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[2002] SASC 101
Supreme Court of SA
2002-03-26
Doyle CJ, Gray JJ, Hayne JJ, Martin JJ
Original judgment source is linked above.
Court of Criminal Appeal: Doyle CJ, Prior, Lander, Martin and Gray JJ
"I propose to make use of S18A of the Criminal Law Sentencing Act and impose one sentence in relation to all matters.
Armed robbery in circumstances such as these normally attracts a head sentence of six to eight years.
In the circumstances of the six offences of armed robbery, together with the matters for which consideration is sought, and the offences of breach of bail charged on complaint, I would start with a sentence of 32 years imprisonment. The principle of totality requires that this be reduced. I consider an appropriate starting point is 22 years imprisonment.
From this you are to receive credit for the matters I have mentioned; your confession, which enabled the solving of several offences and saved significant police and court time, your subsequent immediate pleas of guilty and acknowledgement of the other considerations and your contrition."
• Low range commercial quantity - 8 to 12 years 1.5 kilograms-3.5 kilograms
"31. Even so, there is, in my view, a valid criticism to be made of the guidelines, although it is not one that has a bearing on the outcome of the present appeals. There is utility in addressing the criticism, because of the danger that in future cases, where the guidelines are applied, error may result. I agree with the contention of the appellants that, making due allowance for all the qualifications with which the guidelines were accompanied, there is a substantial risk that they may result in an approach to sentencing which is inconsistent with the requirements of s 16A of the Crimes Act 1914 (Cth). Insofar as they are a mere compilation or classification of sentencing information, then they are either accurate or inaccurate, helpful or unhelpful. But they are clearly intended to be more than that. The effect they will have, is to constrain the exercise of sentencing discretion. This is a risky undertaking when there is a federal statute which spells out in detail the matters to be taken into account by a sentencing judge. The statute is important both for what it says and for what it does not say. In particular, the guidelines, in their specificity, and in the significance they attach to the objective fact of the quantity of heroin imported, which is broken down into sub-categories which have no statutory foundation, are likely to lead to error. To take one example, which is not uncommon, although it has nothing to do with the present case, it may be that an offender's state of information and belief about the quantity of heroin imported is much more significant than the objective fact as to quantity. A given judge, looking at the guidelines, but also taking account of all the qualifications expressed, might not necessarily take an approach inconsistent with s 16A. But there is a real risk that another judge might." (our emphasis)
"8. One of the reasons for giving a Court of Criminal Appeal jurisdiction of the kind conferred by s 5 of the Criminal Appeal Act is to secure consistency in sentencing [Everett v The Queen [1994] HCA 49; (1994) 181 CLR 295 at 306 per McHugh J]. In R v Osenkowski [(1982) 30 SASR 212 at 213], King CJ, in a passage that has been quoted with approval many times, said:
"The proper role for prosecution appeals, in my view, is to enable the courts to establish and maintain adequate standards of punishment for crime, to enable idiosyncratic views of individual judges as to particular crimes or types of crime to be corrected, and occasionally to correct a sentence which is so disproportionate to the seriousness of the crime as to shock the public conscience."
9. McHugh J in Everett v The Queen [(1994) [1994] HCA 49; 181 CLR 295 at 306], referred to the role of prosecution appeals when "a sentencing judge imposes a sentence that is definitely below the range of sentences appropriate for the particular offence". Whether one talks in terms of a range of appropriate sentences or, like Canadian courts, in terms of a starting-point for consideration, appellate courts, both for the purpose of making and explaining their own decisions, and for the guidance of primary judges, may find it useful to refer to information about sentences that have been imposed in comparable cases, and to indicate, subject to relevant discretionary considerations, the order of the sentence that might be expected to be attracted by a certain type of offender who commits a certain type of offence. In some jurisdictions, such as the United Kingdom, this has been undertaken more often, and with greater specificity, than in others. But it has also been done in Canada [R v McDonnell [1997] 1 SCR 948], Hong Kong [Chan Chi-ming v The Queen [1979] HKLR 491], and New Zealand [R v N [1998] 2 NZLR 272]. In 1992 the Council of Ministers of the Council of Europe approved recommendations concerning sentencing consistency, which included reference to guidelines judgments by superior courts when that is appropriate to the constitution or the traditions of the relevant legal system [Council of Europe, Recommendation No R (92), 17, Consistency of Sentencing (Strasbourg, 1993)]. In some jurisdictions there is statutory backing for the practice; in others there is not. The history of the practice, with particular reference to what had been done in the past in New South Wales, and the reasons for recent developments in that jurisdiction, may be seen in the judgment of Spigelman CJ in R v Jurisic [(1998) [1998] NSWSC 423; 45 NSWLR 209. See also von Hirsch and Ashworth (eds), Principled Sentencing, Readings on Theory and Policy, 2nd ed (1998) at 212-239].
