DISCUSSION
20 The notice of appeal sets out five grounds of appeal as follows:
1. Contrary to his Honour's findings, the Second Respondent did not misunderstand, misconstrue or fail to consider any claim that he was jurisdictionally obliged to consider.
2. Contrary to his Honour's findings, any claim of a well-founded fear of persecution for a Convention reason by local villagers was, at least implicitly, rejected by the Second Respondent, including at [115]-[116] of his reasons. The Second Respondent considered that no Convention reason supplied the essential and significant reason for any harm that may be faced by the First Respondent from local villagers.
3. Contrary to his Honour's findings at [53]-[54], the Second Respondent did not:
(a) assume any "simple dichotomy" or "antithesis" between the motives of the local villagers and the motives of the Commander; or
(b) fail to make findings as to whether the motives of the local villagers gave rise to a well founded fear of persecution for a Convention reason by those villagers.
4. Contrary to the approach of the Federal Magistrate at [55], it was a matter for the Second Respondent how to weigh the evidence referred to in that paragraph, including its significance, and there was no error of law revealed by the Second Respondent's treatment of that evidence.
5. The Second Respondent did not fail to ask the correct question, or misapply the law, as alleged in ground 3 in the court below, including particular (d) to that ground.
21 Although articulated as separate grounds the real issue in this appeal is whether the primary judge's analysis at [53]-[56] of his reasons for judgment was correct.
22 The Minister submitted that:
(1) The first respondent made no reference to Commander T or Commander D at the entry interview stage or before the delegate. It was not until the independent merits review that submissions were made suggesting that those who perceived members of the first respondent's family to be infidels or non-believers were Commander T and the men working for him.
(2) The reviewer was therefore entitled to conclude on the basis of these statements that it was only through the leadership of Commander T that the local people became instruments of serious harm. The reviewer was entitled to approach the first respondent's claim on the basis that Commander T was the "controlling mind".
(3) The reviewer was mindful of the role played by the local people and referred to the first respondent's claim regarding the local people as originally put to the Minister's delegate at [15] of his reasons. The reviewer also referred to the first respondent's claims regarding the local people at [98] and [100] of his reasons. The reviewer's references to "the people responsible" and the "collaborators" at [103] and [109] should be read in context as including the local people.
(4) The reviewer found at [110] that T acted in instigating the murder of the father and the illegal occupation of the family land; T was therefore, at least implicitly, the controlling mind that governed any serious harm inflicted by the local people. The reviewer was entitled to take this approach having regard to the way in which the first respondent's claim was developed during the merits review process.
(5) The reviewer found at [115] that, while the first respondent may be persecuted by "[T], [D] or their collaborators" were he to return to Afghanistan, there were no essential and significant Convention reasons for this persecution. The essential and significant reasons for harming the first respondent would not be religion or politics but the reasons of self-interest and criminality that operated earlier. In referring to "their collaborators" the reviewer was referring to the local people under the control of T. Accordingly, this finding includes a finding to the effect that any fear on the part of the first respondent of serious harm from the local people had as its essential and significant reason a non-Convention reason of self-interest and criminality.
(6) Consequently, the reviewer concluded at [116] that the first respondent did not have a well-founded fear of persecution on any of the four grounds set out. All of those grounds but the third included the attitudes of the local people.
(7) The reviewer may have considered the motives of the local people to be subsumed by, or essentially identical to, the motives of T. However, the reviewer was entitled to do that given the way in which the first respondent's case developed. The reviewer ultimately made findings as to the essential and significant reasons for the persecution in relation to T as well as T and his collaborators, including the local people. The reviewer therefore expressly addressed the first respondent's claim in relation to the local people.
23 Based on a fair reading of the reasons of the independent merits reviewer as a whole I do not accept the Minister's argument. I consider the analysis of the primary judge to be correct.
24 In Dranichnikov v Minister for Immigration & Multicultural Affairs (2003) 197 ALR 389; [2003] HCA 26 Gummow and Callinan JJ stated at [24] that "[t]o fail to respond to a substantial, clearly articulated argument relying upon established facts" is to fail to accord natural justice. Two substantial and clearly articulated arguments were put to the reviewer in the written submissions of the first respondent's agent: first, the claim that the first respondent fears harm on the basis of an imputed political opinion as he and his family are openly opposed to Commander D and Commander T, and second, the claim made in relation to the perception that the first respondent is a non-believer. The independent merits reviewer identified these claims (at [49]). At [65] and [101] of his reasons the independent merits reviewer accepted the first respondent's account of the circumstances in which the killing of his father occurred. The first respondent's two distinct arguments were therefore underpinned by an established set of facts. The independent merits reviewer, however, failed to deal with the second claim as a claim in and of itself and impermissibly treated that claim as subsumed into the first claim. It was impermissible to do so because the claims as clearly articulated included that the local people were themselves willing to do what they did (kill the first respondent's father, steal his family's land, act against the first respondent at the behest of the Commanders and, by implication, to harm the first respondent should he return) because they perceived the first respondent to be a non-believer and supporter of the UN.
