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[2005] NSWCCA 385
Court of Criminal Appeal (NSW)
2005-02-08
Buddin J, Hoeben J, Ms J
Original judgment source is linked above.
Reported Decision : 157 A Crim R 238 64 NSWLR 527
CITATION: Regina v Kanaan [2005] NSWCCA 385
JUDGMENT OF: Hunt AJA at 1; Buddin J at 1; Hoeben J at 1
DECISION: (1) The appeal against conviction dismissed (2) Leave to appeal against the sentences imposed granted, but the appeal dismissed.
CATCHWORDS: Manslaughter as alternative verdict to murder - whether viable case of manslaughter available on the evidence - whether obligation to leave manslaughter to jury even when not raised by either party and even if a party or both parties object - Gilbert v The Queen (2000) 201 CLR 414, Gillard v The Queen (2003) 202 ALR 202 discussed - where Crown relies on conduct of accused as being inconsistent with innocence and as amounting to an implied admission of guilt - directions fashioned on Regina v Lucas [1981] QB 720 at 724 and Edwards v The Queen (1993) 178 CLR 193 ordinarily required - direction to jury on alibi - Crown must remove or eliminate any reasonable possibility that accused was not at scene of crime.
Crimes Act 1900 Criminal Appeal Act 1912 LEGISLATION CITED: Drug Misuse and Trafficking Act 1985 Evidence Act 1995 Criminal Appeal Rules
Bullard v The Queen [1957] AC 635 Chamberlain v The Queen (1983) 46 ALR 493 Conway v The Queen (2001) 209 CLR 203 De Jesus v The Queen (1986) 68 ALR 1 Edwards v The Queen (1993) 178 CLR 193 Gallagher v The Queen (1986) 160 CLR 392 Gammage v The Queen (1969) 122 CLR 444 Gilbert v The Queen (2000) 201 CLR 414 Gillard v The Queen (2003) 202 ALR 202 Knight v The Queen (1992) 175 CLR 495 Kural v The Queen (1987) 162 CLR 502 Kwaku Mensah v The King [1946] AC 83 Lawless v The Queen (1979) 142 CLR 659 Mancini v DPP [1942] AC 1 McKenzie v The Queen (1996) 190 CLR 348 Mickelberg v The Queen (1989) 167 CLR 259 Mraz v The Queen (1955) 93 CLR 493 Packett v The King (1937) 58 CLR 190 Pemble v The Queen (1971) 124 CLR 107 Regina v Abou-Chabake (2004) 149 A Crim R 417 Regina v Abusafiah (1991) 25 NSWLR 531 Regina v Beserick (1993) 30 NSWLR 510 Regina v Cameron [1983] 2 NSWLR 66 Regina v Doan (2001) 3 VR 349 Regina v Elfar (2003) 115 A Crim R 64 Regina v Evans & Lewis [1969] VR 858 Regina v Goonan (1993) 60 A Crim R 338 CASES CITED: Regina v Heuston (2003) 140 A Crim R 422 Regina v Hitchins & Elliott [1983] 3 NSWLR 318 Regina v Ilic and Sammut (2000) 118 A Crim R 378 Regina v Isaacs (1997) 41 NSWLR 374 Regina v Jackson [1993] 4 SCR 573 Regina v Johns (1999) 110 A Crim R 149 Regina v Kane (2001) 3 VR 542 Regina v Kirkman (1987) 44 SASR 591 Regina v Livingstone (2004) 150 A Crim R 117 Regina v Lucas [1981] QB 720 at 724 Regina v Park [2003] NSWCCA 203 Regina v Pureau (1990) 19 NSWLR 372 Regina v Quinn (1991) 55 A Crim R 435 Regina v Robinson [1999] NSWCCA 186 Regina v Storey (1978) 140 CLR 364 Regina v Vastag (NSWCCA, unreported, 20 June 1997) Regina v Walters (1992) 62 A Crim R 16 Regina v Willersdorf [2001] QCA 183 Regina v Wilson [2005] NSWCCA 20 Regina v Youssef (1990) 50 A Crim R 1 Regina v Zorad (1990) 19 NSWLR 91 Rex v Hopper [1915] 2 KB 431 Ross v The King (1922) 30 CLR 246 Varley v The Queen (1976) 51 ALJR 243 White v The King (1922) 17 CAR 60 Wilde v The Queen (1988) 164 CLR 365 Woolmington v DPP [1935] AC 462
S Odgers SC/H Dhanji (Appellant) COUNSEL: P Barrett/Ms J Girdham (Crown)
Michael Croke & Co (Appellant) SOLICITORS: C K Smith (Crown)
IN THE SUPREME COURT OF NEW SOUTH WALES COURT OF CRIMINAL APPEAL 2001/3273
HUNT AJA BUDDIN J HOEBEN J
Thursday 17 November 2005 REGINA v KANAAN Headnote The appellant was charged with the murder of two men, and with having maliciously wounded a third man with intent to inflict grievous bodily harm, in an altercation on the footpath outside a hotel. The Crown case was that the appellant and other men stopped the motor vehicle in which they were travelling when they saw a fight between one of the deceased and the man wounded, and that the appellant left the vehicle and fired a gun directed at the three men a number of times in quick succession and at close proximity to them. There was slight evidence that the appellant was involved in a scuffle with one of the deceased before he fired the gun. One of the men accompanying the appellant was indemnified by the Attorney General in relation to his evidence against the appellant. The appellant's case was one of alibi. Both the Crown prosecutor and the appellant's very experienced counsel at the trial declined the trial judge's offer to put manslaughter to the jury as an alternative verdict. The trial proceeded on the basis that whoever fired the gun had the relevant state of mind for murder. It was, therefore, a "murder-or-nothing" defence. The appellant was convicted on all three charges. On appeal, the appellant (represented by different counsel) submitted that the trial judge was bound to put manslaughter to the jury as an alternative verdict wherever there is a viable case of manslaughter, even when that course is opposed at the trial. HELD: (1) Manslaughter cannot be left for the determination of the jury as an alternative verdict in a murder trial unless there is evidence to support such a verdict (or unless the case on manslaughter is "viable"). If there is evidence to support an alternative verdict of manslaughter, the judge must leave that issue to the jury - notwithstanding that it has not been raised by any party, and even if a party objects (or all parties object) to the issue being left to the jury. (2) If there is evidence to support an alternative verdict of manslaughter, and if the judge has not left that issue (for whatever reason), there has been an error of law. Subject to the provisions of the Criminal Appeal Rules, r 4, the appellant is entitled to a new trial unless the Crown establishes that no substantial miscarriage of justice has actually occurred. (3) In determining whether there has been such a substantial miscarriage, it is not permissible to reason that the jury's verdict of guilty of murder at the first trial excludes any consideration of the alternative verdict of manslaughter at the new trial. Gilbert v The Queen (2000) 201 CLR 414; Gillard v The Queen (2003) 202 ALR 202 discussed and followed. Ross v The King (1922) 30 CLR 246; Mraz v The Queen (1955) 93 CLR 493; Gammage v The Queen (1969) 122 CLR 444; Pemble v The Queen (1971) 124 CLR 107; Varley v The Queen (1976) 51 ALJR 243 considered. Regina v Evans & Lewis [1969] VR 858; Regina v Hitchins & Elliott [1983] 3 NSWLR 318; Regina v Park [2003] NSWCCA 203; Regina v Elfar (2003) 115 A Crim R 64 discussed and not followed. (4) Whether the principles laid down in Gilbert v The Queen (2000) 201 CLR 414 and Gillard v The Queen (2003) 202 ALR 202 apply beyond murder/manslaughter cases discussed. The application of r 4 of the Criminal Appeal Rules when the point has not been taken at the trial discussed. Regina v Abusafiah (1991) 25 NSWLR 531; Regina v Wilson [2005] NSWCCA 20 followed. (5) The conduct of the accused, such as changing his appearance, damaging the vehicle used to suggest that it had been stolen and leaving his usual abode for a period of time immediately after an offence - where the Crown relies on that conduct as being inconsistent with innocence and as amounting to an implied admission of guilt - ordinarily requires directions fashioned on Edwards v The Queen (1993) 178 CLR 193. (6) The issue raised by an alibi is whether there is a reasonable possibility that the accused was elsewhere and not at the scene of the crime at the relevant time. In order to prove beyond reasonable doubt that the accused was at the scene and not elsewhere, the Crown must remove or eliminate that reasonable possibility. Regina v Youssef (1990) 50 A Crim R 1 applied. Form of direction in relation to alibi discussed. ____________________
IN THE SUPREME COURT OF NEW SOUTH WALES COURT OF CRIMINAL APPEAL 2001/3273
HUNT AJA BUDDIN J HOEBEN J
Thursday 17 November 2005 REGINA v KANAAN Judgment
1 THE COURT : On 8 August 2001, the appellant (Michael Kanaan) was convicted of having murdered Adam Wright and Michael Hurle and of having maliciously wounded Ronald Singleton with intent to do grievous bodily harm to him. The offences arose out of an altercation on the footpath outside the Five Dock Hotel in the western suburbs of Sydney on 17 July 1998. Each of the deceased died the following day, despite the efforts of medical officers to save their lives. 2 On 31 October 2001, the trial judge (G James J) sentenced the appellant to imprisonment for life in relation to each of the counts of murder. The appellant was sentenced to imprisonment for 25 years in relation to the remaining count of wounding with intent to do grievous bodily harm. In each case, the sentence imposed was the maximum provided by law. 3 The appellant notified the following grounds of appeal against his convictions: 1. The appellant was not liable to prosecution on the third count in the indictment.
(a) The trial judge erred in the directions given in respect of Rossini.
(b) The trial judge erred in the directions on evidence tending to show consciousness of guilt.
(c) The trial judge erred in failing properly to direct the jury regarding the evidence disclosing the appellant's bad character.
(d) The trial judge erred in failing to direct the jury that they had to reject the evidence of alibi beyond reasonable doubt.
(e) The trial judge erred in failing to direct the jury that the evidence relating to the alibi could not be used as positive evidence of guilt even if the jury rejected the alibi.
(f) The trial judge erred in failing to direct the jury that, in a criminal trial, an inference should not be drawn from evidence unless it is the only inference open.
(g) The trial judge erred in directing the jury at SU 14.6 that the defence case was that Rossini or the "young man from the back of the car" was the shooter. 5. A miscarriage of justice was occasioned as a result of the absence at trial of fresh evidence (namely evidence concerning the corrupt conduct of Detective Fabris).
The Crown case 5 The Crown case depended heavily for its acceptance on the evidence of a man who was given the pseudonym Alan Rossini for the purposes of the proceedings. Rossini was arrested in June 1999 in relation to offences involving the supply of drugs. He was subsequently taken before the NSW Crime Commission where he gave evidence about his own activities as well as the activities of other persons. It included his knowledge of the present matter which involved the shooting of three men outside the Five Dock Hotel. In due course, the drug charges against Rossini were withdrawn on his undertaking that he would give evidence of what he knew, inter alia , about the present incident. He was also granted an undertaking by the Attorney-General which was in the following terms: If you actively cooperate in criminal proceedings against MICHAEL KANAAN, SHADI DERBAS, MOHAMED DIB, BASSAM KAZZI, MOHAMED RUSTON and NASEAM EL ZEYAT for various offences arising from the murders of ADAM WRIGHT and MICHAEL HURLE and the attempted murder of RONALD SINGLETON on 17 July 1998 and if your evidence there is the truth, the whole truth and nothing but the truth, I undertake that: · evidence which you give or produce; · the fact that you do so; and · information or evidence obtained as a result
will not be used in proceedings against you except in respect of the falsity of your evidence. The undertaking became an exhibit at the trial.
The evidence 6 Rossini gave evidence that, as at the time of the incident at Five Dock, he had known the appellant for between two and a half to three years, and that in the months preceding that incident he had seen him on an almost daily basis. 7 Rossini gave evidence that, on the night of the incident, he and the appellant had gone to premises in Telopea Street, Punchbowl, where a mutual friend named Shadi Derbas lived. Apart from Derbas, also present was a man named Bassam Kazzi (whom Rossini also knew), and a young male aged between 16 and 18 years (whom Derbas knew but Rossini did not). Rossini described the young male as being five feet and five inches tall, and of slim build. He also provided descriptions of the other men and the clothing they were wearing that evening. 8 At Derbas' house, a decision was made that the group would go to a café in the Five Dock area. They travelled in a red Mitsubishi Magna station wagon to Café Extreme where they met up with a man named Fadi Yannieh. They spoke to Yannieh, and left after having had a meal. Yannieh gave evidence recalling an occasion on which Derbas and three of his friends had come to the café in mid-1998 for a meal. In cross-examination, however, he said that the appellant was not one of the men who was with Derbas on that occasion. 9 Rossini said that, following the meal, the five men returned to the vehicle and drove along the Great Northern Road to the Five Dock Hotel. There they stopped at a set of traffic lights which was located outside the hotel. Derbas was driving, Rossini was in the front passenger seat, the appellant was seated behind Derbas, Kazzi was behind Rossini and the young man was in the middle of the back seat. 10 Other evidence established that, at the time the vehicle stopped at the traffic lights, two patrons of the hotel, Ronald Singleton and Michael Hurle (who were friends), were standing outside it having become involved in a physical altercation. Adam Wright, who was a friend of the two men, had also emerged from the hotel in an endeavour to placate them. These men and the occupants of the vehicle were strangers to each other. Rossini saw the struggle taking place a short distance from where the vehicle had stopped. He wound down the window and shouted out to the men "Come on, fellows, punch on". This prompted one person, whom the evidence established was Ronald Singleton, to approach the vehicle and say something to the effect of "you fucking wogs". Rossini then grabbed his wrist and opened the vehicle door, forcing Mr Singleton back. Rossini then exchanged punches with both Mr Singleton and one of the other men who had also come over to where the vehicle had stopped. 11 Rossini said that he received a blow to his jaw which knocked him back so that he was half in and half out of the vehicle. At that stage, he became aware of Kazzi who was also fighting with someone in the vicinity of the vehicle. Rossini said that, after he was forced back into the vehicle, he heard one or two gunshots. He said that they came from an area outside the back of the vehicle. He looked in the direction from which they had come and saw the appellant running "from my left to his right with a gun in his hand firing". He said that he was firing "in the direction of the footpath". As a result he saw "three or four blokes falling to the ground". 12 Rossini said that he then became aware of someone pulling on the bottom of his trouser leg. Other evidence indicates that the person in question was Ronald Singleton. Rossini said that he tried unsuccessfully to kick the man away. Derbas, who had remained in the vehicle, then tried to pull Rossini back into the vehicle. Rossini then became aware that the appellant had returned to the vehicle. The appellant pointed his gun in the direction of the man who was holding his leg and then pulled the trigger a few times. However, the gun just clicked as apparently there were no bullets left in it. Eventually Rossini freed himself and the vehicle drove off. Everyone had returned to their original positions in the vehicle except for Kazzi and the appellant, who had changed places in the back seat. 13 The appellant then inquired as to whether everyone was all right. It seems that only minor injuries had been sustained, which prompted the appellant to say "Fuck the Aussies, as long as we're all right. If it happened again, I would do the same thing". The appellant also said that he had run out of bullets. 14 As they were driving back to Derbas' house, both the appellant and Rossini indicated that their mobile telephones were missing. Later, Rossini suggested to the appellant that he should ring a mutual friend and tell him to inform their other friends that they should not try to contact them on the missing telephones. Derbas learnt from associates, who were operating a police scanner, that police were looking for the vehicle in which they had been travelling. Patrons of the hotel had evidently provided police with the vehicle's registration details. The vehicle was placed under the carport at Derbas' request "because of [police] helicopters". The vehicle was then de-greased in an endeavour to remove from it any fingerprints and saliva. Attempts were also made to tamper with the locks and the ignition of the vehicle. (Subsequent examinations of the vehicle by the police revealed damage to the lock of one of the doors and the ignition barrel as well as the presence of an oily substance; a strong odour which was described as being similar to a cleaning agent was also detected.) Arrangements were then made to dispose of the vehicle. Next day, Rossini destroyed the clothing which he had been wearing. There was also discussion between him and the appellant about disposing of the gun which the appellant had used during the course of the incident. The appellant later told Rossini that he had thrown it over the bridge into the Cooks River. Police divers were however unable to locate any such weapon. 15 Rossini gave evidence that the appellant had made a call to his girlfriend, Leia Colbert, on Derbas' mobile telephone. He overheard him telling her that something had come up and that he could not see her that evening. Telephone records indicate that a call was made at 10.48 pm that evening from a mobile phone for which Derbas was the subscriber to a telephone service registered in the name of Ms Colbert's mother. Ms Colbert gave evidence that she had begun to keep company with the appellant in about June 1998. He provided her with various telephone numbers on which she could reach him. She recorded the numbers in her diary. She said that the appellant had arranged to pick her up at 8 pm on 17 July 1998 (the date of the shooting incident). She said that he had, however, telephoned at about that time to say that he could not make it. Later that evening, he had telephoned her again to tell her not to call him on his mobile or to leave messages because he had lost it. Instead, he provided her with another number on which she would be able to ring him. She said that she had rung that number two days later and had left a message. The appellant told her, when he returned her call, that he had to go away on business for a few days and that he would call her when he returned. She did not hear from him again. 16 On Sunday 19 July, the appellant made arrangements for a friend, Ellie Gialouris (whom he had known for about eight years), to pick up both him and Rossini from his house. From there they went to her hair salon where she gave each of them a haircut. Rossini said that the appellant had had his hair cut all over whilst he (Rossini) had had his ponytail cut off and the back of his hair shaved. Arrangements were then made for Ms Gialouris to drive them to Callala Beach (which is apparently about two and a half hours' drive from Sydney). The two men stayed there at her parents' place for about a week. Rossini requested her to tell police, if inquiries were made of her, that she had in fact cut his hair the previous week. 17 Ms Gialouris gave evidence that she had cut the men's hair, although she described the appellant's haircut as being the usual trim which she was in the habit of giving him. She confirmed that they had gone to Callala Beach for a few days but was unable to recall whether it was the same day that she had done their hair or a couple of days later. 18 Rossini gave evidence that the weapon which the appellant was carrying at the time of the incident was a small black 0.22 revolver which had red rubber bands on the handle. He said that the appellant had been carrying it every day for a period of about five months. He was shown a series of photographs of guns by the police and he identified one which he said was the same shape, size and colour as the gun which the appellant had had on the night in question. 19 A man who was given the pseudonym John Lee gave evidence that he had seen the appellant on an almost daily basis in the early part of 1998. He said that he was usually accompanied by Rossini. He gave evidence that he observed that the appellant was carrying a gun during that period of time. He described it as a dark, blackish revolver which had red elastic bands around the handle. The appellant told him that "revolvers do not let you down because they guarantee six shots". 20 A man who was given the pseudonym Dennis Green gave evidence that he too had had almost daily contact with the appellant in the first half of 1998. He also said that the appellant was usually accompanied by Rossini. Once or twice, Green saw that the appellant was carrying a gun which he described as being a black revolver with a wooden handle which had yellowish, brownish rubber bands wrapped around it. Both he and Green said that there was a period in mid-1998 when they did not see the appellant or Rossini for a while. When the pair returned, they noticed that Rossini had had his hair cut off. Both Lee and Green had received reduced sentences for drug offences which they had each committed by reason of their undertakings to give evidence on behalf of the Crown. 21 Senior Constable Luke Wise, who was attached to the Forensic Ballistics Section in the Forensic Services Group, examined the clothing of the three victims. He was able to account for four shots having been fired. One shot fired at Mr Singleton travelled through his right arm and then exited. Sooting on his clothing indicated that he had been shot at close range. That projectile was not recovered. One shot struck Mr Wright in the lower abdomen. That projectile was recovered from his body during the course of the post-mortem examination. Two shots were apparently fired at Michael Hurle. One shot entered the front upper right side of his clothing and exited at the front lower left side without causing any injury. The presence of sooting on his clothing indicated that he too was shot from close range with the muzzle of the gun being no more than 10 cm away at the time. A second shot entered the lower left side of his chest. That projectile was also recovered during the post-mortem examination. 22 The projectiles which were recovered by police were consistent with having been components of a Remington 0.22 long rifle calibre cartridge. The fact that no fired cartridge cases were found at the scene indicated to Senior Constable Wise that it was more likely that the firearm was a revolver, because the fired cartridge cases of such a firearm remain in the cylinder after each shot is discharged. 23 Although Senior Constable Wise was unable to state with certainty whether the weapon was a rifle, a sub-machine gun or a revolver, it was his opinion, based on the evidence, that it was most likely to have been a revolver. 24 Police recovered two Ericsson mobile telephones from the scene. One of them was missing its aerial. No DNA or fingerprint evidence was led in relation to these telephones. Rossini identified them as belonging to himself and the appellant respectively. Green gave evidence that the appellant and Rossini each had an Ericsson 688 mobile telephone at the time of the incident. He said that the appellant's telephone was black and that it was distinctive, in that its antenna had a silver ball on it. Ms Colbert gave evidence to similar effect and said that the telephone, which Rossini had identified as being the appellant's, looked like the one which she had seen the appellant with. 25 A considerable number of eyewitnesses to the incident were called to give evidence. It will be necessary to refer to the evidence of only some of those witnesses. Although a number of inconsistencies understandably emerged from the versions which they gave, there was a degree of consistency between them that Ronald Singleton and the man who had been in the front seat of the vehicle had become involved in an altercation. The Crown case was that that person was Rossini. Moreover, the descriptions of him provided by a considerable number of the eyewitnesses were consistent with his appearance at the time of the incident. That person will be referred hereinafter as Rossini, although he was not so identified by any of the witnesses. 