10. The increasing size of the judiciary, and the legal profession, is a factor in the importance which is attached to the problem of inconsistency, and the need for appellate guidance. In the days when criminal justice was administered by a relatively small group of judges, it was easier to maintain consistency. The range of likely penalties for common offences was well known, and significant departures from that range were readily identified. Idiosyncratic decision-making was not difficult to recognise. Now, at least in New South Wales, a large number of judges (and acting judges) sentence offenders, and there is a growing need for the Court of Criminal Appeal to give practical guidance to primary judges. The form that such guidance might properly take is an important issue in the administration of criminal justice. If there is insufficient guidance, and resulting inconsistency, public confidence in the value of discretionary sentencing will suffer." (our emphasis)
"[T]hat the result of sentencing an offender is an aspect of the discretionary decision and that the weight of the narcotic imported is the chief factor to be taken into account in fixing the sentence to be imposed on a person knowingly participating in the importation."
"63. The reasons focused upon the nature of the offence, the consequences of its commission, and the purpose of punishing its commission. Thus, Doyle CJ identified the offence of driving while disqualified as "erod[ing] disqualification as a means of punishment" [(1997) [1997] SASC 6187; 69 SASR 150 at 162], especially when regard was had to the fact that a person driving while disqualified would ordinarily be detected only when the attention of police was attracted for some other reason. Reference was made to various other relevant considerations that might bear upon sentencing, such as the offender's character, age, contrition and the like, or the impact of imprisonment on the offender's employment [(1997) [1997] SASC 6187; 69 SASR 150 at 168], but the detail of the treatment of these matters is not important. Having regard to the nature of the offence, the consequences of its commission, and the purpose of punishing its commission, Doyle CJ concluded that deterrence must predominate in sentencing for the offence [(1997) [1997] SASC 6187; 69 SASR 150 at 166]. That being so, as Doyle CJ said, [(1997) [1997] SASC 6187; 69 SASR 150 at 167], "circumstances justifying suspension [of a term of imprisonment] are unlikely to be found in what are routine or run of the mill aspects of the circumstances of this offence." What is to be noted is that the Court articulated the reasons which it had for disposing of the appeals before it by reference to the principles which informed those dispositions. It is those principles which properly guide future sentencers." (our emphasis)
"65. To focus on the result of the sentencing task, to the exclusion of the reasons which support the result, is to depart from fundamental principles of equal justice. Equal justice requires identity of outcome in cases that are relevantly identical. It requires different outcomes in cases that are different in some relevant respect. Publishing a table of predicted or intended outcomes masks the task of identifying what are relevant differences."
"83. For the reasons that have already been given, the guideline stated in the present matters was intended to have prescriptive effect. As was said in McDonnell, it was to be treated as if departure from it would evidence an error of principle by the sentencing judge. Again, for the reasons given earlier, there is an important distinction between a court articulating the principles which do, or should, underpin the determination of a particular sentence and the publication of the expected or intended results of future cases. Articulation of applicable principle is central to the reasoned exercise of jurisdiction in the particular matters before the court. By contrast, the publication of expected or intended results of future cases is not within the jurisdiction or the powers of the court."
"It has often been said, and needs no repeating, that it is for the sentencing judge to take into account all material matters in deciding upon the appropriate sentence to be imposed. Scope must be allowed for the sentencing judge's assessment of those matters, and for the understanding of the offence and of the offender which the sentencing judge obtains. The latter, in particular, may be influenced by aspects of the sentencing process in respect of which the sentencing judge is better placed than is a court of criminal appeal to make an appropriate assessment of what should be done. As King CJ said in _Osenkowski (_at 212-213):
"It is important that prosecution appeals should not be allowed to circumscribe unduly the sentencing discretion of judges. There must always be a place for the exercise of mercy where a judge's sympathies are reasonably excited by the circumstances of the case. There must always be a place for the leniency which has traditionally been extended even to offenders with bad records when the judge forms the view, almost intuitively in the case of experienced judges, that leniency at that particular stage of the offender's life might lead to reform."
But in the end the standards which this Court determines must be given appropriate weight. Departure from them must be justified by some aspect of the particular case. The standards are not, and are not intended to be precise. But they do provide clear guidance."
"It is the function of this Court to ensure that the sentencing process in individual cases is not affected by error of principle. It is also the function of this Court to ensure that sentences are neither excessive nor inadequate. The latter function is performed in two ways. First, in individual cases, by correcting a particular sentence that is considered to be excessive or inadequate. Secondly, by establishing standards of sentencing for particular offences, when the court thinks it appropriate to do so. That may be done over time through the process of correcting individual sentences. But it may also, in my opinion, be done by the court indicating an appropriate sentence range for a particular offence or offences of a particular type."
"In a word, this case is about sentencing standards, but it is important, I think, to bear in mind that when a standard is created, either by the cumulative force of individual sentences or by a deliberate act of policy on the part of the Full Court, there is nothing rigid about it. Such standards are general guides to those who have to sentence in the future, with certain tolerances built into or implied by the range to cater for particular cases. The terms of approximation in which such standards are usually expressed - "about" and "of the order of" and "suggest" and so on - are not merely conventional. The same notion must qualify, in my opinion, any inclination to apply the policy of s 302 in a purely mechanical way. It follows that a particular sentence will not necessarily represent a departure from the standard because it is outside the usual or nominal range; before one could make that judgment it would be necessary to look at all of the circumstances of the case. Those circumstances will include, but of course not be confined to, the questions whether or not the offences charged are multiple or single and whether the defendant is a first offender with respect to the particular crime charged. That is not to undermine the established standard but simply to acknowledge that no two cases, not even two "standard" cases, are the same."
