This Appeal
19 At the hearing of the appeal Mr Hanks QC, who appeared for the appellant, submitted that his Honour had "glossed over" the legislative history and that changes to the Social Security legislation since Dragojlovic and Koutsakis indicate that the underlying policy has undergone a number of changes.
20 The approach to the assessment of disability shown in the impairment tables commenced some months after the commencement of the Social Security Act 1991 (Cth). Prior to that the Social Security Act 1947 (Cth) provided that an invalid pension could only be granted to an applicant who was permanently incapacitated for work. In s 135M it also authorised the Director-General to deny a pension to a person who refused "suitable treatment". When the 1991 Act was first introduced it retained the invalid pension however s 99(1) provided that the pension was not payable to an applicant if:
· the Secretary was of the opinion that the person should undergo treatment and required the person to do so;
· the Secretary was satisfied that it was reasonable for the subsection to apply to that person; and
· the person did not take reasonable steps to comply with the Secretary's requirements.
21 Later the same year Act No. 141 of 1991, the Social Security (Disability and Sickness Support) Amendment Act 1991 (Cth), replaced the invalid pension with the disability support pension. The qualifications for the grant of the pension were set out in s 94(1) and included the requirement that the person's impairment be of "20 per cent or more under the Impairment Tables" set out in Schedule 1B. At that time the Introduction to the Schedule had only three clauses, the third of which stated that an impairment rating could only be assigned if the pension applicant's condition was a "fully documented, diagnosed condition" which had been "investigated, treated and stabilised". It stated that a condition was permanent if "in the light of available evidence it is more likely than not that it will persist for the foreseeable future", being a period lasting more than two years.
22 That was the position until the Social Security Act was amended by the Social Security and Veterans' Affairs Legislation Amendment (Family and Other Measures) Act 1997 (Cth) and Schedule 1B was revised. The original three clauses in the Introduction to Schedule 1B were replaced by the present thirteen clauses, numbers five and six of which are set out at [10] above.
23 Mr Hanks made the point that from 1991 until the commencement of the amendments referred to in the previous paragraph, a failure to undergo treatment would simply prevent any impairment rating being assigned and hence preclude the grant of a pension. This was the effect of the original clause 3 in the Introduction to Schedule 1B which was introduced by Act No. 141 of 1991. The amendments in 1997 made it clear, however, that an impairment rating could be assigned, even in the absence of treatment, if there was a medical or other compelling reason for the person not undertaking the treatment. In our view, that history leaves no room for the assumption that there has been a continuity of policy from the time of Smithers J's decision in Dragojlovic to the present. The meaning and application of the current provisions must be determined independently by a careful construction of those provisions.
24 According to clause 5 of the Introduction as it presently stands, a condition cannot be considered to be permanent until it has been "diagnosed, treated and stabilised". In Mr Jansen's case there is no controversy about the diagnosis and there is no doubt about appropriate treatment being available. Dr Katz outlined the proposed treatment in some detail; see [5] above. Moreover, he expressed a clear view that until Mr Jansen's excessive alcohol consumption was addressed, there could not be effective treatment of his anxiety and depression. In an addendum to his main report dated 12 January 2006 Dr Katz reiterated his view that Mr Jansen's condition could be substantially improved with treatment perhaps "to the extent that a disability pension will not be required should he avail himself of treatment".
25 It is, however, necessary for Mr Jansen's condition to bestabilised if he is to qualify for a disability pension. It is clear that this is not a case where "significant functional improvement" is not expected or where there is a medical reason, compelling or otherwise, for Mr Jansen not undertaking treatment. The only issue is whether Mr Jansen's refusal is for another "compelling reason" such that, pursuant to clause 6 of the Introduction properly understood, his condition could be considered to be stabilised despite him not undergoing treatment. If so, he could be assigned an impairment rating and, as it would appear from Dr Katz's estimated rating of 20 for his depression and anxiety and 30 for his alcohol abuse, he would meet the standard for the grant of a disability pension.
26 Various medical practitioners suggested a treatment regime for Mr Jansen. As summarised by the Tribunal, Mr Jansen's response to these suggestions was:
· in relation to his alcohol problems, he could not attempt detoxification because "he was not ready to give up drinking";
· in relation to liver function tests, he was sceptical about their usefulness but would seek advice from his general practitioner;
· in relation to medication for his anxiety and depression, he was reluctant to take it without an assurance from his doctor that there would be no serious side-effects;
· he would consider resuming counselling arranged by his church but not other forms.
