The appropriate sentencing range.
52 The Crown, in asserting latent error, acknowledged that it must show that the sentence was so plainly unreasonable or unjust that this Court may infer that, in some way, there has been a failure of the sentencing Judge to exercise properly his sentencing discretion (House v The King (1936) 55 CLR 499 at 504/5; Dinsdale v The Queen [2000] HCA 54; (2000) 202 CLR 321 at 329 and 340).
53 The Crown submitted (Crown subs [16]) that the discretion had miscarried since the sentence imposed:
(a) failed adequately to reflect the objective criminality of the offence;
(b) failed adequately to reflect the principle of general deterrence for offences of this nature; and
(c) reflected an irrelevant consideration, namely that Ms Nikolovska had been reckless in her participation in the enterprise.
54 The Crown also drew attention to the failure of the sentencing Judge to make any reference to the importance of general deterrence. He referred to personal deterrence (ROS [52]), to the potential for harm occasioned by drugs (ROS [28]) and the need to protect the community (ROS [7], [29]). Yet, in the context of an offence where general deterrence was of the utmost importance, he failed to make any reference to it.
55 Counsel for the respondent acknowledged that his Honour had made no express reference to general deterrence (RS [28]). She drew attention to his Honour's reference to a number of cases in the context of the protection of the community (ROS [7]) where, in each case, there was a discussion of general deterrence. Further, general deterrence was such a fundamental sentencing principle that his Honour, as an experienced Judge, can be assumed to have had it in mind. Counsel drew attention to R v Carr [2002] NSWCCA 434; (2002) 135 A Crim R 171, where Howie J said this: (at 177)
"34. The Court should be slow to attribute error to a sentencing judge simply on the basis that the judge has failed to refer to a matter during the course of giving remarks on sentence. This is particularly so where the judge is as senior and experienced as the sentencing judge in the present matter. But there are occasions when the matter is of such importance to the exercise of the sentencing discretion that a failure to mention it at all is indicative of error, particularly where it is a matter that has been addressed by at least one of the parties. ... "
56 Here, I believe his Honour's failure, in his sentencing remarks, to refer to general deterrence was an oversight. It is a fundamental sentencing principle. I accept that his Honour, as an experienced Judge, was certainly conscious of it.
57 However, general deterrence had a particular relevance in the context of Ms Nikolovska's offence, by reason of her breach of trust. Although speaking of a person occupying a public office (within the tax system), the following words of Johnson J in R v Petroulias (No 36) ([2008] NSWSC 626; (2008) 73 ATR 83) are apposite in the present context. His Honour said this, when sentencing an offender convicted of receiving a benefit in the exercise of his duty: (at 119)
"213. General deterrence must also be taken into account in determining the sentences to be passed on the offender: Director of Public Prosecutions (Cth) v El Karhani (1990) 21 NSWLR 370 at 378; 51 A Crim R 123 at 130; 97 ALR 373 at 380. I am satisfied that general deterrence is an important factor on sentence in this case. It is necessary to impose sentences upon the offender which demonstrate the gravity with which the law regards corruption by a public officer occupying a senior position of trust. It is necessary, in my view, that a strong message be sent through the sentences to be imposed upon this offender to others in public office that criminal abuse of trust of this type will be met by heavy sentences. ..."
58 Let me turn to the appropriate sentencing range in the light of these findings concerning Ms Nikolovska's actions in furtherance of this importation.
59 The Crown, in submissions, identified two sources that were said to demonstrate that the sentence of 6 years (with a non parole period of 3 years 9 months) was simply outside the available range. The first was the guideline judgment of this Court in R v Wong and Leung [1999] NSWCCA 420; (1999) 48 NSWLR 340. The second was the collection of cases that had been placed before the sentencing Judge as part of the Crown's submissions.
60 Dealing with the first source, the Chief Justice in R v Wong and Leung, having referred to a large number of cases involving the importation of drugs, said this: (at 366)
"142. The following guideline is intended to be non-binding in the sense explained in R v Jurisic and R v Henry. It has been determined primarily on the basis of existing sentencing patterns and is intended to apply to couriers and persons low in the hierarchy of the importing organisation.
