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[2018] NSWCA 82
Court of Appeal (NSW)
2017-10-04
Beazley ACJ, McColl JA, Meagher JA
Original judgment source is linked above.
65 NSWLR 1; [2003] NSWCA 47 Vincent v Woolworths Ltd [2016] NSWCA 40 Wyong Shire Council v Shirt (1980) 146 CLR 40; [1980] HCA Category: Principal judgment Parties: Rail Corporation New South Wales (Appellant) Alan Jerrad Donald (First Respondent) Staff Innovations Pty Ltd t/as Bamford Family Trust (Second Respondent) Representation: Counsel: A Casselden SC; J Malouf (Appellant) D A Campbell SC; D L Del Monte (First Respondent) M Windsor SC; R Perla (Second Respondent)
Solicitors: Hicksons Lawyers (Appellant) Acorn Lawyers (First Respondent) Moray & Agnew (Second Respondent) File Number(s): 2017/51509 Decision under appeal Court or tribunal: Supreme Court Jurisdiction: Common Law Citation: Alan Donald v Rail Corporation of New South Wales (No 11) [2016] NSWSC 1897 Date of Decision: 23 December 2016 Before: Campbell J File Number(s): 2010/349997
[Note: The Uniform Civil Procedure Rules 2005 provide (Rule 36.11) that unless the Court otherwise orders, a judgment or order is taken to be entered when it is recorded in the Court's computerised court record system. Setting aside and variation of judgments or orders is dealt with by Rules 36.15, 36.16, 36.17 and 36.18. Parties should in particular note the time limit of fourteen days in Rule 36.16.]
[This headnote is not to be read as part of the judgment] The first respondent was employed by the second respondent, which hired out his labour to the appellant. The work involved removing old railway sleepers and replacing them with new sleepers. The first respondent worked as a labourer and, in particular, although not solely, a jackhammer operator. The first respondent brought proceedings against the appellant and second respondent for injuries he claimed he suffered in the course of and due to the nature and conditions of his employment. The primary judge held that the first respondent sustained injury due to the negligence of the appellant. His Honour also entered judgment against the second respondent. The appellant appealed and the second respondent cross-appealed against the primary judge's findings of liability. The parties raised a number of issues on the appeal and cross-appeal. In essence, the issue of whether the appellant breached its duty of care to the first respondent concerned whether the first respondent was required to work without the benefit of adequate rest breaks in circumstances where the worker with whom he was teamed did not undertake the full range of tasks involved in the removal and replacement of sleepers and, in particular, did not jackhammer. There was also an issue as to whether the risk of harm was 'not insignificant'. The second respondent also challenged whether it breached its duty of care to the first respondent. The issue on causation concerned whether the primary judge erred in accepting the evidence of one of the medical experts that the first respondent suffered an internal disc disruption, where there was conflicting evidence. The parties also challenged the primary judge's finding that the first respondent was not contributorily negligent. Beazley ACJ (McColl and Meagher JJA agreeing) held, dismissing the appeal: (i) The first respondent's case was based on the nature and conditions of his employment, and not on his having sustained a frank injury: [29]. (ii) The evidence did not support the inference drawn by the primary judge that the first respondent may have been called upon to perform more than his share of the work clearing away the rubble created by the jackhammering. Nor did the evidence support the inference that the first respondent would have been, at least frequently, left to his own devices to perform all of the tasks required to remove and replace the sleepers. To the extent that the primary judge based his finding that the first respondent would not have received the benefit of the breaks inherent in the system of work on these inferences, the finding was unsupported: [76]-[87]. Luxton v Vines (1952) 85 CLR 352; [1952] HCA 19; Holloway v McFeeters (1956) 94 CLR 470; [1956] HCA 25 considered. Bradshaw v McEwans Pty Ltd (1951) 217 ALR 1 referred to. (iii) However, the evidence did support the primary judge's finding that the appellant was negligent in failing to provide the first respondent with a safe system of work, where he was the only worker in his team of two required to jackhammer and where he undertook additional heavy lifting without assistance, which under the general de facto system of work was undertaken by two workers: [111]-[131]. TNT Australia Pty Ltd v Christie (2003) 65 NSWLR 1; [2003] NSWCA 47 considered. (iv) The