"The ordinary punishment is applicable to the ordinary case. The ordinary punishment is an approximate standard to be applied making due allowance for the circumstances of the particular case."
"However, we agree that a sentencing standard cannot dictate a result in every case, or remove the need for consideration of the facts of each case and the application of the relevant considerations to those facts."
"It is necessary to say again that a penalty range or tariff for a particular crime, established by the practice of sentencing judges or by decisions made on appeal, is not something rigid and immutable from which no departure, certainly no upward departure, may ever be made. Any standard range is intended to accommodate the ordinary run of cases, but there will be exceptional cases from time to time that fall outside the range: see R v King (1988) 145 LSJS 278 at 280; R v Prendergast (1988) 147 LSJS 486 at 487-488; Nixon (1993) 60 A Crim R 83 at 88-89. The overriding principle is always the need to fix a sentence that is proportionate to the gravity of the offence - the principle of proportionality, as it has been called. Mr Peek, as I understood him, submitted that the sentencing court should arrive provisionally at an appropriate sentence according to the tariff for the particular offence, the offence being looked at objectively, as it were, for this purpose. The court may then reduce that sentence because of the offender's good record (or for other reasons) but it may not properly increase it because of his bad record, for to do that would be to punish him a second time for his antecedent crimes. That approach, in my opinion, is fallacious. It denies to the tariff its proper flexibility and it ignores the need on occasions to impose a more severe sentence on a particular offender because his record shows that the factor of personal deterrence, say, or the need to protect the public cannot be properly accommodated in any other way."
"We also repeat what Doyle CJ said in Cadd at 166 about the purpose of establishing a sentencing standard, in a system in which sentencing is an individualised process:
"The function of establishing appropriate standards is an important aspect of ensuring, as best one can, that adequate standards of punishment are observed. Establishing appropriate standards also tends to ensure that there is such consistency of approach as is achievable in a system in which the appropriate sentence depends upon, in part, the circumstances of the individual case and of the individual offender, and a system in which sentencing is as individualised as it is in our system."
We agree with the further submission advanced from Mr Kourakis that in a case such as the present, considerations of deterrence cannot displace all other considerations, either at the outset or at the conclusion of the sentencing process. All relevant considerations must be taken into account, and given due weight. The establishment of a sentencing standard by this Court cannot require a judge or magistrate, when imposing sentence, to take into account only one of the considerations relevant to sentencing, be it deterrence or some other consideration. However, consistently with that, it is appropriate for this Court to indicate that a certain type of offending is likely to attract a certain type of punishment, and in particular imprisonment, and to indicate an appropriate sentence range for particular types of offending." (our emphasis)
"74. Secondly, and no less importantly, the reasons of the Court of Criminal Appeal suggest "a mathematical approach to sentencing in which there are to be "increment[s]" to, or decrements from, a predetermined range of sentences. That kind of approach, usually referred to as a "two stage approach" to sentencing, not only is apt to give rise to error, it is an approach that departs from principle. It should not be adopted.
75. It departs from principle because it does not take account of the fact that there are many conflicting and contradictory elements which bear upon sentencing an offender. Attributing a particular weight to some factors, while leaving the significance of all other factors substantially unaltered, may be quite wrong. We say "may be" quite wrong because the task of the sentencer is to take account of all of the relevant factors and to arrive at a single result which takes due account of them all. That is what is meant by saying that the task is to arrive at an "instinctive synthesis". This expression is used, not as might be supposed, to cloak the task of the sentencer in some mystery, but to make plain that the sentencer is called on to reach a single sentence which, in the case of an offence like the one now under discussion, balances many different and conflicting features.
76. In R v Thomson [(2000) 49 NSWLR 383 at 396-411 [54]-[113]], Spigelman CJ reviewed the state of the authorities in Australia that deal with the "two-stage" approach of arriving at a sentence, in which an "objective" sentence is first determined and then "adjusted" by some mathematical value given to one or more features of the case, such as a plea of guilty or assistance to authorities. As the reasons in Thomson reveal, the weight of authority in the intermediate appellate courts of this country is clearly against adopting two-stage sentencing and favours the instinctive synthesis approach. In this Court, McHugh and Hayne JJ, in dissenting opinions in AB v The Queen expressed the view that the adoption of a two-stage approach to sentencing was wrong. Kirby J expressed a contrary view. We consider that it is wrong in principle. The nature of the error can be illustrated by the approach adopted by the Court of Criminal Appeal in these matters. Under that approach, the Court takes, for example, the offender's place in the hierarchy and gives that a particular significance in fixing a sentence but gives the sentencer no guidance, whatever, about whether or how that is to have some effect on other elements which either are to be taken into account or may have already been taken into account in fixing the guideline range of sentences. To take another example, to "discount" a sentence by a nominated amount, on account of a plea of guilty, ignores difficulties of the kind to which Gleeson CJ referred to in R v Gallagher [(1991) 23 NSWLR 220 at 228] when he said that:
"It must often be the case that an offender's conduct in pleading guilty, his expressions of contrition, his willingness to co-operate with the authorities, and the personal risks to which he thereby exposes himself, will form a complex of inter-related considerations, and an attempt to separate out one or more of those considerations will not only be artificial and contrived, but will also be illogical."
