3 SEPTEMBER 2010
R v Glyn Morgan JONES; R v Anthony Joseph Luis HILI (No 2)
Judgment
1 McCLELLAN CJ at CL: I have read the supplementary reasons of Rothman J. I confirm my agreement with the orders made by the Court and with the reasons of Rothman J for the making of those orders.
2 ROTHMAN J: By notice of motion filed 6 July 2010, the Commonwealth Director of Public Prosecutions (hereinafter "the appellant") seeks orders for the correction or amendment of my reasons for judgment in R v Glyn Morgan JONES; R v Anthony Joseph Luis HILI [2010] NSWCCA 108 (hereinafter "the original reasons"), with which reasons these reasons should be read.
3 The issue arises from the wording of paragraphs [3] and [44] of the original reasons.
4 The respondents, Messrs Jones and Hili, oppose the amendment and referred to the existence of an application for special leave to appeal to the High Court of Australia that was to have been heard (and was heard) on 30 July 2010. This Court takes the view that it should do nothing that could be seen to interfere or affect that application, and therefore waited for the proceedings in the High Court to be heard.
5 The High Court has referred the application for special leave to the Full Court of the High Court, and this Court need not wait any longer to issue judgment. Further, it seems that nothing in this judgment will or could affect, or be seen to affect, that which will occur in the High Court of Australia.
6 The judgment arising from the original reasons has been entered. Orders of this Court are entered when the orders are recorded in the Court's computerised record system, and, leaving aside an application that may be made to set aside or vary such an order pursuant to Rule 50C of the Criminal Appeal Rules made under the Criminal Appeal Act 1912 ("the Act"), orders are generally entered instanter, and, in this case, were entered on the day that judgment issued.
7 The issue on the motion turns predominantly on the power of the Court of Criminal Appeal to amend its published reasons for judgment. The respondents submit that the Court has some powers in relation to the amendment of a judgment, once entered, but no powers to alter the wording of its reasons for judgment. During the course of submissions, without resiling from their primary proposition, the respondents submitted that, if there were a power to amend the reasons, it was confined in the same way as the power to alter a judgment.
8 There are obvious practical problems with accepting the proposition that a court, having delivered judgment and reasons, has no power to alter the wording of its reasons, which was the effect of the respondents' submission. Daily, judicial officers issue ex tempore reasons for judgment, which are later corrected for grammatical and other reasons. Even the High Court of Australia, in publishing its reasons, makes clear that the version initially published may be revised prior to its authorised publication in the Commonwealth Law Reports. Nevertheless, the issue having been raised, it is necessary to deal with it, and, as a consequence, the starting point must be the status of the Court of Criminal Appeal, because if the Court were not a superior court of record, it may affect its powers. Neither party addressed this issue, and, it seems, that both parties simply assumed that it was.
Status of Court of Criminal Appeal
9 The Court of Criminal Appeal is established by statute, expressed in s 3 of the Act, subsection (1) of which is in the following terms:
"The Supreme Court shall for the purposes of this Act be the Court of Criminal Appeal, and the court shall be constituted by such three or more judges of the Supreme Court as the Chief Justice may direct."
10 To the extent that the Court of Criminal Appeal is "created" by statute, it is no different from every court in New South Wales, with the exception of the Supreme Court.
11 There has been much discussion in Australia on the issue of inherent jurisdiction and inherent powers in a statutory court, with particular reference to the Federal Court of Australia (or its predecessors) and the Family Court of Australia: see, for example, The Queen v Forbes; Ex parte Bevan [1972] HCA 34; (1972) 127 CLR 1 at 8; Philip Morris Inc v Adam P Brown Male Fashions Proprietary Limited [1981] HCA 7; (1981) 148 CLR 457 at 535-536; Jackson v Sterling Industries Limited [1987] HCA 23; (1987) 162 CLR 612 at 617, 618; CDJ v VAJ [1998] HCA 67; [1998] HCA 76; (1998) 197 CLR 172; Cardile v LED Builders Pty Limited [1999] HCA 18; (1999) 198 CLR 380 at [108]; DJL v Central Authority [2000] HCA 17; (2000) 201 CLR 226 at [183]; and Pasini v United Mexican States [2002] HCA 3; (2002) 209 CLR 246 at [94].
12 Whether or not there are inherent powers in the Court of Criminal Appeal, the Court at least has those powers prescribed by the statute. The Act, by s 12, enables the Court to exercise, in relation to any and all proceedings before the Court, all of the powers of the Supreme Court on appeal or application in civil matters, and issue any warrant or other process necessary for enforcing its orders or sentences.
