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[2004] VSCA 127
Court of Appeal (Vic)
2004-08-05
CHARLES, BATT and VINCENT, JJ.A.
Original judgment source is linked above.
[ 2004] VSCA 127
CRIMINAL LAW - Conviction - Murder - Provocation - Objective test - Gravity of provocation - Ethnicity - Self-induced provocation - Whether issue to be left to jury - Appeal allowed (by majority).
"In the instant case, the background events, if I can call them that, appear to have largely occurred in February, March and April of 2001. No doubt they created upset and anger in the accused. However, by late April it appears on the evidence that his major concern was for the return of gold jewellery and his British passport. Certainly these were the topics raised by him in his final conversation with his wife, according to the record of interview. Moreover in recounting the events of the fatal afternoon he placed no emphasis on the earlier causes of conflict between the couple as influencing his fatal conduct. On a view of the evidence most favourable to the accused I have concluded that the events at the scene, which included the spitting, are not such that `a jury acting reasonably might fail to be satisfied beyond reasonable doubt that the killing was unprovoked in the relevant sense', to borrow from the Court in Masciantonio. Even adding the prior events to the mix, I do not regard the test as having been satisfied."
"The test involving the hypothetical ordinary person is an objective test which lays down the minimum standard of self-control required by the law. Since it is an objective test, the characteristics of the ordinary person are merely those of a person with ordinary powers of self-control. They are not the characteristics of the accused, although when it is appropriate to do so because of the accused's immaturity, the ordinary person may be taken to be of the accused's age. However, the gravity of the conduct said to constitute the provocation must be assessed by reference to relevant characteristics of the accused. Conduct which might not be insulting or hurtful to one person might be extremely so to another because of that person's age, sex, race, ethnicity, physical features, personal attributes, personal relationships or past history. The provocation must be put into context and it is only by having regard to the attributes or characteristics of the accused that this can be done. But having assessed the gravity of the provocation in this way, it is then necessary to ask the question whether provocation of that degree of gravity could cause an ordinary person to lose self-control and act in a manner which would encompass the accused's actions."
"very easy for a judge, having heard the evidence, and without appreciating that he or she is doing so, to act upon his or her own assessment of the facts, whereas a jury, whose province it is to decide facts, might have come to a different conclusion as to those facts."
A judge who considers an accused to have acted with savage violence to an innocent victim - especially a woman - may well be averse to leaving to a jury a defence which may, if successful, substantially reduce the period of imprisonment to which the accused will later be sentenced.[16] In Masciantonio the majority said[17] that "as a matter of practicality a trial judge is likely to lean towards leaving provocation if he or she can". In like fashion Eames, J.A. said in Kumar[18] -
"A judge should be slow to conclude that there is no evidence which a jury - when applying the objective test - might decide justified a verdict of manslaughter. McHugh, J. observed in Masciantonio that, `once there is evidence of provocative conduct, the evaluation of that conduct and its effect on an innocent person is almost invariably a question for the jury. A judge who takes the issue away from the jury assumes a grave responsibility.'[19] The need for caution is especially so where there is evidence (taken at its highest, and however much it might seem implausible to the judge) that the accused had in fact lost self-control in response to identified conduct and words."
I agree. But on the other hand, as Hedigan, A.J.A. said in R. v. Tuncay[20] -
"It is self-evident that it cannot be that a trial judge in every case in which provocation is raised, however distant from the realities of human response, must leave provocation to the jury to determine."
"As for Abebe's case, Mr Leckie argued that it could be distinguished in that the sexually explicit conduct in that case could be directly linked to the cultural background of the accused. I think that view has some weight. In any event each case will depend upon its individual facts."
See also the passages from his Honour's reasons set out in paragraph [14] above.
"Q. We are talking about a woman spitting at her husband, right. First of all, I think you have said to us, but is it the fact that this would humiliate him? A. It is a big insult, it is not a normal insult. Q. It is not a normal insult? A. It is a big insult. Q. It is a very serious insult for a woman to do that? A. Very, very. Especially a married woman, a woman with a husband. Q. If such a woman, that is, a woman with a husband, spits at her husband, would there be any, within your beliefs, would there be any expectation of what he should do? A. Yes, yes. Q. What would that be? A. He would either kill her or kick her out of the house and send her to father's, it depends on the individual, but most of the times he would kill her. I don't mean that killing her to death, but like beating her to death, like breaking her arm or her leg, something like that. Q. Is there any worse insult within your community to do to a husband that is, than to spit at him? A. Only if she is cheating him and spitting in his face, that's all."
