Referral to the Court of Appeal
11This and the other applications which Mr Chan pressed were supported on various grounds, none of which were articulated in his motion or the supporting affidavit on which he relied, but were revealed only in his submissions. Mr Chan also relied on what he had advanced in support of earlier adjournment applications.
12Mr Chan contended that the Court had power to transfer these proceedings to the Court of Appeal, notwithstanding that s 53(4) of the Supreme Court Act 1970 (NSW) assigns to the Common Law Division "proceedings for contempt of the Court or of any other court". What is assigned to the Court of Appeal is dealt with in s 48(2)(i), namely proceedings:
"(i) for the punishment of contempt of the Court, but only if the contempt consists of:
(i) contempt in the face of, or in the hearing of, the Court of Appeal, or
(ii) disobedience of a judgment or order of the Court of Appeal, or
(iii) breach of an undertaking given to the Court of Appeal,
including proceedings in which the Court of Appeal is constituted by an associate Judge."
13On Mr Chan's approach the Court had the inherent power to make the referral he pressed, which would be exercised in this case for reasons which included that he preferred these proceedings to be dealt with by three judges, given their seriousness; that he preferred the Court of Appeal's procedures; that he considered that conclusions of law reached in cases decided by the Court of Appeal were clearer and less ambiguous than those reached in trials before single judges of the Court; and that he wished to have these proceedings decided by three judges experienced in criminal law, which would make him feel safer, given concerns which he had reached as to the conduct of these proceedings.
14While s 54 of the Supreme Court Act provides a transfer power, justice would not permit its exercise in this case, even were it to be concluded that s 48 and s 53 did not require that proceedings such as this be heard and determined at first instance at a trial conducted before a single judge of this Division. The proceedings were commenced in this Division by summons, in accordance with the requirements of the Supreme Court Act and Supreme Court Rules. What is alleged against Mr Chan is contempt of the Local Court. The matter is part heard. Justice plainly requires that it now be dealt with to finality, notwithstanding that Mr Chan has a preference for having the matter dealt with by the Court of Appeal, for the reasons which he explained.
15Mr Chan also supported his application on the basis of his perception that I was not competent to deal with the matter, given my reference to the provisions of the Civil Procedure Act 2005 (NSW) and Uniform Civil Procedure Rules 2005 in my refusal of one of his adjournment applications. Mr Chan submitted that all applications which he makes in these proceedings must be determined by reference to what justice demands and that the other considerations provided for in s 56 of the Civil Procedure Act are irrelevant.
16On Mr Chan's approach not only was I in error in taking into account considerations which apply to civil proceedings which are imposed by s 56 of the Civil Procedure Act, namely the just, quick and cheap resolution of the real issues in the proceedings, but that this had revealed an unfamiliarity with the criminal law, which in his experience was commonplace amongst judicial officers. In the result, he preferred that this matter be dealt with by three judges experienced in criminal law.
17In my view, my error in relation to this procedural matter, if it was one, is not a proper basis for referring the matter to the Court of Appeal, or for acceding to any of Mr Chan's other applications. It is clear that the overriding purpose specified in s 56, the just, quick and cheap resolution of the real issues in the proceedings, does not guide the exercise of the discretion to grant an adjournment, if the Civil Procedure Act does not apply to these proceedings. It does not follow, however, that justice does not permit any consideration to be given to the way in which the proceedings are being conducted by the applicant for an adjournment application. To the contrary, justice requires that all relevant matters be considered, including the subject matter of the proceedings, how they are being conducted, the attitude of the parties to the application and the consequences of the application, including the cost and delay which might result if the application is granted.
18While it is well settled that the Crimes (Sentencing Procedure) Act 1999 (NSW) applies to sentencing for any contempt which is to be punished by a custodial sentence, whether alleged contempt is civil or criminal in nature can be difficult to properly characterise, as White J discussed in ASIC v Sigalla (No. 4) [2011] NSWSC 62; (2011) 80 NSWLR 113 . The nature of the contempt alleged in a particular case can have an impact, however, on the procedures which apply to the proceedings.
19Whether the contempt alleged against Mr Chan is civil or criminal has arisen for consideration in the context of whether the provisions of the Civil Procedure Act apply to these proceedings.
20The plaintiff has submitted from the outset that the contempt alleged against Mr Chan must be proven to the criminal standard, in accordance with long settled principle (see Amalgamated Television Services Pty Ltd v Marsden [2001] NSWCA 32; (2001) 122 A Crim R 166 at [32] - [33]).
21Part 55 of the Supreme Court Rules, which deals with procedure generally, applies to all contempt proceedings brought in this Court. It does not distinguish between civil or criminal contempt, nor does it specify that either the Civil Procedure Act or the Criminal Procedure Act 1986 (NSW) applies to such proceedings. It provides that proceedings for contempt not committed in connection with proceedings in this Court be brought by summons (Rule 55.6); that there be a statement of charge filed (Rule 55.7); that evidence in support of the charge be given by affidavit (Rule 55.8) and that the summons and affidavit be served personally (Rule 55.9).
