Decision on section 501(7)(d)
47 In Drake v Minister for Immigration and Ethnic Affairs (1979) 24 ALR 577 ('Drake') the Full Court considered s 12 of the Act as then in force. That section referred to a conviction for an offence 'for which he has been sentenced to imprisonment for one year or longer' (emphasis added) and provided that the Minister may 'upon expiration of, or during, any term of imprisonment served' (emphasis added) deport the person. In that case, the sentence imposed was for 12 months accompanied by a direction that the plaintiff be released after three months on entering into a recognizance. To Bowen CJ and Deane J (at 586) it was clear that the sentence referred to in s 12 was the sentence of imprisonment imposed and not the term of imprisonment actually served. Their Honours held that the fact that 'a person … was … not required to serve the full term of imprisonment imposed would not affect the fact that he had been sentenced to imprisonment for one year' for the purposes of s 12 of the Act. The remissions were merely 'the result of the context in which the sentence imposed operates'. Their Honours also observed (at 588) that the powers conferred on the Minister by the section should be strictly construed and noted that the magistrate in that case clearly intended that the plaintiff should serve only three months in prison. However, their Honours concluded that such intention did not alter the fact that the appropriate sentence was determined to be a term of imprisonment of one year.
48 In Te v Minister for Immigration and Ethnic Affairs (1999) 88 FCR 264 ('Te'), the Full Court followed Drake. In so doing, the Court reiterated that, in considering s 201(c) of the Act, the words 'the offence is an offence for which the person was sentenced … to imprisonment … for a period of not less than one year' refers to the sentence of imprisonment imposed and not the term of imprisonment actually served. The language was said to direct attention to the quality of the offence, as reflected in the sentence imposed and focuses on the sentence determined to be appropriate punishment for the offence. In that case, the County Court had imposed a suspended sentence of imprisonment which meant that the offence was one for which the appellant was sentenced to the term of the unsuspended sentence.
49 In Minister for Immigration and Ethnic Affairs v Sciascia (1991) 31 FCR 364 ('Sciascia'),Burchett and Lee JJ construed s 20 of the Act, in the form that then applied and, in particular s 20(1)(d)(iii) which referred to 'a person who had been convicted of 2 or more crimes and sentenced to imprisonment for a period totalling at least one year'. The question was whether: (a) the section was intended to operate to embrace a deemed sentence of imprisonment, for a period of at least one year obtained by adding together unconnected sentences of imprisonment, imposed upon conviction for individually minor offences over a period of time; or (b) it was intended to cover sentences of imprisonment for several offences that were made consecutive, to form a period of imprisonment totalling at least one year. Their Honours were careful to adhere to the principle that sections such as s 20 were to be construed narrowly and so as strictly to confine their operation. They looked to the history of the legislation to conclude that it was not intended to permit the adding together of quite unconnected minor sentences. At 374, their Honours said:
'Of course, the language is not clear. The expression "has been convicted" is simply not limited, nor extended, by any words such as, to give it plainly the one meaning, "one some occasion", or, to give it plainly the other, "on one or more occasions". While it could refer to the case we have mentioned, it could also refer to a series of minor convictions spread over many years. In that case, a person, who had never, at any particular time in his life, been guilty of any serious offence or series of offences, might have become retroactively a prohibited immigrant by a statutory process of adding together unconnected sentences of imprisonment imposed for widely separated minor offences, some perhaps even committed in adolescence'.
50 Their Honours pointed to a further ambiguity in the language arising from the failure to express a distinction between cumulative and concurrent sentences. They said (at 375):
'Yet the slightest reflection will show that an express reference was at least very desirable, in order to avoid uncertainty. Has a person, who has been sentenced to two sentences of six months of imprisonment, to be served concurrently, been "sentenced to imprisonment for periods aggregating not less than one year"? In our opinion, that would be a strange conclusion. The theory of the criminal law is that several changes which arise out of the one enterprise may be so connected that they should be regarded as relating to one incident: see R v Melville (1956) 73 WN (NSW) 579. Convictions upon charges of this kind will result in concurrent sentences to be served by one period of imprisonment, and the length of that period will be appropriate to the total criminality involved. A deemed addition of a number of concurrent sentences would not only be unfair; it would be irrational, because in conflict with the basis on which the total period of imprisonment was fixed. Plainly, however, if these considerations had been perceived, so serious a question would have been expressly resolved, and not left to be settled outside the Parliament by the sometimes uncertain processes of construction.'