So long as a sentencing judge must, or may, take account of all of the circumstances of the offence and the offender, to single out some of those considerations and attribute specific numerical or proportionate value to some features, distorts the already difficult balancing exercise which the judge must perform.
77. The core of the difficulty lies in the complexity of the sentencing task. A sentencing judge must take into account a wide variety of matters which concern the seriousness of the offence for which the offender stands to be sentenced and the personal history and circumstances of the offender. Very often there are competing and contradictory considerations. What may mitigate the seriousness of one offence may aggravate the seriousness of another. Yet from these the sentencing judge must distil an answer which reflects human behaviour in the time or monetary units of punishment.
78. Numerical guidelines either take account of only some of the relevant considerations or would have to be so complicated as to make their application difficult, if not impossible. Most importantly of all, numerical guidelines cannot address considerations of proportionality. Their application cannot avoid outcomes which fail to reflect the circumstances of the offence and the offender (with absurd and unforeseen results) if they do not articulate and reflect the principles which will lead to the just sentencing of offenders whose offending behaviour is every bit as diverse as is their personal history and circumstances." (footnotes omitted)
"If the judge first formulates an objectively determined sentence, he or she has only relied on part of the relevant circumstances and has effectively allowed that part of the circumstances to dominate the sentencing process. Worse still, there is a danger that the objectively determined sentence will be formulated by reference to abstractions derived from the circumstances, rather than by reference to the concrete facts of the case."
South Australia - Discount for Plea of Guilty
"In my opinion this Court should now lay down the following propositions:
(1) A plea of guilty may be taken into account in mitigation of sentence where -
(a) it results from genuine remorse, repentance or contrition, or
(b) it results from a willingness to co-operate in the administration of justice by saving the expense and inconvenience of a trial, or the necessity of witnesses giving evidence, or results from some other consideration which is in the public interest; notwithstanding that the motive, or one of the motives, for such co-operation may be a desire to earn leniency,
and where to allow the plea a mitigatory effect would be conducive to the public purposes which the sentencing judge is seeking to achieve.
(2) A plea of guilty is not of itself a matter of mitigation where it does not result from any of the above motives, but only from a recognition of the inevitable, or is entered as the means of inducing the prosecution not to proceed with a more serious charge.
(3) In cases falling within (1), the judge is not bound to make a reduction, but should consider the plea with all the other relevant factors in arriving at a proper sentence.
(4) In assessing the weight to be attached to a plea of guilty as a factor making for leniency, it is proper for the judge to bear in mind that it is important to the administration of justice that guilty persons should not cause expense to the public and delay to other cases by putting forward false stories and on the basis of such false stories contesting the charges against them.
(5) The above propositions are not to be taken as weakening in any way the principle that there must be no increase in the sentence which is appropriate to the crime because the offender has contested the charge."
"The plea of guilty is of particular importance and it has often been stressed that it is necessary not only that judges should make a concrete and substantial allowance for the plea of guilty, but that it should be apparent to offenders that their plea of guilty has earnt them a substantial discount. The learned judge did not indicate to what extent allowance had been made for the plea of guilty."
"It is very important, I think also, that the extent of the discount which is given on this account should be made clear by the sentencing judge. This Court of Criminal Appeal has said on earlier occasions in relation to the discount for a plea of guilty, that it not only ought to be given, but that the judge should indicate so far as possible, and wherever possible, the extent of the discount which he is making for the plea of guilty. If the discount given for a plea of guilty is to operate as a real incentive for guilty persons to plead guilty, it is necessary that they, and their advisors, have a clear idea of the sort of discount which will be made on that account.
The same considerations apply to co-operation with the authorities by way of giving evidence against co-offenders. Unless it is clear to offenders that they will receive a significant benefit, and the general extent of the benefit which they are likely to receive, then it is not to be expected that the authorities will receive the co-operation which they so often need in order to enforce the law and bring other offenders to justice. I would therefore exhort judges wherever it is practical to do so in this type of case, not only to make a significant and appropriate allowance for the co-operation with the authorities, but to indicate to the prisoner the extent of the allowance which has been made." (our emphasis)
"I think that it is unfortunate that his Honour did not indicate the extent by which he reduced the sentence which he would have otherwise imposed, in the consequence of the plea of guilty.
This Court of Criminal Appeal has stressed the importance of the discount for a plea of guilty in the administration of justice. It is intended to encourage guilty persons to admit their guilt, instead of putting the State to the cost and trouble of a criminal trial and thereby contributing to the congestion of the criminal lists. This is an important public policy consideration, and judges are to be encouraged to foster an awareness amongst people charged with criminal offences, and those who advise them, of the advantage to be gained by a guilty person by acknowledging his guilt at the first reasonable opportunity.
General awareness of the advantage to be gained by a plea of guilty would be contributed to by judges indicating clearly, in their sentencing remarks, not only that they have taken the plea of guilty into account, but also the extent to which they have taken it into account.
I think that this court should actively encourage sentencing judges to take that course.
It does not follow, of course, that merely because the learned judge did not indicate the extent to which he took the plea of guilty into account, that he did not give it appropriate weight."