Low level traffickable quantity - 5 to 7 years
(2 grams-200grams)
Mid level traffickable quantity - 6 to 9 years
(200 grams-1 kilogram)
High range traffickable quantity - 7 to 10 years
(1 kilogram-1.5 kilograms (heroin))
(1 kilogram-2 kilograms (cocaine))"
61 The importation in this case came within the third category, a high range traffickable quantity (1.431 kg). Moreover, the sentencing range required adjustment upwards for a number of reasons. Ms Nikolovska's role was not that of a "courier or person low in the hierarchy", as presupposed in the guideline. The sentencing Judge determined that she had a far more substantial role. Further, R v Wong and Leung predated the repeal of s 16G of the Crimes Act 1914 (effective from 16.1.03). That section required an adjustment, when sentencing Federal offenders, to take account of the absence of remissions. It was a "rule of thumb" that s 16G reduced the head sentence by about one third, although the adjustment was not mathematical (R v Studenikin [2004] NSWCCA 164; 60 NSWLR 1, per Howie J at [43]).
62 The Commonwealth recognised that the guideline in R v Wong and Leung had been declared invalid by the High Court. The Court had been critical of the emphasis given to the quantity of drugs, whereas s 16A of the Crimes Act required the sentencing Judge to take account of a wide range of issues. Nonetheless, it was submitted that R v Wong and Leung remained a very useful guide (R v Rivadava [2004] NSWCCA 284; (2004) 61 NSWLR 63 at 65).
63 Dealing with that submission, a number of recent decisions in this Court have made it clear that the guideline judgment is of limited assistance in determining the sentencing range, in view of the comments of the High Court (DPP (Cth) v De La Rosa (supra); Chan and Ors v Regina [2010] NSWCCA 153 at [114]). That said, the weight of the drug imported remains a most significant matter. In R v To [2005] NSWCCA 362; 157 A Crim R 80, Howie J said this: (at [110])
"There is nothing in the passage from Wong and Leung v The Queen (2001) 207 CLR 584 ... that suggests that in an appropriate case the amount of the drug involved in the importation is not a highly relevant factor in determining the objective seriousness of the offence even to the extent of assessing that a particular offence is in the worst category of its type. In many cases the only factor that would lead to a determination that one importation is worse than another would be the amount of drug involved where otherwise the circumstances of the importation were the same or very similar."
64 In DPP v De La Rosa (supra)¸ in the context of similar offences, Simpson J made the following comments upon the sentencing range: (at [307]-[308])
"307 The quantity of the drug has the usual significance - see Wong [67]-[78]. But it has this additional significance. The maximum penalty of 25 years is applicable to the importation of any quantity of drug from 2 grams to 2 kilograms. There must be a sliding scale of sentencing in recognition of where the quantity actually imported sits in the range specified as exposing the offender to that penalty.
308 If that were not so, then there would be no greater deterrent (general or specific) to the importation of 1.99 kilograms than there is to the importation of 2 grams. The greater the quantity, the nearer it is to the cut off point for a marketable quantity, and to the starting point of a commercial quantity, the closer to the maximum the penalty must be. Of course, quantity is not the only consideration, and must be tempered by other factors. To my mind, however, this is a case in which the quantity of the drug involved is a very significant factor. ..."
65 The second source, said to provide guidance, was a collection of cases involving the importation of a marketable quantity of cocaine. They had been placed before Nicholson DCJ and again relied upon by the Crown in this Court (R v Ferrer-Esis (1991) 55 A Crim R 231; R v Barrientos [1999] NSWCCA 1; R v Acosta [1999] NSWCCA 334; R v Gallego [2002] NSWCCA 529; R v Paliwala [2005] NSWCCA 221; (2005) 153 A Crim R 451). In argument the Crown also relied upon R v SC [2008] NSWCCA 29.
66 Counsel for Ms Nikolovska submitted that only one of the cases (R v Paliwala) related to the period after the repeal of s 16G. They did not represent current sentencing trends. Attention was drawn to his Honour's remarks on sentence, commenting upon these cases. He said this: (ROS [68])
"68. I have had regard to the sentences imposed in five cases and dealt with by the Court of Criminal Appeal [referred to me by the Crown]. I have also had regard to the statistics provided for this offence on JIR. Both, that is the two together, give me a broad view of the sentencing range, although I note, en passant, the cases referred to by the Crown appear to be in the top 38% of sentencing outcomes."
67 The cases identified may be summarised in these terms, the first four being sentences passed before the repeal of s 16G:
R v Ferrer-Esis (1991) 55 A Crim R 231
Crown appeal against a 36 year old from Venezuela.
Paid to carry a suitcase to Australia with 1.8 kg cocaine.
Pleaded guilty.
Sentenced in the District Court to 6 years with NPP 3.5 years.
