Earlier authority in the High Court and this Court
14 Sections 51A, 357A and 422B were each placed in the Act in response to the decision of the High Court in Re Minister for Immigration and Multicultural Affairs; Ex parte Miah (2001) 206 CLR 57 ("Miah"). In Miah a citizen of Bangladesh had entered Australia and applied for a protection visa. He claimed to fear persecution from the Bangladesh Nationalist Party ("BNP") which was the ruling party in Bangladesh. Between the time of the application and the decision of a delegate who refused it the BNP went from government to opposition. That was a circumstance taken into account by the delegate when refusing to grant a visa but he did not provide Mr Miah with an opportunity to comment on the significance of the changed circumstances. Section 57 was in the same terms as now but s 51A did not appear in the Act.
15 A majority of the High Court thought that Mr Miah had been denied procedural fairness. Although the information in question was "country information" and therefore not the subject of a statutory requirement to allow comment the majority took the view that the legislature had not shown a clear intention to exclude the requirements of procedural fairness. Gaudron J said at [90] (dealing with Subdiv AB of Div 3 of Part 2 of the Act):
"90 Whether the rules of natural justice derive from the common law or whether they are implied by the common law, the question that presently arises is not whether subdiv AB constitutes a code. Rather, if natural justice is a common law duty, the question is whether the provisions of that subdivision manifest a clear intention that that duty be excluded. On the other hand, if the rules of natural justice are seen as implied by the common law, the question is whether the provisions of subdiv AB manifest an intention that that implication not be made. Whatever approach is adopted, in the end the question is whether the legislation, 'on its proper construction, relevantly (and validly) limit[s] or extinguishe[s] [the] obligation to accord procedural fairness'."
and at [99]:
"99 The basic principle with respect to procedural fairness is that a person should have an opportunity to put his or her case and to meet the case that is put against him or her. Mr Miah was not given the opportunity to put a case by reference to the change in government in Bangladesh or to answer the case made against him by reference to that change. Procedural fairness required that he be given that opportunity."
(Footnotes omitted.)
16 McHugh J said at [126]:
"126 It is now settled that, when a statute confers on a public official the power to do something which affects a person's rights, interests or expectations, the rules of natural justice regulate the exercise of that power 'unless they are excluded by plain words of necessary intendment'."
17 His Honour footnoted this statement with a reference to the judgment of the High Court in Annetts v McCann (1990) 170 CLR 596 at 598 where Mason CJ, Deane and McHugh JJ said:
"It can now be taken as settled that, when a statute confers power upon a public official to destroy, defeat or prejudice a person's rights, interests or legitimate expectations, the rules of natural justice regulate the exercise of that power unless they are excluded by plain words of necessary intendment …"
18 McHugh J went on in Miah at [128]:
"128 It is highly improbable that the legislature intended to exclude all the common law requirements of natural justice from subdiv AB. There are no clear words to that effect. Where Parliament has wanted to exclude common law rules from applying to the administration of the Act, it has not hesitated to do so in clear words …"
and at [139]:
"139 The respondents argue that, because the statute establishes a mandatory duty to inform applicants about certain kinds of information, Parliament could not have intended that a similar duty should be imposed in relation to other types of information. But to so argue is to fall into the error of inferring from the presence of some matters concerned with natural justice that Parliament intended to exclude natural justice in all other respects."
19 Again his Honour footnoted this passage with a reference to Annetts v McCann. In the course of his discussion McHugh J referred to the requirements of s 57 of the Act but concluded that the statutory obligation to provide certain information did not indicate there was no common law duty to provide other information if fairness required it. On this analysis we doubt that McHugh J would have viewed the exclusion of the present appellant from the operation of s 57 as otherwise denying a common law duty of procedural fairness. His Honour's observations appear to be directly against the first argument advanced by the Minister.
