Counsel for the appellant asked that this ground be considered together with ground 1. The ground is based on the fact that on the third day of the trial, which happened to be the first day of sitting at Darlinghurst, a transport problem prevented the Corrective Services Department having the appellant at the court on time. In the appellant's absence the judge had the jury brought into court and told them the court would not be sitting until 11.30 that morning.
21 It is submitted that his Honour did not then attempt to explain why that would be so nor did he explain why the appellant was not in court.
22 No question about this procedure was raised at the trial.
23 The submission as put to this court was that the appellant had been entitled to be in court at all times when the jury was there, that his not being there when the judge told them they would not be sitting until 11.30 could reasonably be expected to have caused them to speculate further about the facts mentioned to them on the preceding Friday about the appellant being "a prisoner" and in custody, with the reasonable possibility that they would draw adverse conclusions against him.
24 I do not think this submission has any weight. The references that had been complained about on the Friday were the subject of a direction by the trial judge which I have already said was in my opinion quite adequate to avoid any adverse result to the appellant. That being so, I see nothing in what occurred in the appellant's absence on the Tuesday morning which might reasonably be thought to have led the jury to draw any adverse inferences against him.
25 ground 3:
" His Honour erred in failing to discharge the jury after making comment in front of them that the appellant had " wisely hidden " the issue of flight from him. This failure caused a miscarriage of justice ."
Counsel for the appellant was cross-examining a witness who had been present at the hotel at the time of the fight about the way he left the hotel when it became apparent the deceased had been wounded, and about the conversation between him and the person with whom he had left the hotel. The Crown Prosecutor objected, asking whether this went to the issue and saying that it was a matter that touched on credibility. The trial judge said:
" I suppose that rather depends upon how you define the issue, doesn't it, something which is as yet wisely hidden from me at this time. I will not stop it at the moment. I will give the jury directions at the time. "
26 The trial judge then asked counsel for the appellant:
" You might just tell me since the objection is taken, what is the issue to which it goes? "
27 Eventually counsel said that the issue to which it went was flight but in answer to a further question by the judge he said it was not the flight of the appellant in respect of which he was asking the questions but "the context in which a number of people left that hotel in hurried circumstances". The trial judge then disallowed the question.
28 No complaint is made in this appeal about the disallowance of the question but, at the time, and in the absence of the jury counsel submitted in effect that the judge should not have made the comment involved in the words "wisely hidden" because it could leave the jury with an impression that the defence was of no substance. He went on to make a submission concerning the judge's demeanour on the previous day and to link that demeanour with what he was submitting was the effect of the judge's observation about which he was complaining. He then asked the trial judge to consider his concerns and to indicate that if the jury had a view about what his Honour's opinion was, they should not take that into account. The trial judge then asked whether counsel had any other application to make. Counsel replied he would have to take instructions in relation to any further application. A short adjournment was given to him for that purpose. When proceedings resumed, he said he had no further application to make.
29 It seems obvious that counsel had been combining a submission in which he was in substance asking the judge to undo what counsel was submitting was the prejudicial effect of the judge's "wisely hidden" remark with a further, rather inchoate submission that the judge was demonstrating bias against the appellant. Following the judge's question whether counsel wished to make any application concerning that, the answer came that no application was to be made.
30 Thus the position at the stage when counsel told the judge he had no further application to make was that the only matter about which the judge arguably had to make any decision was counsel's application concerning his "wisely hidden" remark. It is also possible that the judge understood counsel's statement that he had no further application to make as meaning that he was not pursuing any of his earlier submissions.
31 In any event the transcript does not record his Honour as saying anything further about the matter.
32 It seems to me quite plain from the transcript that in his Honour's answer to the counsel for the prosecution which included the words "wisely hidden" he was not meaning to convey and could not reasonably be thought to have conveyed the meaning which counsel for the appellant attributed to the words in his submission.
