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[2004] VSCA 98
Court of Appeal (Vic)
2004-06-04
WINNEKE, P., ORMISTON and VINCENT, JJ.A.
Original judgment source is linked above.
"So there you have the accused with no hesitation or prevarication discussing the nature of the phone calls with the detectives. He further says: `Her mother, Julie, and myself knew that [the complainant] used to confide in me and she had someone to turn to and her mother was quite happy about that until [the complainant] ran away from home and the reason she ran away from home, her mother does not even know about.' "
"Your evaluation of the credibility of the complainant in this case as a witness is, of course, a critical factor in this case ... . Are you satisfied she was truthful? Are you satisfied she was accurate? As a matter of commonsense, that will involve you in subjecting her evidence in relation to each count and generally to careful scrutiny. It will not have escaped your notice that in relation to the evidence of each count, there being no outside observer of what the complainant said occurred, it is in that regard the complainant's word against the accused's denials. It is only commonsense in such circumstances for you to consider whether there is any evidence in the case you are prepared to accept and act upon that in your view confirms and supports, in relation to a count, what the complainant said occurred. Now, the law does not say you must find such evidence that supports and confirms the complainant before a guilty verdict on a count can be returned. However, you may feel in its absence in relation to a count, faced with the accused's denials, it would be unsafe to convict on such count. However, let me repeat so there can be no misunderstanding: The law does not say you cannot convict on a complainant's evidence standing alone, even if you find no evidence that supports and confirms her, that is evidence other than that that comes from the complainant's own mouth. Naturally - and I think at least one of the counsel used the word `corroboration'; I use the phrase confirms and supports - naturally, you will examine her evidence with care, and even though you find no evidence that confirms and supports her, it is open to you in law to act upon her evidence alone and return a verdict of guilty where you are satisfied of guilt beyond reasonable doubt."
"You will recall, when I was discussing the matter of the assessment of witnesses, I said to you you may feel, in the absence of evidence independent of the complainant that supports and confirms her evidence, it would be unsafe to convict the accused. Now, you have heard both counsel submit there is no such evidence in relation to counts 1 and 2. In relation to count 3, [the prosecutor] submitted the evidence of the telephone calls recorded in the Telstra records, that is exhibit A, and the visits by the accused to the complainant's home when her mother was absent, a fact the accused admits in his record of interview, thus coming from a source independent of the complainant, does confirm and support the complainant's evidence on count 3, in relation to what she says the accused did to her, and I will not repeat those arguments. You will recollect that [defence counsel] submitted such was not so and you should not draw such conclusions from that evidence and, once again, I shall not repeat the arguments he addressed to you in that regard. Now, can I, as the judge, indicate to you that such evidence is capable and I underline the word `capable', of confirming and supporting the complainant's evidence in relation to count 3. Now that is as far as I go. You decide the facts, not me. Consequently, it is for you to say whether you accept such evidence and are prepared to act thereon and whether such evidence, in your judgment, does or does not, in fact, confirm or support the complainant's evidence in relation to the acts relied upon by the Crown in relation to count 3. Even if you so find it does, that does not complete the matter, because you must, even taking that evidence into account, still be satisfied beyond reasonable doubt that the Crown has proved all elements and the guilt of the accused before a verdict of guilty can be returned. Now be on your guard lest you fall into the trap of saying: `Well, the judge said it is capable of confirming and supporting, therefore it must be so.' Now, that would be an entirely wrong approach and contrary to your oath. Merely because I say such evidence is capable does not mean it does in fact. Whether it does, in fact, confirm and support is for you to find. That is your finding exclusively, not mine, and you remember no one must usurp your function in this trial. It is not my function to find the fact, merely to point to a source of evidence that is capable. You will recollect counsel were agreed that there is no evidence in this case that is capable of confirming and supporting the complainant's evidence of the acts she alleges in counts 1 and 2. As the judge, I do inform you such is the case. There is no independent evidence in this trial capable of supporting the complainant's evidence in relation to the occurrence of the acts alleged in counts 1 and 2."
"The verdict was unsafe and unsatisfactory and that the learned judge erred in directing that there was corroboration."
The application for leave to appeal against sentence complains that:
"The sentence was manifestly excessive and that the learned sentencing judge failed to have regard to the principles of totality and ... erred in the application of the provisions relating to serious sexual offenders."