20 The third member of the majority in Miah was Kirby J. Kirby J also concluded that the relevant statutory provisions were not a code. He said at [179]):
"179 First, the Parliament did not enact, in terms, that the Minister (and thus the delegate) was under no obligation to provide information to an applicant such as the prosecutor where, otherwise, the rules of natural justice would have necessitated that course."
and at [181]:
"181 Secondly, because the obligation to conform to the rules of natural justice is so deeply entrenched in the assumptions upon which our law is based, it can normally be treated as implicit in legislation enacted by the Parliament. It would require much clearer words than exist in Subdiv AB to convince me that the provisions of the Code exhaust the applicable rules of natural justice, although not mentioned and however important such requirements might be in the particular case."
(Footnote omitted.)
21 Although other reasons were also given, again it seems that the fact that, in the present case, the appellant's application was excluded from the operation of s 57 would not have had the consequence, on Kirby J's approach, that no common law requirement for procedural fairness arose.
22 Of course, it is not difficult to see the force in the opposing point of view. The obligations stated by s 57 may readily be seen as lesser obligations than the full rigour of the common law requirement for procedural fairness. The suggestion that Parliament intended to provide a limited version of procedural fairness with respect to some classes of applications but, at the same time, to leave those excluded from the obligation with the benefit of a higher requirement for procedural fairness, may readily be seen as contestable. However, it is not open to accept the Minister's first argument in the light of the substance and effect of the majority judgments in Miah. Moreover, there is no necessity to decide the present appeal by reference only to the terms of s 57. The operation of s 57 should be assessed in the light of other provisions which now appear in the Act and not separately from them or divorced from their operation.
23 In the circumstances, the first argument put by the Minister should not be accepted.
24 The Minister's second argument, and the appellant's case on the appeal, requires consideration of the operation of s 51A and an examination of its purpose and intended application.
25 In 2002 the government introduced proposed amendments to the Act which were intended to reverse the effect of the majority judgments in Miah. The amendments proposed were those which in due course inserted ss 51A, 357A and 422B, amongst others, into the Act. As an introduction to the amendments to be made to Subdiv AB of Div 3 of Part 2 of the Act, the Explanatory Memorandum said:
"6. Subdivision AB sets out the 'code of procedure' for dealing fairly, efficiently and quickly with visa applications at the primary decision-making stage. It was originally intended to exhaustively replace common law natural justice requirements, other than the rule against bias, which had previously applied to visa decision-makers.
…
9. In Re MIMA; Ex parte Miah [2001] HCA 22 the High Court held, by a narrow majority, that the 'code of procedure' for dealing fairly, efficiently and quickly with visa applications in Subdivision AB of Division 3 of Part 2 of the Act, did not exclude common law natural justice requirements. The majority considered that such exclusion would require a clear legislative intention and that there was no such clear intention in the Act.
10. The purpose of this amendment, and the amendments in items 2 to 6, is to provide a clear legislative statement that certain 'codes of procedure' in the Act are an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matters they deal with."
26 In his Second Reading Speech the Minister, Mr Ruddock, said the following:
"In 1998, the codes of procedure for the Migration Review Tribunal and the Refugee Review Tribunal were enhanced.
The purpose of each of these codes is to enable decision makers to deal with visa applications and cancellations fairly, efficiently and quickly.
It was also intended that they would replace the uncertain common law requirements of the natural justice 'hearing rule', in particular, which had previously applied to decision makers.
However, last year in the Miah case, the High Court found that the code of procedure relating to visa applications had not clearly and explicitly excluded common law natural justice requirements.
This means that, even where a decision maker has followed the code in every single respect, there could still be a breach of the common law requirements of the natural justice hearing rule.
A further consequence of the High Court's decision is that there is legal uncertainty about the procedures which decision makers are required to follow to make a lawful decision.
The majority of the court emphasised that parliament's intention to exclude natural justice must be made unmistakably clear.
It concluded that this intention was not made apparent in relation to the code of procedure for dealing with visa applications.
Therefore, the purpose of this bill is to make it expressly clear that particular codes in the Migration Act do exhaustively state the requirements of the natural justice or procedural fairness hearing rule.