27 The respondent submitted that the Tribunal's conclusion ignored the common law principle that an individual has a right of self-determination over his or her own body which involves the right to refuse medical treatment. In support of this proposition the respondent cited Schloendorff v The Society of The New York Hospital (1914) 211 NY 125 at 126; In re F (Mental Patient: Sterilisation) [1990] 2 AC 1 at 55; Airedale NHS Trust v Bland (1993) 1 All ER 821 at 889; and Secretary, Department of Health and Community Services v JWB and SMB (1992) 175 CLR 218 at 310. With respect, those cases do not touch on the issue here, which involves the right of access to a statutory benefit subject to the person seeking the benefit of undertaking treatment. For similar reasons we reject the respondent's submissions based on Australia's obligations under international law which relied, inter alia, on the Convention on the Rights of Persons with Disabilities, which has been signed by Australia but not yet ratified, much less translated into Australian law.
28 The appellant submits that either the Tribunal applied the correct test to determine if Mr Jansen's reasons for not undertaking further treatment were compelling or, if it applied the wrong test, it was a test that was more favourable to the respondent than the test required under the applicable legislation. In describing the correct test, however, Mr Hanks was reluctant to embrace the subjective/objective dichotomy. The appellant rightly points out that neither an expectation there will be no significant functional improvement from further medical treatment nor a medical reason for not undergoing medical treatment can be determined from the state of mind, views or beliefs of the applicant for a disability pension. Both these circumstances require an opinion formed on medical grounds. In the appellant's submission, the third circumstance which must be considered, that is whether there is any other compelling reason for not undergoing medical treatment, must also be assessed by the relevant medical officer. In Mr Hank's submission the Tribunal understood itself to be applying the test articulated by Smithers J in Dragojlovic which, in his view, had both subjective and objective elements.
29 In support of its contention that the test of a compelling reason is subjective, the respondent points to the fact that clause 6 assumes a person will generally wish to pursue reasonable treatment unless the "risks and side-effects" of the treatment are unacceptable to the person. The starting point for the enquiry is that, subjectively, the person concerned finds the treatment unacceptable. It is clear that, except where the reason for not undergoing treatment is a medical reason, which includes the treatment's prospects of success, it will generally - if not always - be personal to the applicant and therefore subjective. It will be his or her reason (as opposed to the medical officer's reason) for not undertaking treatment and, assuming that the reason given is the applicant's genuine reason, there is no more to be said on that issue. However, it does not follow from the fact of the reason being subjective, that the question whether it is a compelling reason is also a subjective decision of the applicant.
30 We accept the respondent's submission that a "medical or other compelling reason" for a person not undertaking treatment covers more than a reference to the "risks and side-effects" of the treatment. There is also much force in the respondent's submission that, in context, "other compelling reason" may include physical, legal and moral concerns, however it is not necessary for us to consider that issue here.
31 The New Shorter Oxford English Dictionary describes the transitive verb, "compel" as meaning (1) to "Constrain, force, oblige a person"; (2) to "Force to come or go (in some direction)"; (3) to "Take by force, extort, requisition"; and (4) to "Bring about or evoke by force". It defines the ordinary meaning of the participial adjective, "compelling" as "that compels". A second special meaning of "compelling" is given but is not relevant here. The Macquarie Dictionary (second revised edition) definition of the verb includes (1) "to force or drive"; (2) "to secure or bring about by force"; (3) "to force to submit; subdue"; and (4) "to overpower".
32 In Lorenzo Paduano v Minister for Immigration & Multicultural & Indigenous Affairs (2005) 143 FCR 204 Crennan J considered whether, in deciding if an applicant for a visa had "compelling reasons" for being absent from Australia, the Migration Review Tribunal had misconstrued "compelling". Her Honour observed, at 211:
A perusal of commonly used dictionaries indicates that the words 'compel' and 'compelling' are ordinary English words which have not one, but several connotations. What they have in common is a semantic debt to the Latin pello/pellere - 'to force', 'to drive', 'to stimulate', 'to rouse', but it is clear beyond dispute that the idea of 'force' common to many of the dictionary entries is not confined to physical or legal force but includes moral force and the 'force' of mental stimuli such as from a 'compelling argument'.
33 Crennan J also noted at 212 that in construing words of ordinary meaning a judge must have regard to "his or her understanding of common usage, especially having regard to the purpose, context and language of the relevant delegated legislation."