"I also agree with the learned Chief Justice's remarks about the desirability of acknowledging the extent to which a plea of guilty is taken into account in the sentencing remarks. Hitherto, it has not been a common practice for judges, when sentencing, to indicate the extent to which a plea of guilty has reduced the sentence. However, as the learned Chief Justice has pointed out, in recent times the Court of Criminal Appeal has underlined the desirability of such an explanation being included in the sentencing remarks. An early intimation of a plea of guilty assists the administration of justice in a number of ways, including obviating the need for witnesses to give evidence and, in addition, allowing for a more effective administration of criminal court lists. Identifying the extent to which it has reduced a sentence assists not only in explaining the basis of the particular sentence, but in fostering awareness of the circumstances which will lead to a reduction of sentence in other cases."
"Now, ultimately every sentence imposed represents the sentencing judge's instinctive synthesis of all the various aspects involved in the punitive process. Moreover, in our view, it is profitless (as it was thought to be in Kane's Case) to attempt to allot to the various considerations their proper part in the assessment of the particular punishments presently under examination."
"The instinctive synthesis approach is the correct general approach to sentencing. This does not, however, necessarily mean that there is no element which can be taken out and treated separately, although such elements ought be few in number and narrowly confined. As long as they are such, their separate treatment will not compromise the intuitive or instinctive character of the sentencing process considered as a whole.
... There is no reason in principle why the common law principles of sentencing could not establish other such specific exceptions to the general approach, without altering the basic character of the process."
"The preponderant, but not unanimous view, in the Australian authorities is that it is always permissible and sometimes desirable for a trial judge to quantify the discount accorded for a plea of guilty. Some judges have indicated an opinion that it is usually desirable to do so. Different views are open as shown above.
In this respect there is no reason why the position in each State should be the same, particularly with respect to the utilitarian benefits of a plea. The relationship between the demands upon, and the resources available, to the criminal justice system will vary from one State to another. The practice of the criminal bar in advising on such matters will also differ. In this respect, variation of practice is not necessarily undesirable.
In view of the evidence before this Court which establishes that the objective of encouraging early pleas is not being attained, this Court should adopt a guideline designed to ensure that offenders, and those who advise them, will know that in this State a discount for a plea is in fact given on a systematic basis and that the earlier the plea, the greater the benefit. This objective will best be served if sentencing judges adopt the practice of quantifying the discount and relating the quantification in some way to the timing of the plea. This Court should promulgate a guideline which encourages sentencing judges to do this.
As Gleeson CJ and Hunt CJ said in R v Gallagher it will not always be possible or appropriate to specify a discount for a plea. Whether or not it is possible or appropriate is a matter for the exercise of the discretion of the sentencing judge. This Court should go no further than encouraging judges to do so." (our emphasis)
"Public policy considerations which apply to co-operation with the authorities extend also to a plea of guilty in appropriate circumstances. I consider, however, that a need for a qualification arises where a finding of genuine remorse has also been made. This is a subjective circumstance. It should be taken into account at the first stage."
"And yet, each relevant factor taken into account by the sentencing judge must be identified and the weight given to it adequately described, so that all may understand the basis upon which the discretionary judgment is made. Generally speaking, it will be consistent with principle and will adequately advance the purposes of sentencing to do no more, because if that task is properly performed the offender and others will know what impact in the particular circumstances of the case the matters under discussion have had upon sentence."
Plea - Objective and Subjective Considerations
"It must often be the case that an offender's conduct in pleading guilty, his expressions of contrition, his willingness to co-operate with authorities, and the personal risks to which he thereby exposes himself, will form a complex of inter-related considerations, and an attempt to separate out one or more of those considerations will not only be artificial and contrived, but will also be illogical" (p 228).
"12. Although a plea of guilty may be taken into account in mitigation, a convicted person may not be penalised for having insisted on his or her right to trial [Siganto v The Queen [1998] HCA 74; (1998) 194 CLR 656 at 663 [22] per Gleeson CJ, Gummow, Hayne and Callinan JJ. See also R v Gray [1977] VicRp 27; [1977] VR 225 at 231.] The distinction between allowing a reduction for a plea of guilty and not penalising a convicted person for not pleading guilty is not without its subtleties, but it is, nonetheless, a real distinction, albeit one the rationale for which may need some refinement in expression if the distinction is to be seen as non-discriminatory.
13. It is difficult to see that a person who has exercised his or her right to trial is not being discriminated against by reason of his or her exercising that right if, in otherwise comparable circumstances, another's plea of guilty results in a reduction of the sentence that would otherwise have been imposed on the pragmatic and objective ground that the plea has saved the community the expense of a trial. However, the same is not true if the plea is seen, subjectively, as the willingness of the offender to facilitate the course of justice.
14. Reconciliation of the requirement that a person not be penalised for pleading not guilty with the rule that a plea of guilty may be taken into account in mitigation requires that the rationale for that rule, so far as it depends on factors other than remorse and acceptance of responsibility, be expressed in terms of willingness to facilitate the course of justice and not on the basis that the plea has saved the community the expense of a contested hearing."
"A plea of guilty by an offender is a mitigating factor and the earlier in proceedings that it is made, or indication is given that it will be made, the greater the mitigation."
