1 MASON P: The appellant was convicted in the District Court following trial before Judge Ducker and a jury. There were 13 counts in the indictment consisting of two counts of aggravated indecent assault (counts 1 and 4); two counts of aggravated sexual intercourse without consent (counts 2 and 3); one count of employing a person under 18 years for pornographic purposes (count 9); six counts of aggravated sexual intercourse with a person aged between 10 and 16 years (counts 5-6, 10-13); and two counts of supplying a prohibited drug (cannabis) (counts 7 and 8).
2 The appellant pleaded guilty to the drug supply charges. After a trial extending over three weeks he was found guilty on the 11 remaining charges.
3 The notice of appeal challenges certain directions given in the summing up.
4 In relation to all of the sexual counts except the thirteenth, the complainant was KM, a girl born on 2 September 1985 who was aged between 10 and 12 at the relevant times. The complainant in count 13 was NB, a girl born on 5 December 1985 who was aged 13 at the relevant time.
5 The appellant was born in 1950 and was thus aged between 46 and 48 at the time of the offences charged. KM was a close friend of his family and about the same age as one of his sons. She had visited the appellant's home, stayed overnight on occasions and gone on family holidays. NB was a friend of KM, at least until the events in question.
6 The Crown case was that the appellant's interest in KM changed over the years from one involving natural affection into one in which there was initially (July 1996: the events of counts 1-4) a comparatively minor sexual encounter to the situation in mid-1998 when, in the words of the trial judge (SU 29):
… gradually the girl was corrupted to the extent that towards the end of the period she had taken the initiative in many respects, in order to get money. In particular she was ringing up the accused, knowing very well what she had to do to get that money, and towards the end, became almost like a lieutenant of his, encouraging the other girls into sexual acts with the accused….
7 The Crown case may be summarised as follows.
8 KM's mother and the appellant's then wife were good friends and through this association KM got to know the appellant and his family. She began going to his home from about the age of 9, often staying overnight or going on outings or trips with the appellant and his sons.
9 Background evidence of events preceding the first offence was led to show the appellant's emerging sexual interest in KM and thus to put the offences in context. This included a visit to a nudist beach when the appellant photographed KM unawares. On a later occasion at that beach the appellant persuaded KM to suck his penis. There was another occasion when, on the way home from a trip, the appellant attempted to make KM do "sexual stuff" in return for having taken her with his sons on that trip.
10 Counts 1-4 related to events occurring in the week following Saturday 6 July 1996, the date KM's mother remarried. While the mother was on her honeymoon KM stayed at the appellant's home.
11 Early on the Sunday morning KM was awoken by the appellant who got under the doona with her and placed his hand in her underpants, touching her vagina (count 1). She told him that if he did not stop she would scream her loudest.
12 Later that day the appellant and his two sons went to archery in Lismore and KM agreed to go with them. They drove in the appellant's four-wheel drive from his home at the coast to Lismore. KM's evidence was that she and the appellant then went shopping, stopping on the way at a little farm which had guinea pigs, rabbits and pigs. At her request, the appellant bought her two bras, a mini skirt and a pair of underpants. She put them on and they got back into his car. They drove over a bridge and went on to a quiet road with little traffic. The car was parked off the road and the appellant asked KM what he would get in return. Subsequently the appellant pulled KM's underpants down to her ankles and licked her vagina. She told him to stop but he did not (count 2). There was a further attempted encounter.
13 The appellant drove for about 150 metres up the road. He then stopped the car and pulled his trousers down and forced KM to suck his penis. She told him to stop but he made her do it a couple more times before stopping (count 3).
14 Later on the same occasion the appellant placed her hand onto his penis and forced her to masturbate him until ejaculation (count 4).
15 The only direct evidence of the events covered by counts 1-4 was given by the complainant. The appellant had made no admissions in his ERISP and, in his sworn evidence at trial, denied all allegations of sexual misconduct. The jury were properly instructed that unless satisfied beyond reasonable doubt that KM was telling the truth about these matters they were bound to acquit.
16 However, it was common ground at the trial that KM had stayed with the appellant and his family during the week of her mother's honeymoon commencing on 6 July 1996. There was also no dispute that the appellant had taken KM and his sons to the archery event in Lismore and that he had, on this occasion, purchased items of clothing for KM when he drove off alone with the complainant.
17 One matter on which there was a live dispute concerned KM's evidence that on this occasion she and the appellant had visited a little farm with pet animals such as guinea pigs, rabbits and pigs.
