Minister for Immigration & Multicultural & Indigenous Affairs v Hicks
[2004] FCAFC 114
At a glance
Source factsCourt
Federal Court of Australia (Full Court)
Decision date
2004-05-07
Before
Hely J, Hely JJ, Hill J
Source
Original judgment source is linked above.
Judgment (18 paragraphs)
REASONS FOR JUDGMENT HILL J: 1 The appellant, the Minister for Immigration and Multicultural and Indigenous Affairs ("the Minister") appeals against the judgment of a Judge of this Court which quashed a decision made by the Minister to cancel the visa class TY444 held by the respondent, Stephen Hicks. 2 I have had the benefit of reading the judgment in draft of Hely J in the appeal and gratefully adopt his Honour's statement of the relevant facts. 3 The issue in the present appeal is, as Hely J notes, identical to the main issue decided by another Full Court of this Court in Minister for Immigration and Multicultural and Indigenous Affairs v Ball [2004] FCAFC 91 judgment in which appeal was delivered on 22 April 2004. That judgment was adverse to the Minister. If this Court follows it then the present appeal must be dismissed. 4 I am of the view that a Full Court of this Court should follow the decision of another Full Court unless it is of the view that the decision is clearly wrong. It may be said that that approach may not be appropriate where the two cases are virtually decided at the same time as it gives greater weight to the decision which is delivered first in time. Despite that view which I concede has some merit, I think it is outweighed by the desirability that Full Courts not diverge from the reasons given by other Full Courts, except in the extreme case where the view is held that the other Full Court is "clearly" or "plainly" wrong: Transurban City Link Ltd v Allan (1999) 95 FCR 553; (1999) 168 ALR 687. I am not of that view. It seems to me to be clear that while the issue for decision is one on which minds might well differ, either view is clearly arguable and neither is clearly wrong. It follows that I would dismiss the appeal. However, because I would have come to a contrary view and would have upheld the Minister's appeal but for the judgment in Ball, I set out here why I am of that opinion in case the matter should go further. 5 The issue, stated shortly, is whether sentences ordered to be served concurrently are to be counted by reference to the term of the concurrent sentence or are to be counted cumulatively in determining for the purposes of section 501(7) of the Migration Act 1958 ("the Act") whether the respondent was a person who had been sentenced to two or more terms of imprisonment where the total of those terms is two years or more. 6 That subsection provides relevantly: "For the purposes of the character test, a person has a substantial criminal record if: … (c) the person has been sentenced to a term of imprisonment of 12 months or more; or (d) the person has been sentenced to 2 or more terms of imprisonment (whether on one or more occasions), where the total of those terms is 2 years or more" 7 If the respondent is a person to whom s 501(7) applies, he does not pass the character test (s 501(6) of the Act) and, in consequence, the Minister may determine to cancel the visa previously issued to the respondent. 8 Uninstructed by authority I would have found the issue relatively simple to determine. The question which is posed by s 501(7) may be put quite simply. Assume (it is not the present case where the facts are slightly more complicated) that a defendant is sentenced in respect of three different offences, each for a term of 9 months. The sentencing Judge orders that the three terms are to be served concurrently or perhaps the legislation, as here, mandates that result unless a contrary order is made. Was the defendant sentenced for three terms of imprisonment which together total 27 months or was the defendant sentenced for three terms of imprisonment which, because they are to be served concurrently total only 9 months. On the first view the defendant would fail the character test. On the second the defendant would not fail the character test. In my view the answer which a person familiar with the criminal law would give is clear, and that is that the defendant has been sentenced for three terms of imprisonment which together total in excess of two years, notwithstanding that the period served is a lesser period. 9 When a Judge finds a defendant guilty of more than one offence, that Judge will then proceed to sentence the defendant. The procedure adopted may differ from State to State, or for that matter, from country to country because s 501(7) is not limited to sentences imposed only by Courts in Australia. Normally, however, in Australia the sentencing Judge will have a discretion to order that the sentences imposed be served either concurrently or consecutively. Further, within Australia, it is clear from the decision of the High Court in R H McL v The Queen (2000) 203 CLR 452 at 458 citing Mill v The Queen (1988) 166 CLR 59 at 63, that sentences should first be fixed by the sentencing Judge having regard to the period of imprisonment which is appropriate for the particular offence. However thereafter, the aggregate of sentences should be considered by the sentencing Judge and either made wholly or partially concurrent, having regard to the "totality principle" so as to ensure that the aggregate sentence is 'just and appropriate', or by lowering the individual sentences below what otherwise would be appropriate in order to reflect the fact that a number of sentences are being imposed. 