"Once it is appreciated that s 8(2) of the Sentencing Act is to be reconciled with s 7(2)(a), which gives effect to the common law requirement that an offender not be penalised for pleading not guilty, s 8(2) must be read as allowing that a plea of guilty may be taken into account in mitigation for the reason that a guilty plea evidences a willingness to facilitate the course of justice and not simply because the plea saves the time and expense of those involved in the administration of criminal justice."
"39. Australian courts have enthusiastically embraced the proposition that a person who pleads guilty should receive a lesser sentence than one who pleads not guilty and is convicted. In so far as a plea of guilty indicates remorse and contrition on the part of the defendant, the courts have long recognised it as a mitigating factor of importance. But in recent years, under the pressure of delayed hearings and ever increasing court lists, Australian courts have indicated that they will regard a plea of guilty as a mitigating factor even when no remorse or contrition is present. They have taken the pragmatic view that giving sentence "discounts" to those who plead guilty at the earliest available opportunity encourages pleas of guilty, reduces the expense of the criminal justice system, reduces court delays, avoids inconvenience to witnesses and prevents the misuse of legal aid funds by the guilty.
41. The result is that a person who pleads guilty at the earliest possible time almost always obtains a shorter sentence than a person who pleads not guilty and is convicted. The courts are well aware that it "is impermissible to increase what is a proper sentence for the offence committed in order to mark the court's disapproval of the accused's having put the issue to proof or having presented a time-wasting or even scurrilous defence." But the courts maintain that the accused who pleads not guilty is not being punished and given an increased sentence for pleading not guilty. Rather, the accused who pleads guilty merely gets a lighter sentence than he or she otherwise deserves. The subtlety of this scholastic argument has not escaped criticism from those who see legal issues in terms of substance rather than form. In Shannon, Cox J said that a defendant "will need a very subtle mind, unusually sympathetic to the ways of the law" to accept this argument. And, speaking extra-judicially, Pincus J has said that "people are being punished for insisting on a trial, at least in the sense that they may receive a longer sentence if they plead not guilty than they would if they pleaded guilty. In earlier cases, I have criticised the two-tiered approach to sentencing which requires or permits a judge to select a sentence by reference to objective factors and then to discount that sentence by percentages to take into account other factors relevant to the accused. However, neither party criticised that approach in this case. They fought the case on the issue of whether the judge had erred in giving only a 10% discount and whether the Court of Criminal Appeal had erred in upholding the sentence.
42. Like other Australian courts, the Western Australian courts give substantial discounts to those who plead guilty even when the plea is not accompanied by any remorse or contrition." (footnotes omitted)
"And it is at least arguable that it is relevantly discriminatory to treat convicted persons differently when the only difference in their circumstances is that one group has been convicted on pleas of guilty and the other group has been convicted after pleas of not guilty."
"45. Where the facts and circumstances of crimes and the subjective factors of those who commit them are the same, arguably equal justice requires that there be an identity of, and not different, outcomes in the punishments that they receive. That the State and others may be advantaged by a plea of guilty is arguably not a relevant difference in cases where the plea of guilty throws no light on the contrition, remorse or future behaviour of the defendant."
"65. The true foundation for the discount for a plea of guilty is not a reward for remorse or its anticipated consequences but acceptance that it is in the public interest to provide the discount. Nevertheless, where genuine remorse is established to the satisfaction of the sentencing judge, it may be in the public interest to mitigate punishment further as a reinforcement for the prisoner's resolve to avoid repetition of such conduct in the future and as an example to others. However, "remorse" is not, as such, a precondition for the provision of a discount for a plea of guilty. There are other features of the public interest that need to be given weight.
66. The main features of the public interest, relevant to the discount for a plea of guilty, are "purely utilitarian". They include the fact that a plea of guilty saves the community the cost and inconvenience of the trial of the prisoner which must otherwise be undertaken. It also involves a saving in costs that must otherwise be expended upon the provision of judicial and court facilities; prosecutorial operations; the supply of legal aid to accused persons; witness fees; and the fees paid, and inconvenience caused, to any jurors summoned to perform jury service. Even a plea at a late stage, indeed even one offered on the day of trial or during a trial, may, to some extent, involve savings of all these kinds.
67. Given that under our criminal justice system it is the right of the accused to put the State to the proof of the crime charged; given that by pleading guilty the accused surrenders any chance of being acquitted, even undeservedly; and given some empirical evidence that sentences following contested trials are not always substantially different from sentences upon a plea, it is in the public interest to facilitate pleas of guilty by those who are guilty and to conserve the trial process substantially to cases where there is a real contest about guilt. Doing this helps ease the congestion in the courts that delay the hearing of such trials as must be held. It also encourages the clear-up rate for crime and so vindicates public confidence in the processes established to protect the community and uphold its laws. A plea of guilty may also help the victims of crime to put their experience behind them; to receive vindication and support from their families and friends and possibly assistance from the community for injuries they have suffered. Especially in cases of homicide and sexual offences, a plea of guilty may spare the victim or the victim's family and friends the ordeal of having to give evidence.