18 Fairly late in the Crown case it became clear that the date of the mother's wedding was 6 July 1996, not 1997 as previously stated. The indictment was amended accordingly. This led to the recall of KM. She effectively restated her evidence linking the stay during her mother's honeymoon, the visit to Lismore for archery and the visit to the little farm (Tr pp603-613). She said that the road was blocked off and that she and the appellant had walked through the blocked off area to get to the farm (Tr p615). It was put to her that the visit with the appellant had occurred on 15 March 1997 and that it was to Old McDonald's Travelling Farm which had a stall displaying animals in Woodlark Street Lismore on that date. KM responded:
I have only been to Lismore with Michael once I think and except for when we have been to the markets at Lismore Square, I have only ever been to archery once, and so that was the day. (Tr p616)
19 The remaining counts deal with events in 1998 within the two months preceding the appellant's arrest.
20 KM was staying at the home of a friend, AB, on the Friday before Mother's Day, on Sunday 10 May 1998. She rang the appellant asking to borrow money. He agreed to lend her money and arranged to meet the girls at a local Pizza Hut. He arrived in his motor vehicle and told KM that he was running late and he asked her to drive with him to the bank. AB waited behind at a shopping centre.
21 According to KM the appellant drove past the bank and turned off the highway on to a dirt road. He stopped the car and pulled his penis out of the side of his pants. He then pulled her head across with his hands and forced her head down so that his penis went into her mouth (count 5). She told him that she felt guilty. He then pulled her underpants down to her knees and, although she said "No" he then licked her vagina (count 6).
22 On the way back he gave KM two packets of cigarettes and $100. He dropped her off near the Pizza Hut and she went and found AB. (AB gave evidence that she had been away for about 20 minutes to half an hour. She also said that KM came back with money after being away with the appellant in his car.)
23 Counts 7 and 8 related to the supply of cannabis and they were the subject of pleas of guilty. The facts are nevertheless relevant to the issues on the remaining counts.
24 On the following day, Saturday 9 May 1998 KM and AB arranged to meet friends at a shopping centre. While there, KM saw the appellant and he asked her to come to his house, have some marijuana and play Nintendo. She asked if her friends could come and he said that they could. She spoke to her friends and all except AB agreed to go. One of the friends was NB, the complainant in the thirteenth count.
25 When they got to the house the appellant came out of his bedroom with a pornographic video in his hand. He handed it to KM and offered to show it. She asked him not to bring it out in front of her friends, but he did anyway. At that stage the appellant was smoking marijuana and he gave some to KM and her friends (count 7). The appellant drove the complainant and her friends back to the shopping centre about half an hour later.
26 The eighth count related to a further supply of marijuana by the appellant to KM that occurred later on the same day. Once again KM and some friends (AB and NB) were picked up at a shopping centre by the appellant and taken home to his house to play Nintendo and to have more cones of marijuana. KM, AB and NB smoked the marijuana.
27 The ninth count related to events at the appellant's home that same evening. The appellant propositioned the girls for photos and a price ($30 "each") was negotiated by KM. Indecent photographs were then taken of the three girls together. Evidence in this regard was given by KM, AB and NB.
28 Later that evening the appellant asked KM to photograph him naked. Before she could do so he grabbed her head and pulled it down on him putting his penis in her mouth. KM said that she was choking and she told him to stop (count 10). She vomited saliva. KM then photographed him lying back on the bed with his penis erect. Her evidence in this regard was corroborated by AB and NB who had opened the door without knocking and saw the appellant lying on the bed with KM photographing him.
29 The events of counts 11 to 13 occurred during a school holiday period between 6-17 July 1998. KM was staying a couple of nights at her friend NB's house. One day they telephoned the appellant and asked him if they could do "beach photos" for him. They arranged to meet at the local public school. The appellant picked them up and took them to a nearby beach. At his bidding NB went off on a walk for about 10-15 minutes. (NB corroborated this.) With KM alone in the car the appellant removed his penis from his pants, grabbed her head and pulled it down on him placing his penis into her mouth (count 11). According to KM he ejaculated. They were interrupted by NB who returned.
30 They drove back to the school and on the way the appellant gave them cigarettes and money. (Their departure from and arrival back at the school was corroborated by TR who was a male friend of NB.)
31 One Friday afternoon after 17 July 1998 KM and NB had a free period at school. KM rang the appellant and asked if they could see his new house then under construction at South Ballina. They arranged for the appellant to pick them up and he drove them to the house. The appellant told KM to tell NB to go for a walk and while she was away he attempted to stick his penis in her vagina while she was standing and, when she said it hurt, then turned her around and committed an act of anal penile intercourse. KM said that it hurt very much and she told him to stop but he did not let go (count 12). KM said that NB came back and saw them in the act: NB said she came back and saw the two standing near each other and she asked KM if she was OK.
32 The conduct referred to in the thirteenth count occurred on the same occasion, shortly after NB returned. The appellant lifted up NB's skirt and licked her vagina after having tried to stick his fingers in it and after NB said "Ouch, stop it". Evidence was given about this by both KM and NB.
33 On the way back the appellant gave KM some money, portion of which she distributed to NB and AB.
34 The witnesses in the Crown case included KM, AB, NB, KM's mother, NB's mother, the young man who saw the appellant pick up KM and NB from the school on the day of the incident at the beach, AB's grandfather and two specialist medical practitioners.