Court of Criminal Appeal substituted 9 years with NPP 5 years.
R v Barrientos [1999] NSWCCA 1
Plea of not guilty.
Sentenced after trial.
Venezuelan who carried 1.55 kg cocaine concealed in his shoes.
Role assessed as "just above that of mere courier".
Sentence in District Court to 8 years with NPP 5 years.
On appeal CCA reduced for "relatively minor assistance" to 7.5 years with NPP 4 years 8 months.
R v Acosta [1999] NSWCCA 334
Convicted following plea of not guilty.
55 year old Columbian imported 1.87 kg cocaine.
Acted as a courier.
History of depression and genuine remorse
District Court sentenced to 8 years with NPP 6 years.
CCA reduced NPP to 5 years.
Trial Judge had erred in not finding special circumstances.
R v Gallego [2002] NSWCCA 529
Spanish male imported 1.15 kg cocaine.
Sentencing Judge declined to accept that acted as a courier.
Characterised as a "drug importer".
Sentence to 8.5 years with NPP 5.5 years.
Appeal dismissed by CCA.
R v Paliwala [2005] NSWCCA 221; (2005) 153 A Crim R 451
Importation after the repeal of s 16G.
Accused 29 year old resident undertaking studies in Australia.
Left Australia intending to import drugs.
Ingested 385 grams of cocaine in pellets.
Judge not satisfied he was the prime mover.
Found that it was likely that another had funded and organised the operation.
Sentenced in the District Court to 9 years with NPP 5.5 years.
Appeal dismissed.
68 The other judgment relied upon by the Crown was R v SC (supra [65]) which was a Crown appeal. The offender attempted to possess two packages sent to the Qantas mail handling depot. The packages contained 183.9 grams of cocaine. The Judge characterised the offender's role as "a relatively low level courier" (at [16]). He determined that the appropriate starting point was 7 years imprisonment. He allowed a discount of 50% for the plea of guilty and assistance. The sentence imposed was imprisonment for 3.5 years, with a non parole period of 2 years. Price J (McClellan CJ at CL and Hall J agreeing), was not persuaded that the starting point was manifestly inadequate, having regard to the objective seriousness of the offence and the subjective circumstances of the respondent (at [37]). Price J made the following comment, concerning statistics published by the Judicial Commission of New South Wales: (at [35])
"35. ... All of the sentences in the published statistics were imposed after s 16G was repealed. Sixty four per cent of the sentences had a head sentence of between seven and nine years. A head sentence of ten years was imposed in only two per cent of cases. Eighty two per cent of the head sentences were, however, between six and nine years. These figures suggest that an appropriate range of sentences involving low level trafficable quantities of cocaine and heroin after the repeal of s 16G is a head sentence of between six and nine years imprisonment ."
(emphasis added)
69 Responding to R v SC, counsel for Ms Nikolovska said this: (RS [57])
"57. If one examined the current judicial statistics ... in determining the current applicable range of sentences for importation of a marketable quantity of cocaine, the following can be observed:
Cocaine 2g-2kg marketable 26 sentences 85% b/w 6-9 yrs
Heroin 2g-1.5kg marketable 64 sentences 93% b/w 5-9 yrs
These figures of course represent all roles within the recognised hierarchy of offenders."
70 Statistics, as a tool providing insight into a sentencing range, have been described as "opaque" (cf R v Chan & Ors [2010] NSWCCA 153 at [117]; Hili v The Queen [2010] HCA 45 at [48]). They do not reveal matters crucial to the length of the sentence, in this case the weight of the drugs and the role played by the offender. Here the offence, the subject of this appeal, is defined in unusually broad terms. A marketable quantity of cocaine is a quantity between 2 g and 2 kg. There is obviously a vast difference, in terms of criminality, between the importation of 2 g of cocaine in contrast to the importation of almost 2 kg.
71 Each relevant variable, in terms of objective criminality, counted against Ms Nikolovska, such that you would have expected a sentence towards the upper end of the range, rather than the reverse. Taking her role as the first important variable, she was not a courier or a person low in the hierarchy. Whilst she was not a principal, the statistics, regrettably, include very few principals. They are usually able to insulate themselves from risk and therefore avoid arrest. Others undertake the risk on their behalf. Here, Ms Nikolovska was somewhere in the middle, a person with a security clearance, strategically placed on the inside, prepared to act when required, in breach of trust. Her role did not ameliorate her offence. Indeed, her breach of trust aggravated the offence.