68. All of the foregoing are reasons why it is normally in the public interest to encourage a plea of guilty to a criminal charge whilst recognising, in its "full strength", the rule that the accused is entitled to plead not guilty, to put the prosecution to the proof and cannot be punished more severely for having exercised these rights. The considerations that I have mentioned are not separate categories, or sub-rules, of the applicable principle. They are merely illustrations of aspects of the public interest to which the law of sentencing pays regard following a plea of guilty."
"They [the factors that operate in the public interest] are discussed in an interesting passage in Cross, The English Sentencing System, 2nd ed. (1975), at p. 105.
"Quite apart from any question of contrition, there are at least two reasons based on expediency why some credit should be given for a plea of guilty. In the first place, there are cases, of which charges of sexual offences against children and girls are an example, in which prosecution witnesses are spared much pain by the accused's plea as they do not have to give evidence at the trial; secondly, it is greatly in the interest of the smooth working of the present English judicial system that, provided they are in fact guilty, accused persons should plead guilty. From time to time suggestions are made that our system of criminal trials would break down if everyone charged with an offence in the Crown Court were to plead not guilty, and, in any event, the beneficial effect of saving the expense and inconvenience of a protracted and unnecessary trial is something which cannot be ignored. Provided it is clearly understood to refer only to those who are guilty, moderate encouragement to plead is, as the Court of Appeal put it in de Haan, 'clearly in the public interest'. There is undoubtedly an element of plea bargaining, though it may well be a perfectly harmless one, in the attitude of the courts towards guilty pleas. It is true that the judge must not make a direct suggestion of anything of the sort, but it is a fact of which the accused is often informed by his legal advisers that there is a judicial practice according to which credit tends to be given in the assessment of sentence for a guilty plea."
These factors have assumed even greater significance in recent times. The public interest in avoiding or minimizing the ordeal for victims of sexual assault involved in giving evidence has been the subject of much public discussion. This has resulted in legislation in this State designed to avoid or reduce embarrassment and unnecessary intrusion into the private lives of victims (Evidence Act Amendment Act, 1976, inserting s 34i into the principal Act). The public interest in saving the expense of trial has been increased by the pressures on the legal aid system. The resources available for legal aid are severely strained by the number and length of criminal trials. In many cases these trials and the consequent depletion of legal aid funds are brought about by guilty persons contesting their guilt by means of false stories. The volume of criminal business has placed the court system under stress and has resulted in unfortunate delays in bringing accused persons to trial. Congestion is greatly contributed to by offenders who put forward false stories and make use of legal aid in an effort to escape conviction. The growth in the importance of these factors points, in my opinion, to the desirability of providing some encouragement to guilty persons to admit their guilt."
"It is essential to maintain in its full strength the rule that a person must not be penalized for contesting his guilt and anything which gives the appearance of so penalizing him is to be avoided. I appreciate that it may sometimes be difficult for an offender to appreciate the distinction. Nevertheless there is a real distinction between increasing a sentence as a penalty for contesting the charge and reducing it as a measure of leniency for admitting it. It is one thing to assess a proper sentence as proportionate to the crime and to reduce it for mitigating factors. It is quite another to assess the sentence which the crime deserves and to increase it for subsequent behaviour such as contesting the charge. The sentencing judge should keep the distinction in mind and, where appropriate, should be able to explain it to the prisoner. A similar distinction has recently received emphasis in relation to sentences whose length is influenced by considerations of the protection of the community from dangerous persons: Veen v. The Queen."
"The conditions under which justice is administered change and the emphasis to be placed upon the various purposes to be achieved in shaping sentences changes accordingly. There are features of the current conditions which emphasise the need for practical encouragement for guilty persons to admit their guilt. Legal aid for as many as possible of those charged with serious offences should be a high social priority, and, indeed, it is not too much to say that its availability to persons having a genuine defence to criminal charges is indispensable to the proper administration of justice. The consequences of the general availability of legal aid must, however, be recognized and coped with. It must be recognized that guilty persons can put forward false stories and be defended without cost to themselves. The result is the depletion of funds available for legal aid and congestion and delay in the criminal courts. It is not, generally speaking, for the solicitor assigned or the legal aid authority to judge the truth of the assisted person's story, and it is only in the exceptional case that it can be proper to refuse or discontinue assistance because of the strength of the prosecution's case. If a plea of guilty, as distinct from remorse evidenced by such a plea, cannot be regarded as a factor in mitigation of penalty, there is no incentive, other than the demands of honesty, for an offender to admit his guilt, and experience indicates that the demands of honesty have but little influence on many of those who appear in the docks of criminal courts. In most cases, if the offender has nothing to gain by admitting his guilt, he will see no reason for doing so. I am impressed by the strong practical reasons for recognising a willingness to co-operate in the administration of justice by pleading guilty as conduct possessing a degree of merit, quite apart from remorse, which can be taken into account in assessing the sentence".
(f) the degree to which the defendant has shown contrition for the offence -
(i) by taking action to make reparation for any injury, loss or damage resulting from the offence; or
(g) if the defendant has pleaded guilty to the charge of the offence - that fact;
(h) the degree to which the defendant has co-operated in the investigation of the offence;
"To use the language of Lord Parker L.C.J. in Reg. v Faulkner [(1972) 56 Cr. App. R. 594 at p.596], "at the end of the day, as one always must, one looks at the totality and asks whether it was too much."