33 In this court, in the Crown's written submissions it was said that at the time when his Honour made the criticised remark he was unable to discern from the questioning just what issue the questions being asked were directed to. In my opinion it is obvious that this was the meaning of and the meaning conveyed by what his Honour said.
34 It is perhaps understandable that in the midst of a difficult trial counsel for the appellant thought that what the trial judge said carried a more sinister and hostile meaning than in fact it did. However, as I have said, the transcript leaves no doubt in my mind that what the trial judge said could not reasonably be taken to have had the meaning which counsel placed upon it; at the most, it seems to me that the trial judge was saying, with a touch of sarcasm, that, at the time when counsel for the prosecution had objected, he had not been able to see what issue the cross-examiner's questions were driving at. This inability in fact turned out to be well-founded, because when counsel formulated the issue to which he said the questions were directed, it was an issue the trial judge ruled to be irrelevant, a ruling about which no complaint has been made in this court.
35 As to the suggestion made to the judge at the time that he was impermissibly indicating his own views, adverse to the appellant, to the jury, it is not strictly speaking necessary to deal with that here, because this particular incident was not raised in that connection in the course of the appeal. However, it seems appropriate to point out, as will be mentioned again later, that the trial judge in his summing-up told the jury on a number of occasions that they were the judges of the facts and that they were free to disregard any comments he had made about the facts of the case.
36 This ground of appeal fails.
37 ground 4:
" His Honour erred in failing to direct and warn the jury of the limited use, pursuant to ss 136, 165 Evidence Act 1995, the evidence of Brendan Cardinaels could not be used for in their deliberations. This failure caused a miscarriage of justice ."
Some details needs to be set out in order to make this ground comprehensible.
38 Sixteen witnesses were called in the prosecution case who had seen all or parts of the fight between the appellant and the deceased. Statements from two others, who were not in the jurisdiction, were read to the jury. Four of the sixteen who were called gave evidence of having seen a knife in the appellant's hand. (There was good reason for the jury to think that three of these four - Messrs Niumeitolu, Rostami and Saad - were unreliable.) Of the other twelve, four (Messrs Sidoti, Drew and Cahill and Miss Veness) heard a voice cry, towards the end of the fight, "He's got a knife". (Mr Saad also said he heard this.) Mr S. Williams, the fourth of the witnesses who said they had seen a knife, also gave evidence that he had heard Mr Cahill say the appellant had a knife.
39 Another seven witnesses were, at the time of the fight, in a part of the hotel near the pool room. The deceased staggered into this part of the hotel after being wounded. These seven witnesses gave evidence of the deceased's blood-covered appearance and of what he then said. Some said that the deceased had said words to the effect that he was going to die. One other said that the deceased had said "Look what he's done to me" and another's recollection was that the deceased had combined the two ideas by saying "He's hurt me, I'm going to die".
40 Mr Saad said he had been in the pool room when the fight broke out. His evidence was to the effect that the fight had had three phases. (This fitted to some extent with much of the other evidence.) He said he had intervened to bring about the end of the first phase by holding the appellant in a bear hug from behind; it then looked for a moment as if things might quieten down but then the second phase of punching and wrestling between the two men got under way; this second phase was broken up by a bystander called Robin who got in between the two men trying to pull them apart; he (Mr Saad) then picked up a cue stick from the pool table in order to chase the deceased outside because he had noticed that the appellant had a knife in his hand in the second scuffle; in his own words, "I proceeded to chase the deceased out"; then the deceased picked up a bar stool and came back towards the appellant; he then saw the appellant running towards the deceased and lunging towards him; then he noticed the deceased had blood dripping out of his jugular area at a rapid rate; the accused was pulling back; he heard the deceased say "He has got a knife"; he (Mr Saad) then panicked and left the hotel as quickly as possible.
