(c) The cases
29 It is necessary also to refer at this stage to the relevant reasoning in Singh, in Anthonypillai and in Yusuf.
(i) Singh
30 In Singh, the primary Judge had held (see 98 FCR 469 at [8]) that the Tribunal's decision should be set aside because the Tribunal had not complied with s 430 and this failure enlivened s 476(1)(a). His Honour held that the Tribunal had failed to comply with s 430 because it did "not" explain why it … rejected apparently probative material relevant to a material issue even though there may be sufficient or even an abundance of material the other way to support the conclusion on that issue that the Tribunal, in fact, reached.
31 On appeal to the Full Federal Court, Black CJ, Sundberg, Katz and Hely JJ said (at [12] - [15]):
"Whilst the statement by the primary judge referred to in par 8 was in accordance with the preponderance of authority in this Court, decisions to a different effect have since been made. The view that s 430 does not require the RRT to give reasons for rejecting evidence inconsistent with findings of material facts now enjoys the support, in addition to the majority in Ahmed, of decisions of Full Courts in Addo v Minister for Immigration & Multicultural Affairs [1999] FCA 940, Sivaram v Minister for Immigration & Multicultural Affairs (1999) 94 FCR 379, Xu v Minister for Immigration & Multicultural Affairs (1999) 95 FCR 425 and Doss v Minister for Immigration & Multicultural Affairs [1999] FCA 1780. That view of s 430(1)(c) and (d) was endorsed by McHugh J in Re Minister for Immigration & Multicultural Affairs; Ex parte Durairajasingham (2000) 168 ALR 407although his Honour also said that the obligation to set out "the reasons for the decision" (s 430(1)(b)) will often require the RRT to state whether it has rejected or failed to accept evidence going to a material issue in the proceedings.
In December 1999 differently constituted Full Courts handed down decisions in Minister for Immigration & Multicultural Affairs v Yusuf (1999) 95 FCR 506 and Xu v Minister for Immigration & Multicultural Affairs (1999) 95 FCR 425. Yusuf decided that a failure to comply with s 430(1) enlivens the operation of s 476(1)(a). The majority in Xu (Whitlam and Gyles JJ) decided to the contrary. In Xu R D Nicholson J declined to join in the majority decision in this respect as, in his Honour's view, it was both unnecessary for the resolution of the appeal to decide the point and involved issues which would benefit from more thorough argument.
There is also a divergence of opinion in the two cases as to the content of the obligation under s 430(1)(c). Yusuf decided that "materiality" is to be determined by the Court, and that the RRT cannot have the exclusive power to decide what is or is not material in a given case. The nature of a particular asylum-seeker's claim, and the way it is presented to the RRT, bear upon the issue of materiality.
The majority in Xu expressed the view that the material questions of fact referred to in s 430(1)(c) are those the Act requires to be decided, and perhaps such other facts as the RRT considers to be material. A decision cannot be upset because a decision-maker does not take into account a fact which the applicant propounds as material, but which is not made material by the Act. There will only be a deficiency in a statement of reasons if the RRT omits to make a finding that it was legally required to make. In any event, all members of the Court held that the RRT is not obliged to refer to pieces of evidence inconsistent with the findings on material questions of fact made by it."
32 In considering the relationship between s 430(1) and s 476(1)(a), their Honours said (at [21] - [23]):
"Section 476(1)(a) is enlivened where procedures required by the Act to be observed in connection with the making of the decision are not observed. Section 430(1) provides that where the RRT makes its decision on a review, it must prepare the written statement for which the subsection provides. In the appellant's submission, s 476(1)(a) applies only to procedures which are to be observed prior to the decision being made, and the obligation to give reasons under s 430(1) does not satisfy that description.
Durairajasingham decides that compliance with s 430 does not go to the jurisdiction of the RRT, as s 430 presupposes that a decision has already been made. However, that is not determinative of the issue of construction of s 476(1)(a), since Abebe v Commonwealth (1999) 197 CLR 510 at 522 [21] recognises that, whilst in important respects the jurisdiction of the Federal Court to review decisions under the Act has been severely truncated, in other respects (and footnote 4 refers to s 476(1)(a) as an example) the jurisdiction of the Federal Court is arguably wider than that of the High Court under s 75(v) of the Constitution of the Commonwealth. Section 476(1)(b) suggests that s 476(1)(a) is not confined to matters which go to jurisdiction.