26 Ronald Singleton gave evidence that he and Michael Hurle had been having an argument outside the hotel and that Adam Wright had tried to settle things between them. He saw a vehicle pull up at the lights and then heard the man in the front passenger seat yell something out. Mr Singleton replied "Pull your head in, you wog". He and that man then approached each other and began to exchange punches. As a result, the man fell back into the front seat of the vehicle. Whilst they were punching each other, Mr Singleton heard a number of gunshots in rapid succession coming from the back seat of the vehicle. Mr Singleton took hold of Rossini's legs but eventually let go of them when the vehicle drove away. It was only after the vehicle had left that he realised that he had been shot in the shoulder. He looked at Adam Wright who showed him that he had been shot in the stomach. He then saw Mr Wright walk into the hotel and collapse. 27 Suzanne Robberds saw Adam Wright join in the scuffle that Ronald Singleton was having with Rossini. She then saw another male, whom the Crown asserted was Kazzi, fighting with both Adam Wright and Michael Hurle. She saw Michael Hurle move towards the back of the vehicle. Ms Robberds then saw the person who was sitting behind the driver (whom the Crown alleged was the appellant) get out and walk towards the back of the vehicle where he and Michael Hurle began to scuffle. Punches were exchanged and then the men came together in what she described as a type of embrace. Ms Robberds then heard approximately two loud cracking sounds coming from the direction of where Michael Hurle was standing. She saw him fall to the ground, whereupon the man with whom he had been fighting kicked him in the side before running back to the vehicle. As she ran towards Michael Hurle, she heard three or four further cracking sounds. She looked back towards the hotel and saw Mr Singleton falling back towards the doors of the hotel. She then saw the man who had left the seat behind the driver standing at the vehicle with his hand in the air pointing towards the hotel. The cracking sounds which she had heard had come from where he was standing. In cross-examination, she said that the man had his hand outstretched and also said that he was holding something in his right hand. She was pretty certain that the same person had shot Michael Hurle and then Mr Singleton. She agreed that she had told police that, before the man (whom she said she thought had a gun), had began scuffling with Michael Hurle, she had seen him point in the direction of where Mr Singleton and Adam Wright were fighting. She had then heard a cracking sound. 28 Natalie Cunynghame saw Ronald Singleton approach Rossini and exchange punches. As they were fighting she saw an object, which she thought was a mobile telephone, fly across the road. She saw that Michael Hurle and Adam Wright had followed Mr Singleton over to the vehicle. She then heard a sound like a firecracker and saw a person (whom the Crown alleged was the appellant) standing at the rear passenger door behind the driver. She said that she observed that there were five people in the vehicle, but later she said that only four people left the vehicle, with the person in the middle of the back seat remaining in the vehicle. She said that she heard a total of five sounds like firecrackers and that, when she heard them, Mr Singleton and Rossini were still fighting. 29 Melinda Catchpole said that she saw five people in the vehicle, two in the front and three in the back. She saw Michael Hurle fighting with someone at the back of the vehicle. She then saw another person leave the seat behind the driver. She heard four or five bangs coming from that area. In cross-examination, she said that that person (whom the Crown alleged was the appellant) was within a few metres of Michael Hurle when what she thought was a gun was fired. The gun was in the man's right hand. The gunshots, according to Ms Catchpole, were not all aimed in the one direction, but were sprayed everywhere. She also saw the gunman move his hand in an arc motion from the back of the vehicle towards the hotel. In cross-examination, she said that, as the vehicle drove away, Mr Singleton was holding on to a person who was on the right hand side of the vehicle behind the driver. 30 Karen Smith heard at least five gunshots during the course of the fight between Ronald Singleton and Rossini. She saw that Michael Hurle was on the ground in the middle of the road, and that one of the men who had emerged from the vehicle was hitting him with a small black object. She saw only two men leave the vehicle, namely the person sitting in the rear behind the driver and the person sitting behind the front passenger's seat. The vehicle itself, she said, contained five people. 31 Stephen Pappalardo saw the initial fight between Mr Singleton and Rossini. A person who got out of the "back passenger seat" (whom the Crown alleged was Kazzi) and Adam Wright also both became involved in the fight. Pappalardo then saw a man who left the back seat behind the driver's side (whom the Crown alleged was the appellant) approach the area of the fight. He gave evidence of a total of five gunshots coming from the area of the vehicle. He saw the person who had emerged from the back seat on the driver's side attempt to re-enter the vehicle by getting into the rear passenger seat. It appeared to him that Mr Singleton grabbed the legs of both that man as well as the person who had got into the front passenger seat. 32 Rebecca Chaplin said that she saw five people in the vehicle. She saw the person from the rear passenger seat leave and commence to fight with Michael Hurle in the middle of the road. She heard a total of five or six sounds like firecrackers in all. 33 Nathan Wood's statement was tendered. He heard gunshots coming from the gutter area at the front left of the vehicle. He then saw a male person run from the roadway at the front left of the vehicle and stumble on the footpath. Wood then saw Adam Wright on the footpath throwing a punch at a person who was approaching him. He heard another gunshot and saw Adam Wright jump back, lift up his shirt and look at his belly. 34 Keiran McDonnell said that he had seen a man running from the back of the vehicle towards the back passenger's side of the vehicle and get in. As he was running, he saw the man stumble after which he heard two gunshots. His description of the person was consistent with the appellant's appearance. 35 Matthew Scott saw three men leave the vehicle. He saw the man who emerged from the rear passenger seat fighting with Ronald Singleton as a result of which each of them fell into the back seat of the vehicle. At the same time, he saw Adam Wright engaged in a fight with the person who had left the front passenger seat. As that was happening, he heard two gunshots as a result of which he saw Mr Wright's head thrust backwards. He then saw him holding his belly. 36 There was also a considerable body of evidence regarding the use and possession of mobile telephones by Rossini, the appellant and their associates. It was common ground that they were constantly changing their mobile telephones in an endeavour to conceal their illicit activities from the police. It would also appear that this group of people had access to, and would use, each other's telephones. The Crown endeavoured, by referring to call charge records in addition to other evidence, to demonstrate that the mobile telephones which were located at the scene were in the possession of Rossini and of the appellant respectively. The Crown relied in part on records, which indicated the persons to whom calls were made and from whom calls were received, to establish with whom the particular telephone was associated at the particular time.
The case for the appellant 37 The appellant did not give evidence at the trial even though he relied on evidence of an alibi. The Crown was not informed about the fact that the appellant was going to rely on an alibi until shortly before the trial was listed to commence. The alibi consisted of evidence from the appellant's brother (Najieh Kanaan), and two of his friends, that they had all spent the evening of 17 July 1998 (the date of the shooting) in the company of the appellant at his premises in Belfield, where they had played cards and watched a game of football on television. There was also evidence that two other associates of the appellant had visited the premises that evening, although neither of those persons gave evidence. 38 Each of the witnesses gave evidence explaining why they had not provided police with the information that they had concerning the availability to the appellant of an alibi. The appellant's brother, for example, said that the reason that he did not come forward with the information immediately was because he wanted to wait for the committal proceedings, at which he anticipated that the allegations against the appellant would be revealed to be untrue. He agreed that he had not informed counsel who had appeared on the appellant's behalf at the committal proceedings of the fact that the appellant had an alibi. 39 Nevertheless, he maintained that he had told a barrister (Mr G Stanton), that the appellant had an alibi. Mr Stanton did not appear for the appellant at any stage of the proceedings. The appellant's brother gave evidence that he had asked Mr Stanton for advice as to when he should come forward with the information concerning the alibi. He said that he was told by Mr Stanton to wait until a couple of months before the trial. The appellant's brother maintained that he had consulted Mr Stanton because he was Lebanese and was familiar with the Lebanese community. He also said that he did not trust the appellant's lawyers, although he conceded in cross-examination that he had had daily contact with the appellant's counsel at the committal proceedings and that he had provided counsel with information about the witnesses who gave evidence at those proceedings. 40 The Crown called Mr Stanton in its case in reply. In essence, he denied the contents of the conversations which were attributed to him by the appellant's brother. He said that, although he had spoken to the appellant's brother during the course of the committal hearing, at no stage had the question of the appellant having an alibi been raised with him. He agreed that he had discussed in general terms the nature of committal proceedings with the appellant's brother and family. However, he said that he had told them that they should discuss any matters concerning the trial with counsel who was appearing for the appellant. 41 The appellant's brother and another of the alibi witnesses gave evidence that the appellant was left-handed. Mr Rossini said in cross-examination that he did not know which hand the appellant had used when firing the gun, but he agreed that he was left-handed or at least predominantly so. 42 Bassim Kazzi and Shadi Derbas each declined to provide a statement to police. Kazzi, however, gave evidence on behalf of the appellant in which he denied that he was an occupant of the red Mitsubishi Magna station wagon on the night in question. He said that he had known the appellant, as at the time of the incident, for a number of years, but that he could not recall having spoken to him in July 1998. He also said that, although Rossini's face looked familiar, the first time that he had seen him was at the committal hearing.
Hearing: the issues 43 In the final analysis, the issues to be determined by the jury were straightforward. The trial judge directed the jury in forceful terms that they could not be satisfied of the appellant's guilt to the requisite standard unless they accepted the evidence of Rossini beyond reasonable doubt. The Crown contended that the jury would be so satisfied, and it pointed to matters which were at least capable of supporting Rossini's assertion that the appellant was present at the time of the incident. It also identified reasons why Rossini should be accepted when he said that the appellant was the shooter, as well as pointing to the inherent improbability that anyone else was the shooter. 44 Counsel for the appellant at trial mounted a significant attack on Rossini's credibility. He made a number of submissions to the jury as to why they would reject his evidence. The trial judge reminded the jury of each of those matters in his Summing-up. It included: (a) Rossini's post-incident conduct including changing his appearance and burning his clothing, from which it could be inferred that, far from being a "bit" player, he was in fact a "prime" player; (b) a number of inconsistencies in his various statements about the matter; (c) the fact that his evidence was contradicted by both Yannieh and Kazzi as well as the alibi witnesses; (d) the evidence that the appellant was left-handed was at odds with eyewitness accounts, which said that the shooter was right-handed; (e) the telephone records which were in evidence did not support Rossini's account in a number of respects, including (for example), that Derbas had made a call from the vehicle whilst they were leaving the scene; and (f) it was possible that the young man in the back seat was the shooter of at least some of the victims. In support of this last proposition, reliance was placed on Ronald Singleton's evidence that shots had come from within the vehicle and the fact that Rossini had said at one stage that this person had left the vehicle and had been wrestling with someone. Moreover, as they were leaving the scene, Derbas informed the appellant that there was another gun under the seat in the vehicle, whereupon the young man reached under the seat and produced a 0.38 calibre revolver.
GROUND 3 - The trial judge erred in failing to leave an alternative of manslaughter in respect of the two counts of murder 45 The consequences of the failure of a trial judge to direct a jury in relation to the alternative verdict of manslaughter in a murder trial - even where trial counsel for the accused has, for tactical or other reasons, requested the judge not to do so - have been the subject of debate in the High Court for many years. The decisions given by that Court on the issue have not always had the appearance of consistency, as different views have been expressed in different cases. At present, however, there is a clear majority for one particular approach, which this judgment will discuss in the light of the different views which have been expressed over the years.
46 If the alternative verdict of manslaughter should have been left, but was not, there has been a "wrong decision" on a question of law. In such a case, s 6 of the Criminal Appeal Act 1912 requires this Court to set aside the conviction unless the proviso to s 6 applies, the effect of which is that a new trial will not be ordered where the Crown satisfies the Court that no substantial miscarriage of justice has actually occurred - in the sense that the appellant had not lost any real chance (or a chance which was fairly open to him) of being acquitted of the offence for which he had been convicted: Mraz v The Queen (1955) 93 CLR 493 at 514; Regina v Storey (1978) 140 CLR 364 at 376; Wilde v The Queen (1988) 164 CLR 365 at 371-372.
47 The test for the application of the proviso is often stated to be whether an appropriately directed jury, acting reasonably on the evidence properly before them, would inevitably or necessarily have convicted the appellant: Mraz v The Queen at 514-515; Wilde v The Queen at 371-373; Regina v Zorad (1990) 19 NSWLR 91 at 108; Gillard v The Queen (2003) 202 ALR 202 at [1]. The word "inevitably" appears to have been used in this context as long ago as White v The King (1922) 17 CAR 60 at 65 (where the alternative of "certainly" was also given). See also Woolmington v DPP [1935] AC 462 at 482-483.
48 In dealing with the consequences of the failure of a trial judge to direct a jury in relation to the alternative verdict of manslaughter in a murder trial, the distinction has been drawn in the cases between - (a) what has been described as either the "mechanistic" approach to the jury's task in a murder trial ( Gilbert v The Queen (2000) 201 CLR 414 at 421 by Gleeson CJ and Gummow J - who did not accept that approach), or the "legalistic" approach ( Gilbert v The Queen at 425 by McHugh J - who did accept that approach); and (b) what has been described variously as the jury's privilege to return a "wrong" verdict ( Gammage v The Queen (1969) 122 CLR 444 at 451 by Barwick CJ) or its right to take a "merciful" view of the facts ( McKenzie v The Queen (1996) 190 CLR 348 at 367 by Gaudron, Gummow and Kirby JJ). 49 The origin of the mechanistic approach appears to be within the following passage of the joint judgment of Knox CJ, Gavan Duffy and Starke JJ in Ross v The King (1922) 30 CLR 246 at 253-254 (in the quotations in this and the following paragraph the emphasis has been added, and the italicised passages are discussed in par [53] infra ): We think the learned Judge acted wisely and in the interests of the prisoner in excluding from the consideration of the jury an issue which was not raised by the prisoner's counsel, which no reasonable jury could have found in his favour , and which, if found in his favour, was less advantageous to him than the verdict of acquittal which the jury were bound to find under the Judge's direction if they did not find an intention to kill.
In view of the opinion we have expressed, it is unnecessary to discuss the decisions in Rex v Hopper [1915] 2 KB 431 and Regina v Clinton (1917) 12 CAR 215, because we think it is clear that, if on a trial the Judge correctly instructs the jury on the essential ingredients of the crime charged and fully and fairly puts to the jury the defence set up by the prisoner, a verdict of guilty amounts to a finding by the jury of every essential element of that crime, and cannot be disturbed by a suggestion that the jury on the evidence might have found him guilty of a lesser offence if the Judge had informed them that they were at liberty to do so. Higgins J (at 270) agreed with the joint judgment, but did so with an emphasis on the deliberate choice of counsel for the accused not to seek a direction on manslaughter (even in the absence of the jury), saying (at 273) that it was easy to conceive of " cases in which such a direction would be essential " but asserting that " the present is not such a case ". In the course of this discussion, Higgins J said: As those who are familiar with murder trials well know, if the only alternatives before a jury are acquittal and sentence of death, there is a strong tendency to shrink from pronouncing a verdict which leads to death.
50 Issacs J wrote a strong dissent, saying (at 260): I cannot for myself imagine a more serious breach of the fundamental principles which justice requires to be observed, than the want of a sufficient instruction to a jury to distinguish between wilful murder and manslaughter where the facts require it . He repeated the need for evidence to support a case of manslaughter when he said (at 262, 263): The charge being wilful murder, it was open to the jury to find manslaughter only if the facts permitted .
[…] except so far as the Legislature specially chooses to relax them, no prisoner can validly consent to any serious breach of the administration of criminal law. It is such a breach if, in a case where manslaughter is on the evidence a possible verdict , the necessary instruction is not given to the jury. Issacs J went on to discuss various cases supporting that proposition, including Rex v Hopper , and he distinguished Rex v Clinton on the basis that it did not raise a possible case of manslaughter. Those are the cases which the joint judgment said it was unnecessary to discuss - although it is unclear whether that was because, in the opinion of those justices (and contrary to the opinion of Isaacs J), there was no evidence in the case before the High Court to support a manslaughter verdict.
51 All five judges in Ross v The King therefore effectively agreed, in the italicised passages quoted, that manslaughter cannot be left to the jury if there is no evidence to support it. No-one since has sought to deny that proposition. A currently adopted test is that there must be a "viable" case of manslaughter to be considered on the evidence before such a case may be left: Gillard v The Queen (2003) 202 ALR 202 at [1], [26]. That test does not differ in substance from the tests stated in Pemble v The Queen (1971) 124 CLR 107 - that the alternative verdict of manslaughter should be left to the jury if on the evidence they could find the accused guilty of manslaughter (at 118-119), or if a verdict of manslaughter was open on the evidence (at 133).
52 The description of the joint judgment in Ross v The King as the origin of the mechanistic approach is directed to the second paragraph of the passage quoted in par [49] supra . On its face, that paragraph certainly appears to state very firmly the proposition that there can be no new trial where there has been a verdict of guilty of murder even if there were evidence on which the jury might have found the lesser verdict of manslaughter. In other words, that proposition is unqualified by the earlier finding in the joint judgment that no reasonable jury could have found manslaughter in that case.
53 That is how the majority of the Victorian Full Court interpreted that passage in Regina v Evans & Lewis [1969] VR 858. The majority found (at 866) that no reasonable jury could have found the accused guilty of manslaughter on the evidence. However, they proceeded to expound the proposition (at 867) - which they said was based on the second paragraph of the passage from Ross v The King quoted in par [49] supra , and that it was applicable to all criminal trials - that, in determining whether the omission to leave an alternative verdict on a less serious crime […] regard must be had to the verdict, the directions upon which it was founded and the evidence at the trial which would have provided material for a verdict of the less serious crime. In making that examination, an appellate court must proceed on the basis that the jury have understood the law as expounded to them by the trial judge and, applying that law, have returned a true verdict in accordance with the evidence. When such an examination is made, it may appear that the verdict of guilty of the crime charged negates the possibility of the jury returning a verdict of guilty of the lesser offence.
A court of appeal must not speculate upon the chance that the jury if fully instructed might, in mercy to the accused and contrary to their oath, have returned a verdict of not guilty of the charge named in the presentment but guilty of a lesser charge which was open on the evidence. They subsequently (at 871) said: If the trial judge correctly instructs the jury on the essential elements of the crime of which the appellant is convicted and fully and fairly puts to the jury the defence set up by the appellant the verdict of guilty amounts to a finding by the jury of every essential element of the crime and if those findings negate a verdict of guilty of a lesser offence then the verdict cannot be disturbed by a suggestion that the jury might have found him guilty of that lesser offence if the judge had informed them they were at liberty to do so. The majority read the decision of the High Court in Mraz v The Queen (1955) 93 CLR 493 - to which reference is made in par [55] infra - as supporting such an interpretation because of the observation in the joint judgment of Williams, Webb and Taylor JJ (at 504) that, although it was open to the jury to have returned a verdict of manslaughter on the evidence and it would have been permissible for the judge to have given directions on manslaughter, it had been unnecessary for the judge to have done so "for neither the Crown nor counsel for the accused suggested such a course nor did the jury seek a direction on the matter".
54 Smith J found (at 879) that there was evidence on which a verdict of manslaughter was open. Like Isaacs J, he wrote a strong dissent, stating (at 882) that the interpretation of Ross v The King formulated by the majority […] would, in my opinion, be inconsistent with principles laid down in subsequent decisions in the Privy Council, the House of Lords, and the High Court, to which I have already referred, and in my view, could, therefore, no longer be regarded as good law. Smith J had referred to Kwaku Mensah v The King [1946] AC 83 (PC) at 91-92, Bullard v The Queen [1957] AC 635 (HL) at 644 and Mraz v The Queen (HC) at 508, 513-514.