"Q.58 Would you like to tell me what happened. A. Would you like to know the story from the beginning? Q.59 Well, what - what I might do is get you to tell me what actually took place today, starting from this morning. A. Only just today? Q.60 Just for starters, today, and then we will talk about other things."
In my view, with great respect, the judge placed too much weight on the record of interview.
"The point is that the issue before the Court of Criminal Appeal was whether by any possibility the jury might not unreasonably discover in the material before them enough to enable them to find a case of provocation. The selection and evaluation of the facts and factors upon which that conclusion would be based would be for the jury and it would not matter what qualifying or opposing considerations the Court might see; they would not matter because the question was, ex hypothesi, one for the jury and not for the Court."
"It is perfectly true that in his statement to the jury, the applicant made no reference to his having lost his self-control; still less that in doing what he did he did it under the effects of a loss of self-control. The authorities are quite clear. There is no necessity for any such evidence to be given directly, the matter being one for the jury to determine as to whether, notwithstanding any express assertion by the accused person to that effect, the fact might not remain that he was, at the relevant time, acting under the effects of a loss of his self-control: see Van den Hoek[29]. Furthermore, the account which the applicant did give in his statement might be described as one which suggested that he was in full control of his faculties, that he was reasoning what it was that he wanted to do and why he wanted to do it, namely, to get to the hotel as quickly as possible in order to ensure that his wife did not get into any undue trouble. Again, I think that that consideration is immaterial. Indeed, it was quite open for the jury to refuse to accept that as a reason put forward for his return to the hotel. He had ample incentive to give such an incorrect account in order ultimately to provide some support for the plea of self-defence which he raised for consideration in the course of his defence."
It was no doubt to authorities such as Parker that Crockett, J. was referring in the passage from his judgment in Shea just quoted.
"It is not permitted that a man should seek out his enemy and await some provocation in order to use that as a pretext for slaying him. The provocation must be of a grave kind, and it must actually influence the conduct of the person charged. It will be seen that, in the circumstances I have supposed of a man deliberately seeking out an enemy and merely using provocation as a pretext for killing his enemy, there is no honest acceptance of the position that has arisen. In reality what has happened is that the person who does the killing under those circumstances has exhibited considerable malignity against his enemy, and has merely sought the conduct of his enemy for the purpose of inflicting the killing."
"The applicant sought out the deceased. He was set upon a confrontation. Not only was he determined to speak with her but he selected the subject-matter and controlled the course of the conversation. He knew the answers that could be expected from her. He wished merely to goad her into giving them - no doubt to give emphasis to what he believed was justification for his imminent suicide. Knowing that she had left him for Donnelly he must have been aware that sexual relations had occurred between them, not only, of course, after they commenced to live together, but also probably at about the time of, or shortly before, their departure from the applicant's home. If then to hear her later admit those relations was provocative, it could not be provocation in law, seeing that it was the applicant who forced her to make those admissions. Even if it was open to the jury to consider that the applicant could have construed the words as an imputation of the applicant's sexual inferiority to Donnelly, the applicant cannot be heard to claim that the words had provoked him. His own earlier hope, boldly expressed by letter, that she was now getting the gratification she may have craved demonstrated that if the deceased's words carried the imputation contended for they could not have possessed any element of surprise and fell into the category of words that the applicant was forcing the deceased to utter ... only if the hostile reaction goes beyond the reasonably predictable can provocation that is itself provoked be fit for consideration by a jury."
"Provocation induced in turn and by the provocative action of the accused person is inoperative in law to produce a defence of the kind which it was suggested should have been left to the jury to consider in the present case."
As in Allwood, this passage also was obiter, and it was unnecessary to the decision since the Court found that the facts were clearly incapable of forming a foundation for a defence of provocation.