22In John Fairfax & Sons Pty Ltd v McRae [1955] HCA 12; (1955) 93 CLR 351 it was observed at [10] that:
"It is necessary, as Sir John Fox says, to begin by distinguishing between different kinds of contempt of court. A party disobedient to the order or process of a court is often said to be "in contempt". In these cases each court has its own appropriate means of enforcement, and such "contempts" are not criminal. Criminal contempt consists in contumelious behaviour to a court, and is divided into two broad classes - contempt in the face of the court and contempt out of court. All criminal contempts are indictable offences at common law. Contempts in the face of the court have, however, from time immemorial been punishable summarily (i.e. without conviction by a jury) by the court before which the contempt is committed."
23Whether the contempt alleged against Mr Chan is civil or criminal contempt also depends on whether the orders sought by the plaintiff are punitive or remedial (see Hearne v Street [2008] HCA 36; (2008) 235 CLR 135). Proof of criminal contempt requires the plaintiff to establish that the conduct in question involves deliberate contumacious disregard or defiance of a court's order (see Witham v Holloway [1995] HCA 3; (1995) 183 CLR 525).
24In this case, it appears, given the nature of the conduct alleged to amount to Mr Chan's contempt in the face of the Local Court, that he faces an allegation of criminal contempt, notwithstanding that this conduct occurred in civil proceedings. From the submissions which Mr Chan advanced in support of his various applications, even though he defends the contempt charge, it does not appear that the conduct alleged is in issue. His case rests on other matters.
25In ASIC v Sigalla (No. 4) White J concluded that the necessary implication of Rule 1.7 of the Uniform Civil Procedure Rules was that those Rules would apply to at least some charges of contempt (at [43]), but that they did not apply to allegations of criminal contempt. His Honour reached that conclusion taking account of the conclusion which Howie J reached in Director of Public Prosecutions (Commonwealth) v Sexton [2008] NSWSC 352 (at [8] - [12]), that proceedings for contempt are governed by the Supreme Court Act and the Supreme Court Rules and that even a prosecution for criminal contempt, although dealt with summarily, does not fall within the summary jurisdiction of this Court, to which Chapter 4 of the Criminal Procedure Act or Pt 75 of the Supreme Court Rules apply.
26The Criminal Procedure Act defines an offence to be "an offence against the laws of the State" (s 3). Section 28(1) provides:
"28 Application of Part and definition
(1) This Part applies, to the extent that it is capable of being applied, to all offences, however arising (whether under an Act or at common law), whenever committed and in whatever court dealt with."
27If the Criminal Procedure Act did apply to these proceedings, as to adjournments, it also provides for a discretion in the widest terms:
"40 Adjournments generally
(1) A court may at any stage of criminal proceedings adjourn the proceedings generally, or to a specified day, if it appears to the court necessary or advisable to do so.
(2) An adjournment may be in such terms as the court thinks fit."
28In reaching his conclusions White J observed that Howie J's reasons for his conclusion in relation to the Criminal Procedure Act were compelling (at [46]). Howie J's conclusion is also supported by the view taken in Athens v Randwick City Council [2005] NSWCA 317 at [89] where Hodgson JA observed:
" In my opinion, Witham v Holloway makes it clear that the procedure in contempt proceedings is not the same as in a criminal trial."
29White J also referred to other authorities which shed some light on the procedures to be followed in contempt proceedings to which these statutory procedural regimes do not apply.
30In Re Colina; Ex parte Torney [1999] HCA 57;(1999) 200 CLR 386, Hayne J observed:
"[109] Although I accept that it is right to speak of an "offence" of contempt, the use of that term should not be permitted to obscure the significant differences between the powers that are invoked against an alleged contemnor and those that are set in train under the criminal law. As was said in Hinch v Attorney-General (Vict) [(1987) 164 CLR 15 at 89]:
"Notwithstanding that a contempt may be described as a criminal offence, the proceedings do not attract the criminal jurisdiction of the court to which the application is made. On the contrary, they proceed in the civil jurisdiction and attract the rule that ordinarily applies in that jurisdiction, namely, that costs follow the event."
The power to punish for contempt is an inherent power of courts charged with "the function of superintending the administration of justice" [Porter v The King; Ex parte Yee (1926) 37 CLR 432 at 443] per Isaacs J. It is a power that is invoked sparingly but in a very wide variety of circumstances. There are, in that sense, many forms of contempt; there is no single "offence" of the kind that the criminal law knows.
[110] What must be proved before a court punishes for contempt will vary from case to case. In particular, what must be shown about the alleged contemnor's intention can vary greatly. Although it may be that all forms of contempt are rooted in the need to protect the due administration of justice, some forms of contempt (like wilful disobedience of an order) are concerned more with the administration of justice in a particular case than other forms of contempt (like scandalising the court) which may be seen as more concerned with the general administration of justice. Traditionally this was taken to suggest a distinction between civil and criminal contempt. But the difficulty of distinguishing between proceedings for contempt that are proceedings intended to have a remedial, rather than coercive, effect was noted by the Court in Witham v Holloway [(1995) 183 CLR 525]. The Court concluded in Witham that all forms of contempt required proof beyond reasonable doubt, and four members of the Court concluded that the distinction between civil and criminal contempt was based upon differences that are "in significant respects, illusory" [Witham v Holloway (1995) 183 CLR 525 at 534] per Brennan, Deane, Toohey and Gaudron JJ.). But this conclusion does not deny that the kinds of conduct constituting contempt are many and varied and does not deny that the elements to be established to prove an alleged contempt differ according to the nature of the allegation."