55 In the last of those cases, Mraz v The Queen , the appellant had been charged with the felony murder of a woman whom he was alleged to have raped, causing her death. Murder was the only charge. The jury was directed that, if the rape had been committed with the intention of injuring the woman, he was guilty of murder, but he was guilty of only manslaughter if his intention had been merely to gratify his own desires. He was found guilty of manslaughter, but the direction was held to be erroneous, as a finding that the death of the deceased was caused by the acts of the appellant associated with or in furtherance of the rape necessarily established felony murder rather than manslaughter (at 505). No finding of manslaughter on the basis left to the jury was therefore open on the evidence. The joint judgment of Williams, Webb and Taylor JJ, having quoted the statement by Higgins J in Ross v The King concerning the strong tendency of jurors to shrink from pronouncing a murder verdict leading to the death sentence, said (at 507-508): Whilst, perhaps, the like comment may not now be made with quite the same force it is clear that the appellant was entitled to have the issues decided upon the graver charge and, to us, it seems quite wrong to attempt to justify the verdict of manslaughter, returned in the circumstances of this case, by the observation that the jury, upon an issue of manslaughter which they were invited to consider, must have reached conclusions on issues of fact which would have required them, if properly instructed, to have returned a verdict of murder. It is, of course, quite possible to say that the same conclusions on these issues of fact must have led the jury to find the appellant guilty of murder if they had been properly instructed. But it would be ignoring the realities of the matter to assume that if they had been required to consider whether they should convict the appellant of murder or acquit him they would have reached the same conclusions. The joint judgment went on to say that the reasons given were substantially the same as those given by Fullagar J. The conviction for manslaughter was quashed.
56 In his judgment, Fullagar J said (at 513): It is, of course, true that, if the erroneous part of the charge had been omitted, the jury might have convicted the appellant of murder, which is the more serious crime than manslaughter. But it is equally true that a jury not confused by the erroneous matter might have acquitted the appellant on the only charge in the presentment. In many murder trials the question whether the possibility of a verdict of manslaughter should be raised presents a serious problem to counsel for the accused. Probably in most cases it is regarded as disadvantageous to the accused to suggest the possibility of a verdict of manslaughter. A jury which would hesitate to convict of murder may be only too glad to take a middle course which is offered to them. Reference is then made to Ross v The Queen , and the passage from the judgment of Higgins J is again quoted. Fullagar J continued (at 514): In the present case the jury may well have hesitated long before convicting the appellant of murder, and it is very far indeed from clear that the misdirection did not operate to his grave disadvantage. In such circumstances it is impossible to say that no substantial miscarriage of justice has occurred. These "too favourable" directions can only too often be veritable gifts from the Greeks. Fullagar J concluded his judgment with this (at 517): It is no answer to the argument for the appellant in this case to say that it is always permissible for a jury, on a trial for murder, to return a verdict of manslaughter: see eg Brown v The King (1913) 17 CLR 570. This right was referred to in Hughes v The King (1951) 84 CLR 170 at 175 as "the privilege of returning a merciful verdict of manslaughter". The verdict in the present case cannot be taken to have been returned in the exercise of that "privilege". It was returned on an erroneous direction as to what constituted the crime of manslaughter. 57 The next relevant case in the High Court, chronologically, is Gammage v The Queen (1969) 122 CLR 444. In that case, the trial judge had directed the jury that, if they were satisfied that murder had been committed, they must not find the accused guilty of a lesser offence in order to be merciful. Of this direction, Barwick CJ said (at 450-451): Out of the circumstance that, though not charged, manslaughter if made out may be found on an indictment of murder, there naturally arises the obligation to tell the jury if they ask, or if the accused requires it, that this alternative verdict is open to them if that is their view of the facts. Failure to so advise them will give rise to a justifiable complaint on the part of the prisoner. But, part of that advice should, in my opinion, be a clear statement of the occasion on which the jury might properly return a verdict of manslaughter.
Of course, if a jury improperly returns a verdict of manslaughter when there is in fact no material on which such a verdict may properly be returned, the trial judge may request their consideration of the matter: but if they persist in the verdict, he must in the end accept it.
[The jury] have no right, in my opinion, to return a verdict of manslaughter where they are satisfied of murder. But, as I have said, persistence by them in returning another verdict must ultimately result in the acceptance of that verdict. In that sense, but in no other sense, it is both within their power and, if you will, their privilege to return a wrong verdict.
Because it is for the jury to be satisfied of the elements of the murder charged and not for the presiding judge, the possibility of a verdict of manslaughter must almost always be present though there may be cases, of which Mraz v The Queen is suggested as an example, where there cannot be any reason for such a verdict. I have already indicated how I think such a case should be treated. In such a case it would not be a misdirection, in my opinion, to refuse to inform the jury that they may return a verdict of manslaughter. But in almost every case, if asked, the judge would be bound to tell the jury of the alternative verdict open to them. However, in that event, he should inform them of the basis on which they may properly return such a verdict.
58 Kitto J expressed the view (at 453) that, whilst the jury has the power to find a verdict against the law, they did not have the right to do so; if, however, they do not alter such a verdict after reconsideration, the verdict must be accepted. Menzies J said (at 456) that it is within the jury's province to refuse to make any finding involving guilt (even to the extent of finding manslaughter where on no view of the evidence could such finding reasonably be made rather than murder), but that a judge may not inform the jury that, notwithstanding they are satisfied of all the elements of murder, they may bring in a merciful verdict of manslaughter (see also at 460). Windeyer J was of the same opinion (at 463), as was Owen J (at 465).
59 The High Court once more approached the issue of the directions to be given in a murder trial - but without reference to Ross v The Queen - in Pemble v The Queen (1971) 124 CLR 107. The accused's case at the trial was that he fired a rifle killing the deceased without knowing that it was loaded and only to frighten the deceased, that he had held the rifle in the air but had stumbled, and that he had not intended to hurt the deceased. His counsel did not invite the jury to acquit the accused, and the judge directed the jury that the issue was whether the accused was guilty of murder or "something less". It was not suggested by anyone that the accused could be found not guilty of both murder and manslaughter. The accused was convicted of murder. It was held that the course taken by the defence in the conduct of its case did not relieve the judge from the duty to put to the jury any matters on which they might find for the accused. Barwick CJ said (at 117-118): Whatever course counsel may see fit to take, no doubt bona fide but for tactical reasons in what he considers the best interest of his client, the trial judge must be astute to secure for the accused a fair trial according to law. This involves, in my opinion, an adequate direction both as to the law and the possible use of the relevant facts upon any matter upon which the jury could in the circumstances of the case upon the material before them find or base a verdict in whole or in part. The Chief Justice referred with approval to the statements to this effect in Rex v Hopper [1915] 2 KB 431 (at 435); Mancini v DPP [1942] AC 1 (at 7-8) and Kwaku Mensah v The King [1946] AC 83 (at 92-94). However, having considered at length (at 120-125) whether a verdict of not guilty was open on the evidence in that case, the Chief Justice concluded that it was not. He nevertheless concluded that there had been an independent misdirection in relation to the charge of murder, which should lead to the conviction being quashed and a verdict of manslaughter substituted.
60 Menzies J accepted that a verdict of not guilty was open on the evidence, and said (at 133): Furthermore it is always in the power of the jury to acquit and that power cannot be denied: Gammage v The Queen (1969) 122 CLR 444. Moreover, counsel for the defence cannot effectively disclaim a defence open to the accused on the evidence. The judge must submit that defence to the jury. Windeyer J agreed (at 137) with the conclusion and order proposed by the Chief Justice, and said that he did not see any basis on which the jury, obedient to their oaths, could have acquitted the accused entirely (at 139). Owen J held (at 141-142) that the judge had erred in telling the jury that the case was one of murder or manslaughter, as a verdict of not guilty was open on the evidence. McTiernan J did not find it necessary to deal with this issue. The result of the appeal, by majority, was that a verdict of manslaughter was entered.
61 In Varley v The Queen (1976) 51 ALJR 243, the accused had been charged with murder but convicted of manslaughter. He had dispensed with the services of his counsel during the trial for what was described as tactical reasons, and no issue of manslaughter had been raised by him in his address to the jury. His defence was "murder-or-nothing". After that address, the trial judge indicated that he proposed to leave manslaughter to the jury, and gave the accused the opportunity to address the jury on that issue, which the accused did. It was argued in the High Court that on the evidence it was not open to the jury to return a verdict of manslaughter. Barwick CJ said (at 245): […] if there were a basis in the evidence on which the jury, not being satisfied of all the elements of murder, could find manslaughter, [the judge] was bound to direct the jury accordingly. His duty in that regard cannot be controlled by the tactics or manoeuvring of the accused or of those representing him. So much clearly appears from the decided cases, eg Mancini v DPP ; Gammage v The Queen ; Pemble v The Queen . The duty to give the appropriate direction is owed to accused and Crown alike, for if the evidence will bear the conclusion of manslaughter, in default of the jury's satisfaction of all the elements of murder, the Crown is not to be denied a verdict nor the accused entitled to an acquittal. The other justices agreed with the Chief Justice.
62 Against that background, this Court considered the necessity for manslaughter to be left to the jury in a murder trial in Regina v Hitchins & Elliott [1983] 3 NSWLR 318. It was held (at 334, 336) that where, in addition to the facts on which the murder verdict can be seen to rest there are other facts which would permit a verdict of manslaughter (such as provocation), the verdict of murder cannot stand if manslaughter has not been left; however, where the only basis for a manslaughter verdict was evidence which must by necessary implication have been rejected by the jury in finding the accused guilty of murder, it cannot be said that the accused "may thereby have lost a chance which was fairly open to him" of not being found guilty of murder, so that the proviso to s 6 of the Criminal Appeal Act would be applied to dismiss the appeal notwithstanding the error in not leaving manslaughter to the jury, because no substantial miscarriage of justice had actually occurred: Mraz v The Queen (1955) 93 CLR 493 at 514. Lee J, with whose reasons the other judges agreed, said (at 336): The cases on provocation […] exemplify the true basis in law upon which a verdict of murder will be quashed if manslaughter has not been left, and that basis is: where, in addition to the facts upon which the murder verdict can be seen to rest, there are other facts which would permit a verdict in manslaughter, then the verdict of murder cannot stand if manslaughter has not been left.
The question in every case will be whether the failure to put manslaughter means that the murder verdict is suspect or not, and it is difficult to see how it can be said to be suspect when it [that is, the murder verdict] amounts to a rejection of the basis upon which manslaughter could be found. Those statements accompanied both (a) an acceptance by Lee J of the interpretation of the joint judgment in Ross v The King by the Victorian Full Court in Regina v Evans & Lewis , and (b) his conclusion (at 336) that Pemble v The Queen was not inconsistent with or a departure from the principle applied in Ross v The King .
63 The apparent conflict between (i) the Victorian interpretation of Ross v The King in Regina v Evans & Lewis and (ii) the later decisions of the High Court in Pemble v The Queen and Varley v The Queen was finally resolved in Gilbert v The Queen (2000) 201 CLR 414. The accused was convicted of murder on the basis that he had aided and abetted his brother to carry out the murder of the victim, knowing that his brother intended to kill or to inflict grievous bodily harm on the victim. The accused's case was that all he knew was that his brother was going to assault the victim. In fact, it was a brutal assault and the victim died. In accordance with then accepted authority in Queensland, the trial judge did not leave manslaughter to the jury. In answer to a question by the jury as to the availability of a verdict of manslaughter, they were directed (in accordance with the same authority) that, if all that the accused knew was the intention to assault the victim, the verdict must be one of not guilty. That authority was subsequently overruled by the High Court, and it was common ground before the Queensland Court of Appeal that manslaughter should have been left to the jury. That Court dismissed the appeal by the application of the proviso.
64 On appeal in the High Court, the Crown relied on the decision of the Victorian Full Court in Regina v Evans & Lewis , which favoured the mechanistic approach to the jury's task in a murder trial. It submitted that it must be assumed that the jury decided the facts dispassionately and then applied to the facts found by them the law as directed. That being so, the Crown submitted, the jury must be taken to have found, uninfluenced by any direction of law, that the appellant had the higher state of knowledge as to what his brother intended to do to the victim, and thus no occasion arose for them to consider the question of manslaughter. The misdirection on the subject of manslaughter was therefore immaterial, the Crown argued, and there was no miscarriage of justice. The corollary of that argument, the joint judgment of Gleeson CJ and Gummow J pointed out (at [13]), is that the jury would have been acting contrary to their duty had they permitted their approach to the facts to have been influenced by the availability of a manslaughter verdict.
65 Gleeson CJ and Gummow J rejected those submissions in the following terms (at [14]-[15]): The system of criminal justice, as administered by appellate courts, requires the assumption that, as a general rule, juries understand, and follow, the directions they are given by trial judges. It does not involve the assumption that their decision-making is unaffected by matters of possible prejudice. In the days when murder attracted the death penalty, appellate courts were well aware, and took account, of the possibility that juries may be influenced in their deliberations by the presence or absence of manslaughter as a possible verdict. Reference is then made to Mraz v The Queen , in which the majority, allowing the appeal, had taken "into account the practical significance of the misdirection". The passage from the judgment of Higgins J in Ross v The King is again quoted (see par [49] supra ), and reference is made to the judgment of Fullagar J in Mraz v The Queen when he said that "[a] jury which would hesitate to convict of murder may be only too glad to take a middle course which is offered to them". The joint judgment continued (at [16]-[17]): These statements are inconsistent with the notion that an appellate court must assume, on the part of a jury, a mechanistic approach to the task of fact-finding, divorced from a consideration of the consequences. Indeed, juries are ordinarily asked to return a general verdict. They make their findings of fact in the context of instructions as to the consequences of such findings, and for the purpose of returning a verdict which expressed those consequences. When, in Mraz , the majority referred to "ignoring the realities of the matter", one of the contemporary realities to which they were referring was the death penalty. That was why, tactically, defence counsel might prefer to conduct a homicide case on a "murder-or-nothing" basis. The death penalty has gone, but there are other, perhaps equally influential, realities. This is an age of concern for the victims of violent crime, and their relatives. To adapt the words of Fullagar J, a jury may hesitate to acquit, and may be glad to take a middle course which is offered to them. Reliance was placed on a decision of the Supreme Court of Canada, Regina v Jackson [1993] 4 SCR 573, where that Court declined to apply the proviso where the jury had been inadequately directed on the issue of manslaughter. That decision had followed Bullard v The Queen [1957] AC 635 (on which Smith J had relied in his dissenting judgment in Regina v Evans & Lewis ), where Lord Tucker had said (at 644): Every man on trial for murder has the right to have the issue of manslaughter left to the jury if there is any evidence upon which such a verdict can be given. To deprive him of this right must of necessity constitute a grave miscarriage of justice and it is idle to speculate what verdict the jury would have reached. After quoting the first of the statements made by Lee J in Regina v Hitchins & Elliott at 336 (see par [62] supra ), Gleeson CJ and Gummow J pointed out (at [11]) that this statement was different to the approach taken by the Supreme Court of Canada in Regina v Jackson .
66 Gleeson CJ and Gummow J held that the admissions made by the appellant to the police in the case before them were not unequivocal, that to say (as the majority of the Queensland Court of Appeal said) that the jury could not rationally have entertained any doubt of his guilt of murder was going too far, and that a jury, properly instructed, would not necessarily have returned a verdict of murder (at [19]-[20], [21]-[22]). A new trial was ordered.
67 The other member of the majority was Callinan J. He also held that, had manslaughter been left to the jury, it was not inevitable that the appellant would still have been convicted of murder (at [83]-[86]). He agreed with the dissenting view expressed by Pincus JA (in the Queensland Court of Appeal) that the fact of conviction of a greater offence is not always, as a universal proposition, a good answer to a complaint of failure to direct the jury that a verdict of a lesser offence is available (at [90]-[91]). Callinan J (at [94]-[96]) quoted the views of Barwick CJ in Gammage v The Queen (see par [57] supra ) - that, where the jury persists in a verdict of manslaughter despite their acceptance of the facts warranting a murder verdict, that wrong verdict must ultimately be accepted - as recognising that a jury room might not be a place of undeviating intellectual and logical rigour. He also referred to the remarks of Gaudron, Gummow and Kirby JJ in MacKenzie v The Queen (1966) 190 CLR 348 at 367: [T]he appellate court may conclude that the jury took a "merciful" view of the facts upon one count: a function which has always been open to, and often exercised by, juries. In MacKenzie v The Queen , the joint judgment had referred with approval to the "practical and sensible" remarks of King CJ in Regina v Kirkman (1987) 44 SASR 591 at 593: Sometimes juries apply in favour of an accused what might be described as their innate sense of fairness and justice in place of the strict principles of law. It should be emphasised that there is a clear difference between the jury taking a "merciful" view of the facts, and thus returning a verdict of manslaughter based on that merciful view of the facts, and returning a "merciful" verdict of manslaughter where the jury have already accepted the facts warranting a verdict of murder.
68 McHugh J dissented. He agreed that a verdict of manslaughter was open on the appellant's evidence. However, as the jury's verdict of murder meant that they had accepted that the appellant knew that his brother intended to cause at least grievous bodily harm to the victim, they would have rejected manslaughter had it been left. There had therefore been no miscarriage of justice caused by the failure to leave manslaughter to the jury, and thus the proviso should be applied. He formulated his proposition, based on Ross v The King (at 254), in these terms (at [26]; see also at [37]): Where a trial judge correctly directs the jury as to the essential elements of the crime charged, a verdict of guilty necessarily amounts to a finding of every essential element of the crime, and the verdict cannot be set aside on the ground that the trial judge should have directed the jury that on the evidence they could convict the accused of a lesser offence. That proposition is subject to the qualification that, where the evidence, in substance but not necessarily in form, gave rise to a "defence" by way of confession and avoidance which the trial judge failed to put to the jury, the verdict can be set aside. McHugh J gave as examples those cases in which there is evidence raising issues of provocation and self-defence and where, if the judge fails to leave manslaughter, there will have been a miscarriage of justice. Of the facts in Gilbert , McHugh J said (at [27]) that the jury "could not as a matter of law, fact or conscience find the appellant guilty of manslaughter", and that, "[o]n the findings implicit in the verdict of guilty of murder, manslaughter was not a verdict which the jury could return". He regarded it as fundamental to the criminal jury trial that the jury are true to their oath (at [31]), and dismissed the statement of Fullagar J in Mraz v The Queen (1955) 93 CLR 493 at 513 (quoted in par [65] supra ) as saying only that, properly directed, the jury could have convicted the accused of murder or acquitted him of murder and that it was no answer to say that, because they had convicted him of manslaughter on an erroneous direction, they would necessarily have convicted him of murder on the same facts with a proper direction concerning murder (at [35]).
69 Hayne J also dissented on the basis that the absence of directions as to the availability of a manslaughter verdict had led to no miscarriage of justice, so that the proviso should be applied. He also accepted (at [48]) the argument that the jury could not have returned the verdict of murder unless the appellant had realised that it was his brother's intention to inflict at least grievous bodily harm on the victim, and thus could only have returned the lesser verdict of manslaughter by disobeying the instructions which had been given to them.
70 The last of the cases in which the High Court has considered the necessity for manslaughter to be left to the jury in a murder trial is Gillard v The Queen (2003) 202 ALR 202. The appellant stood trial with another man (Preston) for the murder of two men. The case against the appellant was that he was party to a plan by which Preston was to kill the men and that he knew of Preston's intention to kill them with his gun. He was convicted of murder. He was also convicted of attempted murder, based on Preston's act of firing at a third man but without killing him. The appellant had, when arrested, asserted that he thought there was only to be a robbery, and he denied knowing that Preston was armed with a gun. At the trial, the judge was not asked to leave manslaughter to the jury, indeed his counsel for tactical purposes opposed the Crown's application for that issue to be left. In the High Court, the appellant accepted that, even on the robbery hypothesis, the jury should have been directed that they could convict him of manslaughter because of the evidence that, despite his initial denial, he did know that it was an armed robbery (at [9]). There was thus a viable case of manslaughter to be left to the jury (at [26]). The trial judge had not left such a case, and both parties agreed that he should have done so, the only issue being whether the proviso should be applied (at [9], [44]).
