Section 9(3) Criteria
17 I turn to consider factors referred to in s.9(3) of the Act, for the limited purpose required on a preliminary hearing. I will refer to a number of these factors, out of their statutory order.
18 Section 9(3)(h) requires the Court to consider the Defendant's criminal history, including prior convictions and findings of guilt in respect of offences committed in New South Wales or elsewhere and any pattern of offending behaviour disclosed by that history. The Court is assisted by helpful written submissions provided by the Plaintiff which summarise material contained in the supporting documentation with respect not only to the Defendant's criminal history, but to other features which arise for consideration under s.9. I will, from time to time, refer to parts of those submissions which I am satisfied accurately summarise the supporting documentation.
19 The Defendant was born in 1975 and is now 33 years of age. He has convictions in the State of Queensland in 1998 for offences including aggravated indecent dealing with a child under 12 years and maintaining an unlawful relationship of a sexual nature with a child under 12 years. It is not presently necessary to outline the details of the offences for which the Defendant came to be sentenced. It is sufficient to note that sentences of imprisonment were imposed in Queensland in 1998 for those offences.
20 In 2002, the Defendant was sentenced to a term of three months imprisonment for breaching his obligations under the Child Protection (Registration of Offenders) Act 2000, in that he applied for child related employment whilst being a prohibited person.
21 In 2003, he was sentenced in the District Court in this State by his Honour Judge Nield for three counts of persistent sexual abuse of a person under the age of 16 years. He was sentenced to imprisonment for six years with a non-parole period of four years and three months. A Crown appeal against the suggested inadequacy of that sentence was dismissed by the Court of Criminal Appeal on 2 July 2004: R v Manners [2004] NSWCCA 181.
22 The judgment of the Court of Criminal Appeal summarises the offences committed by the Defendant leading to the imposition of those sentences. It was accepted by the sentencing judge that the Defendant was appropriately classified as a paedophile who is sexually attracted to prepubescent girls, and that his pattern of offending reflected such a condition. His Honour Judge Nield made findings about the nature of the Defendant's offences which demonstrated grooming of the victim and an element of manipulation on the part of the Defendant. The Court of Criminal Appeal dismissed the Crown appeal, having regard to the principles applicable on such an appeal, but observed (at [34]) that the sentence may be thought to have been a lenient one, particularly as the Defendant had committed these offences whilst being on parole for like offences.
23 In the light of the evidence before the Court on the present application, the factors relevant under s.9(3)(h) concerning the Defendant's criminal history, and the pattern of his offending behaviour, support the making of the orders sought by the Plaintiff. There is a pattern of offending behaviour in Queensland and New South Wales involving offences committed against young girls in circumstances where an element of grooming is used. A sentencing court in this State has accepted that the Defendant is to be regarded as a paedophile, and thus a person with proclivities which needed to be addressed in some fashion.
24 Section 9(3)(e) of the Act requires consideration to be given to any treatment or rehabilitation programmes in which the Defendant has had an opportunity to participate, his willingness to participate in such programmes and the level of his participation in any such programmes. The evidence reveals that the Defendant has participated in a range of programmes both inside and outside custody. It is not necessary, for present purposes, to recite the detailed conclusions expressed in reports concerning those programmes. It is sufficient, for present purposes, to record that he took part in the Sex Offenders' Intervention Programme (SOIP) whilst in custody in Queensland in 1999. He took part in the Community Based After Care programme (COBAC) after release on parole in New South Wales in 2000. He participated in the Custody Based Intensive Treatment programme (CUBIT) between 2005 and 2007 whilst in custody in New South Wales.
25 There is, in the material before the Court, a range of reports with respect to the participation of the Defendant in these programmes. There is, from time to time, an expression of concern that although he has participated, his thought processes may operate at a level where there is an element of manipulation. It is the fact, however, that he has completed a range of programmes, although it would be apparent that some of those programmes were followed by further offending.