"An accused in such a situation should not be automatically excluded from pleading the defence of provocation. The underlying basis for the defence of provocation is that the accused lost self-control and acted without premeditation. It follows that a person should not be automatically excluded from raising the defence when that person acts as a result of a loss of self-control and without premeditation, but ought to have foreseen that the victim would retaliate. To inject a test of reasonable foresight into the defence of provocation would be to add an unnecessary complication to the defence, and arguably would run contrary to a view of the defence as an excuse for loss of self-control."
earlier by his Honour[43] that "In any event each case will depend upon its individual facts."
that may be available to an accused on the view of the evidence most favourable to him, even in the face of the express disavowal of the particular defence, it is not required that the judge instruct the jury with respect to every possibility, however remote, from ordinary human experience or community standards it may be.[45] Many theoretical possibilities and arguments are considered and discarded by the judge and counsel alike in the day to day conduct of criminal trials. Often, as a consequence of shared understandings and experience, if such possibilities are referred to at all, it is only in passing and briefly. Counsel regularly make well-informed and sensible judgments about the wisdom of pursuing particular lines of approach in the justified belief that they may simply invite rejection by the jury not only of the specific possibility or argument, but the defence in general. Ultimately there must be, and fortunately there usually is, a sense of reality about the process.
"In the instant case, the background events, if I can call them that, appear to have largely occurred in February, March and April of 2001. No doubt they created upset and anger in the accused. However, by late April it appears on the evidence that his major concern was for the return of gold jewellery and his British passport. Certainly these were the topics raised by him in his final conversation with his wife, according to the record of interview. Moreover in recounting the events of the fatal afternoon he placed no emphasis on the earlier causes of conflict between the couple as influencing his fatal conduct. On a view of the evidence most favourable to the accused I have concluded that the events at the scene (which include the spitting), are not such that `a jury acting reasonably might fail to be satisfied beyond reasonable doubt that the killing was unprovoked in the relevant sense', to borrow from the Court in Masciantonio. Even adding the prior events to the mix, I do not regard the test as having been satisfied." (Emphasis added.)[47]
"Q. We are talking about a woman spitting at her husband, right. First of all, I think you have said to us, but is it the fact that this would humiliate him? A. It is a big insult, it is not a normal insult. Q. It is not a normal insult? A. It is a big insult. Q. It is a very serious insult for a woman to do that? A. Very, very. Especially a married woman, a woman with a husband. Q. If such a woman, that is, a woman with a husband, spits at her husband, would there be any, within your beliefs, would there be any expectation of what he should do? A. Yes, yes. Q. What would that be? A. He would either kill her or kick her out of the house and send her to father's, it depends on the individual, but most of the times he would kill her. I don't mean that killing her to death, but like beating her to death, like breaking her arm or her leg, something like that. Q. Is there any worse insult within your community to do to a husband that is, than to spit at him? A. Only if she is cheating him and spitting in his face, that's all."[48]
"Q. If in circumstances where a man and woman are separated? A. M'mm. Q. And they meet and have an argument, if she spat at him? A. Spat on him? Q. Spat at him, not on him, at him, he would regard that as a very big insult, is that correct? A. Very, very big insult. Q. And again would his honour be damaged by that act of hers? A. And if they have already been upset and they have a problem and they are arguing and she spat at him, of course he would lose control of his nerves and - - - Q. Would he regard it as - would he regard that as an attack against his honour, a woman spitting at him, his wife spitting at him? A. Yes of course. How can a woman spat(sic) at a man? Q. And might he take action against her in a violent way? A. Depends on his nerves."