There is a distinction between the decision the RRT makes on a review (which is made under s 415), and the statement of reasons under s 430(1), which is the record of the RRT's decision. It is the decision of the RRT that is subject to review under Part 8. The statement of reasons may reveal matters that make the decision reviewable, but the statement of reasons is not itself reviewable."
33 Their Honours next addressed the question whether the written statement for which s 430(1) provides is a "procedure" which the Act requires to be observed, within the meaning of s 476(1)(a), and said (at [43]):
"… we consider that the preparation of a statement of reasons is a procedure, and is one the Act requires to be observed in connection with the making of a decision by the RRT not to grant a protection visa. If there is a failure to prepare any statement at all, then s 476(1)(a) is enlivened. In principle the same result should follow if a statement purporting to be in conformity with s 430 is prepared, which does not satisfy the requirements of the section. If the statement is said not to comply with s 430(1) because it fails to set out findings on a question of fact which a court holds to be material (but which the RRT did not), then the decision could be set aside under s 476(1)(a) for want of procedural compliance."
34 Their Honours, in addressing the content of s 430 said (at [44] - [49]):
"Section 430 does not impose any obligation on the RRT to come to a correct decision, or to prepare a statement disclosing a satisfactory process of reasoning leading to the decision it reached. Subject to the qualification referred to in [47] below, the section calls for a recording of matters that are essentially matters of fact, namely the decision to which the RRT came, the actual reasons for coming to that decision, the findings of fact that were actually made and the material on which those findings were based.
If, for example, the reasoning process actually adopted by the RRT, as exposed by the statement, is unsatisfactory, that does not mean that there has been a failure to comply with s 430; it means that the decision was grounded in reasons which a court finds to be unsatisfactory, with whatever consequences (if any) that may entail. In our view, statements to the effect that "proper and adequate reasons must be given" (see, for example, Re Poyser and Mills' Arbitration [1964] 2 QB 467 at 477-478) should not be read as indicating that something other than the actual reasoning process is required to be stated.
There is no specific requirement in s 430 for the RRT to give reasons for rejecting, or attaching no weight to, evidence or other material which would tend to undermine any finding it made. That is the view endorsed by the decisions referred to in [12] above, and in our view it is consistent with the language of the section. The decision of the Full Court in Arudselvan v Minister for Immigration & Multicultural Affairs [1999] FCA 1726 provides another illustration of this approach. There the Court held that the RRT was not obliged to analyse material submitted by the applicant, and to give reasons for not accepting any of it that might be thought to be inconsistent with the conclusions it reached. The endorsed view is subject to the important qualification that if one of the reasons which actually induced the RRT to come to its decision was that it decided to reject or place no weight on particular material, then s 430(1)(b) would require disclosure of that element of the RRT's actual reasoning process: see Durairajasingham.
The qualification referred to in [44] concerns s 430(1)(c), insofar as it requires the RRT to set out its findings on any material questions of fact. Ordinarily, materiality is an objective concept. If the RRT fails to make a finding on a fact which is in truth, as a Court subsequently determines, a material fact, then s 430(1)(c) will not have been complied with, even though the RRT has recorded its findings in relation to the facts before it that it regarded as material.
The generally accepted view in this Court has been that the RRT is under a duty to make, and to set out, findings on all matters of fact that are objectively material to the decision it is required to make. It must make findings on questions of fact that are central to the case raised by the material and evidence before it. In this respect, s 430 sets a standard of decision-making the RRT is required to observe."
35 However, in allowing the appeal, the majority said (at [62]):
"We consider that on a fair reading of its lengthy and detailed reasons the RRT did explain why it reached the decision it did. The applicants and their advisers would, as a practical matter, not be significantly better informed as to why their applications had been rejected if the RRT had expressly, rather than implicitly, stated that it did not accept that part of the material relied upon because, insofar as it was relevant, it was against the weight of all the material before it. Having said this, we should emphasise that the adequacy of reasons for decision - a matter of great importance in administrative law - must depend upon the circumstances of each case, but that fundamentally the reasons need to reveal to the parties why the decision went the way it did. We consider that in the particular circumstances of the present case that obligation was fulfilled."."
