The Suitors' Fund Act 1951
99The appeal was listed for hearing in February 2011. The respondent elected, as he was entitled to do, to be present at the hearing, but through no fault on his part the necessary administrative arrangements were overlooked, with the result that he was not present that day. The hearing was accordingly adjourned, with the result that the respondent incurred additional costs.
100In the circumstances the respondent made an application for a certificate under either ss 6A or 6C of the Suitors' Fund Act in relation to those costs. The sections provide:
6A Costs of proceedings not completed by reason of death of judge etc
(1) Where on or after the day on which Her Majesty's assent to the Suitors' Fund (Amendment) Act 1959 is signified:
(a) any civil or criminal proceedings are rendered abortive by the death or protracted illness of the judge or magistrate before whom the proceedings were had,
(a1) any civil or criminal proceedings are rendered abortive for the purposes of this paragraph by section 46A (Appeal against damages may be heard by 2 Judges) of the Supreme Court Act 1970 or section 6AA (Appeal against sentence may be heard by 2 judges) of the Criminal Appeal Act 1912, because the judges who heard the proceedings were divided in opinion as to the decision determining the proceedings,
(b) an appeal on a question of law against the conviction of a person (in this section referred to as the appellant) convicted on indictment is upheld and a new trial is ordered, or
(c) the hearing of any civil or criminal proceedings is discontinued and a new trial ordered by the presiding judge or magistrate for a reason not attributable in any way to disagreement on the part of the jury, where the proceedings were with a jury, or to the act, neglect or default, in the case of civil proceedings, of all or of any one or more of the parties thereto or their counsel or attorneys, or, in the case of criminal proceedings, of the accused or the accuser's counsel or attorney, and the presiding judge or magistrate grants a certificate (which certificate the presiding judge or magistrate is hereby authorised to grant):
(i) in the case of civil proceedings-to any party thereto stating the reason why the proceedings were discontinued and a new trial ordered and that the reason was not attributable in any way to disagreement on the part of the jury, where the proceedings were with a jury, or to the act, neglect or default of all or of any one or more of the parties to the proceedings or their counsel or attorneys, or
(ii) in the case of criminal proceedings-to the accused stating the reason why the proceedings were discontinued and a new trial ordered and that the reason was not attributable in any way to disagreement on the part of the jury or to the act, neglect or default of the accused or the accuser's counsel or attorney,
and any party to the civil proceedings or the accused in the criminal proceedings or the appellant, as the case may be, incurs additional costs (in this section referred to as additional costs) by reason of the new trial that is had as a consequence of the proceedings being so rendered abortive or as a consequence of the order for a new trial, as the case may be, then the Director-General may, upon application made in that behalf, authorise the payment from the Fund to the party or the accused or the appellant, as the case may be, of the costs (in this section referred to as original costs), or such part thereof as the Director-General may determine, incurred by the party or the accused or the appellant, as the case may be, in the proceedings before they were so rendered abortive or the conviction was quashed or the hearing of the proceedings was so discontinued, as the case may be.
(1A) Where, in the opinion of the Director-General:
(a) the Director-General would, but for this subsection, not be entitled to authorise payment of an amount to a person under subsection (1) because that person incurred neither original costs nor additional costs by reason only of the fact that that person was a legally assisted person, and
(b) that person would have incurred original costs and additional costs had that person not been a legally assisted person,
subsection (1) shall apply to and in respect of that person as if that person had not been a legally assisted person and as if that person had incurred such original costs and additional costs as the Director-General determines:
Provided that the Director-General may, in lieu of authorising payment under that subsection of an amount to that person, authorise payment of that amount to such person or persons as in the Director-General's opinion is or are entitled to receive payment thereof.
(1B) If an application has been made under subsection (1) in respect of proceedings rendered abortive, or a new trial ordered, after the commencement of the Suitors' Fund (Amendment) Act 1987, the amount payable under that subsection to any one person shall, in respect of that application, not exceed:
(a) $10,000, or
(b) such other amount as may be prescribed (at the time when the proceedings were rendered abortive or the new trial was ordered).
(2) No amount shall be paid from the Fund under this section to:
(a) the Crown,
(b) a corporation that has a paid-up share capital of two hundred thousand dollars or more, or
(c) a corporation that does not have such a paid-up share capital but that, within the meaning of section 50 of the Corporations Act 2001 of the Commonwealth, is related to a body corporate that has such a paid-up share capital, unless the proceedings were rendered abortive or the new trial was ordered (as referred to in subsection (1)) before the commencement of the Legal Assistance and Suitors' Fund (Amendment) Act 1970.
6C Payments not otherwise authorised by this Act
(1) If:
(a) a party to an appeal or other proceedings incurs or is liable to pay costs in the appeal or proceedings,
(b) the party is not otherwise entitled to a payment from the Fund in respect of the costs, and
(c) the Director-General is of the opinion that a payment from the Fund in respect of the costs, although not authorised by section 6, 6A or 6B, would be within the spirit and intent of those sections,
the Director-General may, with the concurrence of the Attorney General, pay from the Fund to the party such amount towards the costs as is assessed by the Director-General having regard to the circumstances of the case.
(2) A payment under this section shall not exceed $10,000."
101It is apparent from the terms of the sections relied on, that the circumstances which have here arisen are not such that the certificate sought may be provided. As discussed in R v Pack [1999] NSWCCA 316, the circumstances are such that the respondent may fall within the provisions of s 6C of the Act, which is concerned with circumstances where a party is not entitled to a payment from the Fund, but where the costs in question would be within the spirit and intent of ss 6, 6A or 6B of the Suitors' Fund Act . At [10] the Court there observed:
"This Court can make no order under s 6C of the Suitors Fund Act but in our opinion there is merit in the submission that a payment from the Fund would be within the spirit and intent behind s 6A(1)(c) of the Suitors Fund Act ."
102There may also be merit in the view in this case that a payment from the Fund would be within the spirit and intent of the legislation, in the circumstances which have arisen. That is not a matter on which this Bench is called on to express a conclusion (see R v Lilley [2000] NSWCCA 57; (2000) 111 A Crim R 468 at [34] - [37]; R v Gilfillan [2003] NSWCCA 102; (2003) 139 A Crim R 460 at [87] - [92]; Boreland v Docker (No 2) [2007] NSWCA 275 at [27]; Director of Public Prosecutions v Moradian [2010] NSWCCA 27 at [9]). A certificate under the Act must be refused. The Court has no power in the circumstances which have arisen to order that the respondent be granted a certificate.