25 The impermissible chain of reasoning commences at [51] where the independent merits reviewer wrongly characterises the claims as claims that "[T] and his men" perceive the first respondent and his family to be non-believers whilst omitting reference to the local people themselves as holding such perceptions. The chain of reasoning continues at [100] where the first two bullet points in that paragraph refer to the views of local people that the first respondent and his family were opposed to the local religious and political beliefs, such beliefs being the direct cause of the murder of the first respondent's father, but the fear of harm is expressed in the last two bullet points as coming solely from "[T] and/or [D]", with no reference to the local people. When [103]ff of the reasons of the independent merits reviewer are read in this context it becomes apparent that:
(1) The independent merits reviewer did establish a conceptual dichotomy between the local people just being interested in a land grab and the local people acting for political and/or religious reasons. The independent merits reviewer characterised these two options as opposites so that if the former were true the latter could not exist. The inclusion of the word "just" in [103] (which I accept means "only" in this context) does not avoid the problem. It exposes the impermissible dichotomy. The local people may well have wanted both the land and been motivated to get it by their perceptions of the religious and political beliefs of the first respondent's family.
(2) Giving weight to the first respondent's comment that he believed that it (presumably, the accusations of the local people) was just an excuse to take the land, as the independent merits reviewer did at [104], also reinforces the impermissible dichotomy. Willingness to use and act on the perceptions founding the accusations may be said to be an "excuse" but it does not mean that the perceptions were not causative of the actions.
(3) At [105] the independent merits reviewer said that the first respondent did not assert any motivation beyond the wish to seize and occupy the family's land. This is true if the Commanders alone are considered - but is not true about the local people. The first respondent specifically claimed that his father was killed because he was perceived to be opposed to the local people's religious and political beliefs. The independent merits reviewer, moreover, accepted this account of the reasons why the first respondent's father was killed.
(4) The same proposition of Commander D and his collaborators acting purely in their own self-interest is made at [109] which, again, makes no sense if the evidence of the motivations of the local people as a source of potential harm in and of themselves is considered.
(5) At [110] the motivations of Commander T alone are considered as being unrelated to any political or religious considerations.
(6) And again at [115] there is reference to the risk of harm the first respondent would face if he returned to his village, being a risk said to come only from the Commanders or their collaborators.
26 Section 91R of the Migration Act 1958 (Cth) does not assist the Minister. Section 91R(1) provides that:
For the purposes of the application of this Act and the regulations to a particular person, Article 1A(2) of the Refugees Convention as amended by the Refugees Protocol does not apply in relation to persecution for one or more of the reasons mentioned in that Article unless:
(a) that reason is the essential and significant reason, or those reasons are the essential and significant reasons, for the persecution; and
(b) the persecution involves serious harm to the person; and
(c) the persecution involves systematic and discriminatory conduct.
27 The Minister submitted that the independent merits reviewer did not assume that there was a simple dichotomy or antithesis between self-interest and criminality on the one hand and Convention reasons on the other but correctly appreciated that he had to identify whether any Convention reason was the essential and significant reason for any serious harm of which the first respondent faced a real chance. The Minister submitted that the reviewer's reasoning clearly demonstrates that he was not satisfied that the essential and significant reason for the harm feared by the first respondent from local people and the Commanders was a Convention reason. The independent merits reviewer made findings as to the motives of the local people and the primary judge erred in holding to the contrary at [53]-[54] of his reasons.
28 This submission is confounded by the reasons of the independent merits reviewer.
29 At [51] of the primary judge's reasons, his Honour said "[t]he need to examine the underlying circumstances which have allowed a person to participate in and benefit from acts of persecution has been pointed to in a series of cases in the Federal Court concerning fears of extortion. As it has been pointed out, the activities of extortionists may or may not have underlying Convention nexus, and it is an error of law to overlook the need to examine the underlying reasons for the refugee claimant being targeted for extortion by its principal beneficiary". The primary judge referred to the decision of Rajaratnam v Minister for Immigration & Multicultural Affairs (2000) 62 ALD 73; [2000] FCA 1111 (Rajaratnam), also relied on by the first respondent in this Court, where Finn and Dowsett JJ said at [46] and [48]:
[46] As this Court has indicated on several occasions, care needs to be taken when considering whether extortion has been practised upon a person for a Convention reason: see eg Minister for Immigration and Multicultural Affairs v Sarrazola (1999) 166 ALR 641 at 645-646. The need for this is apparent enough. In the usual case of extortion the extorting party will be acting for a self-interested reason (ie to gain an advantage for himself or herself, or for another). In this sense, his or her interest in the person extorted can always be said to be personal. What needs to be recognised, though, is that the reason why the extorting party has that interest may or may not have foundation in a Convention reason. The extorted party may have been chosen specifically as the target of extortion for a Convention reason, or may have become the subject of extortion because of the known susceptibility of a vulnerable social group to which he or she belongs, that social group being identified by a Convention criterion. Or, conversely, the person may have been selected simply because of his or her perceived personal capacity to provide the particular advantage sought and for no other reason or purpose.