41 Counsel for the appellant had in his possession a statement by Mr B. Cardinaels. (It had become Exhibit B in a voir dire; T903). In evidence later given by Mr Cardinaels after Mr Saad had given his evidence (which seems to have been led from Mr Cardinaels by Crown counsel from his statement, without objection,) it appears that in this statement Mr Cardinaels said that on the night of 27 October 1996 he had been at a residence in Surry Hills when just after 7 pm his friend George Saad knocked on the door. George Saad stood in front of him and said something like, "I have just seen a guy get stabbed". Mr Cardinaels enquired "Where at" and he said the Beresford. He went on to say, "I told this guy to fuck off, there was going to be trouble". Mr Cardinaels then asked him what happened and he said words to the effect, "I was at the Beresford, I was holding this bloke, I had him up against the wall and this bloke come over with a knife and stabbed him". Mr Cardinaels then asked him "So what did you do?" and he said "I just took off straight away".
42 When the appellant's counsel cross-examined Mr Saad on Mr Cardinaels's statement he was asked whether he agreed he had said these things to Mr Cardinaels. He agreed that he had spoken to Mr Cardinaels some time on the night of 27 October 1996, after the fatal stabbing, but he steadily denied having said to Mr Cardinaels that he had been holding the deceased when he had been stabbed.
43 Towards the end of Mr Saad's cross-examination, counsel for the appellant raised with the judge the question whether the prosecution was going to call Mr Cardinaels as a witness. He said he had expected this would happen but he had been told by prosecution counsel that he did not think Mr Cardinaels's evidence was relevant and therefore did not intend to call him. This led to considerable debate which at first was focused on the relevance of Mr Cardinaels's evidence to the credibility of Mr Saad, obviously an important matter at the trial.
44 After discussion the trial judge indicated, without at that stage deciding, that he was inclined to think that at least some part of Mr Cardinaels's evidence was relevant pursuant to s 106(c) of the Evidence Act 1995 (NSW) (the Evidence Act). Prosecution counsel said he would reconsider his position overnight.
45 Early in the following day's hearing, counsel for the prosecution told the judge that he proposed to call Mr Cardinaels. At this stage discussion took place between the trial judge and counsel for the appellant on the question whether it would be open to counsel for the appellant in his final address to the jury to say that there was sufficient evidence concerning the possibility that a shard of glass had caused the fatal wound to prevent them being satisfied beyond reasonable doubt that it was the appellant's stabbing with the knife that had caused the wound and the death. The trial judge was at first sceptical about whether such a course was open to counsel for the appellant, but eventually indicated that he would not prevent counsel for the appellant addressing the jury on that basis.
46 The discussion then returned to the question whether counsel for the appellant could establish from Mr Cardinaels an inconsistent statement by Mr Saad upon which he was entitled further to cross-examine Mr Saad. The trial judge said he could not see why counsel could not take Mr Saad through the balance of Mr Cardinaels's statement, in order, as his Honour said (at T933) to "set the groundwork for either establishing out of his own mouth an admission that he said it to Cardinaels, or if he denied it, which he is almost certain to do, take advantage of 106(c) to prove a prior inconsistent statement and that itself in the circumstances of this case, would give you, wouldn't it, 106(a) as well?" (Section 106(a) makes admissible evidence that tends to prove that a witness has a motive for being untruthful as a basis for cross-examining that witness as to the witness's credibility.)
47 Counsel then reminded the judge that he had the previous day already taken Mr Saad through the relevant parts of the conversation which Mr Cardinaels alleged had taken place between them. It thus became clear that there was nothing further that counsel for the appellant wished to ask of Mr Saad based on Mr Cardinaels's statement. This led the counsel for the prosecution to raise the question whether in these circumstances Mr Cardinaels should be called.
48 The trial judge then said that since Mr Saad had denied making the statement to Mr Cardinaels that he, Mr Saad, had been holding the deceased up against the wall when he was stabbed, that Mr Cardinaels's evidence would be properly admitted in order to establish pursuant to s 106(c) that Mr Saad's denial was not credible (T935). Counsel for the prosecution replied that whether or not Mr Saad held the deceased up against the wall did not go to the issues of the case.