"There is a principle of sentencing known as the principle of totality, which enables a court to mitigate what strict justice would otherwise indicate, where the total effect of the sentences merited by the individual crimes becomes so crushing as to call for the merciful intervention of the court by way of reducing the total effect ... "
"The effect of the totality principle is to require a sentencer who has passed a series of sentences, each properly calculated in relation to the offence for which it is imposed and each properly made consecutive in accordance with the principles governing consecutive sentences, to review the aggregate sentence and consider whether the aggregate is 'just and appropriate'. The principle has been stated many times in various forms: 'when a number of offences are being dealt with and specific punishments in respect of them are being totted up to make a total, it is always necessary for the court to take a last look at the total just to see whether it looks wrong [']; 'when ... cases of multiplicity of offences come before the court, the court must not content itself by doing the arithmetic and passing the sentence which the arithmetic produces. It must look at the totality of the criminal behaviour and ask itself what is the appropriate sentence for all the offences'."
"In the period before July 2000 you were alone and not working. You used all of your money to purchase amphetamine and then turned to robbery. It is not necessary that I descend into detail about the offences. The modus operandi was almost the same. You obtained an imitation firearm, and then, on two separate occasions, used it to threaten vehicle owners and then steal their motor vehicle. On one occasion you did this having been picked up as a hitchhiker.
For each robbery you used the gun, and your victims were aware that you were armed. From all six robberies you obtained a little under $5,000. It was all spent on drugs."
"You remained there [in the programme], with significant success, until April 2001. In that time, you substantially reduced your drug habit, notwithstanding some breaches which saw your home detention bail revoked for 14 days in January this year. Significantly, you were not then removed from the programme.
In April, your counsellor had changed and your regime was upset. You were unable to establish the same rapport with her replacement and breached your bail conditions. It was always known that even a successful conclusion to the drug counselling would still see you in prison for these offences. By May 2001, the pressure of this knowledge became extreme and it was agreed that you would leave the Drug Court programme in light of that pressure and your then recent behaviour. It was then that you were committed to this court for sentence.
You remained on home detention bail. From May until early June you breached the bail on four occasions."
"In my opinion, even though you did not finish the course at the Drug Court, that you are now drug free as a consequence of it and your personal application is a matter of some weight in determining your sentence. Were it not to be, there would be no merit in using that court for those who plead guilty to serious offences at an early time. It is important to recognise and acknowledge the progress made, irrespective of other pressures which might, as here, bring about an end to drug counselling and a reverting to the usual criminal sentencing procedure. Such credit is incapable of precise definition because almost all cases will be different."
When the sentencing remarks are read in their entirety, it is apparent that the sentencing judge had regard to all relevant matters of mitigation. However, as we have said, in our opinion the sentencing judge was in error in applying the principle of totality to the provisional sentence. In view of that error, in our opinion this Court should sentence afresh.
"Armed robbery in circumstances such as these normally attracts a head sentence of six to eight years.
In the circumstances of the six offences of armed robbery, together with the matters for which consideration is sought, and the offences of breach of bail charged on complaint, I would start with a sentence of 32 years imprisonment."
"46. At one end of the scale is the large-scale armed hold-up of a bank, a credit union or other business, often planned and often involving a firearm. At the other end is what might be described as an armed robbery taking the form of a "street offence" where a victim is apprehended in the street by a robber who might brandish a penknife or similar implement, and make off with a small amount of cash.
47. If a period of six to eight years imprisonment is appropriate for what is clearly the more serious class of offending, such as a bank hold-up, or armed robberies committed against business houses which are "vulnerable targets" such as chemist shops or service stations trading late at night, it is at least arguable that it could hardly be regarded as an appropriate tariff for what I have described as the simple "street offence". The so-called "tariff" has been formulated, so far as I can see from the authorities, by reference to the former rather than to the latter category of offence, assuming the legitimacy of recognising them as separate categories.
48. It seems to me that this case ought to be regarded as an aggravated example of what I have described as the "street offence" class of this offence. The use of the syringe undoubtedly must be regarded as a seriously aggravating circumstance.
49. I should make it clear that my use of the expression "street offence" is not intended to reflect the view that offences of that class as I have described them are other than serious and would not ordinarily deserve a custodial prison sentence of reasonable severity. But the question arises as to whether such offences ought to be regarded as objectively so serious as the typical armed hold-up of a bank." (footnotes omitted)
R
Place [2002] SASC 101;
(2002) 76 ALJR 79
(1998) 45 NSWLR 209
(1994) 181 CLR 295
(1997) 69 SASR 150
(1987) 49 SASR 248
(1979) 22 SASR 108
(1995) 66 SASR 60
(1988) 48 SASR 555
(1979) 22 SASR 543
(2000) 76 SASR 404
(1995) 64 SASR 480
(2000) 49 NSWLR 383
(1991) 23 NSWLR 220
(1999) 198 CLR 111
(1979) 21 SASR 442
(1990) 21 NSWLR 370
(1992) 59 SASR 300
(1995) 5 Tas R 186
(1996) 17 WAR 467
(1998) 194 CLR 656
(1981) 26 SASR 573
(1985) 37 SASR 566
(1998) 70 SASR 488
(1988) 166 CLR 59
(1997) 189 CLR 295
(1998) 194 CLR 610