…
[48] In a particular setting, then, extortion can be a multi-faceted phenomenon exhibiting elements both of personal interest and of Convention-related persecutory conduct. For this reason the correct character to be attributed to extorsive conduct practised upon an applicant for refugee status is not to be determined as of course by the application of the simple dichotomy: "Was the perpetrator's interest in the extorted personal or was it Convention related?" In a given instance the formation of the extorsive relationship and actions taken within it can quite properly be said to be motivated by personal interest on the perpetrator's part. But they may also be Convention-related. Accordingly any inquiry concerning causation arising in an extortion case must allow for the possibility that the extorsive activity has this dual character.
30 The primary judge also referred to the decisions of SZJRI v Minister for Immigration & Citizenship (2008) 103 ALD 176; [2008] FCA 1090 and SHKB v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCA 545. In SHKB at [12] Selway J referred to Minister for Immigration and Multicultural Affairs v Singh (2002) 209 CLR 533; [2002] HCA 7 (Singh) in which the claimant had been involved in the killing of a police officer as a member of a political organisation. The Administrative Appeals Tribunal found that the claimant was not owed protection obligations under the Refugees Convention because pursuant to Article 1F(b) there were serious reasons for considering that the respondent had committed a serious non-political crime outside Australia. Gleeson CJ stated at [19]-[20]:
[19] …On the respondent's account, which the Tribunal evidently accepted, the police officer became a "target" because he had tortured a KLF [Khalistan Liberation Force] member. That can be described as a form of vengeance or retribution, but, if it were accepted that one of the political objectives of the KLF was to resist oppression of Sikhs, it is not vengeance or retribution of a kind that is necessarily inconsistent with political action in the circumstances which the respondent claimed existed in India. For the Tribunal to say, even by reference to the facts of the case, that such retribution cannot be political, was wrong.
[20] The very fact that the Tribunal found it unnecessary to form a view as to the political nature of the KLF, or as to whether it was a terrorist organisation, demonstrates that it was proceeding upon a view that there is a necessary antithesis between violent retribution and political action. That was an error of law.
31 In SHKB Selway J noted at [12]:
In my view the attempt by the Tribunal to draw a distinction between Convention based reasons and retribution involves a jurisdictional error. In [Singh] the High Court held, although in a slightly different context, that where an act of revenge or retribution is derived from or arises out of a political act or campaign then the act or revenge or retribution may be a political act…
The Tribunal in this case would seem to have fallen into the same error. In this case the Tribunal would seem to have proceeded on the view that there was an antithesis between retribution on the one hand and political or racial persecution on the other. At the very least there was a further step that was necessary in the Tribunal's reasoning - the Tribunal was required to determine whether or not it was satisfied that those seeking retribution against the applicant were doing so as an aspect of a broader political or racial campaign to seize farm lands near Durban, or were doing so for reasons unrelated to that campaign. If the Tribunal was satisfied that the retribution formed an aspect of such a broader campaign then it would follow that fear of such an act of retribution was a fear based upon a Convention reason. In my view the Tribunal has fallen into the same error as that identified in Singh.
32 The Minister noted that Rajaratnam and Minister for Immigration and Multicultural Affairs v Sarrazola (1999) 95 FCR 517; [1999] FCA 1134 were decided prior to the introduction of s 91R and must be read in light of that provision. The Minister also submitted that SHKB can be distinguished on the basis that the impugned finding of the Refugee Review Tribunal in that decision revealed no consideration of the "essential and significant" test in s 91R. Similarly, SZJRI does not mention s 91R and turned on its own facts. The Minister also relied on SZATE v Minister for Immigration [2004] FMCA 532, where Federal Magistrate Barnes noted at [20] that "[t]he words `essential and significant' recognise that there may be more than one reason but that any Convention reason must reach this threshold".