49 At this point, the trial judge moved from the view that Mr Cardinaels's evidence would go to the credibility of Mr Saad, to the further view that whether Mr Saad held the deceased up against the wall also went to a fundamental issue in the case namely how the stab wound could have been inflicted. He summarised the various possibilities and continued:
" I would not at the moment see that there is any evidence that he was stabbed at a time when he was immobilised by Mr Saad, not as an accomplice, but simply because that is in fact what happened. If the jury were to accept that at the time when he was stabbed so as to have suffered a wound of the kind that Professor Hilton describes, he, the deceased, was pinned up against the wall, the hypothesis of the shard of glass on the ground becomes steadily less open, doesn't it? "
50 Here, his Honour appears to have been plainly saying that if Mr Cardinaels were to give the evidence known to the judge and counsel to be set out in his statement and if the jury were to accept that evidence and not accept Mr Saad's denials, then the hearsay statement from Mr Saad, accepted by the jury as having been said by him, would furnish some evidence of the fact asserted by Mr Saad in the statement.
51 Counsel for the prosecution then said he would call Mr Cardinaels.
52 Mr Cardinaels was called, and evidence was led from him as I have summarised it in par 41 above. A brief cross-examination by counsel for the appellant brought evidence from Mr Cardinaels of the timing of Mr Saad's arrival, which if accepted meant Mr Saad must have gone almost directly to Mr Cardinaels's residence from the Beresford Hotel, and also that when he arrived there was blood all over his clothing as well as on his hands and arms (T940).
53 This would seem to indicate that part at least of counsel's strategy at this stage was to have evidence prominently before the jury of Mr Saad having been much closer to the deceased at the time when or immediately after he was stabbed than he, according to his own account, had been. At an earlier stage (T931) the trial judge had asked counsel whether it was his case that Mr Saad had done the stabbing. Counsel had answered that he was not instructed to that effect. The trial judge indicated that if the defence case were that Mr Saad actually did the stabbing that would need to be put to him fairly and squarely. Counsel referred to the fact that he had already asked Mr Saad whether he had a weapon and that he had said no. The trial judge again strongly indicated that he did not think in the circumstances the jury could consider as an issue whether it was a possibility that Mr Saad had done the stabbing. Counsel replied, "There is a difference between putting the question and examining the possibility".
54 That counsel still had this possibility in mind appears to be shown by the fact that almost immediately after the cross-examination of Mr Cardinaels was over, a police witness who was recalled for further cross-examination was asked whether he had directed anybody to test Mr Saad's clothing (T941).
55 I have gone into the foregoing detail about the setting against which the ground of appeal presently being considered is put forward, because the basic complaint under the ground is that the trial judge did not direct the jury that Mr Saad's statement to Mr Cardinaels, as recounted by Mr Cardinaels, could not provide any evidence of the fact that Mr Saad was holding the deceased at the time when he was stabbed by the appellant; it was submitted that the judge was obliged to tell the jury that their use of Mr Cardinaels's evidence had to be confined to their consideration of Mr Saad's credibility. This submission was pressed in the appeal although no complaint was made at the trial about the matter, either at the stage when the trial judge indicated, as set out above, that the evidence would be relevant to the issue of how the deceased received his fatal wound, or at the conclusion of the trial judge's summing up.
56 In the appeal counsel for the appellant agreed that no direction had been sought to correct what he contended was a significant omission by the judge but contended that he was obliged to give the direction, whether or not it was asked for.
57 Although counsel's submission, looked at in the abstract, might well have some force under the common law rules concerning hearsay, it does not appear to take into account the major changes made by the Evidence Act to the law of evidence concerning hearsay.
58 Two of the major changes relevant to the present case appear in ss 66 and 60 of the Evidence Act. Section 66 provides that the hearsay rule does not apply to evidence of a representation about an asserted fact given by a person who heard the representation being made if when it was made the occurrence of the asserted fact was fresh in the memory of the person who made the representation. Section 60 in effect makes hearsay evidence, if admitted for a particular purpose, evidence for all purposes.