51 The distinction between different sentences and different terms of imprisonment was also dealt with by the High Court in Winsor v Boaden (1953) 90 CLR 345 ('Winsor'). The section under consideration was s 80 of the Government Railways Act 1912-1851 (N.S.W.). The section was in terms of 'sentenced to imprisonment for any term of or exceeding six months'. Dixon CJ, delivering the judgment of the Court, was considering whether two concurrent sentences of three months and a sentence of three months to commence at the expiration of the other two sentences, equalled or exceeded a term of imprisonment of six months. His Honour emphasised that a section which destroys accrued rights is not to be given a wider operation than the ordinary meaning of the words conveys unless the context or subject matter demands it. The Court held that the sentence to imprisonment was not for any term of or exceeding six months. A distinction was drawn between "sentence" connoting a judicial judgment or pronouncement fixing a term of imprisonment and the period fixed by the judgment as punishment, the term of imprisonment.
52 The emphasis on the term of imprisonment imposed, so that concurrent terms are not added together, reflects the approach taken by the primary judge.
53 The second reading speech of the Migration Legislation Amendment (Strengthening of Provisions Relating to Character and Conduct) Bill (No. 2) 1998 (Cth) ('the Bill') in the House of Representatives stated that the Bill sought to establish clear benchmarks for criminal behaviour that would lead to failure of the character test where 'the length of several sentences aggregates to two years or more'. In the Senate, the second reading speech referred to 'certain levels of criminal sentences'. It was also said that the Bill sought 'to establish clear benchmarks for criminal behaviour that would automatically lead to a non-citizen failing the character test'. Circumstances included a situation 'where the length of several sentences aggregates to two years or more'.
54 The Explanatory Memorandum to the Bill (at [53]) refers to 'a total sentence of 2 years or more where the person has been sentenced to 2 or more terms of imprisonment. It is intended that sentences be "totalled" irrespective of the time and place at which each sentence was imposed'.
55 It is of interest that the words of Burchett and Lee JJ in Sciascia: 'on one or more occasions' were introduced into the amended section. It cannot be said that the other ambiguity, in respect of concurrent sentences, was clearly resolved by the amendment although it had been clearly adverted to by their Honours. The second reading speech in the Senate did, however, make reference to several sentences being aggregated, which seems to draw on the language of Sciascia but neither the Act nor that speech take up their Honours' invitation to make clear reference to sentences to be served concurrently. It would have been easy to have done so.
56 The question of concurrent terms, s 501(7) and the character test was also recently considered by French J in Hicks v Minister for Immigration & Multicultural & Indigenous Affairs [2003] FCA 757 ('Hicks') which is on appeal to a Full Court. His Honour observed (at [59]) that the Act itself provides no explicit guidance in its text or context and the legislative history offers little illumination as to whether the condition for the existence of a substantial criminal record set out in s 501(7)(d) is satisfied by the imposition of two or more terms of imprisonment to be served concurrently where, if served consecutively, they would amount to two years or more.
57 French J also observed, correctly in our view, that the observations of Burchett and Lee JJ on concurrent sentences in Sciascia were obiter and assumed a single coherent theory of concurrent sentencing as applying in respect of a plurality of offences arising out of one or connected criminal incidents. That may not be the case and was not here. His Honour was referred to the primary judge's decision in this case and expressed the view that the construction there adopted was the preferred one.