71 Gleeson CJ and Callinan J, in a joint judgment (at [27]), stated the effect of Gilbert v The Queen as being that […] it is not an answer to the [present] appellant's argument to point out that, since the jury were properly … instructed on the elements of murder, and since they convicted the appellant of murder, there is, on that account alone, no miscarriage of justice. […] The jury were wrongly deprived of an opportunity to consider an intermediate position. The issue which remained in Gillard was whether a jury, properly instructed, would necessarily or inevitably have returned a verdict of murder even if manslaughter had been left for the jury's determination. If not, the proviso could not be applied. Gleeson CJ and Callinan J accepted that, on the evidence in the case (including the appellant's limited capacity), it was not inevitable that the jury would find that the appellant subjectively foresaw that Preston would shoot with intent to kill or to inflict grievous bodily harm (at [29]). Although the error related only to the two murder counts, the nature of the error was such that Gleeson CJ and Callinan J said (at [27]) that it was impossible to dismiss the possibility that the error affected the verdict on the attempted murder count as well as the verdicts on the two murder counts.
72 Kirby J referred (at [75]) to a statement by Dixon J, in Packett v The King (1937) 58 CLR 190 at 213, that as a general rule, "under the […] common law, it remains within the power of the jury to find a verdict of manslaughter, even though it means disregarding the direction [of the judge on legal liability for homicide]". Kirby J reached a similar conclusion (at [85]) to that of Gleeson CJ and Callinan J in relation to the availability of manslaughter as a verdict, and agreed (at [95]-[96]) that it could not be said that the appellant would inevitably have been convicted of murder even if manslaughter had been left. Kirby J noted (at [86]) that the Crown had correctly accepted that, if the judge had wrongly refused to leave manslaughter on the two murder counts, the absence of any specific error of direction in relation to the attempted murder count could not alone save the trial or the conviction on that count.
73 Hayne J, who had dissented in Gilbert v The Queen , followed the decision of the majority in that case. He described that the effect of that decision on the facts of the present case in these terms (at [133]-[134]; and see also at [107]): In Gilbert , a majority of the court concluded that if manslaughter should have been, but was not, left to a jury as an available verdict on the appellant's trial for murder, the verdict of guilty of murder did not preclude the possibility that the jury may have failed to apply the instructions they were given. No party in this appeal sought to reopen the decision in Gilbert . It follows from what was decided in Gilbert that, in deciding here whether no substantial miscarriage of justice has actually occurred and thus, whether the proviso […] applies, account may not be taken of the findings implicit in the jury's verdicts at the appellant's trial. It must be assumed that the jury may have chosen to disregard the instructions they were given, and convict the appellant of murder and attempted murder, rather than return verdicts of not guilty. Once it is accepted that the jury may have disregarded the instructions they were given, it is not permissible to reason, as the respondent submitted, from the fact that the jury returned verdicts of guilty on all three counts to the conclusion that the jury must therefore be taken to have applied the trial judge's instructions. Once it is said, as it was in Gilbert , that the jury may have disregarded the instructions they were given, it cannot be said that some levels of disobedience may be less probable than others. If account cannot be taken of findings made by the jury at the appellant's trial, it is not possible for this court to say that he did not lose a chance of more favourable verdicts than those returned: Mraz v The Queen (1955) 93 CLR 493. Hayne J agreed with the orders proposed by Gleeson CJ and Callinan J (at [134]).
74 Gummow J wrote a short judgment accepting (at [32]) that the trial judge had erred in refusing to leave manslaughter to the jury, and agreeing (at [33]-[34]) with what had been said by the majority in Gilbert v The Queen . The High Court's present position 75 The following propositions follow from those cases: (1) Manslaughter cannot be left for the determination of the jury as an alternative verdict in a murder trial unless there is evidence to support such a verdict (or unless the case on manslaughter is "viable"). (2) However, if in a murder trial the jury nevertheless returns a verdict of manslaughter where there is no evidence to support it, the judge may request them to reconsider the matter but, if they persist in that verdict, the judge must accept it. (3) If there is evidence to support an alternative verdict of manslaughter, the judge must leave that issue to the jury - notwithstanding that it has not been raised by any party, and even if a party objects (or all parties object) to the issue being left to the jury. (4) (a) If there is evidence to support an alternative verdict of manslaughter, and if the judge has not left that issue (for whatever reason), there has been an error of law. (b) Subject to the provisions of the Criminal Appeal Rules, r 4 (see pars [99]-[100] infra ), the appellant is entitled to a new trial unless the Crown establishes that no substantial miscarriage of justice has actually occurred. (c) In determining whether there has been such a substantial miscarriage, it is not permissible to reason that the jury's verdict of guilty of murder at the first trial excludes any consideration of the alternative verdict of manslaughter at the new trial.
The consequences of that position 76 A necessary consequence of the third of those propositions is that the decisions of the Victorian Full Court in Regina v Evans & Lewis and of this Court in Regina v Hitchins & Elliott - at least insofar as they relate to a murder/manslaughter case - must be taken to have been either implicitly overruled or disapproved by the High Court in Gilbert v The Queen . The reasons why that is so are these: (a) Evans & Lewis had followed what might be called a literal interpretation of what had been said in the joint judgment in Ross v The King (at 259, quoted at par [49], supra ), unqualified by the earlier finding in the joint judgment that no reasonable jury could have found manslaughter in that case, an interpretation accepted by the dissentients in Gilbert but rejected by the majority. Gleeson CJ and Gummow J said (at [8]) that such a literal interpretation without qualification was inconsistent with the later decision in Pemble v The Queen. Gleeson CJ and Callinan J, with whom Kirby J agreed, put the issue beyond doubt in Gillard v The Queen at [27] (quoted in par [71] supra ). See also Gummow J at [33]-[34] and Hayne J at [133] (quoted in par [72] supra ). (b) Hitchins & Elliott had followed Evans & Lewis and, relying on the same passage from Ross v The King , held (at 336) that the proviso will be applied where the case on manslaughter depended on facts which had been rejected by the jury's verdict of murder. This, too, was rejected by Gleeson CJ and Gummow J in Gilbert , who accepted the contrary approach by the Supreme Court of Canada in Regina v Jackson (referred to in par [65] supra ) in preference to the views expressed in Hitchins & Elliott (at [9]-[11], [18]-[19]). Callinan J (at [88]-[91]), rejecting Evans & Lewis , accepted that the fact of conviction of a greater offence is not always, as a universal proposition, a good answer to a complaint of failure to direct the jury that a verdict of a lesser offence is available (referred to in par [67] supra ), a proposition which necessarily rejects Hitchins & Elliott also. The factual basis which the jury must be taken to have accepted for the murder verdict in Gilbert was that the appellant was aware that his brother intended to use his weapon to inflict at least grievous bodily harm on the victim. The factual basis on which the majority in Gilbert accepted that a verdict of manslaughter was open in that case was that the appellant may not have been aware of that intention, because his admissions to the police were equivocal (at [21], [83]-[84]). That basis had necessarily been rejected by the murder verdict. Gilbert was therefore necessarily inconsistent with both Evans & Lewis and Hitchins & Elliott . The principle accepted by both of those cases was necessarily rejected by the proposition taken from Gilbert in Gillard v The Queen at [27] (quoted in par [71] supra ).
Regina v Park 77 In the present case, the Crown submitted that a trial judge is not obliged to put all conceivable constructions of the facts to the jury, and it relied on Regina v Park [2003] NSWCCA 203 at [63]. In that matter, the case against the appellant for the murder of his wife and two children was a circumstantial one only, based mainly on the bad relationship between the appellant and his wife, a motive to kill, the opportunity to do so and some other conduct indicating a consciousness of guilt. The appellant did not give evidence at the trial. The trial judge raised for the consideration of the parties whether a particular hypothesis inconsistent with guilt should be put to the jury. This hypothesis was based on what was said to be the reasonable possibility that the appellant had found his wife and children already dead and that he had disposed of the bodies in a panic, thinking that he would be blamed for their death. Counsel for the appellant said that he did not ask for such an hypothesis to be put to the jury, but agreed that the judge could properly put to the jury any view of the facts which was consistent with his client's innocence. The Crown objected to that hypothesis being put to the jury. The judge decided that he should not put it, and that he was not required by Pemble v The Queen to do so. He added that there may be unfair implications for either party if he did give such a direction. He correctly directed the jury that, if there was any reasonable hypothesis consistent with innocence, the appellant had to be acquitted. Counsel for the appellant put to the jury an hypothesis based on the killer being a "loan shark enforcer", but he did not put the particular hypothesis suggested by the judge. It was obviously not in the appellant's interests for him to have done so. 78 On appeal, it was submitted by the appellant that the hypothesis previously suggested by the judge should have been put to the jury, relying on what was said by Barwick CJ in Pemble v The Queen (see par [59] supra ). In dismissing the appeal, this Court started (at [57]) with the fundamental proposition that the judge must be satisfied that there is some rational basis in the evidence, however slight, on which the hypothesis inconsistent with guilt could be put to the jury, and that it does not matter that such an hypothesis had not been put to the jury on behalf of the accused. That was substantially what the High Court had held in Pemble v The Queen , the only differences between the four justices who dealt with the issue in that case being whether an acquittal was open on the evidence in that case. The next stage of this Court's judgment in Regina v Park (delivered by Shaw J) was, however, that Pemble did not require the hypothesis to be put to the jury. Instead, it adopted the view expressed by McHugh J in Gilbert v The Queen , that a finding that the appellant was guilty of murder precluded the verdict being set aside on the basis that an hypothesis inconsistent with guilt was available and had not been put to the jury (see par [68] supra ). That statement of principle is inconsistent with Pemble , Gilbert and Gillard . Gillard was, of course, decided by the High Court after Regina v Park , but the majority in Gilbert had already made it clear that the view expressed by McHugh J was contrary to Pemble . 79 An application for special leave to appeal in Park was refused by the High Court. The principal argument put by the applicant was that which had been put to this Court, that the hypothesis previously suggested by the trial judge should have been put to the jury. The application was dismissed on the basis that the High Court (McHugh, Kirby and Heydon JJ) was not persuaded that the trial judge had erred when he had decided not to do so. (The trial judge had, as previously stated, decided not to put his hypothesis because he had come to the conclusion that he was not obliged by Pemble to do so - that is, it would appear, that he was not satisfied that the hypothesis was open on the evidence.) The High Court added that, in any event, it was not persuaded that the course taken by the trial judge had caused a miscarriage "in the way that the trial unfolded": Park v The Queen , High Court Transcript, 12 October 2004. No argument was put by either party based on Gilbert or Gillard , and no such issue was raised by any member of the Court.
Application beyond murder/manslaughter cases 80 There have been a number of appeals heard after Gilbert v The Queen which have had to determine whether the principles laid down in that case (and confirmed unanimously in Gillard v The Queen ) apply beyond murder/manslaughter cases. One of those cases discussed those principles as they applied to murder/manslaughter, and it is necessary to consider what was said. That was the decision of this Court in Regina v Elfar (2003) 115 A Crim R 64.
81 In that case, a charge was laid under s 24 of the Drug Misuse and Trafficking Act 1985, which creates two offences - the more serious one, that of knowingly taking part in the manufacture of not less than the commercial quantity of a prohibited drug and the lesser offence where the amount of the prohibited drug is less than the commercial quantity. In a case where the more serious charge has been laid but the jury is not satisfied that the amount of the drug is equal to or more than the commercial quantity, s 24(3) permits the jury to acquit the accused of the charge, but to find him guilty of the lesser offence provided. The appellant was found guilty of the more serious offence relating to amphetamine, and argued on appeal that the judge should have left the alternative verdict permitted by s 24(3) because the evidence at the trial was so imprecise as to the relevant quantities of the prohibited drug that it was open to the jury to be satisfied beyond reasonable doubt that the appellant had knowingly taken part in the manufacture, but not to be so satisfied that the amount was equal to or more than the commercial quantity.
82 Both Mason P (at [2]) and Sully J (at [34]) concluded that the jury's verdict that the appellant was guilty of the more serious offence necessarily excluded any consideration of the alternative verdict; there was therefore no miscarriage of justice arising from the trial judge's failure to leave the alternative verdict to the jury. Both Mason P (at [1]) and Sperling J (at [48]) agreed with the reasons of Sully J, although Mason P provided additional reasons. Mason P (at [3]) relied on Regina v Evans & Lewis, Regina v Hitchins & Elliott and an unidentified part of Gilbert v The Queen to support his conclusion that consideration of the alternative verdict would have been excluded. Sully J (at [32]-[33]) relied on Regina v Hitchins & Elliott to support the same conclusion.
83 Sully J expressed the opinion (at [33]) that Gleeson CJ and Gummow J in Gilbert v The Queen , having referred to the discussion of relevant authority in Hitchins & Elliott (which, of course, included Ross v The King and Regina v Evans & Lewis ) did "not say anything apt to cast doubt upon the principle […] expressed by Lee J" in that case, that a verdict of guilty of murder amounts to a rejection of the basis on which manslaughter could be found (see par [62] supra ). With all due respect, that opinion cannot be accepted: see Regina v Kane (2001) 3 VR 542 at [36]. Gleeson CJ and Gummow J (at [7]-[10]) clearly disagreed with the interpretation placed on Ross v The King in both Regina v Evans & Lewis and Regina v Hitchins & Elliott , and indicated that they preferred the principle adopted by the Supreme Court of Canada, that every accused on trial for murder has the right to have the issue of manslaughter left to the jury if there is any evidence on which such verdict can be given, and that to deprive the accused of this right must of necessity constitute a grave miscarriage of justice (see pars [65]-[66], [76] supra ).
84 An application for special leave to appeal in Elfar was refused by the High Court. The arguments put to the Court on that application were not directed to the issues discussed in this judgment. No amphetamine had been discovered by the police despite constant surveillance of the operation, and the Crown case was based on recorded conversations heard on listening devices. On the basis of those conversations, there could have been "something like" 56 kilograms of amphetamine manufactured. The application for special leave was based on the argument that the jury may have had a reasonable doubt as to the quantity of amphetamine manufactured if the alternative verdict had been left because that alternative would have focussed their minds on the issue. Evidence had been led by the Crown of an unsworn statement made by the appellant at a previous trial on which the jury could have concluded that, before the amphetamine was manufactured, some perfume had been manufactured at the beginning to offset the smell of the amphetamine being manufactured, so that the actual quantity of amphetamine manufactured would have been less than the 56 kilograms. However, it was also conceded that there had been no dispute at the trial about the quantity of chemicals involved, the only issue being as to whether the appellant was involved in the manufacture. That concession, together with the fact that a commercial quantity for that drug was only 250 grams, led to the refusal of leave: Having regard to the way the trial was conducted, the failure of the trial judge to leave an alternative charge to the jury gave rise to no miscarriage of justice, and the Court is of the view that the application for special leave to appeal should be refused. ( Elfar v The Queen , High Court Transcript, 14 September 2001)
85 This is not the case in which to determine whether the principles laid down in Gilbert v The Queen and in Gillard v The Queen apply beyond murder/manslaughter cases. There may well be a distinction to be drawn in such cases, as has been the approach in Victoria: see Regina v Doan (2001) 3 VR 349 at [24]-[35] and Regina v Kane at [15]-[38]). In Regina v Evans & Lewis , of course, the Victorian Full Court had said (at 867) that the principle which it adopted (and with which the High Court has now disagreed) was applicable in all criminal trials. However, in Regina v Elfar , this Court did not seek to distinguish Gilbert v The Queen on the basis that it did not apply to non-murder/manslaughter cases.
86 There is nevertheless some justification of a purely practical nature for the distinction to be drawn between murder/manslaughter and other cases. The availability of alternative verdicts is not always clear. Legislative codes aside, their availability is governed by the common law. The test adopted by this Court is whether it is a necessary step towards establishing the pleaded offence (the major offence) to prove the commission of the offence which is the basis of the alternative verdict sought (the lesser offence); in other words, the lesser offence must be an essential ingredient of the major one: Regina v Cameron [1983] 2 NSWLR 66 at 68-69. Where there is in effect a statutory code, such as the sexual assault legislation in the Crimes Act 1900 (Part 3, Division 10), the provisions of the statute would usually govern (and usually increase) their availability, but this is not always the case: Regina v Beserick (1993) 30 NSWLR 510 at 534.
87 In a murder trial, the only alternative verdicts usually considered (mental illness aside) are manslaughter and dangerous driving occasioning death ( Crimes Act , s 52AA(4)). No-one appears to have taken the issue of alternative verdicts to the point of absurdity by suggesting that a verdict of common assault should be left when, for example, the charge of murder is based on death resulting from a young child being shaken violently, where on the evidence the jury may not be satisfied that it was either murder or manslaughter. It is mainly in murder trials that juries are likely to consider taking a merciful view of the facts because of the consequences of a conviction for murder (see pars [49], [65], [67] supra ). In non-murder/manslaughter cases, on the other hand, there is such a wide variety of alternative verdicts available that, without discussion during the trial, no-one could be sure that every such verdict has been put. Sperling J referred to such a consideration in Elfar , saying that the jury could (particularly if they have not had the assistance of addresses from counsel on both sides of the record) be distracted from the real issues in the case.
88 That was one of the considerations underlying the law of this State in relation to non-murder/manslaughter cases before Gilbert v The Queen . The law was that an alternative verdict in such cases must be raised by or with the parties during the trial, or in any event not left to the jury where there would be a breach of procedural fairness to the parties: see Regina v Cameron at 71; Regina v Pureau (1990) 19 NSWLR 372 at 375-377; Regina v Quinn (1991) 55 A Crim R 435 at 443-444; Regina v Walters (1992) 62 A Crim R 16 at 17-19. That law co-existed with Pemble v The Queen , and it does not appear that any distinction between those principles was perceived. The main issue was whether procedural fairness had been afforded to the accused in the particular case.
89 Without the assistance of the arguments of counsel in a case in which the application of Gilbert v The Queen and Gillard v The Queen to non-murder/manslaughter cases arises, it is unwise to express any further views concerning this issue. The next issue which arises in the present murder/manslaughter case is whether there was a viable case of manslaughter to go to the jury. The present case 90 The evidence in the case, restated briefly for the purposes of this ground of appeal, is that the three victims (Adam Wright and Michael Hurle, who died, and Ronald Singleton, who survived) were involved in an altercation on the footpath outside the Five Dock Hotel in the western suburbs of Sydney. There were a number of onlookers standing around. The shooter emerged from a motor vehicle which pulled up at the scene of the altercation. Two of the three victims of the shooting (Michael Hurle and Ronald Singleton) were shot at very close range, in the chest and arm respectively. Michael Hurle was fired at twice, with one projectile passing through his clothing without causing injury. According to the ballistics expert, the distance from the muzzle of the firearm to the body of the victim in each case was 10 cms or less. The third victim (Adam White) had been operated on before he died; the entry wound to his lower abdomen had been excised during that operation, and no estimate could be made of the distance from the firearm to his body when it was discharged. It is anything but clear on the evidence as to either the order in which the three men were shot or how the shooter was standing or moving when the shots were fired. The situation was clearly confused, but there is no dispute that the five or six shots fired were in two bursts, those in each burst having been fired in quick succession. The accused exercised his right of silence, and did not give evidence. The relevant state of mind had to be established solely by way of inference from the facts relating to the shootings.
91 Immediately before the final addresses to the jury, the Crown prosecutor informed the trial judge that he did not seek to have reckless indifference put to the jury as a basis for the murder charges. He declined the trial judge's offer to put manslaughter to the jury as an issue in the case, as did the very experienced counsel then appearing for the appellant, who also declined the trial judge's offer to put either self-defence or provocation to the jury as issues in the case.
92 The trial proceeded on the basis of an acceptance by the accused that whoever fired the weapon at the victims from a fairly close position had the relevant state of mind for murder. His "defence" was one of alibi. His counsel said to the jury at the outset of his final address: It is a case of being guilty of two murders, because if he did it, he is a murderer, I am not going to have any ifs and buts about that, if he did it, he gets found guilty. What you are concerned about is not whether you form certain opinions about who he hangs around with or indeed what they do, you have got to be satisfied as to whether he is a murderer. That is the only issue.
The Crown prosecutor had earlier said: Two of the people shot were shot at close range. Detective Wise says in his opinion the muzzle of the gun must have been no further than about 10 cm away. The Crown says in those circumstances, you are not going to take very much convincing that whoever it was intended either to kill or intended at the very least to inflict really serious injury. If you are satisfied of that, then that makes out the offences. So the whole issue, as I said to you, is determining whether or not it was the accused who did it.