72 The second significant variable concerns the weight of the drugs imported. The cocaine imported in R v SC was 183.9 g. The cocaine imported in Ms Nikolovska's offence was more than eight times greater, 1.431 kg. Again, you would expect a sentence towards the upper end of the range.
73 His Honour, in sentencing Ms Nikolovska, did not identify his starting point. He provided a description of the timing of the plea (which was just before committal), such that you would expect a 20% discount, in which case the starting point was about 7.5 years for the head sentence. On the basis of the statistics, the cases placed before his Honour by the Crown and the comments of Price J in R v SC, the sentence imposed (6 years with a non parole period of 3 years 9 months) would appear to be outside the range, having given full weight to the applicant's subjective case.
74 In R v De La Rosa (supra [63]), McClellan CJ at CL, in the context of a Crown appeal, examined a wide range of cases involving a drug importation. His judgment helpfully included a table in which he identified relevant variables and the sentence imposed. The following cases from that table provide some insight into the relevant sentencing range: (cf Hili v The Queen at [64])
R v Mirzaee [2004] NSWCCA 315
Plea of guilty (25%).
578 g heroin.
57 year old courier, Iranian.
Heart condition.
Sentenced to 9 years imprisonment, with NPP 4.5 years.
R v Pham [2005] NSWCCA 314
Plea of guilty (25%).
244.6 g heroin.
Low level importer.
Male 27 from Vietnam.
Serious mental condition.
Sentenced to 8 years imprisonment, with NPP 4.5 years.
Mohlasedi v R [2006] WASCA 267
Not guilty plea.
Importation of 1.146 kg of heroin of high purity.
Male born in Soweto.
Member of an airline cabin crew.
Aware that he was carrying drugs.
Sentenced to 18 years imprisonment, with NPP of 10 years.
Le v R [2006] NSWCCA 136
Plea of guilty (25%).
117.6 g heroin.
40 year old courier born in Vietnam.
Extreme hardship in childhood, no formal education.
Problem with gambling.
Recruited by lender to discharge debt.
Sentenced to 7.5 years imprisonment, with NPP 5 years.
Teehan v R [2006] NSWCCA 401
Guilty plea (20% discount).
601.6 g cocaine.
Not principal, but important and significant role.
Male 27, no prior offences.
Sentenced to10 years 9 months imprisonment, with NPP 6 years.
R v Tran [2007] QCA 221; (2007) 172 A Crim R 436
Plea of guilty.
1.473 kg heroin.
41 year old courier.
Did not know, but suspected drugs.
Sentenced to 10 years imprisonment, with NPP 5 years.
Mirza v R [2007] NSWCCA 257
Plea of guilty.
313.7 g heroin.
Courier, but left country for the purpose of importing drugs, which was an aggravating feature.
37 year old male - gambling and depression problems.
Sentenced to 9 years imprisonment, with NPP 5 years.
R v Huynh (2008) 180 A Crim R 517
Plea of guilty.
108 g heroin.
No finding as to role.
41 year old female from Vietnam.
Gambling addiction, two children.
Acted to discharge gambling debt.
Sentenced to 6 years imprisonment, with NPP 4 years.
R v Jimson [2009] QCA 183
Plea of guilty.
1.689 g cocaine.
Female courier.
Family in Malaysia - isolation, limited education.
Sentenced to 8 years imprisonment, with NPP 4.5 years.
75 Reference should also be made to De La Rosa itself. It was a Crown appeal against inadequacy. The offender was charged with the same offence as Mr Nakhla, that is the importation of the border controlled drug, cocaine, contrary to s 307.2(1) of the Criminal Code Act 1995 (Cth) (1.87 kg). The offender was a Spanish national with a significant criminal record. He travelled to Australia with the drugs, which were discovered after a search by customs. He said he carried the drugs to repay a significant debt incurred when "friends" looked after his family whilst he was in gaol. He entered an early plea (25%). He was sentenced to imprisonment for 8 years with a non parole period of 5 years (a notional starting point of 10 2/3 years, with a non parole period of 6 2/3 years) (De La Rosa [66]). His role, as determined by the sentencing Judge, was that of "courier" (De La Rosa [158]). The Court of Criminal Appeal dismissed the Crown appeal on the basis that the Crown had not established manifest inadequacy.
76 Upon the basis of this material, I am satisfied that the sentence of 6 years imprisonment, with a non parole period of 3 years 9 months, imposed upon Ms Nikolovska, was manifestly inadequate and that there was error. Subject to the issue of parity, there is a need to resentence.