58 A submission was made before French J on behalf of the Minister that was not made before us. Counsel in Hicks relied on the definition of "behaviour concern non-citizen" in s 5 of the Act and express provision therein for concurrent terms, excluding them from the sum of periods of imprisonment. The submission was that express exclusion of concurrent sentences in s 5 meant that they were included in s 501(7)(d). His Honour noted that this would lead to 'a tension between the criteria for the grant of visas for New Zealand citizens [by reason of s 32 of the Act] and their cancellation for failure to pass the character test". The respondent is a New Zealand citizen. This would mean that she would be entitled to a special category visa and would not be excluded by reason of her concurrent sentences under s 32 (2) but, on entry into the country, could then have her visa cancelled under s 501 by reason of s 501(7)(d). We see this absurd result as militating against the construction advanced by the appellant in this case.
59 In our view, the construction of s 501(7)(d) in respect of concurrent sentences is not clear. In Sciascia the clear opinion was expressed that concurrent sentences were not included. While that opinion was obiter, it is persuasive and there was an opportunity to amend the Act after Sciascia to make it clear that their Honours' view was not to apply if that had been the intention of the legislature.
60 Section 20(1)(d)(iii) was subsequently amended by the Migration Amendment Bill (No 2) 1992 (Cth) ('the 1992 Bill'), according to the second reading speech:
' in response to a Federal Court decision which has limited the power of the Commonwealth to decide who may enter and stay in Australia with regard to persons with criminal records. The intention of the Government has always been that a person who has committed a series of unrelated crimes which have resulted in that person being sentenced, in total, to a period of 12 months or more imprisonment should be categorised as a person to whom section 20 applies. The court decision, however, requires that this provision be interpreted very narrowly. It would apply only to a person in circumstances where there is a court order that several sentences of imprisonment are to be served consecutively so as to make up one continuous period of detention of at least one year. The amendment proposed to section 20 will make this longstanding policy of the Government clear in the legislation and overcome the narrow interpretation of the court.'
61 The Explanatory Memorandum to the 1992 Bill stated that the amendments were, inter alia, to 'clarify' certain provisions including the circumstances in which non-citizens become illegal entrants. Clause 7 of the Explanatory Memorandum states:
'This clause clarifies the criminal convictions that are relevant for the purpose of subparagraph (1)(d)(iii) of section 20 of the Principal Act. The Federal Court held in a recent decision that unconnected sentences of imprisonment could not be added together unless they resulted in one unbroken period of imprisonment. This amendment makes it clear that unconnected sentences of imprisonment can be aggregated even though the periods of imprisonment are not consecutive or relate to separate incidents of criminal activity. The operation of this clause is affected by transitional provisions in clause 17 of this Act.'
The amendment itself was, relevantly, as follows:
'20. (1) This subsection applies to a person, being a non-citizen, who has entered Australia, whether before or after the commencement of this section, if:
…
(d) on any occasion when the person entered Australia, the person was:
…
(iii) a person who had been convicted of 2 or more crimes and sentenced to imprisonment for periods that add up to at least one year if:
(A) any period concurrent with part of a longer period is disregarded; and
(B) any periods not disregarded that are concurrent with each other are treated as one period;
whether or not:
(C) the crimes were of the same kind; or
(D) the crimes were committed at the same time; or
(E) the convictions were at the same time; or
(F) the sentencings were at the same time; or
(G) the periods were consecutive'.
62 The long standing policy referred to in the second reading speech made no mention of concurrent sentences. However, the amendment to the legislation did. The new s 20(1)(d)(iii)(A) and (B) made express reference to concurrent periods. Paragraph (A) was clear. Concurrent periods which were shorter than a further concurrent period of imprisonment were to be disregarded and therefore not totalled. Paragraph (B) was not clear. On the one view what was meant was that any periods not disregarded, for example the 25 convictions for 11 months, were to be treated as one period and therefore not totalled. On another view, each of the 11 month periods was to be treated as one period but could be totalled because the person had been convicted of 2 or more crimes and sentenced to imprisonment for 25 separate periods of 11 months that therefore added up to more than one year within the opening words of sub-paragraph (iii).