36 Kiefel J, the other member of the Full Court in Singh, also proposed that the appeal should be allowed, but for different reasons.
37 In addressing the question of what s 430 requires, her Honour referred to the earlier line of cases and observed (at [92] - [93]):
"Although [in the earlier line of cases] it was explained, from time to time, that the Court was saying no more than that the reasons were deficient because of the omission, the inescapable conclusion was that they were holding the Tribunal to have been obliged to take a matter into account in its reasoning process, as the majority in Xu points out. This would not appear to conform with a statutory regime where judicial review on the ground of failure to take into account a consideration relevant in the administrative law sense is excluded (s 476(3)(e)) and no review of the facts otherwise to be taken into account is permissible.
In my respectful view, neither the words of s 430 nor the purposes for the obligation to give reasons require or warrant the imposition of a duty to deal with all the evidence put forward, even if it appears to the Court to have relevance or that otherwise the applicant might be left uncertain as to why it had not been accepted. The subsection requires that the Tribunal disclose its process of reasoning, not that it provide a full explanation of its views on all serious factual contentions."
38 At [ 98] - [100] her Honour observes:
"[T]here is nothing in the process provided by the Act which would suggest that s 430 should have engrafted upon it a requirement that the Tribunal, in stating its decision, must deal with all matters which might be adjudged important to the applicant's case, even if the rejection to be inferred is of facts inconsistent with those found, as Addo holds. It will, however, be obliged to deal with its rejection of evidence where that amounts to one of its reasons: Re Minister for Immigration and Multicultural Affairs; Ex parte Durairajasingham (2000) 168 ALR 407 at 422-3, where McHugh J referred with approval to that aspect of Addo.
Whilst the circumstances of this appeal do not require reference to what is meant by "findings on any material questions of fact" (emphasis added) in s 430(1)(c) it is necessary, in light of Xu, to do so.
What is required by s 430(1) is that the Tribunal disclose its actual process of reasoning. The subsection outlines the steps in a rational and ordered approach to a conclusion. It is, however, only the Tribunal's reasoning that is to be disclosed. If it be faulty then it may be that there is a ground for review of the resultant decision by this Court under the Act. It is not consistent with a requirement that the Tribunal set out its reasons, that the Court may itself objectively determine what is necessary to that process of reasoning. In my respectful view, par (c) of the subsection refers to factual findings which the Tribunal has drawn upon in its reasons. To the extent that it is for the Tribunal to identify those facts and make findings, I am in agreement with the majority in Xu. I am, with respect, unable to agree that materiality might depend upon what a statute requires, for the reason that it would appear to import into the question of construction the grounds for review which depend upon what are relevant and irrelevant considerations."
39 Turning next to the question of the relationship, if any, between s 476(1)(a) and s 430, Kiefel J said (at [101]):
"As their Honours, the majority, pointed out in Xu, the ground in s 476(1)(a) is concerned with an act done in breach of a condition regulating the exercise of a statutory power. Section 430 does not involve anything done in the process leading to the decision, which is made under s 415. Section 430 cannot be said to concern a procedure which might possibly have had some bearing on the decision reached or the fairness accorded to the applicant in the process towards decision."
40 Her Honour went on to say (at [106]):
"In Repatriation Commission v O'Brien (1985) 155 CLR 422 at 445-6, Brennan J in dealing with the same provision in s 43(2) of the Administrative Appeals Tribunal Act 1975 (Cth) held that a failure by a Tribunal adequately to fulfil its statutory obligation to state the reasons for an administrative decision does not, without more, invalidate the decision or warrant its being set aside. If one was able to infer that there has been a failure to exercise power according to law, for instance taking into account irrelevant considerations, the Court may set it aside. The result is not, however, invalid because of the failure to state reasons, but because there was a failure to make a decision according to law. A number of the cases referred to above have proceeded upon the footing that a failure to provide adequate reasons amounts to error of law itself, justifying the decision being set aside. Such an approach tends to confirm the appropriateness of s 476(1)(a) as a ground for review, since the only order which it would seem could be made when the ground is made out, would be one setting the decision aside (s 481(1)(a)). Section 481(1)(d) does provide for an order directing that something be done, but it is referrable only to the parties, not the Tribunal. The view that breach of s 430 discloses error of law is derived from the decision of a Full Court in Dornan v Riordan (1990) 24 FCR 564. Finkelstein J in Comcare v Lees at 656-9 concluded that the Court was in error in not accepting the reasoning of Brennan J as a correct statement of the law. I respectfully agree with his Honour for the reasons there given. An unfulfilled statutory duty would seem to require that the omission be corrected. If the problem is not the omission itself, but what it tells you about the exercise of the power, it is then that one turns to the grounds as may be available for review."