10 Assuming that a sentencing Judge acts in accordance with the view of the High Court in R H McL, it seems to me to follow that the sentencing Judge in this case, before considering the aggregate of the sentences, first sentenced the respondent to terms of imprisonment which together totalled in excess of two years. The sentences imposed were sentences appropriate to each particular offence committed by the respondent. The question of whether the terms should be served concurrently then arose for consideration. Under the scheme of the legislation in Western Australia, a person who is convicted and sentenced to two fixed terms of imprisonment is, by statute, (s 88 of the Sentencing Act 1995) to serve the two sentences concurrently, unless the sentencing Court orders otherwise. That requires the sentencing Court to consider the aggregate of the two terms to determine whether to make an order that the two terms not be served concurrently. 11 The language of section 88 is instructive, notwithstanding that the provisions of s 501 of the Act must be capable of operating in jurisdictions where the procedure differs from that enshrined in s 88. The section provides: (1) "An offender sentenced to a fixed term is to serve that term concurrently with any other fixed term that he or she is serving or has yet to serve, unless the sentencing court makes an order under subsection (3). (2) An offender sentenced at the one time to one or more fixed terms is to serve those terms concurrently, unless the court makes an order under subsection (3). (3) If at the time an offender is sentenced to a fixed term - (a) the offender is serving or has yet to serve another fixed term imposed previously; or (b) the offender is then also sentenced to serve another fixed term, the sentencing court may order that - (c) the fixed term is to be served cumulatively on the other fixed term; or (d) the fixed term is to be served partly cumulatively on the other fixed term." 12 The language of s 88 makes it clear that there will only ever be two or more sentences for a term - whether or not those sentences are ultimately to be served wholly or partially cumulatively. The impact of the section, but subject to an order which may be made by the sentencing Court, is that where two or more sentences are required to be served concurrently it is not that there ceases to be two or more sentences or that those sentences are by statute commuted into lesser sentences. What happens is that the statute operates to direct the manner in which the initial sentences are to be served. 13 In practice, it must be said, there is little difference between the situation which prevails in Western Australia where the sentencing Judge is required to consider making an order that the terms of imprisonment be not served concurrently and the situation which prevails in other jurisdictions where the sentencing judge has the power to order that the terms of sentence be served concurrently. Neither procedure will affect the sentence which is initially ordered. That is, the sentence which the sentencing Judge has ordered, whether that sentence is served concurrently or not. The order made relating to whether the term is to be served concurrently is an order which relates to what period is served, just as is the early release for good conduct considered in Drake v Minister for Immigration and Ethnic Affairs (1979) 24 ALR 577, and will not affect the actual sentence. One thing will, however, be clear. The statutory language, "sentence for a term of imprisonment", does not mean the same thing as the term of imprisonment which the accused in fact serves or even is required to serve. 14 It is, perhaps, important to bear in mind that the expression "term of imprisonment" has a well established meaning which equates with the normal meaning of the expression, that is to say, that it denotes the term of imprisonment that is imposed by the sentencing judge and not the period for which the prisoner is in fact detained. That follows from the decision of the High Court in Winsor v Boaden (1953) 90 CLR 345. See also Husson v Slattery [1983] 3 NSWLR 389 at 393 and Smith v Queensland Community Corrections Board [2001] QCA 30 at [1] per McPherson JA. 15 The context in which Winsor v Boaden was decided was different from the present context. There the legislation required an office to be deemed to be vacated if the office holder was sentenced to imprisonment "for any term exceeding six months". The respondent was convicted of three offences; on each of two offences he was sentenced to imprisonment for three months, with those sentences to be served concurrently. On the third count he was sentenced to three month's imprisonment "to commence at the expiration of the imprisonment" for the other two offences. The issue was whether the third count was to be accumulated with the period to be served cumulatively in respect of the other two offences. The High Court agreed that the legislation should be interpreted as requiring there to be one sentence of at least six months rather than an aggregation of sentences totalling six months or more. However, Dixon CJ said at 347: "The word 'sentence' connotes a judicial judgment or pronouncement fixing a term of imprisonment. A term of imprisonment is the period fixed by the judgment as the punishment for the offence." 