At the outset of the hearing of the application, Mr. Priest, who appeared with Mr. Croucher for the applicant, informed the Court that he would divide the ground specified in the "conviction application" into two separate grounds; namely:
2. That the learned judge erred in directing that there was corroboration.
He also applied for leave to add a further ground in the following form:
3. That the trial judge erred in the directions to the jury in that he failed to relate the directions as to uncharged acts and propensity to the evidence left as corroboration.
The Court permitted the applicant to address argument in relation to the proposed ground 3, but reserved to itself the decision whether it would grant leave to amend the grounds in the manner sought.
"Well in my submission, no. No more than evidence for example, that [the complainant] used to stay at the accused's house in 1999 is evidence that is capable of amounting to corroboration."
His Honour said, and defence counsel agreed, that the Crown was contending that it was open to the jury to find that the applicant's behaviour was "strange behaviour in a grown man"; namely to be making contact with a child in the circumstances in which he did. Trial counsel rejoined that the telephone calls, on the complainant's own "say so", did not contain anything objectionable or improper and that the visits to the house were "invited visits". Following further submissions and discussions between counsel and judge, trial counsel submitted that the evidence could not corroborate or support the allegations of what were said to have occurred in September 1999 but that:
"It corroborates the fact that he was there in March or whatever - February/March in unusual circumstances, but it doesn't do anything of the sort in respect of the counts that relate back to September 1999."
Those exchanges were followed immediately by the judge saying to counsel:
"No, those circumstances don't exist in relation to the first two counts; is that what you say?" Counsel: "Yes, that's what I say, your Honour." His Honour: "But can be isolated to relate exclusively to the third count?" Counsel: "Yes, your Honour."
"Corroboration does not require the corroborator to be a `fly on the wall' : what is needed is independent testimony which affects the accused by connecting or tending to connect him with the crime."
See also Doney v. The Queen[5]. The point was made recently by this Court in the case of R. v. Lindsay Martin[6] in the judgment of Vincent, J.A. at [36]. His Honour was dealing with evidence capable of corroborating an accomplice. Having referred to the well known statement of Lord Simon in R. v. Kilbourne[7] that:
"Corroboration is ... nothing other than evidence which `confirms' or `supports' or `strengthens' other evidence ... . It is, in short, evidence which renders other evidence more probable."
"Corroborative evidence may be circumstantial or direct. Its real force is not [only] derived from such considerations, ... but also from the fact that it comes from a source independent of the witness concerned. The value of the evidence is increased because there is support for its truth and reliability from a separate and more trustworthy source."
"As a matter both of authority and principle it seems to me to be wrong to say that evidence is necessarily to be treated as without corroborative value simply because it's capable of giving rise to two or more inferences. Such evidence may, as was recognized by the court in Baskerville, be and often is circumstantial in form and a circumstance is rarely such as to point unequivocally in only one direction particularly as regards a state of mind like consent. If the item of corroborative evidence were to do so unequivocally and without reference to or reliance upon the testimony of the complainant, it would mean that her testimony would not be essential to the case, it would be merely confirmatory of other independent testimony. ... In the case of rape and in particular with respect to the element of absence of consent, the corroborative evidence, commonly proffered, of distress or injury to the person or clothing of the complainant, is almost invariably circumstantial and therefore frequently susceptible of more than one explanation. ... Whether it in fact bears the interpretation placed on it by the prosecution is a matter of inference, and as such, a matter of fact for the jury to whose decision it shall ordinarily be left, but with the appropriate warning. ... For the judge to withdraw it from the jury simply because some possible alternative inference is open, involves a usurpation of the jury's function and obscures a distinction which exists between evidence which is capable of affording corroboration and that which does so."
With respect, I adopt his Honour's view in this regard, as did the Court of Crimimal Appeal in New South Wales in the case of Andrew Peter Kalajzich & Anor[10]. The Court said that the foregoing passage in the judgment of McPherson, J. in Berrill's case "exposes the fallacy of many of the arguments advanced in the present case which depend upon the submission that some of the matters left as capable of being corroboration could not have that character because they necessarily presuppose the truth of the evidence of the person whose testimony the Crown sought to have them corroborate". Their Honours also said that they were not prepared to accept the view of Bray, C.J. in the case of Lindsay[11] that "nothing consistent with both the case for the prosecution and the case for the accused can amount to corroboration". Indeed, as Jenkinson, J. pointed out in R. v. Nanette[12] :
"If in sexual cases the rule is that corroboration is required of an element of the charge which is in issue, it must be borne in mind that the rule does not extend to merely evidential issues. Evidence that the prosecutrix's clothing was torn after a period in the accused's company is not rendered incapable of affording corroboration by an accused's assertion that the garment was in that torn condition when he first met her, or that he tore it accidentally whilst disrobing her during consensual sexual interlude."
