First Alternative - A Finding that the Dismissal was Unreasonable
13The Applicant pointed out that, if the Commission finds that the dismissal was invalid but there was no procedural unfairness and finds that some of the allegations were proven, then the Commission would have to "balance" the seriousness of the unfairness represented by the invalidity of the dismissal against the relative lack of seriousness of any of the allegations the Commission finds to have been proven.
The Respondent reminded the Commission that it is not required to determine whether the dismissal was invalid. It was pointed out that Section 88 of the Act does not require a balancing act of the kind described by the Applicant and such a contention is misconceived as a matter of law and fact.
14In regard to the allegations, the Applicant submitted that even if all of the allegations were found proven, the nature of the misconduct contained in the allegations is not sufficient to warrant the termination of Ms Ganino. In addition, the Commission would find the dismissal unreasonable in circumstances where the serious deficiencies in the exercise of authority far outweighed such misconduct.
The Respondent rejected the suggestion that the Applicant's misconduct was not serious emphasising the importance of respecting confidential information and pointing out that misuse of confidential information strikes at the heart of the relationship between an employer and an employee and is fundamental to the relationship between a solicitor and client.
The Applicant in reply agreed with the Respondent's submission but subject to the qualification that it depended on the nature of the misuse and the content of the confidential information. It was pointed out that not all misuse of confidential information amounts to serious misconduct. In addition, the reference to solicitor and client relationship has no basis as it did not involve her role as a Solicitor - the allegations are in relation to her position as an employee and involved internal documents.
15The Applicant submitted that had the relevant decisions been made by the Chief Executive Officer, the person authorised to make them, it is unlikely that Ms Ganino would have been dismissed.
16During the hearing, the Respondent abandoned many of the allegations, including the most serious allegations, that were relied on to dismiss the Applicant. The Applicant submitted that had the disciplinary process only involved the allegations relied on in these proceedings, then there is no prospect that the Applicant would have been dismissed.
The Respondent agreed that it had not pressed allegations 1-7 relating to the events of 9 October 2008 and allegation 17 in relation to the handover to Lucy Howes. It was pointed out, however, that the allegations contained therein were not the most serious of the allegations. It was noted that the Applicant did not put such a contention to Mr Tout during the course of cross-examination. It was submitted that it was "fanciful" for the Applicant to suggest that Ms Ganino would not have been dismissed had those issues not been relied on in arriving at a decision to dismiss her.
17Both parties cited the statements of principle laid down in Antonakopolous v State Bank of New South Wales (1999) 91 IR 385 in relation to the failure of an employer to properly apply procedures supporting a finding that the dismissal was harsh, unreasonable or unjust.
In Ms Ganino's case, the invalidity issue, the Applicant submitted, was so seriously disadvantageous to her and reflected such wrongdoing on the part of the Respondent that she ought to be reinstated, irrespective of any allegations which may be found proven.
The Respondent once again pointed out that the claim is not one of form over substance. It was stressed that that the Applicant failed to address the critical fact that there was no evidence to prove that had an instrument of delegation been issued then, the process would have been conducted differently and there would have been a different outcome. The Respondent relied on the decision by his honour, Sams DP in Probst and Commissioner of Police (No 2) [2009] NSWIRComm 201 where a caution was issued about strict adherence to form triumphing over the substantive merits of the case resulting in the interests of justice not been served.
18.The Applicant submitted that were the Commission to make the above finding in relation to the invalidity issue, then it would inexorably point to one direction and that is the orders being sought in paragraph 12 above.
The Respondent rejected that argument pointing out that, firstly, it was the Chief Executive Officer who made the delegation to Mr Tout to dismiss Ms Ganino; secondly, the evidence indicates that the CEO would have made the same decision as Mr Tout based on the same evidence that was available to Mr Tout; and, thirdly, the Applicant cannot rely on any of the evidence in support in its contention.
The Applicant in reply rejected the proposition that just because the CEO made the delegation to Mr Tout it did not necessarily follow that the CEO would have reached the same conclusions had he participated in the process and ensured that it was not flawed.
Second Alternative - A Finding that the Dismissal was Harsh
19.The Applicant submitted that, even if the dismissal was not invalid, and there is an absence of procedural unfairness and some or all of the allegations are found to be proven, the Commission would still find that the penalty of dismissal is disproportionate considering that the issues addressed by the remaining allegations are minor and do not involve such serious misconduct as to warrant dismissal.
The Respondent rejected that argument pointing out that Ms Ganino's misconduct was anything was minor and ought to be categorised as serious misconduct given her role as a solicitor, a role that requires the highest standards of trust and confidence.
The Respondent reminded the Commission of Ms Ganino's refusal to participate/assist in the fact-finding interview or disciplinary interview in a meaningful way contributed to the decision to terminate her employment. It was argued that Ms Ganino cannot complain to the Commission when she failed to present exculpatory and explanatory information about matters within her knowledge to either Mr Madden or Mr Hopkins during the above processes.
20.The Applicant concluded that the fairest response in circumstances where Ms Ganino has been dismissed, her career has been seriously and adversely interrupted by the allegations and the period of time she has spent out of the public sector workforce is to make the orders in paragraph 12 above, given that there was no evidence of any impediment to her returning to that workplace and Ms Ganino continues to seek reinstatement to her former position.
The Respondent reminded the Commission of Ms Ganino's "failure to acknowledge her misconduct, her continued belief that former and current senior officers of the RTA are corrupt, and her complete absence of contrition". It was concluded that such behaviour means that reinstatement is impractical as the relationship of trust and confidence has broken down and does not support the Applicant's contention that there is no impediment to Ms Ganino returning to her former role or working with the persons who she has accused of mala fides and corruption.
The Applicant in reply stated that the onus was on the Respondent to prove that reinstatement was impracticable and the Respondent has merely inferred circumstantially but failed to adduce any evidence that the relationship of trust and confidence between the parties has irrevocably broken down.