13 There is no provision in the Act, "creating" the Court of Criminal Appeal, nor expressly conferring on it the status of a superior court of record. Yet, the Court of Criminal Appeal hears and determines appeals from the Supreme Court, which manifestly is a superior court of record with inherent jurisdiction and inherent powers. Nor does the Act specify a power to punish for contempt.
14 Further, there is no express provision in either the Constitution or the Act enabling an appeal from the Court of Criminal Appeal to the High Court of Australia. The Act assumes a right of appeal to the High Court of Australia: see, inter alia, s 25A of the Act. Nor is there a provision in the Judiciary Act 1901 (Cth) that expressly grants a right of appeal to the High Court of Australia.
15 The High Court of Australia has determined that the Act does not "create" a new Court, but merely directs that the Supreme Court, constituted as prescribed in the Act, acts as the Court of Criminal Appeal, as a consequence of which the Court of Criminal Appeal remains, in that respect, the Supreme Court, and an appeal lies from the Court of Criminal Appeal to the High Court under s 73 of the Constitution: Stewart v The King [1921] HCA 17; (1921) 29 CLR 234 at 240; see also DPP (NSW) v Moradian [2010] NSWCCA 27 at [6]-[7] (per Basten JA, Howie and Johnson JJ); Burrell v The Queen [2008] HCA 34; (2008) 238 CLR 218 at [12]-[14].
16 Notwithstanding the foregoing, it has long been accepted that the Court of Criminal Appeal is not, at least for all purposes, the Supreme Court: R v Burns (1920) 20 S.R. (NSW) 351; 37 W.N. 77 (per Gordon J). But judgments such as R v Burns, supra, concern the question as to whether the Court of Criminal Appeal, constituted as such, can exercise any jurisdiction (statutory or inherent) conferred on the Supreme Court, other than the jurisdiction conferred by the Act.
17 There can be little doubt as to the correctness of the accepted wisdom that the Court of Criminal Appeal is not the Supreme Court, for all purposes. Even if that were in doubt, given that the Act was promulgated in 1912, the judgment in Burns, supra, issued in 1920, and given that the "wisdom" has been accepted since that time, it would now seem to be a matter for the legislature to alter that approach.
18 However, the mere fact that the Court of Criminal Appeal is not the Supreme Court for all purposes does not mean that the Supreme Court is not the Court of Criminal Appeal. The Act specifies that the Supreme Court is the Court of Criminal Appeal. The terms of the Act do not appoint judges of the Supreme Court as members of the Court of Criminal Appeal as persona designata: see, inter alia, Hilton v Wells [1985] HCA 16; (1985) 157 CLR 57. It is the Supreme Court, as such, which is the Court of Criminal Appeal. So much is the effect of the judgment in Stewart, supra.
19 Historically, all common law courts sat en banc. Judgments of a court are judgments of the whole court and the concept of an appeal to judges of the same court (or, on one view, at all) is a statutory invention: see Re Jarman; Ex Parte Cook [1997] HCA 13; (1997) 188 CLR 595 at 610. An appeal from a single judge of a court to a full court of the same court does not alter the fact that the jurisdiction, in each case, is still the jurisdiction of the whole court. There are not two courts, one comprising a single judge and one comprising the remainder of the Court, or, more particularly, the members of a full court. The full court exercises, and, relevantly for the current proceedings, the Court of Criminal Appeal exercises, a different jurisdiction to that of a single judge from which an appeal arises, even though the judges on appeal and at first instance may be from the same court: Jarman, supra, at 610 per Dawson J. Of necessity, all appeals are the exercise of a statutory jurisdiction.
20 The common law method by which a superior court of record controls the exercise of the jurisdiction of an inferior court was not by appeal, but by the issue of prerogative relief (usually certiorari or, in earlier times, writ of error): see Re McBain; Ex Parte Australian Catholic Bishops Conference [2002] HCA 16; (2002) 209 CLR 372 at [262]; Conway v R [2002] HCA 2; (2002) 209 CLR 203 at [7]-[12]. The notion that the Supreme Court could issue prerogative relief against the Court of Criminal Appeal is so improbable as to be bizarre, and would be inconsistent with the comments of Dawson J in Jarman, supra. No court is entitled to issue prerogative relief against itself: Jarman, supra.
21 Further, an analysis of s 48 of the Supreme Court Act 1970 reveals that, if such an application for prerogative relief were made it would, at least initially, be assigned to a single judge, and be within the jurisdiction of a single judge. It is clear that the Supreme Court Act does not contemplate prerogative relief issuing against the Court of Criminal Appeal.
22 Since no other court in NSW has jurisdiction to issue prerogative relief against officers of the State or State courts, and since judges of the Supreme Court are not officers of the Commonwealth (even when exercising federal jurisdiction) no prerogative writ can issue against the Court.