63 What then was the intention of the legislature when it amended the legislation yet again in s 501(7)(d)? One possibility is that it thought it had already made clear a "long standing policy" that concurrent sentences were to be totalled in the limited circumstances provided for in s 20(1)(d)(iii) and that the new s 501(7)(d) merely reflected that policy. Another possibility is that it thought that the long standing policy was that concurrent sentences were not to be totalled and that this was reflected in s 501(7)(d). A third possibility is that it thought that s 20(1)(d)(iii) was not clear and that it required further clarification. But the difficulty with each such possibility is that s 501(7)(d) is not clear.
64 In our view the following observations of French J in Hicks (at [65]) are apt and are not affected by the fact that His Honour was apparently, in argument, not referred to the 1992 amendments:
'In my opinion, although the position is not without doubt, the language of s 501(7)(d) does not readily lend itself to the totalling of concurrent terms of imprisonment. The issue is one of which the Parliament was well aware at the time that s 501(7)(d) was enacted, having regard to the joint judgment of Burchett and Lee JJ in Sciascia and what fell from Martin J in Pearson [Pearson v Minister for Immigration, Local Government and Ethnic Affairs (1992)106 FLR 162]. It would have been a straightforward matter to have addressed that issue expressly in the definition of `substantial criminal record´ in subs 501(7)(d). In my opinion therefore, the preferable construction is that which counts only terms of imprisonment which are other than concurrent.'
65 We can see some force in the submission that what is to be totalled are the sentences imposed, rather than to look to the way in which the numerous sentences are to be served. In this regard, the appellant relied on R H McL v The Queen (2000) 203 CLR 452 as authority for the proposition that a sentence should be fixed appropriate to each individual offence and then the aggregate of those sentences viewed and made wholly or partly concurrent in accordance with the "totality principle". However, that case does not assist in ascertaining the true effect of the section in question and whether what must be 2 or more years is the total of the sentences imposed or the term of imprisonment imposed in respect of all of those sentences. In either case, it could be said that the quality of the offending conduct was being addressed. Counsel for the appellant also relied on the definition of "sentence" in s 501(12): 'sentence includes any form of determination of the punishment for an offence'. This, in our view, recognises that sentences may be imposed other than by way of terms of imprisonment and reinforces the conclusion that s 501(7)(d) is not directed to sentences but to the terms of imprisonment.
66 Counsel for the appellant submitted that the process for consideration, as supported by Drake, is in two stages. The first is the imposition of a sentence for a term of imprisonment for an offence. It is this stage, it was submitted, to which s 501(7)(c) and (d) are directed. In the present case, there have been sentences for terms of imprisonment which total more than 2 years. There is then a second stage and that is the decision on the part of the judge to fix the starting date for each of those terms to be the same.
67 There was not in the present case evidence of a specified two stage process where sentence in respect of each offence was pronounced and then a direction given that they be served concurrently. This does not matter because it is clear that the section is intended to cover circumstances beyond the procedures recognised in individual States or, indeed, Australian criminal law. To that extent, we differ from the view taken by the primary judge that Parliament must be taken to have considered the practice of concurrent sentencing. Counsel for the appellant recognised that the meaning of the provision could not change depending on local sentencing principles but then drew on such principles, for example the totality principle, to support his case which relied on the Australian practice of cumulative and concurrent sentencing. The section cannot be of such limited application.
68 In the present case, there was no evidence other than the charge sheet. The terms were made apparent simply by an examination of the commencement and length of each term of imprisonment imposed. There was a sentence of imprisonment for each offence and a term of imprisonment imposed. In each of 24 cases, it was the same term of 2 months and in each of 25 cases, it was the same term of 11 months. All the terms commenced on the same day. Whether the total of the terms is 11 months or 13 months, it is below the 2 years that has been defined as the minimum for a substantial criminal record.
69 Bearing in mind the injunction in Winsor, where the section is not clear, we are of the view that the construction to be preferred is the one that does not derogate from the respondent's rights.
70 It follows that there has not been demonstrated error by the primary judge in finding that the Minister applied an erroneous construction of s 501(7)(d) when he formed the suspicion required by s 501(2)(a) that the respondent did not pass the character test. This ground of appeal fails.