This will have the effect that common law requirements relating to the natural justice or procedural fairness hearing rule are effectively excluded, as was originally intended."
and
"In conclusion, these amendments are necessary to restore the parliament's original intention that the Migration Act should contain codes of procedure that allow fair, efficient and legally certain decision making processes that do replace the common law requirement of the natural justice hearing rule."
27 There is no doubt what the amendments were intended to achieve. Nevertheless, the formula used in ss 51A, 357A and 422B whereby the "exhaustive statement" was expressed to apply "in relation to the matters" which each subdivision "deals with" generated a difference of opinion within this Court. On one view, the necessity for a clear statement of the intention of the legislature to displace any common law obligation of procedural fairness had been satisfied. One such case dealt with the provisions which arise for consideration in the present appeal (Wu v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 133 FCR 221 especially at [18] - [24]). On the other view, it was held that 51A (and ss 357A and 422B) did not effectively exclude the common law requirement for procedural fairness in cases where a statutory obligation had not been clearly substituted. For example, in Moradian v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 142 FCR 170, a case which like Wu dealt with the provisions under consideration in the present appeal, a judge of the Court declined to follow Wu, and other cases to similar effect, and set aside a decision refusing to grant a visa after a delegate had used information not disclosed to an applicant. Like the present case, Mr Moradian was excluded from the operation of s 57. It was held that the insertion of s 51A in the Act did not exclude his common law right to procedural fairness with "sufficient certainty".
28 However, later again, in VXDC v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 146 FCR562 ("VXDC") another judge of the Court made the following statement (at [30]):
"30 In the present case it is not easy to see how the drafters of the Explanatory Statement and the Minister could have made it any plainer that the intent of the 2002 amendments was to reverse the result of Miah and provide comprehensive procedural codes which made detailed provision for procedural fairness but excluded the common law natural justice hearing rule. Astute readers will notice the term 'exhaust' is picked up from the majority judgments and included in the Statement and Speech, as well as in the amendments themselves."
(Emphasis added.)
29 Finally, the matter received attention by a Full Court in Lay Lat and SZCIJ v Minister for Immigration and Multicultural Affairs [2006] FCAFC 62 ("SZCIJ"). The Full Court was constituted identically in each case. In SZCIJ the Full Court (at [7]-[8]) referred to and adopted the analysis in Lay Lat. In Lay Lat at [61] the Full Court listed a series of cases in this Court which had dealt with the issue of construction at the heart of this appeal, including those to which we have referred. The Full Court said at [63]:
"63 We do not propose to repeat or analyse the division of opinion as to the ambit of the provisions which is revealed in those authorities. The differing views are fully set forth in the passages from the judgments to which we have referred."
30 Their Honours then said at [65] - [68]:
"65 Heerey J set out in VXDC at [23] - [25] the relevant passages from the majority judgments in Miah and the salient portions of the Explanatory Memorandum and the Second Reading Speech. The words "exhaustively state" are, as Heerey J pointed out, picked up in the Explanatory Statement from the majority judgments in Miah. We agree with the observation at [30] in VXDC that the drafters of the Explanatory Statement and the Minister could hardly have made the intention of the 2002 amendments any clearer.
66 What was intended was that Subdiv AB provide comprehensive procedural codes which contain detailed provisions for procedural fairness but which exclude the common law natural justice hearing rule.
67 Other aspects of the common law of natural justice, such as the bias rule are not excluded; see VXDC at [27].
68 Theintention to exclude the common law rules in the present case is especially plain when s 51A(1) is read with s 57(3). The legislature could hardly have intended to provide the full panoply of common law natural justice to visa applicants who are required to be outside Australia when the visa is granted, while conferring a more limited form of statutory protection upon onshore applicants."
(Emphasis added.)
31 Although the Minister's first argument on the present appeal finds an echo in [68], the discussion of the effect of s 57(3) occurred in the context of the operation of s 51A(1) (as it did also in Wu). The analysis is not, therefore, contrary to the majority approach in Miah but proceeds, rather, from the identification of a clear legislative intent to reverse the effect of that approach.
32 Unless the analysis in Lay Lat, and its adoption in SZCIJ, is now overruled the Minister's second argument must succeed and the appeal must fail.