23 While there have been many judicial pronouncements on the attributes of a superior court of record, the major attributes were summarised by Latham CJ in The King v Metal Trades Employers' Association; Ex Parte Amalgamated Engineering Union Australian Section [1951] HCA 3; (1951) 82 CLR 208 in an analysis of the then Commonwealth Court of Conciliation and Arbitration which was, purportedly, created as a superior court of record (see s 17(3) of the Commonwealth Conciliation and Arbitration Act 1904-1947) and purportedly given the power of a superior court of record to punish, by attachment and committal, any person whom it may have found to have been guilty of contempt (see s 83(2) of the aforesaid statute).
24 In the course of that analysis, Latham CJ described the ordinary characteristics of a superior court of record as: first, the orders of a superior court are assumed to be valid until the contrary is shown; second, the officers of a superior court are protected in relation to executions effected by them, even though the orders under which they act are void; third, certiorari does not go to a superior court; fourth, in general, prohibition and mandamus do not go to a superior court; fifth, and described as most importantly by Latham CJ, it has power to punish for contempt. His Honour proceeded to determine that the then Commonwealth Court of Conciliation and Arbitration was not, despite the legislation, a superior court of record, because each of those attributes did not apply to that Tribunal, except by express statutory enactment.
25 On the other hand, plainly, these attributes apply to the Court of Criminal Appeal. I have already dealt with the inability to issue prerogative relief against the Court of Criminal Appeal. Clearly, it has power to punish for contempt, if for no other reason than it is comprised of judges of the Supreme Court, acting in a judicial capacity and exercising a jurisdiction conferred on them as judges of the Court by the legislature. As a consequence, it is manifestly the case that the Court of Criminal Appeal is a superior court of record with the powers and attributes of a superior court of record, constituted to exercise the jurisdiction conferred by the Act. So much was accepted by the High Court in Burrell, supra, and in Elliott v The Queen; Blessington v The Queen [2007] HCA 51; (2007) 234 CLR 38; (2007) 82 ALJR 82 (Elliott & Blessington) and by this Court in AN (No 2) v R [2006] NSWCCA 218; (2006) 66 NSWLR 523 and Alramadan v Director of Public Prosecutions (NSW) (No. 2) [2008] NSWCCA 69.
26 As a consequence of its described status, this Court has the powers of a superior court of record. Further, as earlier stated, the Act, in s 12, provides that the Court may exercise the powers otherwise available to the Supreme Court. That provision confirms the capacity of the Court to exercise the powers of a superior court of record relevant to the jurisdiction being exercised on appeal. I reiterate that the foregoing is a discussion on the powers of the Court, not its jurisdiction. Those powers are exercisable only in support of the confined jurisdiction exercised under the Act.
Power to correct judgment
27 Reasons for judgment are not the judgment of the Court. The foregoing is trite.
28 The judgment of a court is entered and forms part of the record of the proceedings and, at common law and absent statutory expansion, forms the basis for certain prerogative writs: see Craig v South Australia [1995] HCA 58; (1995) 184 CLR 163.
29 Reasons for judgment do not ordinarily form part of the record of the court: Craig, supra; but, for the purpose of the issue of orders in the nature of certiorari, s 69 of the Supreme Court Act now renders reasons for judgment part of the record.
30 At least in part, for that reason, or derived in part from the principles that give rise to that reason, significant restrictions are imposed upon the jurisdiction of a superior court to alter judgments, once entered.
31 As stated in Grierson v The King [1938] HCA 45; (1938) 60 CLR 431 at 436, Dixon J commented:
"The determination of an appeal is evidently definitive, and a conviction unappealed is equally final. No considerations controlling or affecting the conclusion to be deduced from these provisions are supplied by analogous civil proceedings."
His Honour was there referring to the effect of the Act.
32 Likewise in the joint judgment of Dawson and Gaudron JJ in Postiglione v R [1997] HCA 26; (1997) 189 CLR 295 at 300, their Honours said:
"If a final order was made perfecting the decision of the Court of Criminal Appeal on Postiglione's first application, the assumption of jurisdiction to entertain his second application and the ensuing appeal was contrary to the decision of this Court in Grierson v The King [1938] HCA 45; (1938) 60 CLR 431. It was held in that case that the Criminal Appeal Act 1912 (NSW) does not confer jurisdiction to reopen an appeal which has been heard on the merits and finally determined. A fortiori , in a case where what is involved is the hearing of a second appeal. Pantorno does not suggest otherwise. The view was expressed in Pantorno that an intermediate court of appeal can entertain an application to remedy a denial of procedural fairness whether or not its order has been perfected ( Pantorno v The Queen [1989] HCA 18; (1989) 166 CLR 466 at 474 per Mason CJ and Brennan J, 484 per Deane, Toohey and Gaudron JJ.)"