34 The Migration Regulations 1994 (Cth)considered in Paduano required the Minister to be satisfied that the visa applicant had "not been absent from Australia for a continuous period of 5 years or more since the date of the grant of the applicant's most recent permanent visa, unless there were compelling reasons for the absence". In applying an objective test to the question whether the reasons for absence were compelling, Crennan J was responding to the context in which the question of compelling reasons arose. Her Honour held that because it was the Minister who had to be satisfied that the applicant's reasons were compelling, the Minister had to make that judgment by reference to some external standard such as that of the reasonable person in the same circumstances as the appellant.
35 In McNamara v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCA 1096 Whitlam J was concerned with the Minister's refusal to grant a visa, one criterion for the grant of which was that the visa application should be made within 28 days of the expiry of the applicant's substantive visa unless "the Minister is satisfied that there are compelling reasons for not applying those criteria". The Tribunal, standing in the shoes of the Minister, had refused to waive the requirement. Before Whitlam J it was submitted that the Tribunal had misconstrued the term "compelling reasons" and that the dictionary definitions to which the Tribunal referred involved "an impermissibly high standard". In response to the submission his Honour observed, at [10]:
This is a silly point. There is no true construction of the expression in question. Reasons for not applying the Sch 3 criteria may appear compelling to one person and not to another. The adjective 'compelling' does not introduce an objective standard. The waiver decision will always involve a subjective judgment. In the present case the Tribunal considered whether the reasons advanced by the applicant justified not applying the criteria. That approach reveals no error.
36 A similar approach was adopted by Moore J in Babicci v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCA 1645.
37 In Paduano at 213-214, Crennan J distinguished the decisions in McNamara and Babicci:
In both McNamara and Babicci, the judges treated the Minister, rather than the applicant, as the implied predicate, that is as the person the legislature intended to be 'compelled' by the 'compelling reasons' or 'compelling circumstances' respectively, reflecting the syntax of the waiver provisions under consideration.
The subclause here is somewhat different syntactically. The expression 'compelling reasons for the absence' must, I think refer to the applicant's absence. Whilst the drafting style is one which requires the Minister's satisfaction as to a matter of fact, it seems to me this does not mean the Minister's decision on this aspect involves only a subjective judgment as in McNamara's case. If, as I think is correct, the applicant is the one who must have been 'compelled' by the reasons for his absence, the requirement that the Minister be satisfied in respect of them means that the Minister is entitled to make a judgment as to whether the reasons for the absence are forceful, and therefore convincing by reference to some standard of reasonableness such as a reasonable person in the same circumstances as the appellant. Even if I am wrong, and the subclause does not introduce any objective standard, any subjective judgment made by the Minister as to whether the reasons were compelling would still have to be reasonable in the administrative law sense.
38 In this case it is quite clear from the context provided by clause 6 of the Introduction (see [10] above) that whether the person's reason for refusing treatment is compelling is to be determined by the relevant medical officer. When the Introduction refers to functional improvement not being expected or there being "a medical or other compelling reason" for the person not undergoing further treatment, it does not contemplate separate decision makers. It is the medical officer who must assign impairment rating and it is he or she who must decide if the reason for the person not undertaking treatment falls within the circumstances identified in the Introduction.
39 As Mr Hanks put it, the appropriate question for the decision maker to ask is, "Am I satisfied that there is a reason that compels, in this case, Mr Jansen … not to undertake treatment?" Put this way it is not a choice between mutually exclusive objective and subjective tests but a simple formulation which involves some elements of each. We agree that is the correct approach to the construction of clause 6. It follows that the primary judge erred in focusing on the purely subjective aspect of the test in clause 6.
40 The Tribunal recognised both these elements in reaching its conclusion however, as the appellant pointed out, the Tribunal put Mr Jansen's fear of the side-effects of depression/anxiety medication to one side and found that despite this fear he had not demonstrated a genuine fear for refusing other treatment options. Treatment for alcohol dependence was fundamental to the treatment of the underlying psychological condition. The fact that Mr Jansen did not want to cease drinking could hardly amount to a compelling reason for refusing that treatment. Thus, even if we were to accept the respondent's submission as to the construction of clause 6, the Tribunal's conclusion would, nonetheless, be based on a reason unaffected by this error.
41 It follows from the above reasons that the appeal should be allowed and the orders made by the primary judge should be set aside. In lieu thereof the respondent's application for an extension of time to appeal from the decision of the Tribunal should be dismissed. As previously noted, the notice of contention should also be dismissed.
I certify that the preceding forty-one (41) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justices Gyles, Stone and Buchanan.