The Crown says you can draw the inference that whoever did it was doing it to try and eliminate the people who were involved in a fight with the group he was in. So, again, the Crown says to you that you are not going to have too much difficulty with this question of intention. The whole issue is going to be who it was who had the gun, who was it who fired the shots.
The jury were directed by the trial judge that, if they rejected the evidence of alibi and if they accepted that it was the accused who shot the weapon, their proper verdicts were guilty of murder in relation to the two deceased and guilty of maliciously wounding with intent to do grievous bodily harm to the survivor. Murder was defined for them as firing the gun with an intent to kill or to cause grievous bodily harm. The judge went on to say: Grievous bodily harm in law means really serious bodily harm or injury. You may well think that to fire a gun at somebody's body or shoulder from a fairly close position indicates that you have an intention to cause serious, really serious injury. Nothing in this case has been suggested to the contrary. There was no further examination in the Summing-up of the facts relating to the shooter's state of mind. The rest of the Summing-up was directed to the issue of whether the appellant was the shooter.
93 It is conceded on appeal that it was a tactical decision by counsel then appearing for the appellant to fight the case on a murder-or-nothing basis, so as to place the greatest pressure on the jury not to reject the alibi. It would be inappropriate on appeal to use an advocate's tactical flourish at the trial against his client in order to say that it was admitted on behalf of the appellant that the shooter (whoever he was) was guilty of murder (cf Regina v Willersdorf [2001] QCA 183 at [20]), but the comment remains relevant to any evaluation of the evidence, as do the comments by both the Crown prosecutor and the trial judge.
94 The usual basis on which an alternative verdict of manslaughter would be put in a case such as the present - had tactical considerations been absent - is that the deliberate discharge of the weapon on each of the two occasions causing death was an unlawful and dangerous act even if not done with an intent to kill or to cause grievous bodily harm. No such suggestion was made by the appellant in support of his appeal, no doubt because it was realised that the quick succession of the shots (in two bursts) would inevitably have led the jury to find that the weapon was being fired with the intent to cause at least grievous bodily harm.
95 Instead, the appellant has submitted that the unlawful and dangerous act was holding the loaded pistol in a way which made it possible to be discharged unintentionally, and that it was discharged alternatively during a struggle or only as a warning shot, but without any intention to kill or to inflict grievous bodily harm on anyone. There was some evidence from bystanders that there was a struggle between the deceased Michael Hurle and the shooter at the time he was shot. It was suggested by the appellant that the shooter, aware that he had in fact shot Michael Hurle, could have been desperate to escape and that, in order to facilitate that escape, he fired a number of shots in the general direction of the persons on the footpath to force them to dive for cover. The suggestion was that one of those shots struck the deceased Adam Wright.
96 The Crown has submitted that there is no viable case of manslaughter reasonably open on the evidence which could have been left to the jury. The argument in support of that submission was somewhat succinct - (1) that the proximity of the weapon to the wounds of at least two of the victims denied any reasonable view that the shooter fired the weapon accidentally or that his intention in firing it deliberately was other than to cause at least grievous bodily harm, and (2) that in any event the appellant commented after the shooting, "If it happened again I would do the same thing". The evidence of that comment was given by the indemnified Crown witness who gave evidence under the name of Rossini.
97 The appellant's argument that the shooter may have fired the weapon only as a warning shot in the general direction of the persons on the footpath in order to force them to dive for cover is fanciful, and it is rejected. The evidence of a struggle between the deceased Michael Hurle and the shooter at the relevant time, slight as it was, makes manslaughter, on the basis of an unlawful and dangerous act, open on the evidence in relation to the death of Michael Hurle, if the discharge of the weapon in the course of that struggle is found to have been unintentional. In the absence of any similar evidence of struggle, it is pure speculation that a manslaughter case is open in relation to the death of Adam Wright, and any such case in relation to his death is rejected. The shooter's disregard for the safety of others - in carrying a loaded weapon into the group of people on the footpath in a way which make it possible for the weapon to be discharged unintentionally - made that act a highly dangerous one. There is no dispute that it was an unlawful act. 98 There is, of course, much evidence in the case which would contradict a manslaughter verdict in the case of Michael Hurle by an unintentional discharge of the weapon, but that goes to the next issue to be discussed in this judgment.
99 The entitlement of the appellant to a new trial in relation to the death of Michael Hurle as a result of manslaughter not being left to the jury as an alternative verdict (see par [32], Proposition 4(b) supra ) is subject to the qualification imposed by Rule 4 of the Criminal Appeal Rules . That Rule provides that no direction or omission to give a direction at the trial shall, without the leave of this Court, be allowed as a ground of appeal unless objection was taken by the appellant at the trial to the direction or omission challenged. Leave to rely on an error to which no objection had been taken at the trial will be granted only where the appellant can demonstrate that the error led to a miscarriage of justice: Regina v Abusafiah (1991) 25 NSWLR 531 at 536; Regina v Wilson [2005] NSWCCA 20 at [20]. There is a miscarriage of justice where, by reason of the error made, the appellant may have lost a real chance (or a chance fairly open to him) of being acquitted (see par [46] supra ).
100 The Criminal Appeal Act does not exist to enable an accused who has been convicted in accordance with directions to which no objection has been taken to have a new trial in accordance with different directions which he could and should have raised at his first trial unless the directions given have led to a miscarriage of justice: Regina v Abusafiah (at 536); Regina v Wilson (at [23]). The same principle has been applied where the appeal has been brought from other jurisdictions which do not have a provision similar to Rule 4. In De Jesus v The Queen (1986) 68 ALR 1 (an appeal to the High Court from Western Australia), a failure to take the point at the trial was regarded as fatal in the absence of a miscarriage of justice where it had been decided not to take the point in order to gain some tactical advantage (at 5), or where the point was deliberately not taken for forensic or appellate purposes (at 10-11). In Chamberlain v The Queen (1983) 46 ALR 493 (an appeal to the Federal Court from the Northern Territory) at 501-501, there is a more general statement of the principle to that effect, one which was approved in Kural v The Queen (1987) 162 CLR 502 (an appeal to the High Court from Victoria) at 512-513.
101 In the present case, the appellant must persuade this Court that the absence of the alternative verdict of manslaughter may have lost a real chance (or a chance fairly open to him) of being found not guilty of murder but guilty of manslaughter. Based on the evidence of the struggle between Michael Hurle and the shooter, examined in isolation, it could be said that the issue of miscarriage of justice arises. Unlike the burden of persuasion carried by the Crown when relying on the proviso to s 6 of the Criminal Appeal Act , the appellant does not have to satisfy the Court that an appropriately directed jury, acting reasonably, would inevitably have reached such a verdict. But the appellant does have to satisfy this Court that, on the whole of the evidence before the jury, he would have had a real chance (or a chance fairly open to him) of obtaining such a verdict.
102 The evidence of the indemnified Crown witness that the appellant had, shortly after the incident, said that he would do the same thing again demonstrates that the shooting was deliberate, but it may have been treated with some suspicion by the jury. However, the number of shots fired, the rapidity of those shots and the close proximity from which at least two of them were fired at the victims (whether fatally or not) would necessarily by themselves have led to the jury being satisfied beyond reasonable doubt that the weapon was fired deliberately and with an intention to cause at least grievous bodily harm. The Court is not persuaded by the appellant that he lost the relevant chance to avoid the verdict of guilty of murder which the jury gave.
GROUND 4 104 This ground of appeal raises a number of deficiencies said to exist in the trial judge's Summing-up. It was submitted that, although each individual deficiency might not of itself have been sufficient to cause a miscarriage of justice, the cumulative effect of all those deficiencies brought about such a result. That submission is considered after each of the asserted deficiencies has been considered. 105 In written submissions, counsel for the appellant candidly acknowledged that "no doubt the criticism could be advanced that these challenges to the Summing-up are the product of appellate counsel going through it with a fine tooth comb". Moreover, a number of the complaints now raised were not raised at trial. The significance of a failure by trial counsel to raise objection has already been discussed in pars [99]-[101] supra .
GROUND 4(a) - the trial judge erred in the directions given in respect of Rossini 106 In written submissions, the appellant accepted that the extensive warnings given by the trial judge as to the potential unreliability of Rossini's evidence complied with the terms of s 165 of the Evidence Act 1995 (Summing-up, pars [57]-[58], [76]-[81]). No complaint is made about those directions (which are referred to in relation to Ground 4(b), at par [125] infra ). The complaint was confined to the judge's treatment of the evidence which was said to have "supported" Rossini. 107 It was submitted that the directions were deficient in the following respects: (i) The "supporting" evidence should have been placed in categories which specified with precision just how the evidence "supported" the testimony of Rossini. (ii) Because the judge did not follow that approach, it was necessary for him to apply the common law rules relating to corroboration and to explain how the "supporting" evidence was capable of such corroboration. (iii) The judge on a number of occasions referred to evidence which "supported" the evidence of Rossini whereas he should have used the phrase "capable of supporting". 108 To understand the appellant's argument, it is necessary to set out the paragraphs of the Summing-up which are said to illustrate these deficiencies. [37] On the other hand, if it is suggested Rossini was making it up, then, so the Crown argument goes, why would he produce this argument in this fashion inculpating himself to an extent, and if he was making it up, he did get it right. Similarly comes the question of the association with the persons said to be damaging the car so as to make it look as though it was stolen, concealing the evidence of the crime which might lead back at least to Shadi Derbas.
[38] As has been pointed out to you, the accused is not charged with that, but it is evidence that is led to show that the accused's participation in such matters, including his getting his hair cut and going away to Callala Bay, was such as to show that he was conscious of his guilt. You would accept it as available for that purpose if that evidence persuaded you that it proved that he had committed the crimes charged when taken in conjunction with the evidence of Mr Rossini; that is, that it is supporting Mr Rossini's eye witness evidence. But you could not use it on its own as tending to show that he had been the shooter because when you think about it, it proves no more than that he was there when all that was going on and participated in it and accompanied Rossini.
[39] Once again, it comes back to having regard to such matters as these: Are you satisfied beyond reasonable doubt that Rossini gave truthful evidence when he says he saw the accused shooting? You will recall the finding of the mobile phone with the silver ball. You will recall, on the other hand, what was said by the defence concerning the use of mobile phones and what was said or what appears in the agreed facts, exhibit AC.
[40] I am not going into that in detail, I merely wish at the moment to make it clear to you that what we are concerned with here is whether or not Rossini's evidence is to be accepted, and one of the ways both sides say that can be tested is by looking at what there is in support of Rossini and what there is in contradiction of Rossini. When looking at what is in support of Rossini, it is important you realise that you must not use these prejudicial things of having a gun, of being involved with these drug dealing persons, of the mobile phone switching, of the attempt to conceal the offence afterwards, except as you can properly use them in this case to decide whether, if you accept they were the case, they support Rossini's account of him having a gun, having the mobile phone, having the involvement afterwards and doing so because he was the shooter."
[...] [81] Well, ladies and gentlemen, persons giving evidence under indemnity who have been involved in criminality, have been known in the law to do such things, but it will be necessary for you to look at his evidence, as it is given in this trial, what support there is for it, what contradiction there is to it, and to consider whether in this case you would be prepared to rely upon his account.
[82] By way of support for his account, there are a number of matters. There is the presence of the mobile phone with the silver ball at the scene, insofar as you might find that that was the mobile phone the accused was using that night. There is support to be found in the absence of cartridge cases. That you might find is consistent with the use of a revolver. On the other hand, there have been arguments put as to why you would not find that he was using the mobile phone that night, or at least would not find that he was the only person using the mobile phone that night. There are arguments put as to why the absence of cartridge cases may in fact bespeak a shooting from inside the car, which is inconsistent with Rossini's account that Michael Kanaan is the shooter.
[83] In addition, there is support, if you accept the evidence of Miss Colbert and the evidence concerning his trip to Callala Bay, of his being involved in conduct which at least shows, in association with Rossini, an attempt to evade or conceal what had gone on that night, but as I have already said to you, it is not open for you to draw a conclusion from that alone that he was shooter. At most you get from that some degree of support for Rossini's account of what happened subsequently.
[84] I remind you that Rossini's is the only evidence that they went to Belfield and picked up clothes for the accused. You'll remember there was a description by Rossini of the gun and the calibre of the gun and that the best the ballistician can put was that the bullets were consistent with that calibre, although they may have been consistent with other calibres.
[85] You will remember Mr Rossini admitted various inconsistencies in his accounts and that within his evidence itself as it was given to you there was some degree of inconsistency. Some support is to be found, as I have already directed you, concerning calls to Leia Colbert and in particular the call concerning the lost mobile, not to ring him on it, and the message that he had to go away.
[86] The eye witness accounts offer some support for Rossini in that the car apparently had a full complement of passengers, with five people in the back according to at least one of the witnesses; indeed, the witnesses Smith, Chaplin, Cunynghame, Pagett and Catchpole all described five passengers, two in the front, three in the back.
[87] There was evidence from Robberds and Catchpole that the shooter had gone out of the rear driver's side of the car. There was the evidence of Mrs Gialouris, the hairdresser concerning them having come there to cut Rossini's ponytail, to give the accused's hair a cut and her taking them to Callala Bay. There was some evidence from her that it had long been discussed that he might some day, that is the accused, might some day go and have a look at her parents' cottage at Callala Bay; nonetheless, the circumstances in which they went there on this occasion, you may think, are not entirely consistent with a simple pleasure jaunt.
[88] It is the Crown's case that they were leaving because they knew of the commission of this crime. It is the defence case that he was accompanying Mr Rossini, who had told him of the commission of this crime. You need not be satisfied of the second, the question is whether the Crown has disproved it beyond reasonable doubt. 109 In argument in this appeal, reference was made to a request at trial by counsel for the appellant for a direction that, because Rossini's evidence was not corroborated by any other evidence and because he was an accomplice, the jury should be told that it would be dangerous to convict the accused on his evidence. The trial judge declined to give a direction in those terms. 110 The appellant submitted that Conway v The Queen (2001) 209 CLR 203 was authority for the proposition that although it was no longer necessary for a trial judge to provide a direction as to corroboration, once a trial judge gave such a direction the judge had to identify what evidence might constitute corroboration and specify how it did so. 111 Implicit in the submission were the propositions that the trial judge's use of the word "support" in this case had the same effect as if he had used the word "corroboration", that accordingly his failure to identify what evidence might amount to corroboration and how it would operate as such was contrary to what was said in Conway , and that this constituted an error of law. 112 The Crown submitted that the trial judge made it clear in his directions that there was no evidence other than that of Rossini that the appellant was the person who had fired the pistol. At most, there was evidence that "supported" some aspects of Rossini's testimony on the other issues, but it went no further than that. The judge's use of the word "support" was quite deliberate and was intended to characterise evidence which did not reach the standard of corroboration, as understood by the common law. The word "support" is often used to make the distinction between evidence which is technically corroboration and that which is not, and it would have been so understood by the jury. Accordingly, the judge had not entered the field of corroboration so as to attract the direction specified in Conway. What he did conformed with s 164 of the Evidence Act . 113 The Crown relied on the same paragraphs in the Summing-up as were referred to by the appellant, together with the following paragraphs: [7] That is because the issue in this case has come down to a very, very tight focus. Both the learned Crown Prosecutor and the defence counsel have concerned themselves with that issue. It is conceded by the Crown you could not, acting properly in accordance with your function, be satisfied beyond reasonable doubt of the guilt of the accused at all unless you are satisfied beyond reasonable doubt that the guilt on the evidence of Mr Rossini and in particular on the evidence of Mr Rossini when he says he saw Michael Kanaan shooting outside the Five Dock Hotel that night. If you accept that evidence beyond reasonable doubt then your proper verdict would be guilty of each of these offences charged. Unless you accept that evidence beyond reasonable doubt you cannot in law convict the accused.
[9] At the outset let me say this. It is the Crown case that Mr Rossini, about whose evidence I will say more later, is to be accepted when he says the accused, Mr Kanaan, did the three shootings. It is the defence case that you would not rely on the word of a man who comes to give evidence protected by an indemnity, insulated from conviction for conspiracy to supply a commercial quantity of cocaine, whose evidence says the defence, was marked with inconsistencies, and who had an end of his own to serve, seeking to at least ingratiate himself with the Crown, if not, the defence says, to cover up that he himself was the shooter, or that some small person in the backseat of the car who might have been the shooter perhaps of Mr Hurle was someone who for some reason he was minded to protect.
[14] In this case both counsel have addressed you referring to a deal of relevant detail. I am not going in the summing up to take you to that detail unless it should bear directly upon some submission that needs to have the detail referred to for you properly to consider it because, as both counsel have said and as I direct you, the crucial issue upon which you must focus is that question of whether you accept the evidence of Mr Rossini as establishing beyond reasonable doubt, notwithstanding what has been put forward by way of alibi, notwithstanding what has been put forward by way of possibilities, that Mr Kanaan was the shooter that night outside the Five Dock Hotel.
[15] […] And it is true as was put to you by counsel that it follows logically that you cannot accept the evidence of Rossini that Kanaan was the shooter and be satisfied beyond reasonable doubt, unless you reject the evidence of the alibi.
[21] The burden to prove the offences to that standard of these crimes is on the Crown from first to last. Even though there has been evidence called of an alibi, it is not for the accused person to prove the alibi to you. That is to mistake the onus. That evidence raises the possibility that the accused was somewhere else, in this case at home playing cards. Even if the alibi evidence is rejected, it still remains for the Crown to prove that the accused was at Five Dock shooting, and that it does in this case by the evidence of Rossini.
[43] The defence submits that you will not be satisfied beyond reasonable doubt because the only direct evidence is the evidence of Rossini, and that, they say, is contradicted by the evidence of alibi from Najih Kanaan and the other alibi witnesses, from Mr Fred Yanniah, the café witness, from Mr Bassam Kazzi who has sworn he was not in the car. It is said that notwithstanding the actions of Kanaan and Rossini after the event, that is explicable by Rossini having explained to Kanaan what had happened and that they were concerned for Rossini, the man who burned his clothes and cut off his ponytail, so that you could not exclude, so the argument goes, the reasonable possibility that it was not Kanaan who shot but Rossini or perhaps the young man from the back of the car.
[56] Notwithstanding his [the appellant's] election not to give evidence, the Crown must prove its case beyond reasonable doubt and that means it must exclude the alibi. […] 114 The Crown argued that no complaint was made on behalf of the appellant on this issue following the Summing-up. The trial judge declined to give a direction as to corroboration in the terms requested by the appellant, but the point taken in Ground 4(a) addressed a different issue. Rule 4 of the Criminal Appeal Rules therefore applies. 115 The Summing-up made it clear that the only evidence that the appellant was the shooter came from Rossini. Accordingly, as the judge made clear, there was no evidence which "corroborated" Rossini on that crucial issue as that term was understood before the requirement for such a direction was abolished by s 164 of the Evidence Act . There was evidence which was capable of "supporting" other parts of the evidence of Rossini. It was appropriate that the attention of the jury be drawn to that evidence, and that guidance be given as to how it should be used. The judge gave that guidance by using the comparatively neutral word "support", and by pointing out how such "support" could be provided by that evidence. 116 In doing so, the trial judge did not suggest to the jury that such evidence operated as corroboration, as that term is understood under the common law and explained in Conway. Accordingly, there was no obligation on the part of the judge to explain the use of that evidence by reference to the law of corroboration, nor was it incumbent on him to warn the jury that it would be dangerous to convict on uncorroborated evidence. What the judge did accorded with the requirements of ss 164-165 of the Evidence Act . He stressed the limited use which could be made of that evidence which was in "support" of Rossini. 117 The observations of Simpson J, with whom Kirby and Bell JJ agreed, in Regina v Livingstone (2004) 150 A Crim R 117 are instructive: [72] Notwithstanding these comprehensive directions, it was, on appeal, contended that they were inadequate. Two separate criticisms were made. Firstly, it was argued that the decision of this Court in Regina v Chen & Ors [2002] NSWCCA 174, unreported 11 June 2002, mandated a direction that it would be dangerous to convict the appellant upon the uncorroborated evidence of any of the four witnesses. In Chen, the following paragraph appears: [58] In our opinion, Chan was plainly an accomplice. Though s 164(3) of the Evidence Act 1995 abolished the universal common law duty to give an accomplice warning, the power and the duty to do so in appropriate circumstances survives: see also s 165(5). It became therefore incumbent upon the learned presiding judge to give the jury a clear direction to the effect that it would be dangerous to convict the appellant, and his other co-accused, upon the uncorroborated evidence of that accomplice. This, as it seems to us, his Honour plainly and correctly did. It became, then, further incumbent upon his Honour to give the jury assistance in understanding the nature of corroborative evidence; and in identifying those matters of fact which, if accepted by the jury as having been proved, could constitute such corroboration in the appellant's particular case. This, also, we think his Honour plainly and correctly did. [73] Senior counsel for the appellant relied upon the ruling that it was "incumbent" upon the trial judge to give a clear direction that it would be dangerous to convict the appellant upon the uncorroborated evidence of the accomplice; and that it was also "incumbent" upon him to assist the jury in understanding the nature of corroborative evidence and in identifying matters of fact which the jury could regard as constituting corroboration.
