCA 287 at [34]; R v Clark (unreported, CCA, 15 March 1990). The fact that an offender in the field of drug supply has a clean record is traditionally given less weight than in other fields and in my view this is certainly appropriate where the offending is constituted by conscious criminality undertaken for reward. Nor do I forget the suggested motivation of obtaining money to pay for his sibling's dialysis. There is in my view quite insufficient information upon which one could regard that, matter as entitled to any weight by way of mitigation.
41 For the purposes of determining this appeal, I have given consideration to a number of cases in the Court of Criminal Appeal which may provide an indication of the range of sentences generally imposed for offences similar to that committed by the Applicant. Most of these concern simple amphetamine rather than ecstasy but, providing allowance is made for the fact that a large commercial quantity of amphetamine is not less than 1 kilogram whereas a large commercial quantity of ecstasy is not less than 500 grams, and the bottom limits of commercial quantities display similar differences, I regard the amphetamine cases as comparable. There are far fewer cases concerning large quantities of ecstasy.
42 I have previously reviewed a number of these cases in Reardon (1996) 89 A Crim R 180 and see no need to repeat what I said there. Some later cases are referred to in a schedule hereto. It must be acknowledged that many of them are concerned with manufacture but, given the commercial nature of, and deliberation in, the Respondent's activities, I do not regard the fact of manufacture as in any significant extent a ground of differentiation.
43 Although I doubt if it is possible to reconcile all the sentences, when allowance is made for both the difference in drugs and quantities involved in the cases to which I have referred and in the statutory provisions, it does appear that, by comparison with all of the cases referred to in the immediately preceding paragraph, Judge Patten's starting point of 16 years was appreciably too high. Indeed the Crown Prosecutor virtually conceded as much.
44 As I have indicated, that was not my initial reaction. However, in the absence of detailed argument by the Crown seeking to support the 16 year figure, it seems to me that this is not the occasion to depart from the range of sentences displayed in the cases referred to in Reardon and in the Schedule hereto. By reference to that range, I am satisfied that Judge Patten's starting point was erroneously high and thus that error in the sentencing process is established.
45 In any determination of an appropriate starting point, account must be taken of the various matters relevant, including those referred to in s21A of the Crimes (Sentencing Procedure) Act. Given the limited ambit of contention within the written and oral submissions advanced in the appeal, it is unnecessary that I refer in any detail to these matters. Taking them into account, an appropriate starting point for the determination of the Applicant's sentence is 12 years.
46 I should add that, before arriving at that conclusion, I have also had regard to the Judicial Commission Statistics in respect of offences committed before 1 February 2003 (when the Standard Non-Parole legislation came into effect). The statistics relating to amphetamines and non-consecutive terms show (subject to their usual rounding):-
(i) that of 17 cases involving the supply of a large commercial quantity, 6 offenders received sentences the total term of which exceeded 7 years, 2 received sentences of 10 years and there were no longer sentences.
(ii) Of 8 offenders sentenced in respect of knowingly take part in the supply of a large commercial quantity, 2 offenders received a sentence of 6 years and the only higher sentence was of 8 years, imposed on one offender.
(iii) Of 49 offenders who were sentenced to prison for the offence of supply of a commercial quantity, only 8 received sentences of over 5 years and the highest sentence was of 9 years, imposed on only 1 offender.
(iv) Of 15 offenders sentenced in respect of knowingly take part in the supply of a commercial quantity, 4 offenders received a sentence of 4 years and the only higher sentence was of 6 years imposed on 1 offender.
47 The pattern relating to amphetamines and both consecutive and non-consecutive terms is not dissimilar.
48 The statistics relating to amphetamines and non-consecutive terms show:-
(i) that of 15 cases involving the supply of a large commercial quantity, 5 offenders received sentences the total term of which exceeded 7 years, including 1 who received a sentences of 10 years and there were no longer sentences.
(ii) Of 2 offenders sentenced in respect of knowingly take part in the supply of a large commercial quantity, both received a sentence of 30 months.