26 Upon completing the CUBIT programme, the Defendant commenced treatment in the Custodial Maintenance programme in New South Wales. That programme was undertaken prior to his release on parole in May 2008. Upon his release to parole on 7 May 2008, the Defendant commenced to attend the Community Maintenance programme operated by the Department of Corrective Services. There is reference to his participation in that programme both in the supporting documentation and in the recent report of Mr Sheehan, psychologist.
27 The Plaintiff submits, that the evidence concerning this factor establishes that the Defendant is intelligent and capable of undertaking treatment programmes. The Plaintiff submits, however, that he is also able to present well, and demonstrate insight and apparent awareness of risk prevention. Given his capacity for manipulation, and his history of offending after completing treatment with apparent success, the Plaintiff submits that care must be taken before reaching any conclusions that treatment has had any effect on his risk of reoffending.
28 For present purposes, the material before the Court provides support for the submission. The material contained in Mr Sheehan's report points to recent progress of a significant type on the Defendant's part whilst subject to parole. That material needs to be taken into account, together with the historical material relied upon by the Plaintiff (with respect to s.9(3)(e) and also s.9(3)(f) and (g) which concern the Defendant's compliance with parole and his obligations under child protection legislation). For the purpose of the current interlocutory application, the material before the Court supports the Plaintiff's application.
29 Section 9(3)(d) requires the Court to consider the results of any statistical or other assessment as to the likelihood of persons with histories and characteristics similar to those of the Defendant committing a further serious sex offence. There are, within the evidence, reports indicating application of the Static 99 actuarial assessment to the Defendant. On each occasion that the Static 99 criteria have been applied, he has been assessed as having a score of 6 plus, indicating a high risk. That factor supports the present application.
30 Section 9(3)(c) requires the Court to consider the results of any other assessment prepared by a qualified psychiatrist, registered psychologist or registered medical practitioner as to the likelihood of the Defendant committing a further serious sex offence, his willingness to participate in any such assessment and the level of his participation in any such assessment. The evidence on this application includes the report of 4 May 2007 of Dr Ellis, psychiatrist, and Mr Rodriguez, psychologist, which assessed the Defendant for the purpose of treatment whilst in custody and with respect to the management of his paraphilia. That report assessed the Defendant as being at a high risk for sexually reoffending.
31 In addition, the report of Mr Sheehan of 5 November 2008, by reference to both static and dynamic risk factors, assesses the Defendant as being in the high-risk category of sexual offending. The evidence before the Court relevant to this statutory factor supports the present application.
32 Section 9(3)(i) requires the Court to have regard to any other information that is available as to the likelihood that the Defendant will in future commit offences of a sexual nature. The written submissions of the Plaintiff advert, in particular, to what are said to be concerns about the level of parental supervision of the Defendant. The evidence reveals that the Defendant has in the past lived at home with his parents and, as I understand it, continues to do so. It is not necessary, for present purposes, to expand upon this issue, but there are parts of the evidence which raise real questions concerning the level of informed and realistic scrutiny and supervision which the Defendant's parents have provided in the past. That factor is one which supports the Plaintiff on the present application.
33 Section 9(3)(a) requires the Court to have regard to the safety of the community. As I have said, this is a primary object of the Act: s.3. All of the matters which have been referred to so far bear upon the question of the safety of the community, in one way or another. The Defendant has demonstrated a pattern of offending and reoffending with respect to young girls, despite the imposition of sentences (including imprisonment) and despite the use of treatment measures whilst the Defendant was in and out of custody. There are aspects of his pattern of offending, including grooming and other features, which bear directly upon the safety of the community. His propensity to reoffend bears on this factor as well, as does the concern expressed in the reports concerning the risk of reoffending, in particular if the Defendant is in the community unsupervised.
34 All of this assists the Plaintiff on the present application which, in reality, is an application that the Defendant be subject to an extended supervision order beyond 7 February 2009 when his parole comes to an end. What underlies the present application is the concern, based upon the evidence, that there is a significant risk of reoffending by the Defendant if he is in the community without the conditions which may be imposed as part of an extended supervision order under this Act. Whether such an order ought be made, of course, is a matter for another day at a final hearing. It is sufficient, for present purposes, to say that the matters revealed by the evidence provide significant support for the Plaintiff on the present application.