"Was it part of the law as you understood it and your culture back in Iraq that a man could kill his wife if she had an affair?---Well, the laws of my country, they do not say that anybody can kill his wife for nothing unless he's got a proof or he can prove that, it's a matter of investigations and material witnesses and evidence, it's not that simple, nobody can kill his wife for nothing. I am not saying for nothing, I am asking you about if she had an affair, she had sex outside her marriage?---Do you want me to answer this from my own point of view or how - if you are asking about my own point of view or how - if you are asking about my own point of view, I would answer you. What you understand of the culture and law of the country you came from. INTERPRETER: Sorry, could you repeat that for me? PROSECUTOR: What he understands - what you understand of your own culture and law in Iraq, from where you came?---Well, I know that the law is introduced so that there would be a justice among people. And the strong won't be able to oppress the weak. And if there was any injustice done to anybody, it could go to law and the law would bring them there, would give them justice, that's what I, that's my understanding about law."[49]
A little later, however, the witness said that if he established that his wife was committing adultery he, personally, would not only kill her but her father also. Finally, in re-examination, the following evidence was given:
"Yes. But if the couple are living separately, they are living apart, and the wife sees another man, does she get into trouble?---OK - I answered your question, I told you it depends on the level of education of the individual himself and the way he sees things. If he saw her, like, sleeping with him, well, as far as I am concerned, as I told you, I would kill her and kill her father also. All right. PROSECUTOR: If the person - if the husband believed that his wife was - - - COUNSEL: That's really getting into realms which this witness probably can't answer. HIS HONOUR: I think he might have, I think he has - wait a moment. COUNSEL: I understand what my learned friend is asking, but that's really beyond what this witness, in my submission, can answer. HIS HONOUR: I suspect we have got the answer if we go back through the questioning. COUNSEL: That's right. HIS HONOUR: Because I think the answer is, you need a bit of cogent evidence, not just rumour, that there is an affair going on. PROSECUTOR: Then you can take appropriate action. HIS HONOUR: As I understand it."[50]
Each of these witnesses spoke of the cultural expectations concerning the husband's response in such circumstances. It is not to the point that as a matter of cultural background an individual may regard himself as entitled to kill his unfaithful or insulting wife, or her father for that matter, or to beat her or break her arm or leg. Importantly, neither of the witnesses dealt with the likelihood, or otherwise, that an ordinary person with that cultural background may have lost control and acted as the applicant did; the central notions underlying the availability of the partial defence of provocation. The closest that Mrs Kakos came to that suggestion was her remark that it "depends on his nerves". Mr Allos said at one point that the response of the individual may be influenced by his or her level of education. Again he did not suggest that an ordinary person, operating according to the cultural mores of his community, might have less control and act in the fashion of the applicant. If anything, he seemed to be at pains to communicate the notion that individuals would be expected to react rationally according to those mores.
"Later on in that judgment the majority stated the test to be applied in determining whether provocation should be left to the jury. They did so in these terms:
`It is whether, on the version of events most favourable to the accused which is suggested by material in the evidence, a jury acting reasonably might fail to be satisfied beyond reasonable doubt that the killing was unprovoked in the relevant sense.' (p.67-8)
Recent decisions in which these principles have been applied include R. v. Tuncay[52]; R. v. Parsons[53]; R. v. Abebe[54]; and R. v. Leonboyer[55]. I should add that, on the current state of the law, the fact that the accused breached the intervention order, or that he set up the confrontation with the deceased, would not necessarily prevent a defence of provocation being advanced. In the present case, the evidence of witnesses to the killing suggests a frenzied attack perpetrated by the accused from which it may be inferred that he had lost his self-control. In his description of what occurred provided to interviewing police, the accused claimed that, having met his wife at Meadow Heights Shopping Centre, he asked her to return to him a gold necklace and his British passport. According to his version, she agreed to do so the next day. He sought a guarantee of her appearance at that time by asking her to give him custody of her handbag and mobile phone. She agreed to give him the handbag but not the mobile phone. In answer 65, his account continued:
`After she agreed to return the two things that I asked her for, she promised me that she would see me tomorrow at 11 o'clock, close to the shopping centre. So I told her to guarantee that she is coming tomorrow by giving me her handbag and the mobile phone, which she was carrying. She agreed to give me the handbag and I held the handbag in my hand. But she disagreed to give me the mobile phone. Then I pulled the knife at her - I pulled the knife at her. And I repeatedly told her to give me the mobile phone. But she did not agree. She spat at me. And I hit her with the knife. After I hit her with the knife - after I hit her with the knife, there was my brother-in-law - the husband of Eman's sister. He was coming towards the bus stop in a car. After that, I left Eman and I went to a school after the shopping centre. And went out of the school, where I had the last cigarette which I - was on me - and I went around the area for about an half an hour - in the park - Meadow Heights park.'
The accused was arrested shortly thereafter. The accused's account was reiterated later in the interview. Although he claimed there was no yelling between he and his wife (question 112), the evidence of the witnesses indicated loud angry voices preceding the stabbing. At question 126ff the accused described the deceased as being frightened after he pulled the knife, and spoke of her unsuccessful attempts to run away. He described himself as being `in an hysterical situation' (question 134). Question 177 was a leading question framed in terms of the deceased spitting on the accused, a proposition he affirmed. However there is no specific question in the interview as to where any spittle might have landed. At question 252ff the accused again spoke of the deceased spitting at him, (rather than on him), which was part of his original account in answer 65 and, in effect, states that he became angry. It is not asserted in the interview that Ms Hermiz said or did anything provocative on this occasion beyond what I have set out."[56]
"no reasonable jury could have failed to be satisfied beyond reasonable doubt that the applicant's reaction to the victim's conduct fell below - indeed, fell a long, long way below - the minimum limits of the range of powers of self-control that must be attributed to the ordinary person."[57]
[1] [1998] 2 V.R. 19 at 20 per Ormiston, J.A. and at 29-30 per Hedigan, A.J.A.