"I am unable to see why a party should be permitted to render evidence inadmissible or unusable by admitting it or part of it to be true. Such evidence may be consistent with both cases, but it is for the jury to say whether it regards the evidence as corroborating the complainant's evidence or not ... What is required is corroboration of the complainant's story in a material particular. ... What was needed having regard to the issues in the present case was evidence tending to show that the complainant's evidence was true ... Corroborative evidence does not itself need to prove the whole case or even a specific element. ... It was also submitted that such evidence should not go to the jury as evidence capable of corroboration if such evidence is as consistent with the defence case as it is with the prosecution case. There is not such a rule."
"If the circumstances of the particular case, other than the sexual character of the complaint, call for a warning, then the provisions of sub-s. (2) of the section enable such a warning to be given. The reference to `the interests of justice', the context and the legislative history show that `comment' in that sub-section includes a binding direction and is not confined to a comment on a par with counsels' addresses that the jury may accept or reject. ... Whether a warning is called for, and in what form, depends upon what the interests of justice require in the particular case."
Proposed Ground 3 - Error by the trial judge in failing to relate the directions as to uncharged acts and propensity to the evidence left as corroboration
"It is impermissible to reason that the mere acceptance of the complainant's evidence of being touched on the leg would afford more reason to accept her evidence with respect to a charged act."
Application for leave to appeal against sentence
I would cumulate nine months of the sentence imposed on count 2 upon the sentence imposed upon count 3. The total effective sentence will, therefore, be one of three years three months' imprisonment. I would direct that the applicant serve a period of two years and three months of that sentence before becoming eligible for parole.
"Corroboration is ... nothing other than evidence which 'confirms' or 'supports' or 'strengthens' other evidence (Lord Morris of Borth-y-Gest; Lord Pearson; Lord Diplock). It is, in short, evidence which renders other evidence more probable. If so, there is no essential difference between, on the one hand, corroboration and, on the other, 'supporting evidence' or 'evidence which helps to determine the truth of the matter.' Each is evidence which makes other evidence more probable."
Considered in isolation, evidence which is capable of providing support for other evidence may be quite innocuous as far as proof of guilt is concerned. Yet it may, by enhancing the reliability or credibility of other evidence, become extremely important in the determination of the facts by a jury.
[2] [1990] HCA 51; (1990) 171 C.L.R. 207 at 211.
[3] R. v. Baskerville [1916] 2 K.B. 658 at 667 per Lord Reading, C.J.; BRS v. R. [1997] HCA 47; (1997) 191 C.L.R. 275 at 297, per Gaudron, J.
[4] [1998] 4 V.R. 818 at 851.
[7] [1973] A.C. 729 at 758.
[8] Cf. R. v. Colless (1964) 84 W.N. (Pt.1) (N.S.W.) 55 at 57-58 (C.C.A.(N.S.W.)); Ridley v. Whipp [1916] HCA 76; (1916) 22 C.L.R. 381 at 387, per Griffith, C.J.
[9] (1982) Qld.R. 508 at 526.
[11] (1977) 18 S.A.S.R. 103, at 107-108.
[12] [1982] VicRp 8; [1982] V.R. 81 at 88.
[13] [1986] 1 Qd.R. 476 at 480, 483-4.
[14] cf. R. v. Kerim [1983] 1 Qd R. 426 at 455 per McPherson, J.
[15] cf. R. v. Kerim [1983] 1 Qd.R. 426 at 447 per Macrossan, J.; but note the strong dissenting view of McPherson, J. at 460-1.
[17] [1997] 2 V.R. 342 at 351.
[18] [1997] 1 V.R. 593 at 603.
[20] [1992] HCA 68; (1992) 175 C.L.R. 599 at 610 per Deane, J.
[21] [1999] 3 V.R. 618 at 621-3.
[22] Veen v. R. (No.1) [1979] HCA 7; (1979) 143 C.L.R. 458; Veen v. R. (No.2) [1988] HCA 14; (1988) 164 C.L.R. 465.
[23] Cf. R. v. Connell [1996] VicRp 30; [1996] 1 V.R. 436 at 443 per Charles, J.A.
[24] R v. Martin [2003] VSCA 80.
[25] [1973] A.C. 729 at 758.
R
Taylor [2004] VSCA 98