35 The police officer in charge of the investigation gave evidence that she had located a Polaroid camera in a built-in wardrobe at the appellant's house as well as a pornographic video in the garage.
36 The appellant was interviewed on 24 July 1998 and his ERISP was tendered. He was questioned about the allegations of sexual assault, nude photography and supply of cannabis between 1 March 1998 and 5 July 1998. He admitted that KM had stayed at his home at various times over many years. He did not know NB or AB by name. He agreed that he picked up KM and some of her friends at a shopping centre and brought them to his home. He admitted the supply of cannabis to KM and said that KM chopped it up and handed it to her friends, who smoked it (Q/A 95-126). He admitted the second supply of cannabis on the occasion when KM and two girlfriends were brought back to his home (Q/A 130-135). One of the girls had rung him up and arranged to be picked up (Q/A 177-185). He denied taking indecent photographs of the girls (Q/A 136-148) or sexually assaulting KM shortly thereafter (Q/A 149-165). He denied ever giving KM or the girls money in 1998 (Q/A 171-2), although he later agreed that he had bought them cigarettes (Q/A 205-211). Other allegations of sexual assault of KM were also denied (Q/A 186-200). Later in the interview the appellant agreed that he had taken KM and NB to his new home when it was in the course of construction, having picked them up at a school. He denied any sexual impropriety (Q/A 238-263).
37 The case for the accused at trial included evidence by the appellant (in which he denied on oath all allegations of sexual assault). The appellant had no prior convictions and raised his good character.
38 Judge Ducker's summing up spans 77 pages. I shall deal only with those matters relevant to the grounds of appeal, returning to the detail as I address relevant grounds.
39 There were repeated admonitions as to the onus of proof and the need of the jury to be satisfied beyond reasonable doubt that the evidence proved each particular charge.
40 The essential elements of the various categories of charge were explained before the judge proceeded to detail the evidence referable to the individual counts.
41 There were general directions about complaint and delay in complaint (SU 14-16, 64-65) to which I shall return.
42 At one stage the jury were told that, when all embellishments were removed, the case got down to "a very simple basic issue, and that is, has KM told you the truth?" (SU 26). On this and other occasions the jury were told that if they were not satisfied beyond reasonable doubt that KM had told the truth then they were bound to acquit on the counts involving charges of sexual assault upon that complainant. Where the jury were reminded about specific challenges that had been made to KM's testimony in matters of detail, they were frequently directed that the defence used this to show that KM had deliberately fabricated her evidence generally (eg SU 52-3, 56). The jury were directed that in every situation where the evidence of one witness was relied upon to prove beyond reasonable doubt the commission of a criminal offence, that was a reason to scrutinise the evidence of that witness with the utmost care (SU 26-27).
43 Before addressing the individual counts, the judge reminded the jury on several occasions that the accused's case was that none of the events had ever happened, apart from the charges to which he had pleaded guilty (eg SU 18-19, 30). On each such occasion the jury were promptly reminded where the onus of proof lay.
44 After reminding the jury that "the most critical issue in this whole trial is the credibility of the complainant KM" (SU 31), the learned judge proceeded to recount the evidence referable to the several charges. His pattern was to summarise the complainant's evidence in chief followed by a statement that the appellant's answer to the evidence of sexual misconduct was that it had never happened. Sometimes specific inconsistencies or problems with the complainant's evidence referable to a particular count were touched upon at that stage (SU 33, 35, 38-40). The jury were reminded that the prosecution relied entirely upon the evidence of KM as regards the 1996 counts (counts 1-4) (see SU 33, 34).
45 The jury were also told about the conflicting evidence led in the defence case. The criticism of the complainant's evidence was outlined, together with a reminder of the Crown case and/or evidence that sought to meet such criticism. A particular example involved the challenge to KM's evidence that the 1996 incident occurred at Lismore when there was a visit to an animal farm. The evidentiary and argumentative challenges to this evidence, and the Crown's responses, were put in some detail (SU 38-41).
46 The jury had requested access to the complete trial transcript and, as occasion demanded, the judge would give them appropriate page references.
47 When his Honour got to the events of 1998, he interspersed his directions on the facts by reminding the jury of the evidence of witnesses other than the two complainants which, in limited degrees corroborated the complainants.
48 The jury were reminded of the defence suggestions that the three girls had put their heads together (SU 46-7). Further directions about this issue were given later (SU 74-75). (In fact there was a strong body of evidence to the contrary, and indicating that the friendship of AB and NB with KM came to an end as a result of KM having disclosed matters of which they were ashamed and contrary to what she had originally agreed with NB: See eg Tr pp244-6, 351, 403-4, 421).
49 Towards the end of summing up Judge Ducker recounted aspects of the defence case. He summarised the appellant's evidence, indicating in effect that there was no trace of any admission of wrongdoing (SU 72). Directions on character were given. The evidence of the appellant's former wife was recounted.
50 It is convenient to address ground 5 first.