[74] It is to be observed that the paragraph relied upon does not purport to be a statement of general principle to the effect that a particular form of words is required to be used in any case where an accomplice gives evidence. The observation was made with particular reference to the facts of the case that were before the Court as then constituted. Further, the observation was made in the context of a reference to the power and duty to give "an accomplice warning", notwithstanding s 164(3) of the Evidence Act , in appropriate circumstances.
[The emphasis is in the original.] 118 The judge did on a number of occasions refer to evidence as being in "support" of parts of the evidence of Rossini, whereas what he should have said was that such evidence was capable of supporting that evidence. Any harm likely to be caused by that form of expression was reduced, if not completely eliminated, by the context in which the phrase was used. It can be seen from the extracted portions of the Summing-up that, where the judge referred to evidence in "support" of the testimony of Rossini, he also referred to evidence to contrary effect. In that context, it must have been clear to the jury that the word "support" as the judge was using it, meant no more than "capable of supporting". 119 If there was any error, which this Court does not accept, no miscarriage of justice has been shown by the appellant, and leave to rely on Ground 4(a) is refused.
GROUND 4(b) - the trial judge erred in the directions on evidence tending to show consciousness of guilt 120 This ground of appeal arises out of the directions which the judge gave which were in part the subject of Ground 4(a) (a general complaint of error in relation to the directions given concerning the indemnified Crown witness Rossini). What has been argued in support of Ground 4(b) is that, as the judge had described certain of the appellant's conduct immediately after the shootings as demonstrating that he was "conscious of his guilt", it was necessary to give directions to the jury in accordance with Edwards v The Queen (1993) 178 CLR 193.
121 There were two fundamental facts in issue in the trial: 1 Was the appellant present? 2 If he was present, was it the appellant who discharged the firearm and thus was directly responsible for the consequences? The Crown case on both issues depended solely on the evidence of the indemnified Crown witness Rossini. 122 The complaint of error is based on the directions given by the judge in relation to the evidence led by the Crown of the appellant's conduct following the shooting - in damaging the vehicle in which the men had travelled to and from the Five Dock Hotel to make it appear to have been stolen (which would otherwise have led to Shadi Derbas, one of the men in the vehicle), altering his appearance by having his hair cut the next day and travelling away from Sydney for some time. The judge left it to the jury to consider whether this conduct "was such as to show he was conscious of his guilt", but he immediately went on to say: You would accept it as available for that purpose if that evidence persuaded you that it was proved that he had committed the crimes charged when taken in conjunction with the evidence of Mr Rossini; that is, that it is supporting Mr Rossini's eye witness evidence. The judge then made clear to the jury the limitations on the use to which they could put that evidence: But you could not use it on its own as tending to show that he had been the shooter because when you think about it, it proves no more than that he was there when all that was going on and participated in it and accompanied Rossini. (See [37]-[39] of the Summing-up, quoted in par [108], supra .) 123 The important issue is the overall effect those directions would have had on the jury. The Crown case against the appellant was that he was the shooter, not that he was present aiding and abetting the shooter. The reference to the conduct of the appellant being capable of proof that he "participated" in "all that was going on" could not reasonably have been interpreted by the jury in that context as proof which they could use as demonstrating that the appellant was the shooter. The first passage just quoted must inevitably have been interpreted by the jury in that context as saying no more than that the conduct in question in some way supported the evidence Rossini gave that the appellant was the shooter. It could not on its own establish that the appellant was the shooter. 124 The use of the phrase "consciousness of guilt " was therefore inappropriate. What may perhaps have been appropriate was an identification of the Crown case as being that the reason for the appellant's conduct in question was that he realised (or was conscious) that he was unable to deny that he was present at the shooting and that he feared that his presence there would implicate him in the shooting. In its context, however, the conduct of the appellant in question could not reasonably have been understood by the jury as amounting to an admission by conduct by the appellant of having been more than outside the Five Dock Hotel at the time of the shooting. If it had conveyed any suggestion that it was an admission by conduct by the appellant that he was also the shooter, it would be expected that a complaint and an application for a redirection would have been made by the very experienced counsel who appeared for the appellant at the trial. No such application was made.
125 As already stated (par [106] supra ), Rossini fell within a category of potentially unreliable witnesses whose evidence gives rise to the need to draw to the jury's attention why that evidence may be unreliable. The judge made it clear to the jury that the whole of the Crown case depended on its acceptance of Rossini's evidence that the appellant discharged a firearm outside the Five Dock Hotel on the day in question, and that they could not accept Rossini's evidence beyond reasonable doubt unless they rejected the evidence of alibi. The judge drew the jury's attention to the other possibilities put forward by the defence, such as the possibility that Rossini's evidence was given in order to cover the fact that he was himself the shooter or to protect someone else. This was, the judge said, the "crucial issue" on which the jury should focus. He reminded the jury of the defence argument that Rossini gave evidence: […] protected by an indemnity, insulated from a conviction for conspiracy to supply a commercial quantity of cocaine, whose evidence […] was marked with inconsistencies, and who had an end of his own to serve, seeking to at least ingratiate himself with the Crown, if not […] to cover up that he himself was the shooter […]. The judge also repeated in detail the twelve specific reasons counsel for the appellant had given for not accepting Rossini's evidence. (See [7], [9] and [14]-[15] of the Summing-up, quoted in par [113], supra .) 126 The appellant submits that the further direction which should have been given was one fashioned on that given in relation to lies told by the accused - originally formulated in Regina v Lucas [1981] QB 720 at 724, and approved in Edwards v The Queen (at 208 et seq ) - where the Crown relies on such lies as evidence corroborating the evidence of a Crown witness such as an accomplice. As Edwards makes it clear (at 208), such lies are but one kind of conduct which is inconsistent with innocence and which therefore amounts to an implied admission of guilt. Thus, where the Crown relies on other conduct by an accused such as altering his appearance as an implied admission of guilt, directions fashioned on Lucas and Edwards will ordinarily be necessary.
127 The precise direction which it is said should have been given in the present case was not identified at the trial (again, no point was taken), nor has it been identified in the appeal. As the context in which the conduct of the appellant in question was relevant in this case was very limited - as to whether he was present at the shooting, not whether he was the shooter - such a direction, if required, would appear to be along the lines that, before that conduct could be considered by the jury as an admission that he was present at the shooting, they had to be satisfied that the appellant conducted himself in this way deliberately because he feared that he would be shown to have been present unless he manufactured the evidence which suggested that he had not been there.
128 However, the issue remains as to whether such a direction was required in the present case. This Court is not persuaded that it was required. It was made very clear by the judge that the Crown relied on the appellant's conduct in question only as an admission by conduct that he was present at the shooting, and not in any sense as an admission that he was the shooter. The directions made it clear, as did the direction in [38] (quoted in par [108] supra ), that this conduct of the appellant could not on its own prove that he was the shooter, and that it assisted the Crown case only by providing some support for Rossini's evidence that the appellant discharged the firearm. The relevant directions are set out in their full context in par [108] supra, and it is sufficient if reference here is made to just the precise statements on this issue: [40] […] When looking at what is in support of Rossini, it is important you realise that you must not use those prejudicial things of […] the attempt to conceal the offence afterwards, except as you can properly use them in this case to decide whether, if you accept they were the case, they support Rossini's account of [the appellant] […] having the involvement afterwards and doing so because he was the shooter.
[43] […] It is said [by the defence] that notwithstanding the actions of Kanaan and Rossini after the event, that is explicable by Rossini having explained to Kanaan what had happened and that they were concerned for Rossini, the man who burned his clothes and cut off his ponytail, so that you could not exclude, so the argument goes, the reasonable possibility that it was not Kanaan who shot but Rossini or perhaps the young man from the back of the car.
[83] In addition, there is support, if you accept the evidence of Miss Colbert and the evidence concerning [the appellant's] trip to Callala Bay, of his being involved in conduct which at least shows, in association with Rossini, an attempt to evade or conceal what had gone on that night, but as I have already said to you, it is not open for you to draw a conclusion from that alone that he was the shooter. At most you get from that some degree of support for Rossini's account of what happened subsequently.
[87] […] There was the evidence of Mrs Gialouris, the hairdresser concerning them having come there to cut Rossini's ponytail, to give the accused's hair a cut and her taking of them to Callala Bay. There was some evidence from her that it had long been discussed that he might some day, that is the accused, might some day go and look at her parents' cottage at Callala Bay; nonetheless, the circumstances in which they went there on this occasion, you may think, are not entirely consistent with a simple pleasure jaunt.
[88] It is the Crown's case that they were leaving because they knew of the commission of this crime. It is the defence case that he was accompanying Mr Rossini who had told him of the commission of this crime. You need not be satisfied of the second, the question is whether the Crown has disproved it beyond reasonable doubt.
129 It is clear that the jury were not directed that the appellant's conduct in question was relied on by the Crown as an admission that he was the shooter. It was not used as conduct which was of itself probative of guilt. A direction based on Edwards v The Queen was therefore not required. For these reasons, Ground 4(b) is not made out.
GROUND 4(c) - the trial judge erred in failing properly to direct the jury regarding the evidence disclosing the appellant's bad character 130 The following directions were given on this issue: [34] You must take care not to be influenced against the accused because he is accused. Similarly, you should not be moved by sympathy for those who might have been friends of the deceased. It is also important that you should treat the evidence concerning the accused's association with Rossini, Green, Lee, Shadi Derbas, guns, drugs and changed mobile phones properly. You do not conclude from that that he must have been a bad man, therefore, he must be guilty. That reasoning is entirely wrong unacceptable and outside the legal direction I am now giving you.
[35] The evidence of his association with those things is evidence that is available to you to conclude on the question of whether you are satisfied beyond reasonable doubt Rossini was telling the truth when he said the accused was the shooter; thus, the evidence that Lee and Green had seen the accused on a prior occasion with a gun, a handgun with rubber bands around the handle, if you accept it, would go to support Rossini's account that the accused on the day in question was shooting with a gun Rossini previously saw, a gun which conformed to that which he had seen before. 131 The thrust of the appellant's submissions on this ground, both in writing and in oral argument, was that the direction given in par [34] was too narrow, and that it would not have prevented the jury engaging in tendency reasoning. However, not only did the judge clearly indicate to the jury that tendency reasoning based on the appellant's association with guns and drugs was not permissible, he also specified (correctly), in par [35], the limited manner in which that evidence was to be used. 132 In addition, the following direction on this topic was given during the course of the trial (T 354.20 ff): However, it is particularly important at this point that I direct you that you are not to reason in a particular way, that is, that if the accused is an associate of those who admit to criminality and admit such things as drug dealing and carrying guns themselves, that he must be guilty. You would understand that that is an entirely inappropriate way to reason. We are concerned with whether or not the Crown proves by evidence tendered before you that the accused was the person who shot the two deceased and Mr Singleton that night, and that is to be proved by evidence which enables you to draw the conclusion rationally and without prejudice. … At this point in the trial, because it may be a short while or some days at least, indeed may be longer before we come to the summing up, and since this block of evidence has now been given, it is important that I warn you, you should not leap to the conclusion that he might be guilty because there was some evidence associating him on a prior occasion with a gun, or with a mobile phone.
This direction was given at the judge's instigation shortly after the evidence of Lee and Green had been given. It drew no complaint from counsel for the appellant then or later. 133 Ground 4(c) is not made out.
GROUND 4(d) - the trial judge erred in failing to direct the jury that they had to reject the evidence of alibi beyond reasonable doubt 134 It was common ground that the Crown had to establish beyond reasonable doubt that the appellant was present at the crime scene. The appellant complains, however, that at no time did the judge ever in terms direct the jury that, in order to convict the appellant, they had to reject the evidence of alibi beyond reasonable doubt. 135 The direction for which the appellant now contends would not be an easy concept for a jury to follow. An alibi asserts that, at the relevant time, the accused was not at X (the scene of the crime) but at Y (somewhere else, according to the alibi evidence). The issue which it raises is whether there is a reasonable possibility that the accused was at Y, rather than X, at that time. To prove beyond reasonable doubt that the accused was at X, the Crown must remove or eliminate that reasonable possibility: Regina v Youssef (1990) 50 A Crim R 1 at 2-3. An appropriate direction to the jury would be: The Crown must establish beyond reasonable doubt that the accused was at X at the relevant time. The Crown cannot do so if there is any reasonable possibility that he was at Y at that time, as asserted by the alibi evidence. The Crown must therefore remove or eliminate any reasonable possibility that the accused was at Y at the relevant time, and also persuade you, on the evidence on which the Crown relies, that beyond reasonable doubt he was at X at that time. 136 The trial judge did not give in terms either the direction which the appellant now says should have been given or one along the lines suggested in the last paragraph. He did, however and on a number of occasions, make it very clear, in the context of directions concerning the onus and standard of proof, that any reasonable possibility that the alibi was true had to be eliminated before the appellant could be convicted. He said that the "crucial issue" was whether the evidence of Rossini could be accepted beyond reasonable doubt "notwithstanding what had been put forward by way of alibi", that Rossini's evidence could not be accepted unless they "reject[ed]" the evidence of alibi, that the Crown had to "exclude" the alibi and that, even if the alibi evidence was rejected, the Crown had to prove that the appellant was at Five Dock discharging the firearm. (See [14]-[15], [21] and [56] of the Summing-up, quoted in par [113], supra .) 137 In light of those directions, it must have been very clear to the jury that for the appellant to be convicted they would have to reject the evidence of alibi beyond a reasonable doubt. Moreover, a fair reading of the judge's overall directions on this issue would have ensured that the jury did not engage in an impermissible mode of reasoning - namely a conclusion of guilt as a direct consequence of rejecting the alibi. That this was the general effect of the directions given is supported by the fact that no objection was taken at trial by the very experienced counsel appearing for the appellant. 138 Ground 4(d) is not made out.
GROUND 4(g) - the trial judge erred in directing the jury that the defence case was that Rossini or the "young man from the back of the car" was the shooter (pars [9], [43], [44]) 139 The submission by the appellant was that, by referring specifically to the exculpatory possibilities that either Rossini or the young man in the back seat of the vehicle was the shooter, the trial judge was unduly restricting the scenarios which the jury could take into account when considering whether there was a reasonable doubt that the appellant was the shooter. There was a danger that the jury may have found the appellant guilty on the basis that they had excluded both Rossini and the young man from the back of the vehicle as the shooter. 140 The judge's comments need to be looked at in context. He was not in any way seeking to limit the possibilities available to the appellant. He consistently acknowledged the primary defence of the appellant - that is, that he was not present at the crime scene. All that the judge was doing when referring to the possibility that Rossini or the young man in the back seat of the vehicle might have been the shooter was using the two possibilities specifically raised by counsel for the appellant at trial. Nowhere did the judge suggest that the possibilities were limited in that way.
Ground 4 generally 142 As was observed earlier in relation to the appellant's preliminary submissions on the Summing-up (par 104] supra ), it was put that, even if the individual matters in relation to which complaint was made did not amount to a miscarriage of justice, their cumulative effect did. That submission is not accepted. On the contrary, what the individual grounds of appeal purport to do is to break the Summing-up into various discrete topics without having regard to its overall effect. 143 The Summing-up was brief. That is because, as the judge pointed out, the issue was a relatively narrow one, and it depended entirely on the acceptance of Rossini as to the presence of the appellant at the crime scene and as to the appellant being the shooter. Many of the relevant passages of the Summing-up are quoted in par [113] supra (see [7], [9], [11], [14] and [21]). The judge repeatedly made this clear to the jury - for example: [59] […] in this case it is important that you remember, as I am sure after all the numerous times you have been told it you can never forget, that you have to be satisfied beyond reasonable doubt of Mr Rossini's evidence, on the crucial question anyway […].
[89] […] Mr Rossini's account of what happened, as you have been told again and again and again and again, is the crucial feature of this trial.
If Rossini was accepted by the jury, then a conviction was inevitable in the way the case was fought (see par [92] supra ). 144 The acceptance or rejection of Rossini's evidence was a quintessential jury question. That issue, together with the caution and care with which it was to be considered, was clearly placed before the jury. By seeking to separate discrete elements of the Summing-up for challenge, and by focusing on those individual components, the total effect of the Summing-up can be lost. Rather than assist the appellant, the cumulative effect of the Summing-up confirms the conclusion which this Court has reached that the essential question was clearly put before the jury, and that no miscarriage of justice arose from the Summing-up.
GROUND 5 - Fresh evidence (Detective Fabris) 145 The appellant submits that a miscarriage of justice was occasioned to him by reason of the absence at his trial of material which should be regarded as "fresh evidence". In short, the material relates to the conduct of a police officer named Detective Fabris who was involved in the investigation of the present matter. The "fresh evidence" consists of evidence which Detective Fabris gave before the Police Integrity Commission on 10 September 2002, in which he admitted that, whilst a member of Task Force Magnum, he had engaged in corrupt conduct. In the Commission's Final Report to Parliament in relation to "Operation Florida", it was observed that "his admissions included instances of participating in loads, verbals, false admissions, falsifying statements for use in proceedings and perjury". The witness gave evidence to the Commission that he would not have been seconded to the particular Task Force had he not been prepared to "load" and "verbal" suspects, activities which he admitted he had engaged in prior to his involvement with the Task Force. In relation to the conduct in which he had engaged, he said that: It was just something that we did. It was just done. It wasn't something that was discussed all the time. It was just part of the way of doing the job and it was just how it was done. It is common ground that this material did not emerge until after the appellant was convicted at his trial for the present matter. In those circumstances, the Crown does not contest the proposition that the material constitutes "fresh evidence". 146 The appellant concedes that there is no direct evidence available which would indicate that Fabris acted corruptly in the present matter. Indeed, no evidence was placed before the Court to indicate that his corrupt activities extended beyond his time as a member of the Task Force. The Task Force commenced operating in late January 1991, and Fabris remained a member of it for a period of only eight months or so. The Task Force itself was apparently disbanded in late 1992. The events in issue in this case occurred in 1998. 147 Fabris played an investigative role in the present matter. The evidence which was placed before the Court reveals that he was involved in taking statements from, or conducting interviews with, a number of persons, including Mohamed Ruston, Ronald Singleton, David Eid, Mohamed Dib, Melinda Catchpole, Leia Colbert, Ellie Gialouris, Dennis Green and Dean Yates. He also pursued inquiries in relation to various mobile telephone numbers, and he was present when Shadi Derbas was arrested. He was also present when Rossini, in the presence of his barrister (Mr W P Brewer) clarified aspects of his previous statements. On any view of it, Fabris' role in the present matter was not a major one. He was not called to give evidence. 148 The appellant contends, however, that the evidence reveals a propensity on the part of Fabris to behave corruptly. It is submitted that, had this evidence been available at trial, the appellant could have relied on it as tendency evidence within the meaning of s 97 of the Evidence Act . It is submitted that it was evidence which would have satisfied the statutory requirement that it have "significant probative value". 149 It is next submitted that, given his role as an investigating officer in the present matter, Fabris would have had the opportunity to influence prosecution witnesses by, for example, supplying them with information for the purpose of making their accounts appear to be more reliable. The appellant then points to what, it is submitted, are three specific examples of Fabris having so conducted himself in the present case. It is convenient to deal with each of these matters in turn. First, reference was made to evidence given by the indemnified witness Green. It related to a telephone call which was said to have been made to him by Ms Colbert shortly after the incident, his telephone number having been provided to her by the appellant. The relevant parts of the cross-examination of Green on this issue are these: Q Do you remember a police officer by the name of Fabris? A Yes.
Q Did he visit you on 28 October 1999? A Yes
Q Did he give you the details of a phone number? A He said to me, like, can you remember this number, because a girl rang me on that number. I shouldn't have said "yes" because I can't remember the phone number, but I do remember talking to a girl.
Q He gave you a phone number, didn't he; you couldn't remember it at all, could you? A No.
Q When is the last time you saw Fabris? A Last year.
Q Prior to 28 October 1999, had you ever met him? A No.
Q You saw him at Surry Hills Police Station, didn't you? A Yes.