[6] By Brennan, Deane, Dawson and Gaudron, JJ., McHugh, J. dissenting.
[8] [1986] HCA 76; (1986) 161 C.L.R. 158 at 169.
[10] (1982) 7 A.Crim.R. 237 at 239.
[12] [1998] VSCA 13; [1999] 1 V.R. 326 at 330.
[13] Pemble v. R. [1971] HCA 20; (1971) 124 C.L.R. 107 and the cases cited in R. v. Thorpe (No. 1) [1998] VSCA 13; [1999] 1 V.R. 326 at 330-331.
[14] Stingel v. R. [1990] HCA 61; (1990) 171 C.L.R. 312 at 334; Masciantonio v. R. 183 C.L.R. at 67-68.
[15] [2002] VSCA 139; (2002) 5 V.R. 193 at 217.
[16] For example, in R. v. Parsons [2000] VSCA 15; (2000) 1 V.R. 161, Brooking, J.A. at 166-167 said that "To hold that provocation arose in this case would be to encourage savagery at the expense of civilised behaviour".
[18] (2002) 5 V.R. at 220. Eames, J.A. was speaking in dissent, although not, I think, dissenting on this point.
[20] [1998] 2 V.R. 19 at 30.
[21] Batt, J.A. and O'Bryan, A.J.A., Eames, J.A. dissenting.
[22] [2002] VSCA 139; (2002) 5 V.R. 193 at 194.
[24] [2001] VSCA 149 at [153]- [155].
[27] 111 C.L.R. at 616. Dixon, C.J. was dissenting, but his opinion was upheld in Parker's direct appeal to the Privy Council, see [1964] UKPCHCA 1; (1964) 111 C.L.R. 665 at 680; [1964] A.C. 1369 at 1390.
[30] [2002] VSC 469; (2002) 6 V.R. 239 at paragraph [9].
[31] (1756) Foster 132. See Ashworth, Self-Induced Provocation and the Homicide Act [1973] Crim.L.R. 483, esp. at 485.
[32] [1948] VicLawRp 16; [1948] V.L.R. 61 at 66.
[33] [1972] UKPC 1; [1973] A.C. 648 at 658. The notion of self-induced provocation has been considered in detail in at least three articles - Ashworth (op. cit.), Ian Leader-Elliott, Sex, Race and Provocation: In Defence of Stingel, (1996) 20 Crim.L.J. 72; Jenny Morgan, Provocation Law and Facts: Dead Women Tell No Tales, Tales Are Told About Them (1997) 21 Melb. Uni. L.R. 237.
[36] Court of Criminal Appeal of Victoria, unreported, 18 March 1991 at p.3. But see R. v. Thorpe [1998] VSCA 13; [1999] 1 V.R. 326 at 333; and R. v. Johnson [1989] 1 W.L.R. 740, at 744.
[37] See, e.g., The Queen v. Dutton (1979) 21 S.A.S.R. 356; The Queen v. Radford (1985) 42 S.A.S.R. 266; R. v. Gardner (1989) 42 A.Crim.R. 279; and R. v. Masciantonio [1995] HCA 67; (1995) 183 C.L.R. 58.
[39] Victorian Law Reform Commission Options Paper, Defences to Homicide, (2003) p.72 at para.[3.90].
[40] New South Wales Law Reform Commission Report, Partial Defences to Murder: Provocation and Infanticide, October 1997, pp.65-66, paras.[2.109-2.110].
[41] [1989] 1 W.L.R. 740 at 744.
[45] R. v. Tuncay [1998] 2 V.R. 19 at 30 per Hedigan, A.J.A.
[46] R. v. Masciantonio [1995] HCA 67; (1995) 183 C.L.R. 58.
[51] [2002] VSC 469; (2002) 6 V.R. 239 at 241-242.
[57] R v Parsons [2000] VSCA 15; (2000) 1 VR 161 at 166 per Brooking, J.A.
R
Yasso [2004] VSCA 127
(2000) 1 VR 161