risk of personal injury through the exertion of effort and strain in the performance of repetitive heavy labouring work was not insignificant: [138]-[143]. Wyong Shire Council v Shirt (1980) 146 CLR 40; [1980] HCA 12; Shaw v Thomas [2010] NSWCA 169; South Sydney Junior Rugby League Club Ltd v Gazis [2016] NSWCA 8 considered. Sibraa v Brown [2012] NSWCA 328; Motorcycling Events Group Australia Pty Ltd v Kelly (2013) 86 NSWLR 55; [2013] NSWCA 361; Bitupave Ltd v Pillinger (2015) 72 MVR 460; [2015] NSWCA 298; Vincent v Woolworths Ltd [2016] NSWCA 40; Gulic v Boral Transport Ltd [2016] NSWCA 269 referred to. (v) The primary judge did not err in accepting the evidence of one of the experts that the first respondent suffered an internal disc disruption which progressed to a disc protrusion, and gave adequate reasons for doing so. Nor did the primary judge err in accepting the evidence of one of the experts that cumulative trauma could be a cause of the first respondent's injury: [179]-[192]. (vi) The primary judge did not err in finding that the first respondent was not contributorily negligent. The first respondent could not be expected to regulate his own work practices so that they were safe for him: [201]-[205], [229]. Podrebersek v Australian Iron & Steel Pty Ltd (1985) 59 ALR 529; [1985] HCA 34; Grills v Leighton Contractors Pty Ltd [2015] NSWCA 72; Jurox Pty Ltd v Fullick [2016] NSWCA 180 considered. (vii) The primary judge did not err in finding that the second respondent breached its non-delegable duty of care to the first respondent, notwithstanding that it did not devise or have direct control over the system of work under which the first respondent was required to work: [218]-[228]. Kondis v State Transport Authority (1984) 154 CLR 672; [1984] HCA 61; Lepore v State of New South Wales (2001) 52 NSWLR 420; [2001] NSWCA 112; TNT Australia Pty Ltd v Christie (2003) 65 NSWLR 1; [2003] NSWCA 47; Andar Transport Pty Ltd v Brambles Ltd (2004) 217 CLR 424; [2004] HCA 28; Cole v South Tweed Heads Rugby League Football Club Ltd (2004) 217 CLR 469; [2004] HCA 29; Czatyrko v Edith Cowan University (2005) 214 ALR 349; [2005] HCA 14; Estate of the Late M T Mutton by its Executors & R W Mutton trading as Mutton Bros v Howard Haulage Pty Ltd [2007] NSWCA 340 considered.
Judgment
Legislative framework
Issues on the appeal
As to liability 1. Whether the primary judge's findings at [89] and [106] which are set out below and which the appellant characterised as inferential findings of fact, could reasonably have been made on the evidence: appeal grounds 1(a) and (b); 2. Whether his Honour's further finding at [106] that Mr Donald would not have received the benefit of the rest breaks inherent in the system of work of two men working together could reasonably have been arrived at on the evidence: appeal ground 1(c); 3. Whether his Honour should have found that Mr Donald received adequate rest breaks in circumstances where he performed the task of jackhammering and his co-worker, Mr Gonzales, cleared away the rubble: appeal ground 2; 4. Alternatively, whether his Honour erred in finding that Mr Donald would not have received adequate rest breaks when the evidence suggested that he would have received breaks when rotating between the tasks of jackhammering and clearing away the rubble: appeal ground 2A; 5. Whether his Honour erred in finding, at [108], that the risk of harm was not insignificant: appeal grounds 3(a) and 4; 6. Whether his Honour erred in finding at [109] that a "reasonably adequate system of task rotation or in built rest breaks would have operated to, if not eliminate, at least substantially reduce the risk of harm": appeal grounds 3(b) and 4;
As to causation 1. Whether his Honour erred in finding that Mr Donald sustained an internal disc disruption at L5/S1 on 13 May 2008 with no frank disc protrusion where the expert evidence did no more than give rise to conflicting inferences of equal degrees of probability which did not pass from the realm of mere conjecture into the realm of inference: appeal grounds 5 and 5A; 2. Alternatively, whether his Honour erred in finding that Mr Donald's internal disc disruption, which progressed to a frank disc protrusion, was caused by Rail Corp's negligence in circumstances where his Honour failed to assess or consider the competing expert opinions of Dr Maxwell, an orthopaedic and spinal surgeon, and Mr Horrigan, an expert ergonomist, and gave no reasons for the acceptance of the hypothesis of Dr Bodel, an orthopaedic surgeon: appeal ground 5B; cross-appeal ground 4; and
As to contributory negligence 1. Whether his Honour erred in finding that Mr Donald was not contributorily negligent in respect of his injury: appeal ground 6; cross-appeal ground 5.