59 Safeguards are provided against possible misuse of hearsay, by, for example, ss 136 and 165. Section 136 authorises the court to limit the use to be made of evidence if there is a danger that a particular use of it might be unfairly prejudicial to a party or misleading or confusing. Section 165 proceeds on the basis that hearsay evidence may be unreliable and provides that in a jury case, where a party so requests, the judge is to warn the jury that the evidence may be unreliable. However, the section then adds that the judge need not give a requested warning if there are good reasons for not doing so. Here, there was no request.
60 Notwithstanding the reasonably plain regime laid down by s 165, counsel for the appellant submitted that the trial judge had been obliged to give the same kind of direction that would have been necessary under the common law position before the Evidence Act came into force.
61 The submission in this form went further than had been asserted in the ground of appeal, which relied on ss 136 and 165. Probably this was because use of either of those sections would not have taken the appellant the distance he wished to go. The power under s 136 to limit the use of evidence as distinct from excluding it, gives the court an undefined flexibility in its use of the section which makes it seem difficult to me to say that the only order the trial judge could make, if he chose to use the section, was the order the appellant now contends for, namely that no use of the evidence in regard to any issue other than credibility could be made. Section 165 could not achieve the withdrawal of the evidence from use by the jury in connection with the factual issue, it could only lead to a warning to the jury that the evidence might be unreliable. Under this section, it would seem that the evidence would still be before the jury relevantly to the factual issue, but subject to the judicial warnings about it.
62 The most important feature relevant to this ground, however, is that the trial judge was not asked to exercise his powers under either s 136 or 165, or to take the further step of giving what is now claimed to have been an obligatory direction. That might not be fatal in regard to s 136, although in view of what the judge had said about the relevance of the evidence to an issue other than credibility, the apparent acquiescence of the appellant's counsel in that approach, and, also apparently, the positive wish of the appellant's counsel to have the evidence available for all purposes, I do not think the section can support the ground of appeal.
63 The same considerations apply to s 165, together with the additional problem for the appellant that it seems reasonably clear that the section only operates upon the request of a party, and even then is not obligatory on the judge. Without a request, (as here), the section does not operate; the trial judge may have other powers or duties to give appropriate warnings, but they would have to be independent of s 165.
64 This leaves the appellant's submission that there was a common law obligation upon the trial judge to direct the jury that Mr Cardinaels's evidence of what Mr Saad had said to him was no evidence of the fact that Mr Saad had been holding the deceased when the appellant stabbed him. The court was not referred to any authority supporting the view that the common law rule concerning hearsay worked the same way after the Evidence Act came into operation as it had before; nor have I been able to find any. In the absence of authority to the contrary, I can only say that on reading the Evidence Act and in particular Pt 3.2, the common law position relied upon by the appellant appears to have been deliberately changed by the statute to make some previously inadmissible hearsay statements admissible as proof of facts in issue. What Mr Saad said to Mr Cardinaels falls within this category. The position has changed from that at common law, where the dangers of hearsay evidence were guarded against by a rule of exclusion subject to exceptions, to that under the Evidence Act, where some hearsay is admissible, subject to safeguards. It seems to me that the right way for instructing a jury concerning hearsay evidence must begin with a consideration of the various provisions of the Evidence Act relating to it. The earlier authorities concerning the use of hearsay at common law can no longer be the governing authorities.
65 The result is that I do not think the appellant's common law argument can be accepted.
66 A further point under this ground was based on something the trial judge said in his summing-up when referring to Mr Cardinaels's evidence, which the judge spoke of as follows:
" ... Mr Saad said ... he had just witnessed the killing at the Beresford Hotel, that he had had the deceased up against a wall, holding him there and that this bloke, by which we are to understand the accused, had come and stabbed the deceased. "