(iii) Of 8 offenders who were sentenced to prison for the offence of supply of a commercial quantity, only 2 received sentences of over 3 years and the highest sentence was of 6 years, imposed on only 1 offender.
(iv) In the case of 3 offenders sentenced in respect of knowingly take part in the supply of a commercial quantity, the sentences imposed were 18 months, 36 months and 42 months.
49 The pattern relating to ecstasy and both consecutive and non-consecutive terms is not dissimilar.
50 The statistics to which I have referred, reveal nothing concerning the facts of individual cases, not even whether the sentences recorded reflect discount for assistance. Nor, within the range of an offence, do the statistics indicate quantities. The statistics are thus of, at most, limited assistance. However they certainly raise the question whether there has not been systematic leniency in this area. To pick but one feature by way of example, it seems to me surprising that of 16 cases involving the supply of a large commercial quantity of ecstasy and 21 cases involving the supply of a large commercial quantity of amphetamines, only 4 should have resulted in sentences (consecutive and non-consecutive) of 10 years and there are none where an offender has received more than half the maximum penalty for the supply of (merely) a commercial quantity.
51 With the concurrence of the other members of the Court I expressed a similar view in Smiroldo (2000) A Crim R 47 at [21]. See also at [8]. However I need not pursue this. I am content to decide this appeal by reference to the cases to which I have referred.
52 I turn then to the topic of assistance. In R v Cartwright (1989) 17 NSWLR 243 the discount given for assistance was variously described as extensive and full and frank. A discount of 50% was allowed to an offender who had pleaded not guilty. In R v Chu (unreported, CCA 16 October 1998), this Court indicated that the discount given for assistance in New South Wales, with few exceptions, customarily ranges from 20% to 50%. The Court did not consider the inter-relationship between assistance and a plea of guilty. In R v El Hani [2004] NSWCCA 162 at [72]. Howie J, with whom Simpson and Bell JJ agreed, said that he doubted that a discount for assistance could amount to 50% or more, if given in addition to a discount for a plea. In R v PG [2001] NSWCCA 231 (a 2 judge bench), the offender's assistance was described by the sentencing judge as "quite extraordinary" and in this Court as "exceptional". Nevertheless, it was held that the discount for the plea and assistance should remain at the 50% allowed at first instance and not be increased to 60%. In S (2000) 111 A Crim R 225 the assistance was regarded as "of extremely high value and had the result of putting the offender's life at risk" and it was accepted that that risk existed even though the offender was in strict protection.
53 There are, of course, cases where a greater discount (or greater discounts) have been allowed - see e.g. R v Redward (unreported, CCA, 19 March 1992) and R v NP [2003] NSWCCA 195 where it was pointed out that discounts for a plea and assistance should not simply be added, but the discount for assistance should be applied to the result after the discount for a plea had been allowed. I confess I rather doubt that that is the only way that the discounts for these 2 matters can be applied but it is certainly important in any case to be conscious of both their separate and combined impact. As has been said, the discount allowed for the Respondent's assistance, although 35% of the starting point of 16 years, was approximately 41% of the figure arrived at by discounting the 16 years by 15% for the Applicant's plea (13.6 years).
54 And whatever that impact, there remains the requirement of s23(3). The section recognises that the result of applying a discount for assistance may be disproportionate to the nature and circumstances of an offence but says that the result must not be unreasonably so. When recognition is given to the evils at which the Drug (Misuse and Trafficking) Act is directed, the conduct in which the Applicant was engaged represented a very substantial assault on the welfare of the community. In my view, and subject to acceptance of his Honour's starting point and the 15% his Honour allowed for the Applicant's plea, there was no error on the part of his Honour in limiting the effect of the discount for assistance so that the result was a sentence of no less than his starting point.
55 I have reached the view that a proper sentence absent any discounts would be 12 years. Less 20% for the Applicant's plea the result is 9.6 years. Applying a discount of approximately 41% to that, the result is approximately 5 years and 8 months.