16 It seems to me that what his Honour there said supports the position of the Minister. Even although terms of imprisonment may be directed to be served cumulatively, each term of imprisonment is for the period initially fixed by the sentence as the punishment for the offence. 17 The question, however, is whether there is something in the legislative history or in the case law which requires a different conclusion in the present context. 18 As to the context it is, I think, the case, as the Full Court of this Court said in Te v Minister for Immigration and Ethnic Affairs (1999) 88 FCR 264, that attention is directed, in determining whether the visa holder does or does not satisfy the character test, to the quality of the offence or offences as reflected in the sentence which has been imposed as appropriate for the particular offence or offences of which the visa holder has been found guilty. If anything, that rather supports the view of the Minister. The fact that two or more offences are committed by an accused which are sufficiently proximate in time to permit the order to be made that they be served concurrently in no way affects the underlying "quality" of the offence for which the sentence originally imposed has been deemed appropriate by the sentencing Judge. It would be strange if the outcome of the character test differed just because the offences were sufficiently proximate so as to permit the sentences to be concurrently served. The contrary argument is that the real "quality" of the offence is only to be discovered when the totality principle itself has been applied and an overall term of imprisonment has been established. However, there is something strange about the suggestion that the quality of an offence for which an appropriate sentence has been imposed changes as a result of another offence being committed for which again an appropriate sentence has been imposed where the two sentences are then required to be served concurrently. The quality of that first offence is marked for the purposes of s 501 by the sentence imposed with respect to it. 19 The problem for the view favourable to the Minister is the majority judgment in Minister for Immigration and Ethnic Affairs v Sciascia (1991) 31 FCR 364. 20 That case concerned a provision of the Act which deemed a person to be an illegal immigrant if, at the time the person entered Australia, the person had been convicted of "2 or more crimes and sentenced to imprisonment for a period totalling at least one year". It may be said that there could be a difference in policy between the situation on entry and the situation which arises after entry when the discretion to be exercised involves cancellation. Be that as it may, it was held in Sciascia that the provision did not permit the adding together of several sentences for several offences that were given on separate occasions so as to form a period of imprisonment totalling at least one year. 21 The real decision in the case turned upon whether sentences ordered on separate occasions could be totalled. That is not now in issue. Hence any comments regarding sentences to be served concurrently were dicta. Secondly, it may be said that there was a difference in language between the provision considered in Sciascia and that under consideration here. The former was concerned with whether there was a sentence of imprisonment "for a period." The latter is concerned with whether there was a sentence "for a term of imprisonment". Perhaps the word "period" is more apt to describe the period to be served, whereas concentration on the "term" of imprisonment which is the subject of the sentence looks rather at the sentence itself and not the period actually served. 22 It is important, however, to note that in Sciascia the Court placed reliance upon the principle that legislation which has great impact on the civil rights of a person affected, rights which may be called "accrued rights", should be construed narrowly and so as to confine the operation of the legislation. That principle is equally applicable to the context of s 501 of the Act. 23 In the course of a discussion directed at showing that the drafting of the provision under consideration had failed to provide an exact criterion and that the drafter had failed to exercise real care in an area where the legislature was, in effect, altering rights which had accrued, their Honours noted the problem which arose because there was no express distinction drawn between cumulative and concurrent sentences. Their Honours said at 375: "Yet the slightest reflection will show that an express reference was at least very desirable, in order to avoid uncertainty. Has a person, who has been sentenced to two sentences of six months of imprisonment, to be served concurrently, been "sentenced to imprisonment for periods aggregating not less than one year"? In our opinion, that would be a strange conclusion. The theory of the criminal law is that several charges which arise out of the one enterprise may be so connected that they should be regarded as relating to one incident: see R v Melville (1956) 73 WN (NSW) 579. Convictions upon charges of this kind will result in concurrent sentences to be served by one period of imprisonment, and the length of that period will be appropriate to the total criminality involved. A deemed addition of a number of concurrent sentences would not only be unfair; it would be irrational, because in conflict with the basis on which the total period of imprisonment was fixed. Plainly, however, if these considerations had been perceived, so serious a question would have been expressly resolved, and not left to be settled outside the Parliament by the sometimes uncertain processes of construction." 