31In Hearne v Street, Gleeson CJ (at 130 - 131) said that:
"The second issue goes to jurisdiction. It turns upon the meaning and effect of s 101(5) and (6) of the Supreme Court Act. Those provisions came into effect in 1997. The evident purpose of sub-s (6) was to reflect, in the area of contempt, the general reluctance of the law to permit prosecution appeals against acquittals in criminal proceedings [See R v Hillier (2007) 228 CLR 618 ; [2007] HCA 13.]. The distinction between civil and criminal contempt is in some respects unsatisfactory, but the Supreme Court Act adopts the distinction for jurisdictional purposes, and therefore it must be applied. The question is whether, on the true construction of s 101 of the Act, the present case falls on the civil or the criminal side of the line. I agree with Hayne, Heydon and Crennan JJ, for the reasons they give, that this is a case of civil contempt, and that the second issue should be decided in favour of the respondents [See also Harman v Secretary of State for the Home Department [1983] 1 AC 280 at 310 per Lord Scarman.]."
32This is a distinction no longer drawn in s 101(5) of the Supreme Court Act, which now provides:
"(5) An appeal lies to the Court of Appeal from any judgment or order of the Court in a Division in any proceedings that relate to contempt (whether civil or criminal) of the Court or of any other court."
33A distinction is still, however, drawn in s 101, which permits the Attorney General to submit questions of law to the Court of Appeal only in cases of criminal contempt.
34In Witham v Holloway it was observed (at 534):
"Moreover and, perhaps, of more importance, nothing is achieved by describing some proceedings as 'punitive' and others as 'remedial or coercive'. Punishment is punishment, whether it is imposed in vindication or for remedial or coercive purposes. And there can be no doubt that imprisonment and the imposition of fines, the usual sanctions for contempt, constitute punishment. And the same is true of a sequestration made in consequence of a company's failure to comply with an order or undertaking.
The differences upon which the distinction between civil and criminal contempt is based are, in significant respects, illusory. They certainly do not justify the allocation of different standards of proof for civil and criminal contempt. Rather, the illusory nature of those differences and the fact that the usual outcome of successful proceedings is punishment, no matter whether primarily for the vindication of judicial authority or primarily for the purpose of coercing obedience in the interest of the individual, make it clear as Deane J said in Hinch , that all proceedings for contempt 'must realistically be seen as criminal in nature'. The consequence is that all charges of contempt must be proved beyond reasonable doubt."
35In Hinch v Attorney-General (Vic) [1987] HCA 56; (1987) 164 CLR 15, it was observed (at 89-90):
"... Notwithstanding that a contempt may be described as a criminal offence, the proceedings do not attract the criminal jurisdiction of the court to which the application is made. On the contrary, they proceed in the civil jurisdiction and attract the rule that ordinarily applies in that jurisdiction, namely, that costs follow the event. There are many instances of the application of this rule to cases of contempt of court in this Court, including Consolidated Press Ltd. v. McRae (1955) 93 CLR 325, John Fairfax & Sons Pty Ltd v McRae (1955) 93 CLR 351, James v Robinson (1963) 109 CLR 593 and Doyle v The Commonwealth (1985) 156 CLR 510: see also R v Taylor; Ex parte Roach (1951) 82 CLR 587."
36In the result the plaintiff submitted that the Civil Procedure Act and the Uniform Civil Procedure Rules did not apply to these proceedings, but that the principles which governed Mr Chan's adjournment applications were similar. I accepted that submission, taking the view that in the event that I did err in the account I had taken of requirements of the Uniform Civil Procedure Act and Rules, Mr Chan had suffered no prejudice, because the result would have been the same, had the applicable principles been applied.
37That followed because if neither the statutory regulation of criminal nor civil procedures regulates the conduct of contempt proceedings such as this, then some principled approach must still be adopted to their conduct, in accordance with applicable common law principles. That must necessarily involve the applicant bearing the onus of establishing an evidentiary basis for contested applications which he or she makes in the proceedings and demonstrating that justice demands that the application be granted in the circumstances prevailing.
38That requiring Mr Chan to meet such an onus in the case of a contested adjournment application or having fallen into the error of which Mr Chan complains involves incompetence on my part, which would warrant any of the orders he sought being granted, cannot in the circumstances be accepted.
39Mr Chan certainly did not seek to establish that a different conclusion would have resulted, had the correct principles been applied to his adjournment application. Had he advanced such a submission, it would have had to have been rejected, given the circumstances in which his adjournment application was made and rejected.
40In the result his application for transfer of the proceedings to the Court of Appeal had to be refused.