Q Did he ask you about any phones that might have been used around about this time? A Yes, he did.
Q That is connected with Mr Kanaan? A Yes, he asked me, yes.
Q You couldn't remember any phone numbers, could you? A No.
Q And he gave you a phone number 0414575656, didn't he? A He didn't give it to me, he asked me if I could remember the phone number.
Q And you couldn't. A Yes, I said no.
Q Did you know what phone number he was asking you to say that you had some connection with? A No.
Q It could have been anyone's phone number that you agreed that you recognised, couldn't it? A Yes.
Q Did you make a statement dated the 28 October 1999? A Yes.
Q You can be assured Mr Green that your correct details, name et cetera have been blacked out, but for your own satisfaction just make sure it is on every page, but it looks like it, doesn't it? A Yes.
Q Go to paragraph 7. You see the reference to the phone number 0414575656 in the second line? A Yes.
Q Is the next sentence truthful? A No, I shouldn't have said it, no.
Q You see what it says is, "On the 28 October 1999 Detective Sergeant Fabris showed me a telephone number being 0414575656. I can recall that this was one of the telephone numbers that I used around mid 1999", you couldn't remember that telephone phone number at all when Fabris came to see you, could you? A No.
Q He gave it to you, didn't he? A He asked me if I could remember. I shouldn't have said yes, but - .
Q Where did you get the phone number from, if Fabris didn't give it to you? A Well he did.
Q Yes he did, and did he tell you whose phone number, whose it was supposed to be? A It was supposed to be mine.
Q I suggest to you that a check of the appropriate records reveal that phone number in fact did not exist as a current phone number at the time. Do you know that? A No.
Q Were you using a mobile phone number between the 1st of June and the 31st of July 1998? A Yes I was.
Q Can you remember it, that is, the number now? A No.
Q It wasn't 0414575656, was it? A I can't remember.
Q Did you ever receive any phone call of any type at any time from a young woman on that phone number, 0414575656? A I don't know if it was the number but I did receive a call.
Q Perhaps on somebody's else's phone? A No it was my phone.
Q Whatever that phone number was? A Yeah, I can't recall the phone number.
Q What, if anything, did Fabris say to you as to who that phone number belonged to, that is, who had that phone number at the time? A He said to me that if I remember that number because the girl had rung me on that number.
Q And you didn't have any memory of that phone number at all did you? A No.
Q It could have been anybody's phone number at all - for all you knew? A Yeah, could have been anyone's phone number. 150 The second reference concerns evidence given by Ms Gialouris. The material in question relates to evidence which she gave at the committal hearing. It is submitted by the appellant that she conceded that a portion of the material which appeared in her witness statement was provided to her by the police. The appellant acknowledges that that part of Ms Gialouris' statement was not led at the trial, but submits that nonetheless the appellant might have made a different tactical decision about introducing it himself had the "fresh evidence" been available at the time of trial. Indeed the submission goes so far as to suggest that the "fresh evidence" would have "given weight to the contention that officers involved in the investigation other than Fabris had acted corruptly". There was no foundation in the evidence supporting that submission, and it is rejected. 151 Set out below is part of the evidence given by Ms Gialouris at the committal hearing. This evidence emerged whilst she was being cross-examined by the Crown following a grant of leave pursuant to s 38 of the Evidence Act . Q I suggest that you told the police that after cutting Michael's hair and the hair of the man who was with him and you've said "one of them, I can't remember which one, asked me to write their names in the appointment book for the previous week. I told them I couldn't do this as one of the staff would notice. I told them that I had been working alone the previous weekend and they then asked me that if the police ever asked, tell the police that you cut our hair on the previous Sunday." I suggest - firstly that's what's in the statement, isn't it? Is that correct? A That's in the statement, yes.
Q I suggest that indeed is what you told the police? A The police told me that.
Q I suggest that that's what you told the police and that was what was said to you on the occasion the two men came to your hair salon? A I don't recall that being said when the boys came to the salon but I recall when the police were telling me about it, if I remembered and I said to them no. And I spoke to them hypothetically, like if it did happen, if it did, if it was to be said I know for a fact I can't do that. I hypothetically said that to the police. 152 Ms Gialouris then gave the following evidence when cross-examined by counsel for the appellant at the committal hearing: Q Ma'am, you've got a copy of your statement dated 30 July '99 in front of you, do you? A Yes.
Q Is it the case that that statement was witnessed by a Detective Fabris, is that right? A Yes.
Q And indeed the details in that statement were produced by Detective Fabris, is that right? A Can you say that again please, sorry.
Q Detective Fabris attended your shop, you recall that? A Yes.
Q He said certain things to you, is that right? A Yes.
Q And ultimately it was he that gave you this statement to sign, is that right? A Yes, one of the detectives did, I don't know which one gave me the statement to sign.
Q The statement was typed out by Detective Fabris, was it? A By one of them, there were two detectives. 153 The Crown informed the Court that the other detective involved with that interview was Detective Apolony. No issue was raised by the appellant in relation to his conduct. 154 The final reference arises from part of the evidence given by Rossini. Rossini conceded in cross-examination that he had originally said in a statement dated 5 July 1999 that it was Bassam Kazzi rather than the appellant who had lost his mobile telephone during the course of the incident outside the Five Dock Hotel. He also said in the same statement that Kazzi was looking through the motor vehicle for his telephone. Although Rossini made a further statement on 21 July, there was no reference in it to this topic. In a subsequent statement which he signed on 11 August, Rossini said that it was the appellant who had lost his telephone. However, in a statement dated 12 October, he once again said that it was Kazzi who had lost his telephone. Then, in his evidence, he once again said that it was the appellant who had lost his telephone. It was in that context that Rossini gave the following evidence whilst he was being cross-examined: Q The next time you make a police statement is in the middle of the next month, or towards the middle of the next month, the 11 August, 1999. I show you a copy of that document, dated 11 August, 1999. Go to paragraph 4. Do you agree that that paragraph in summary talks about the fact that you made a previous statement involving the incident at the Five Dock Hotel? A Yes sir, that is right.
Q And you say in the last sentence, "This statement was to make some changes to my original statement", do you see that? A Yes sir.
Q Now on paragraph 5 you say that you were speaking to the police officer Fabris, Detective Sergeant Kerlatec, Detective Senior Constable Grech, and then you say Fabris showed you some documents? A I remember that sir, yes.
Q Who was present when these documents, plural as opposed to document - who was present when these documents were shown to you? A The police officers and my barrister I believe and myself.
Q During this statement were you talking about the 5th of August 1999, a week before the statement? A I am talking about when Sergeant Fabris came and showed me the documents.
Q I just want to have it abundantly clear, the statement dated 11 August 1999, you agree? A Yes sir.
Q You have a date in the statement which says, "On the 5th of August" - same year - you had a visit from Fabris, he showed you the documents, is that right? A That is correct sir.
Q I am not asking you whether anybody showed you anything on the day of the statement. I am asking you whether on the 5th August 1999 you were shown documents? A Yes.
Q Who was present on that day, the 5th of August 1999, where you were shown documents by Fabris? A Like I said sir, the police officers, my barrister and myself.
Q And were you shown mobile phone records? A I believe so, yes sir.
Q And on that day when you were shown phone records - by the way, do you remember what the phone number used by Michael Kanaan was back in July 1998? A As of today, no sir.
Q Have you ever been able to remember? A No sir.
Q You were shown mobile phone records and Fabris indicated to you that they might jog your memory, isn't that right? A I don't know if he said that sir, I would say so, yes.
Q You made some notes about everything that you thought of at this time, is that right? A I was making notes through every other statement too, yes.
Q And did you give them to Fabris? A I gave Fabris nothing sir.
Q Did you give him any copies of your notes? A Like I said sir I gave him nothing.
Q Did you give anybody else copies of your notes? A Yes sir I did.
Q Who? A The police officers that were there.
Q Who? A I don't know. I am not sure which particular time I gave it to them.
Q You know that they had been lost, apparently? A You brought that to my attention sir.
Q What was in the notes? A Things that I remembered at night sir, like Effie, Ellie Bassam, Michael.
Q What about for instance, phone numbers of mobile phones? A I don't remember that sir, no.
Q What actually did you see when Fabris showed you a list of mobile phone numbers? A Sir I couldn't make nothing from it. It is just a lot of numbers to me. I couldn't help him at all.
Q Apparently he said to concentrate and think back to certain issues, is that right? A Yes sir.
Q What issues? A Issues of that brought up I suppose.
Q What did he ask you, he only asked about mobile phone numbers didn't he? A Yes sir.
Q And he showed you some mobile phone numbers, did he tell you who they belonged to? A No sir. He showed me a lot of numbers.
Q Go to paragraph 14. You say in that paragraph that basically you have remembered that you made an error about the mobile phones, and this is only a summary, I will go to it in detail, but you say you have remembered basically that you made the error about the mobile phones, it is Michael Kanaan who lost his phone not Bassam Kazzi. Do you agree? A Yes, sir.
Q Any [ sic ] you say now that you have had time to remember, or "after thinking about it, I now remember that Mick" - meaning the accused Michael Kanaan - "lost his telephone that night and not Bassam. Bassam didn't say anything about losing his mobile phone." And you say that rather than the accused saying "fuck my phone, too" in fact he says "I dropped my phone there as well"; is that right? A That was in the backyard of Shadi's place, not in the car, sir.
Q You made that up, didn't you? A No, sir.
HIS HONOUR: Mr Terracini, which statement are you referring to?
TERRACINI: Q You made the statement up that Michael Kanaan had lost his mobile phone and said so, didn't you? A Not at all, sir.
Q And you did it only after Fabris showed you some mobile phone numbers, didn't you? A No, sir.
Q Did Fabris ever say, "Look, can you tell us which one is Kanaan's" or words like that? A I don't remember.
Q Reading a mobile phone number? A He asked me about phones and showed me a document and I couldn't help him at all.
Q But prior to you speaking to Fabris, apparently you don't have any memory of Michael Kanaan losing his phone, do you? A No, sir. 155 It is apparent that counsel who appeared on behalf of the appellant made a forceful submission to the jury to the effect that Fabris had "jogged the memory" of both Rossini and Green. Counsel for the appellant sought to gain a further forensic advantage by also reminding the jury that they were never going to hear from Fabris. Nevertheless, the appellant's submission is that, had the "fresh evidence" been available, that address would have been rather more powerful. It is further submitted that the jury could also have been expected to have approached the evidence of the Crown witnesses with greater caution than would otherwise have been the case. 156 A very considerable number of cases in recent years have dealt with the reception of material said to constitute "fresh evidence" which is capable of reflecting adversely on particular police officers. In Regina v Vastag (NSWCCA, unreported, 20 June 1997) Levine J (with whom Studdert J agreed) said (at 24-26) that: It cannot be stated as a general proposition that merely by reason of a police officer, who has given adverse evidence in a trial, being himself the subject of adverse examination or other adverse reference in the Royal Commission, is sufficient in every case.
Just as the court should not be quick to allow an appeal on a "fresh evidence" ground merely because police officers involved in a given trial have been adversely referred to in the Royal Commission, nor, in my opinion, should the court be quick to dismiss a "fresh evidence" appeal by reason of the absence of coincidence between the adverse references in the Royal Commission and the specific subject matter of the trial under appeal. What can be no more than a guide may be stated thus: material from the Royal Commission should be considered to determine whether it is capable of disclosing conduct or, possibly a reputation therefore, pointing to a preparedness in the officer to act corruptly, at least by dishonesty, in his performance of his duties in criminal investigations. The closer the suggested adverse conduct is in the Royal Commission material to that which is relevant to the particular trial, the more persuasive will be the position of an appellant in an appeal of this nature. I do not consider it possible or indeed desirable to enunciate any fixed test. 157 It is common ground that Fabris made no admissions to the Police Integrity Commission as to having acted improperly in the present case. Nor was there, as has been observed, any other direct evidence to that effect. Moreover, and unlike other cases which fall into the present category, Fabris did not give evidence at the present trial, and nor could he give evidence, which would implicate the appellant in the present matters. Accordingly, the "fresh evidence" could not be used to discredit him. The material which is sought to be introduced can go no further than to call into question the credibility of the particular witnesses to whose evidence reference has already been made. 158 For those reasons, the present case stands in stark contrast to the decision in Regina v Heuston (2003) 140 A Crim R 422 which has been cited. Not only was there evidence in that case that Fabris had had an involvement in constructing false evidence which implicated that appellant, but the events under consideration occurred within a time frame which was close to the time when he admitted being engaged in corrupt conduct of the relevant kind. Clearly, the closer in time the adverse conduct is to the events of the trial, the greater the likelihood that the "fresh evidence" will be cogent: see Regina v Johns (1999) 110 A Crim R 149; Regina v Robinson [1999] NSWCCA 186. 159 In the circumstances, a real issue arises as to whether this material would have "substantial probative value" such as to render it admissible as tendency evidence. Nor is it completely clear as to how the evidence would be introduced. Neither would it necessarily be to the appellant's advantage to have Fabris called to deny any misconduct in the present case. However, it is unnecessary to consider these issues further. That is because it is sufficient for the purposes of this appeal to embark on an examination of the cogency of the "fresh evidence" in relation to each of the matters to which reference has been made. 160 So far as the evidence of Green is concerned, nothing emerges from a fair reading of his evidence which suggests that any improper influence was brought to bear on him by Fabris. Since Green had already conceded that he had erred in answering the question as he did, it is difficult to see how the "fresh evidence" could further discredit him. The evidence, if received, could only go to reflect on the credit of Ms Colbert, but she had already conceded in cross-examination that she may have been in error when she said that she had called the particular telephone number. 161 So far as the evidence of Ms Gialouris is concerned, the answers which she gave were, at best, ambiguous. It could not be confidently said that they provided a proper basis for suggesting improper conduct on the part of Fabris. Moreover, this part of her evidence was not relied on by the Crown at trial. It was Rossini in fact who gave evidence that he had raised the suggestion with Ms Gialouris as to what she might say to police. It is quite understandable that counsel for the appellant would not have wished to highlight this particular matter by referring to it in cross-examination. The state of play at the end of her evidence was that Rossini was not supported by her concerning this issue. In those circumstances, it is unlikely that counsel would have sought to introduce material that may have cast the issue in a different light. 162 So far as the evidence of Rossini is concerned, it is relevant to point out that the evidence reveals that there were other police officers as well as Fabris in attendance at the time when Rossini was shown the mobile telephone records. No material has been advanced which would reflect adversely on them. Furthermore, as Rossini indicated, his barrister was present when he was being interviewed, and it is the evidence of both his barrister and his solicitor that nothing untoward occurred whilst he was being interviewed in their presence. Moreover, there is nothing to suggest that Fabris improperly influenced the evidence which Rossini could give. As has been pointed out, subsequent to this episode involving Fabris, Rossini provided a further statement in which he appeared to once again change his version of events so as to exclude the appellant as being the person who had lost his mobile telephone. Rossini sought to explain the problem by suggesting that the later statement had simply repeated the original error, and that he had failed to pick it up. The jury may or may not have accepted that explanation. At the very least, the situation enabled counsel for the appellant to make a powerful attack on Rossini's credibility by referring to his constant changes of evidence on this very issue. It is unlikely that revelations about Fabris' past conduct would, in those circumstances, have significantly altered the jury's view concerning Rossini's credibility. Insofar as this issue was concerned, the jury would have no doubt heeded the trial judge's warning to look for any support in the rest of the evidence for Rossini's assertion that the appellant had lost his mobile telephone. In that respect, they may have found some support in the evidence of Ms Colbert concerning the telephone call which she received from the appellant. 163 Accordingly, for those reasons, this Court is not persuaded that the "fresh evidence" is of such a character that there is a significant possibility that the jury, acting reasonably, would have acquitted the appellant if the evidence had been before them: see Gallagher v The Queen (1986) 160 CLR 392 at 399, 402; Mickelberg v The Queen (1989) 167 CLR 259 at 273; Regina v Goonan (1993) 60 A Crim R 338 at 341-342. This ground of appeal is rejected.
GROUND 6 - Fresh evidence (Rossini) 164 The appellant also seeks to rely on a further body of material which he asserts constitutes "fresh evidence". 165 In essence, it consists of a report prepared by Mr John Barber, who is put forward as a forensic ballistics expert. His report was prepared at the request of the appellant's legal representatives for use in an entirely separate matter in which they were also retained to appear on behalf of the appellant. In that matter, the appellant was charged with various offences arising out of an allegation that he shot and wounded one police officer, and that he shot at another police officer, in the area of White City in the early hours of 23 December 1998 (the White City matter). Mr Barber's report was concerned with the area within White City where the shots were fired. (This is discussed in more detail at pars [177]-[181] infra ). The appellant was wounded himself during the course of this incident. Indeed, he was arrested at the scene and then charged. Although the events giving rise to the present appeal occurred before the White City incident, the appellant was not arrested in relation to the present charges until 17 September 1999. He was then charged with both the present matter and a further matter in which it was alleged that he, together with Rabeeh Mawas and Wassim El-Assaad, murdered Danny Karam on 13 December 1998. 166 The trial of the White City matter commenced in October 2000. It aborted for reasons that are not presently relevant. At that stage, Mr Terracini SC, who also appeared on the appellant's behalf in the Five Dock proceedings, was representing the appellant. In July 2003, the second trial of the White City matter commenced. At that trial, the appellant represented himself but the jury was unable to agree on a verdict and it was discharged. The third trial of the White City matter commenced in November 2004. Once again the trial aborted. No date has yet been fixed for the further hearing of that matter. It was for the purpose of those proceedings that Mr Barber's report, which is dated 21 June 2004, was prepared. 167 The significance of that material is said to arise from the fact that the principal Crown witness in both the White City matter and the Five Dock matter, was the man Rossini. The Crown case in the White City matter is that it was the appellant who fired the shots which gave rise to the various offences. As with the Five Dock matter, the Crown case depended largely, although not exclusively, on the evidence of Rossini. It was the appellant's case that he was not the shooter, but rather that Rossini was. 168 It was common ground that the appellant had been shot and wounded by a number of shots fired by one of the police officers, Constable Fotopoulos, who was using his service revolver. It was also common ground that the other police officer, Constable Patrech, had been shot and wounded by a person who had fired at him from the area of the tennis courts in the White City area into which the appellant and Rossini had climbed after having been pursued there by the two police officers. The forensic evidence established that there was only one shooter other than Constable Fotopoulos. What was at issue was the identity of that shooter. It was Rossini's evidence that he had made good his escape from the tennis court before the shooting commenced. Another man, Wassim El-Assaad, was also present with them but it was clear on the evidence that he could not have been the shooter. 169 The appellant's submission is a bold one. It is that the "fresh evidence", taken in conjunction with the evidence given by Constables Fotopoulos and Patrech at the most recent trial, shows or at least tends to show that Rossini was indeed the shooter. That, it is submitted, establishes its relevance within the meaning of s 55 of the Evidence Act . Moreover, it is contended that the material has "significant probative value" pursuant to s 103 of the Evidence Act , insofar as it bears on Rossini's credibility. In those circumstances, it is submitted that Rossini has a motive to lie about the White City matter and consequently about each of the other matters in turn. This includes the Karam matter in which Rossini once again nominated the appellant as being involved in his death by shooting. Accordingly, so the argument runs, "having falsely implicated the appellant in relation to the White City matter, it was logical for Rossini to also falsely implicate the appellant in each of the other matters, in order to secure the immunity from prosecution which he received from the Crown". 170 Rossini did not in fact receive an immunity from prosecution in relation to this matter, or indeed in relation to the other matters. Rather, he received what is often termed a "use immunity", namely that the evidence which he gives in the various proceedings cannot be used against him "except in respect of the falsity of [his] evidence". It may be, of course, that nothing of significance turns on the distinction to which reference has just been made, but the submission to that extent was not correct. 171 In any event, the appellant contended that, had Mr Barber's report been available to him at the time of his trial for the Five Dock matter, he could have cross-examined Rossini during the course of it about the circumstances of the White City shooting. In written submissions, the appellant contended that "it could have been put to [Rossini] that he was the shooter and [that] he had falsely implicated the appellant in that shooting and in the present matter in order to escape prosecution: Evidence Act , s 103. When he denied [it] this evidence could have been adduced in rebuttal: Evidence Act , s 106(a)". 172 Counsel for the appellant conceded during the course of oral argument that the consequence of this was that the entirety of the proceedings at the aborted trial (which had then run for about three weeks) would need to be considered because there was no other way in which the issue of the identity of the shooter could be determined. Since the resolution of that issue was dependent on an analysis of the entire transcript of those proceedings, the court was provided with a copy of the transcript for its consideration. 173 The Crown took a preliminary objection to the material. In essence, it submitted that Mr Barber's report was not "fresh evidence" within the meaning of the authorities. It pointed out that no evidence was placed before the Court to explain why the material had not been obtained long ago, and at least before the commencement of the Five Dock trial which was itself a re-trial after an earlier trial had aborted. It is to be recalled that, at least at that stage, the same counsel had been briefed in both matters. The Crown contended that, from the outset, its case in relation to the White City matter included ballistics evidence. Moreover, it was submitted that counsel in preparing for the Five Dock matter would, by exercising reasonable diligence, have been seeking to locate any material, including material of the kind provided by Mr Barber, which may have tended to discredit Rossini. It was even more extraordinary, it was submitted, that the same counsel would not, in view of the appellant's version of events, have sought such material when preparing for the White City trial itself. 174 The appellant responded by submitting that the fact that the material was not fresh was not fatal to his cause. Reference was made to authority to demonstrate that the courts have extended great latitude to accused persons in circumstances such as the present. The appellant relied on the following passage from Lawless v The Queen (1979) 142 CLR 659 at 669, in which Stephen J said: The concept of fresh evidence, as evolved in the cases and in particular in Ratten v The Queen , a decision of this Court which was expressed as containing a definitive pronouncement of appropriate principle, requires that the evidence in question, not being before the jury at the trial, was not then available to be called by the defence. If on the contrary, the defence, knowing of that evidence, elected not to tender it, it will not be fresh evidence. Again, if it is evidence of which the accused "bearing in mind his circumstances as an accused, [...] could reasonably have been expected to have become aware and which he could have been able to produce at the trial" it will not be fresh evidence. However "great latitude must of course be extended to an accused in determining what evidence by reasonable diligence in his own interest he could have had available at his trial", it being "probably only in an exceptional case" that evidence not actually available to him is to be denied the quality of fresh evidence. So it is that it is evidence which is "actually or constructively available" to the accused but is not called by him that is spoken of as lacking the quality of fresh evidence. These passages all appear in the judgment of the Chief Justice in Ratten's Case , with whose judgment three other members of the Court concurred.