(ii) Anthonypillai
41 In Anthonypillai, the primary Judge had granted judicial review because the Tribunal had failed to give an application for a protection visa "proper, genuine and realistic consideration". On the Minister's appeal to the Full Court, the appeal was allowed by Heerey, Goldberg and Weinberg JJ.
42 Their Honours said (at [65] - [66]):
"In 1992 Parliament made major changes to the system for administrative and judicial review of migration decision-making. In relation to refugee decisions, some grounds of judicial review previously available under the AD(JR) Act or at common law were abolished. Part 8 (as the amendments were subsequently designated) was to be a code but at the same time a specialist independent administrative Tribunal was established. Detailed procedures for that Tribunal were spelt out in the legislation and compliance with those procedures was to be enforceable by this Court. The "proper, genuine and realistic consideration" formula runs counter to this scheme. It creates a kind of general warrant, invoking language of indefinite and subjective application, in which the procedural and substantive merits of any Tribunal decision can be scrutinised."
43 Turning to the question whether reviewable error was otherwise disclosed, their Honours said (at [73]):
"The expression "proper, genuine and realistic consideration" had its genesis in the broadly analogous doctrine of "constructive failure to exercise jurisdiction". That doctrine seems to have developed in the context of the common law principles governing the grant of mandamus and, in particular, in the context of the requirement that there be a demand that the respondent perform a relevant duty, and an actual or constructive refusal."
44 Their Honours then cited the observations of Rich, Dixon and McTiernan JJ in R v War Pensions Entitlement Appeal Tribunal; Ex parte Bott (1933) 50 CLR 228 (at 242 - 243) that -
"'In the case of a Tribunal, whether of a judicial or an administrative nature, charged by law with the duty of ascertaining or determining facts upon which rights depend, if it has undertaken the inquiry and announced a conclusion, the prosecutor who seeks a writ of mandamus must show that the ostensible determination is not a real performance of the duty imposed by law upon the tribunal. It may be shown that the members of the tribunal have not applied themselves to the question which the law prescribes, or that in purporting to decide it they have in truth been actuated by extraneous considerations, or that in some other respect they have so proceeded that the determination is nugatory and void. But the prosecutor who undertakes to establish that a tribunal has so acted ought not to be permitted under colour of doing so to enter upon an examination of the correctness of the tribunal's decision, or of the sufficiency of the evidence supporting it, or of the weight of the evidence against it, or of the regularity or irregularity of the manner in which the tribunal has proceeded. The correctness or incorrectness of the conclusion reached by the tribunal is entirely beside the question whether a writ of mandamus lies.' (Emphasis added)"
45 Their Honours went on to say (at [77] - [78]):
"One difficulty with applying the principles in Ex parte Bott to applications under Pt 8 of the Act is that at least one of the matters identified as giving rise to a 'constructive failure' in the passage set out above, namely taking an irrelevant consideration into account, is expressly excluded by s 476(3)(d) as a ground of review in this Court. That makes it necessary to tread warily when seeking to invoke 'constructive failure', or some variant of that doctrine, in the context of an application brought under Pt 8.
Nonetheless, it seems to us that there is some scope, albeit limited, for the argument that the Tribunal may, in a particular case, have failed to 'review' the decision of the Minister. In other words, although we consider the use of the formula 'proper, genuine and realistic consideration' to be an unsuitable method of expressing the circumstances in which that contention can be maintained, we accept that there may be some cases where it can properly be said that the Tribunal has not in truth 'considered' the application for a visa at all."