33 I accept that s 91R requires that the Convention reason reach the threshold of being the essential and significant reason for the persecution. It is also apparent that s 91R(1) recognises that there may be more than one "essential and significant" Convention reason for the persecution. What s 91R does not legitimise, however, is the process of reasoning of the independent merits reviewer in the present case. This is because nothing in s 91R permits a failure to consider a clearly articulated claim about a source of harm capable of being an "essential and significant reason" for Convention related persecution on the basis of an unstated assumption or belief that such a source of harm is subsumed into some other source of harm or that, by reason thereof, there is a simple dichotomy between persecution by reason of self-interest and for a Convention reason or reasons.
34 It is apparent from [103] of the reasons that the independent merits reviewer concluded that if the local people were merely using the father's connection to the UN as an excuse to kill him and take the land then there was no logical possibility of demonstrating that there was also a Convention reason behind the killing of the father and the taking of the land. This is also seen at [115] of the reasons, where the independent merits reviewer stated that "the essential and significant reasons for harming the [first respondent] would not be religion or politics, but the reasons of self-interest and criminality that operated earlier" (my emphasis). The dichotomy is false. The conclusion about the self-interest of the local people, moreover, reflects an assumption that their reasons for acting (otherwise accepted by the independent merits reviewer to be their beliefs about the religious and political beliefs of the first respondent's family - see at [100] and [101]) have no existence separate from the self-interest of the Commanders. Having accepted, in terms, the first respondent's claim that his father was killed because local people formed the view that the first respondent's father and his family were opposed to the local people's religious and political beliefs, the independent merits reviewer could not thereafter fail to consider the first respondent's claims of a well-founded fear of persecution at the hands of the local people for religious and political, that is Convention, reasons.
35 I do not accept that reaching this conclusion involves reading the independent merits reviewer's reasons "minutely and finely with an eye keenly attuned to the perception of error" (Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at [30]). As the primary judge said at [54] of his reasons, [103] is ambiguous. However, I also agree with the reasoning of the primary judge that despite the ambiguity the reasoning of the independent merits reviewer as a whole can be understood only on the basis of an assumed "dichotomy between the motives of the beneficiary of the initial persecution of the family and the underlying religious reasons motivating the villagers to persecute the family and to enable the oppressive conduct of the local commander" (at [53]). I also agree with the first respondent that the error is exposed further by the way in which the independent merits reviewer treated the first respondent's statement that the local people's perception of his father was "an excuse to take our land from us". As the primary judge said at [55], if the independent merits reviewer had not operated on the basis of the impermissible dichotomy, this statement could not have been considered as indicating that the local people were solely motivated by reasons of self-interest.
36 In the context of the reasons as a whole I also do not accept that the "collaborators" of the Commanders should be understood to be a reference to the local people as a whole who perceive the first respondent to be a non-believer and supporter of the UN. More relevantly, I do not accept that it was reasonably open to the independent merits reviewer to assume that the motivations of the Commanders (self-interest) are the same as and exhaustive of the motivations of the local people. I also do not accept that the independent merits reviewer was entitled to approach the first respondent's claim on the basis that the Commanders were or are the controlling mind responsible for any harm inflicted by the local people. No finding to that effect was made or should be implied.
37 As Stone J stated in SZCBT v Minister for Immigration & Multicultural Affairs [2007] FCA 9 at [26] (approved by Rares J in SZQJH v Minister for Immigration and Citizenship [2012] FCA 297 at [36]):
"The phrase 'beneficial construction', as used in Wu Shan Liang [Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259] has a specific meaning, and was certainly not intended to mean that any ambiguity in the Tribunal's reasons be resolved in the Tribunal's favour. Rather, the construction of the Tribunal's reasons should be beneficial in the sense that the Tribunal's reasons would not be over-zealously scrutinised, with an eye attuned to error. In this sense a 'beneficial' approach to the Tribunal's reasons does not require this Court to assume that a vital issue was addressed when there is no evidence of this and, indeed, the general thrust of the Tribunal's comments suggest that the issue was overlooked.
38 The reasons here disclose that the vital issue of the first respondent's fear of harm from the local people was overlooked. Accordingly, I agree with the analysis of the primary judge as set out at [53]-[56] of his Honour's reasons.
39 Although it is not necessary to consider the notice of contention it is appropriate to record my view that the notice is a more complicated version of the conclusions the primary judge in fact reached. The essence of the notice of contention is that the independent merits reviewer failed to consider the first respondent's claim of a well-founded fear of persecution by reason of his being perceived to be a non-believer. The primary judge at [54] found that the independent merits reviewer failed to consider the first respondent's claim of a well-founded fear of harm for local people by reason of the religious opinions of the first respondent's family, which is another way of saying the perceptions of the first respondent as a non-believer. Accordingly, the notice of contention does not add anything.
40 For these reasons the appeal should be dismissed.
I certify that the preceding forty (40) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Jagot.