A criminal trial, no less than a civil action, is of course an adversary proceeding in which each party "must bear the consequences of his own decision as to the calling and treatment of evidence at the trial". But, if for want of knowledge of particular evidence, there has perforce been no making of a decision against adducing it, and if that want of knowledge is not so unexplained as to lead to the inference that it was the product of an intentional failure to make inquiries, it should, in my view, indeed be "only in an exceptional case" that evidence not called because not known to be available is denied its character of fresh evidence. See also Regina v Ilic and Sammut (2000) 118 A Crim R 378 at 387 ; Regina v Abou-Chabake (2004) 149 A Crim R 417 at 428. 175 Although there must be considerable misgivings as whether Mr Barber's report can properly be regarded as "fresh evidence", in deference to the detailed submissions which have been advanced by the parties, it is appropriate to examine the question of the cogency of the material on which the appellant relies. 176 Constable Fotopoulos and Constable Patrech each gave evidence as to their respective positions at the time when the shots were fired at them, as well as to the direction and position from which the shots had come. They marked those locations on diagrams which were provided to them for that purpose. The position in which the self-loading pistol which the shooter had used, as well as the position in which the appellant was lying wounded on the tennis court when found by police, were also indicated. Also marked were the positions in which the various spent cartridges that had been fired were located. 177 Mr Barber, and the Crown's expert (Mr Jackson) were in agreement that the weapon used by the shooter "ejects fired cartridge cases to the right rear quadrant" when the weapon is held in the conventional position. Mr Barber expressed the opinion that, if the position which was marked on the diagram to indicate the area in which the appellant was located was correct, "then you would expect to find the fired cartridge cases on the southern side of that area (that is, to the appellant's right) not the northern side, which supports Mr Kanaan's version that another person was firing a weapon on his left side". It is not entirely clear what the source of that version was, since the evidence which the appellant gave at the aborted trial (in which by agreement his evidence from the previous trial was read) only referred to the shooter, whom he assumed was Rossini, being by his side without specifying on which side he was. 178 Mr Jackson (the Crown's expert) gave evidence in the White City trial that the position in which the fired cartridge cases were located was capable of being influenced by various factors, including the fact that fired cartridge cases bounce when they strike a hard surface such as a tennis court. Accordingly, the positions in which they were located was not necessarily where they had initially hit the ground. Mr Jackson also said that the position in which a cartridge case first came into contact with the ground was influenced by the manner in which the gun was held - that is, whether it was held in the conventional position or was tilted in some way. Another important factor, he said, was which hand the shooter had used. That was of significance, especially as the evidence indicated that the appellant was left-handed. Furthermore, the cartridge cases were scattered around. It is not inconceivable that at least some of them were inadvertently moved by those police or ambulance officers who initially arrived at the scene at a time when it was still in near total darkness. 179 The opinion of Mr Barber (the appellant's expert) was also based on the assumption that the appellant remained stationary in the one position throughout the incident - namely, the position in which he was found. That is highly unlikely, especially as he was shot no fewer than seven times. That fact alone suggests that he would have moved his position. Indeed, some of the shots were to the front of his body, and others, including one which struck him in the buttock area, clearly hit him from behind. The appellant was, after all, in the process of endeavouring to avoid being apprehended by the police. But, in any event, the appellant conceded in his own evidence that he moved at various stages after having been shot. 180 There are other factors which also need to be considered. Constable Fotopoulos said that he fired at the muzzle fire, because clearly that is what he took to be the position of the shooter. It would have been somewhat remarkable in those circumstances (having fired thirteen shots in all) were he to have failed on any occasion at all to hit the shooter (that is, Rossini on the appellant's version), but had nonetheless managed inadvertently to have shot the appellant (who, on his own version, was not the shooter) on at least six separate occasions. In any event and without going to the details of it, the evidence of Constable Fotopoulos, and especially that of Constable Patrech (although not without its difficulties), was capable on its own of establishing that the appellant was the shooter. Although neither of them was able to give direct evidence that the appellant was the shooter, such an inference was undoubtedly open - particularly as each of them was aware of there being only one person on the tennis court at the time of the shooting, or indeed at any subsequent time. 181 The material now put forward by Mr Barber on behalf of the appellant in that context does not persuade this Court that there is a significant possibility that the jury, acting reasonably, would have acquitted the appellant in the present trial had the fresh evidence from Mr Barber been before it. One other feature of the case should be referred to. The appellant conceded in his evidence in the White City trial that he had been in possession of a loaded weapon during the course of the incident which led to his arrest. He maintained, however, that he had discarded it before climbing over the fence. In the circumstances, it would have been forensic folly of the highest order to seek to introduce all of this highly prejudicial material at any retrial in the Five Dock matter, even if Mr Barber's report had been available. No competent counsel would have contemplated doing so or would contemplate doing so in the event of a new trial being ordered. 182 Ground 6 is not made out. 183 Accordingly the appeal against conviction is dismissed.
Appeal against sentence 184 The sole complaint made in relation to sentence relates to the life sentences which were imposed for the murders of Adam Wright and Michael Hurle. The complaint is that the sentencing judge erred in finding that each killing was inflicted with an intention to kill. In essence, it is contended that it was not open to the sentencing judge to find to the requisite standard that the appellant acted with that intention as distinct from an intention to inflict grievous bodily harm. 185 The principles governing the determination of the relevant facts by a sentencing judge were carefully considered by a five-judge Court of Criminal Appeal in Regina v Isaacs (1997) 41 NSWLR 374 at 377-380. It is the duty of the judge to determine the facts relevant to sentencing for him or herself. The judge is not to attempt to divine the facts found by the jury as the basis of their verdict. The facts found by the judge must nevertheless be consistent with the jury's verdict, and the judge must be satisfied of those facts beyond reasonable doubt. They need not be the facts most favourable to the accused, provided that such a degree of satisfaction has been reached. The approach to be taken by this Court towards the facts found by a sentencing judge is uncontroversial. 186 To place the present complaint in context, it is necessary to make reference to the detailed findings which were made by the sentencing judge. The judge's conclusions appear in the following passages of his Remarks on Sentence: [15] Each of the shootings of Mr Wright and Mr Hurle involved a shot being fired at close range to the central part of their bodies. I find each killing was inflicted with intent to kill deliberately formed and in each case carried out with appalling ruthlessness.
[16] At trial, it was established by the evidence given by an associate of the offender that when the offender and others in a car were passing by a hotel at Five Dock, the witness noticed two persons having an altercation outside the hotel. He made a remark to those persons which caused one of them, the victim Mr Singleton, to come over to the car which was in the vicinity of the footpath on which the altercation was taking place, and attempt to punch the witness. Thereafter, the offender left the car and shot Mr Wright and Mr Hurle. He also shot Mr Singleton in the shoulder seriously wounding him.
[17] Other eyewitness accounts from people who had been at the hotel or who were passing by, were understandably somewhat chaotic about these events and their order. But it is clear that these events occurred within a very short space of time. I treat them as one closely related series of offences escalating the culpability of the individual offences.
[18] There was evidence from the associate, which I accept, that following the shooting of Mr Singleton, the offender pointed the gun at Mr Singleton and attempted to fire it again a number of times, but the weapon did not discharge. The accused said, "I ran out of bullets". When it was indicated that there was another firearm in the car he said, "why didn't you tell me". According to the associate, as the offender and the other occupants of the car were fleeing from the scene of the shooting, the offender said words to the effect, "As long as we are all right, fuck everyone else. Fuck the Aussies, as long as we're all right. If it happened again I would do the same thing, as long as we're all right".
[19] Counsel for the offender submitted I should treat these statements as mere gangster's braggadocio and not as serious statements. I regard those statements both as braggadocio and as seriously meant. This is a matter of importance for sentence since the statements accord with the offender's actions being done in a display to his associates of his willingness and readiness to act publicly with savage and lethal force. The statements confirm that the offender was concerned that what he did was for the benefit of himself and his gang of associates. The relevance of this matter will be further apparent when later in these remarks I turn to Exhibit F tendered by the Crown on the issue of the prospects of rehabilitation.
[20] The party went to Telopea Street, Bankstown where, with the assistance of a group of other persons, an attempt was made to conceal the perpetrator from justice by damaging the car to make it appear that it had been stolen and by disposing of the pistol in question. The offender and the associate concealed themselves in a South Coast holiday house for some time after the events.
[21] There was evidence at the trial establishing that the offender had been in possession of that pistol on earlier occasions and had it on the night in question because of his involvement in activities connected with drugs. His counsel placed reliance on that last matter as a circumstance of mitigation.
[22] I do not take into account those matters as aggravating the offender's guilt, but I reject the entirely cynical submission made on his behalf that because he was, on the fatal night, carrying the gun in connection with his illegal activities concerned with drugs, his punishment for using the gun as he did should be mitigated. It was put that he should be seen as less culpable than someone who had premeditated the killings and who obtained the gun for the purpose. There is no point in such a comparison. It disregards the fact that the offender was carrying the gun to inflict violence whenever he wished and that he had immediate resort to its use when expedient, although the occasion in no way warranted such a response. The very spontaneity of his resort to its use shows culpability of a high order. 187 The judge then referred to the case put forward on behalf of the appellant at trial and to the fact that he had called evidence in support of an alibi. He described that evidence as "incredible". The judge continued: [26] A substantial attack was mounted in defence of the charge on the reliability and character of the associate. The case was left to the jury as one in which, for there to be a verdict or any verdict of guilty, the jury had to be satisfied of the evidence of the associate beyond reasonable doubt that the offender had performed the three shootings as that witness had related. The jury were so satisfied. I accept the account that witness gave also.
[27] That account establishes that the offender perpetrated an entirely vicious and cold-blooded series of crimes with overwhelming ruthlessness. That ruthlessness accompanied a spontaneous disproportionate response to a situation initially of very limited significance. Rather than consideration being given to detaching those involved from what was a minor altercation by some comparatively innocuous act, the offender chose to use the lethal force he had at his command in the pistol which he carried, to kill those who were in the vicinity and to remove Mr Singleton's impediment to the car leaving by seriously wounding him. There was no suggestion that either of the deceased had given any provocation or presented any danger or impediment to the accused leaving the scene. The actions that were described by the witness enable me to conclude that what the offender did at that time was a considered, ruthless and vicious series of killings coupled with the wounding to which I have referred. The actions were callous in the extreme. They call for an emphasis on the sentencing elements of personal and general deterrence and community protection.
[28] I am satisfied beyond reasonable doubt that following the wounding of Mr Singleton, the offender would have continued to shoot had he been able. I do not conclude that he would have killed Mr Singleton or attempted to kill him since the offender was not charged with those offences. But I consider these actions, what he said after the offences and his efforts to avoid detection as giving context to the offences proved against him and as relevant to his dangerousness and the prospects of his rehabilitation or recidivism and as important in deciding what is necessary for the protection of the community.
[29] The offences were callous and calculated. They showed a high degree of heinousness and an absence of mitigating features, particularly when one considers the offender's words and actions both immediately and shortly after the event. The offences of murder and that of malicious wounding with intent to cause grievous bodily harm were plainly within the "worst class of case" contemplated by the legislature as punishable by the maximum sentence.
[30] Further, he has not only shown no contrition, but before me on sentence volunteered that he disclaimed any.
[31] The Crown submits that:- The offender displayed an appalling indifference to human life and suffering and a cold-blooded callousness. His indication that he would act the same way again in similar circumstances raises concerns about whether he poses a continuing danger to the community. [32] I agree. 188 The appellant was 26 years old at the time of sentence. At the time of these offences he had an insignificant criminal record. There was tendered on his behalf a report from a psychologist, Terry Kerby-Smith. It would appear from the report that the applicant had had an unremarkable upbringing. Moreover, he had had educational opportunities which included attending university. At one stage, he had aspirations of joining the Australian Federal Police. Subsequently, he found employment in the computer business. 189 Having indicated that he would reject as completely self-serving the remaining statements which were made by the appellant and which appeared in the psychologist's report, the judge continued: [44] In Regina v Barac [1999] NSWSC 61, in the context of a submission by the Crown that the life sentence should be imposed, I considered the psychological and personality defects of the prisoner as might go to show dangerousness. In that case I was not satisfied of the circumstances of heinousness or aggravation such as is discussed in Garforth (supra) and Regina v Twala (CCA, unreported 4 November 1994). I did, however, conclude that the prisoner was dangerous. That conclusion, had I concluded that the level of culpability in the commission of the offence was as extreme as s 61 of the Crimes (Sentencing Procedure) Act 1999 requires, would have meant that the community interest in retribution, punishment, community protection and deterrence could only have been met by the imposition of the life sentence. In that case, I concluded that, with appropriate treatment, there was a prospect that the prisoner's behaviour might be modified and that he was prepared, whilst in custody, to work towards rehabilitation.
[45] The present offender does not apparently have those psychological or personality defects. His actions and his subsequent conduct show he too is dangerous. There appears to be nothing which warrants treatment. There is every indication that the offender is not prepared, whilst in custody, to work towards rehabilitation from the commission of these offences (see Exhibit F). This arises not from lacking insight, but from his denial of any criminality. There seems little prospect while things remain thus, of rehabilitation or of avoiding recidivism. I see no prospect of change. [...] [47] I have concluded that these killings, the culpability for which is not to be diminished by the fact that there are two of them, are, in my view, in the worst class of case. They are, in my view, at a level of culpability about which s 61(1) speaks. I have come to that conclusion when evaluating the circumstances of each crime and I further conclude that the offender exhibits such a degree of dangerousness that, had I been in any doubt, that fact would have led me to conclude that the level of culpability required the life sentence, since the community interests referred to in s 61(1) could only have been met through the imposition of that sentence.
[50] As to the circumstances of the offence, the submission that this crime is insufficiently heinous (see Garforth (supra), Twala (supra) and Harris (supra)), in that other crimes of multiple killing, of contract killing or killing after extended torture are of extreme heinousness, fails to deal with the ruthlessness and callous attitude to human life displayed by the offender.
[51] As to the circumstances of the offender, the only one which speaks in his favour on analysis, is his youth. But that as with prospects of rehabilitation is not critical ( Garforth (supra)). Section 61(1) does not provide a less or more stringent criterion dependent on age.
[52] The youth of the offender is, of course, entirely relevant to whether the community should for the rest of the offender's life be protected from him. The legislature has chosen to provide for a life sentence in the absence of any possible consideration for parole in the circumstances where the culpability of the offender's behaviour as judged now appears to require the community to be protected from him for the rest of his days. […] I am firmly of the view that, having regard to the multiplicity of offences, the two killings, in the context of the wounding of Mr Singleton, and also the total culpability of the offender for the three offences, the sentence of life imprisonment for each of the murders is the only appropriate sentence. 190 It may be accepted, as counsel submitted, that there was no direct evidence as to the appellant's state of mind. Accordingly, the sentencing judge's conclusions depended on the drawing of inferences and, as already stated, the judge had to be satisfied beyond reasonable doubt that the appellant discharged the weapon with an intention to kill before he could sentence him on that basis. In those circumstances, the required inference had to be the only rational or reasonable inference available from the evidence: Knight v The Queen (1992) 175 CLR 495 at 502-503, 509-510. 191 The issue here differs from the issue which arose earlier in relation to whether there was a viable case of manslaughter to be left to the jury (see pars [94]-[98] supra ). In relation to that issue, the inferences available in relation to the elements of manslaughter had to be viewed in relation to certain findings of fact which were open to the jury on the evidence. There, it was necessary to consider only those available findings of fact which made a verdict of manslaughter open to the jury on the evidence, ignoring any evidence which tended against those findings being made which it was open to the jury to reject. The issue here also differs from the next issue which arose earlier, as to whether the absence of such an alternative verdict led to a miscarriage of justice (see pars [101]-[102] supra ). There, it was necessary to consider whether, in the light of all of the evidence (including the evidence which tended against those findings being made), the appellant lost a real chance of being found not guilty of murder but guilty of manslaughter. Here, the judge has made findings of fact. Assuming for the moment that these findings were open to him on the evidence, the issue is not whether the finding of intent to kill was open to the judge, but rather whether, based on the findings he made, the inference he drew was the only rational and reasonable one available. 192 The judge accepted the evidence of Rossini as to the actions by the appellant in discharging the weapon and as to the statement made by the appellant in the motor vehicle as they escaped from the scene. It was open to him to do so on the evidence. It was also open to him to accept the evidence of other eyewitnesses as to the actions of the appellant and, specifically, the number of shots fired and the rapidity of those shots. The ballistics evidence is also of particular importance, in that it demonstrated that the appellant discharged the weapon when it was directed at vulnerable parts of the bodies of the two deceased and Ronald Singleton, from very close range so far as two of them are concerned. He was entitled to reject the slender evidence of a struggle between the appellant and Michael Hurle.
193 This Court is satisfied that the only rational or reasonable inference from the actions of the appellant, the ballistics evidence and the subsequent statement of the appellant - when taken together - was the inference which the judge drew, that the appellant acted with an intention to kill.
194 This Court is not persuaded that the challenge to the sentencing judge's finding has been made good. Accordingly leave to appeal against the sentences imposed is granted but the appeal is dismissed.
Orders 195 The following orders are made: 1. The appeal against conviction is dismissed. 2. Leave to appeal against the sentences imposed is granted, but the appeal is dismissed. ----------------------------
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Regina
Kanaan
[2001] QCA 183
(2000) 201 CLR 414
(2003) 202 ALR 202
(1993) 178 CLR 193
(1983) 46 ALR 493
(2001) 209 CLR 203
(1986) 68 ALR 1
(1986) 160 CLR 392
(1969) 122 CLR 444
(1992) 175 CLR 495
(1987) 162 CLR 502
(1979) 142 CLR 659
(1996) 190 CLR 348
(1989) 167 CLR 259
(1955) 93 CLR 493
(1937) 58 CLR 190
(1971) 124 CLR 107
(1991) 25 NSWLR 531
(1993) 30 NSWLR 510
(2001) 3 VR 349
(1997) 41 NSWLR 374
(2001) 3 VR 542
(1987) 44 SASR 591
(1990) 19 NSWLR 372
(1978) 140 CLR 364
(1990) 19 NSWLR 91
(1922) 30 CLR 246
(1976) 51 ALJR 243
(1988) 164 CLR 365
(1913) 17 CLR 570
(1951) 84 CLR 170
(1966) 190 CLR 348