Staff Innovations' cross-appeal
Notice of contention
Summary of issues
Mr Donald's case as run before the primary judge
General system of work
The work practices as they applied to Mr Donald
The evidence as to the system of work
Issues on the appeal regarding the primary judge's findings at [89] and [106]
Whether the primary judge erred in drawing the inferences at [89] and [106]: appeal grounds 1(a) and (b)
Whether the primary judge erred in finding at [106] that Mr Donald would not have received rest breaks: appeal ground 1(c)
Primary judge's reasons
Rail Corp's submissions
Mr Donald's submissions
Consideration
Issues on the appeal regarding task rotation and rest breaks
Whether the primary judge should have found that Mr Donald received adequate rest breaks: appeal ground 2
Alternatively, whether the primary judge erred in finding that Mr Donald would not have received adequate rest breaks when rotating between jackhammering and cleaning: appeal ground 2A
Whether the primary judge erred in finding that a reasonably adequate system of task rotation or in built rest breaks would have operated to eliminate or substantially reduce the risk of harm: appeal grounds 3(b) and 4
Primary judge's reasons
Rail Corp's submissions
Mr Donald's submissions
Mr Horrigan's evidence
Dr Adams' evidence
Consideration
Whether the risk of harm was insignificant: appeal grounds 3(a) and 4
Rail Corp's submissions
Mr Donald's submissions
Consideration
Causation: appeal grounds 5, 5A and 5B; cross-appeal ground 4
Primary judge's reasons
The medical evidence
Submissions
Consideration
Contributory negligence: appeal ground 6; cross-appeal ground 5
Consideration
Whether Staff Innovations breached its duty of care to Mr Donald: cross-appeal grounds 1, 2 and 3
Submissions
Consideration
Conclusion
Amendments 08 May 2018 - Typographical error corrected at [191]. DISCLAIMER - Every effort has been made to comply with suppression orders or statutory provisions prohibiting publication that may apply to this judgment or decision. The onus remains on any person using material in the judgment or decision to ensure that the intended use of that material does not breach any such order or provision. Further enquiries may be directed to the Registry of the Court or Tribunal in which it was generated. Decision last updated: 08 May 2018
Rail Corporation New South Wales
Donald; Staff Innovations Pty Ltd t/as Bamford Family Trust
[2004] HCA 28
[2004] HCA 29
[2005] HCA 14
[1984] HCA 61
(2004) 217 CLR 424
(2015) 72 MVR 460
(1951) 217 ALR 1
(2004) 217 CLR 469
(2005) 214 ALR 349
(1956) 94 CLR 470
(1984) 154 CLR 672
(2001) 52 NSWLR 420
(1952) 85 CLR 352
(2013) 86 NSWLR 55
(1985) 59 ALR 529
(2003) 65 NSWLR 1
(1980) 146 CLR 40
[1985] HCA 34