24 As has been pointed out by the learned Primary Judge in the present case, their Honours were wrong in suggesting that concurrent sentences could only arise where there was the "one enterprise". That is a not insignificant error on their Honours' part. As Dowsett J pointed out in his dissenting judgment in Ball, concurrent or partially concurrent sentences are often passed in connection with numerous offences of a broadly similar kind committed often over an extended period of time. However, the difficulty created by failing to deal specifically with the distinction between concurrent and cumulative sentences is not removed merely by excising the error. Further, if it matters, the context in which the problem arose in Sciascia was the liability of an illegal entrant to deportation. An illegal immigrant was a person who at the time the person entered Australia had been convicted and sentenced, inter alia "to imprisonment for a period totalling at least one year". 25 In 1992 Parliament amended s 20(1)(d) by way of a response to Sciascia in a way which dealt specifically with concurrent sentences and directed, in essence, that two sentences directed to be served concurrently were to be treated as involving only one period of imprisonment and were not to be totalled. The subsequent history of s 20(1)(d) is set out in the judgment of Hely J. 26 The history of the present s 501 is also outlined by his Honour. That history does not need to be repeated here. It might, however, be significant to emphasise that in the Second Reading Speech to the Migration Legislation Amendment (Strengthening of Provisions Relating to Character & Conduct) Bill of 1999, the Minister said that it was intended that "sentences be 'totalled' irrespective of the time and place at which each sentence was imposed." However, neither the legislation itself, nor the Second Reading Speech made reference to the question whether concurrent sentences should be totalled or treated as if the sentences to be served concurrently were but one sentence. Further, this was in the context that parliament intended to "provide more certainty as to who is able to pass the character test." 27 The question which now arises is whether there is any implication caused by the enactment of the 1992 amendments to s 20(1)(d) in the context of illegal immigrants that Parliament should be taken to have enacted into law in the different context of visa cancellation (ie s 501) what their Honours had said about cumulative or consecutive sentences. No doubt, there is a principle of interpretation that if the legislature re-enacts a provision then it will be presumed to have intended that that provision will be given the same interpretation as its predecessor was given: Pillar v Arthur (1912) 15 CLR 18; Barras v Aberdeen Steam Trawling and Fishing Co Ltd [1933] AC 402 and the cases in Pearce & Geddes Statutory Interpretation in Australia 5th ed at 3.40. Likewise it is common sense that if Parliament amends a statute to overcome a particular case then the amending statute will be interpreted, so far as that is possible, so as to achieve the Parliamentary purpose. But there is no rule of interpretation of which I am aware that says that when Parliament enacts a law in a related context it must be assumed to have adopted as correct what is said in a previous case in dicta by reference to another section and to have enshrined that dicta as part of the interpretation of the amended law. This must particularly be the case where the language of the legislation differs in other respects from that discussed in the prior case. While Parliament dealing with an amendment to s 20(1)(d) may be said to have in its mind the case law decided on that section, it is somewhat of a fiction to suggest that when amending s 501 Parliament necessarily had in mind the case law decided with respect to a previous version of s 20(1)(d). 28 That leaves, however, the question whether the general principle of construction applied in Sciascia that legislation affecting, and affecting adversely important accrued rights should be interpreted narrowly when applied to s 501, which would operate to bring about the result that concurrent sentences not be aggregated. That the principle of construction (perhaps it may be called a presumption) is important is beyond doubt. However, I do not think the presumption has much work to do when the language of the section is on its face quite clear and particularly when the language used is language which has a well-settled legal meaning. 29 It follows that I have the misfortune to disagree with the majority judgment in Ball and with those of my colleagues in the present case who take a contrary view. That being said, however, I do accept, as Hely J says, that either construction is debateable particularly when consideration is given to the legislative history, notwithstanding that I do not, perhaps, find the legislative history as compelling as, it would seem, Hely J does. 30 I join, accordingly, in the order that the Appeal be dismissed with costs.