The AAT Decision
4 The AAT distilled the task of complying with Direction 55 in the following way:
THE REVIEW CRITERIA
8. In reviewing a visa cancellation decision by a Ministerial delegate the Tribunal is required to comply with any direction issued by the Minister under s 499 of the Migration Act 1958. The direction that has been in force since 1 September 2012 is "Direction no 55 - Visa refusal and cancellation under s 501".
9. The stated purpose of Direction 55 is to guide the exercise of the visa refusal and cancellation powers contained in s 501 of the Migration Act 1958. The Direction contains a statement of "General Guidance" and sets out various principles. It describes them as "of critical importance" in furthering the stated objective of the Migration Act - specifically, the national interest regulation of the presence of non-citizens in Australia. Those principles, though stated at somewhat greater length in the Direction itself, essentially involve the propositions that
(a) Australian residence is a privilege, and is extended to non-citizens in the expectation that they will be law abiding and not cause harm
(b) generally, non-citizens who have committed serious crimes will not be allowed the privilege of Australian residence
(c) the circumstances of a person's Australian residence, particularly their age and the length of their lawful residence, may permit some harm risks to be regarded as acceptable or tolerable, but the harm risks associated with some conduct may be so serious as to outweigh other considerations strongly favouring the non-citizen's Australian residence
(d) considerations favouring a non-citizen's continuing Australian residence include the length of any period of positive contribution they have made, the effect of visa refusal or cancellation on their family members, and the best interests of minor children who would likely be affected by an adverse visa decision.
10. In relation to a visa cancellation decision, Direction 55 requires the Tribunal to "take into account" a number of specific considerations, which it characterises as either "primary" or "other" considerations. Primary considerations are matters that must be taken into account, and which should "generally" be given greater weight. Other considerations are matters to which a decision maker should attach less weight.
11. Direction 55's emphatic classification of considerations as either "primary" or "other" implies a clarity of distinction that is in some respects obscured by, and not well defined in, the exegetical text of the Direction. Although the two categories are described in somewhat more elaborate detail in Direction 55, the essence of the two categories can be conveyed by the following short descriptions:
(a) Primary considerations
(i) protection of the Australian community
(ii) the quality of the non-citizen's ties to the Australian community
(iii) the best interests of resident minor children,
(iv) compliance with international "non-refoulement" obligations
(b) Other considerations
(v) the effect of visa cancellation on permanent resident family members
(vi) the effect on Australian business interests
(vii) the impact of non-cancellation on members of the Australian community, including the impact on victims of the non-citizen's criminality
(viii) difficulties the non-citizen may face in maintaining themselves in their home country.
12. It is obvious, and Direction 55 recognises, that the four "primary" considerations may point to opposite conclusions about the appropriate exercise of the visa cancellation power. That, in itself, complicates compliance with the direction that "primary" considerations are "generally" to be given greater weight. But the potential complications are increased by the scope for factual overlap between the "primary" and "other" considerations. That scope for overlap exists between the "primary" consideration of protecting the Australian community, and the "other" consideration of the impact of a "non-cancellation" decision on members of the Australian community. Similarly, there is scope for overlap between the "primary" consideration of the quality of a non-citizen's ties to the Australian community and the "other" consideration of the effect of visa cancellation on a non-citizen's resident family members.
13. The evident potential for tension between the various "primary" considerations, and between those considerations and at least some of the "other" considerations, points to the exercise of the visa cancellation power requiring a "balancing" exercise. This is recognised, though in a somewhat less direct context, in Direction 55 at paragraph 7(1)(b). It describes the decision maker as
… required to determine whether the risk of future harm by a non-citizen is unacceptable. This requires a balancing exercise, involving a consideration of the likelihood of any future harm, the extent of the potential harm should it occur, and the extent to which, if at all, any risk of future harm should be tolerated by the Australian community.
14. That "balancing" exercise is one that requires a comparative, but ultimately impressionistic, evaluation of the totality of the relevant circumstances. This evaluation has to be carried out against the background of the objectives and principles described in Direction 55. It requires a careful and accurate assimilation of all the circumstances relevant to the particular non-citizen who contests their visa cancellation.
(Emphasis in original.) (Footnote omitted.)
5 Thereafter, the AAT examined issues relating to the cancellation of the respondent's visa under the following headings:
[The respondent's] criminal conduct
The nature and seriousness of [the respondent's] conduct
[The respondent's] incarceration - February 2006 to August 2009
[The respondent's] 2009 parole liberty
Contemporary assessment of [the respondent's] risk of re-offending
Conclusion on the protection consideration
[The respondent's] Australian ties
Best interests of minor children
Other considerations - effect on family members
Other considerations - [the respondent's] personal circumstances
Determining acceptable risk
6 The final subject matter dealt with by the AAT responded to a direction in cl 7 of Direction 55 in the following terms:
7. How to exercise the discretion
(1) Informed by the principles in paragraph 6.3 above, a decision-maker:
a) must take into account the considerations in Part A or Part B, where relevant, in order to determine whether a non-citizen will forfeit the privilege of being granted, or of continuing to hold, a visa; and
b) is required to determine whether the risk of future harm by a non-citizen is unacceptable. This requires a balancing exercise, involving a consideration of the likelihood of any future harm, the extent of the potential harm should it occur, and the extent to which, if at all, any risk of future harm should be tolerated by the Australian community.
7 The considerations in Part A and Part B which are referred to in cl 7(1) (relating respectively to visa holders and visa applicants) are those primary and other considerations set out by the AAT in the passage extracted earlier.
8 The principles in cl 6.3, which are referred to in cl 7(1) are as follows:
6.3 Principles
(1) Australia has a sovereign right to determine whether non-citizens who are of character concern are allowed to enter and/or remain in Australia. Being able to come to or remain in Australia is a privilege Australia confers on non-citizens in the expectation that they are, and have been, law-abiding, will respect important institutions, such as Australia's law enforcement framework, and will not cause or threaten harm to individuals or the Australian community.
(2) A non-citizen who has committed a serious crime, including of a violent or sexual nature, and particularly against vulnerable members of the community such as minors, the elderly or disabled, should generally expect to be denied the privilege of coming to, or to forfeit the privilege of staying in, Australia.
(3) In some circumstances, criminal offending or other conduct, and the harm that would be caused if it were to be repeated, may be so serious, that any risk of similar conduct in the future is unacceptable. In these circumstances, even other strong countervailing considerations may be insufficient to justify not cancelling or refusing the visa.
(4) Australia has a low tolerance of any criminal or other serious conduct by people who have been participating in, and contributing to, the Australian community only for a short period of time. However, Australia may afford a higher level of tolerance of criminal or other serious conduct in relation to a non-citizen who has lived in the Australian community for most of their life, or from a very young age.
(5) Australia has a low tolerance of any criminal or other serious conduct by visa applicants or those holding a limited stay visa, reflecting that there should be no expectation that such people should be allowed to come to, or remain permanently in, Australia.
(6) The length of time a non-citizen has been making a positive contribution to the Australian community, and the consequences of a visa refusal or cancellation for minor children and other immediate family members in Australia, are considerations in the context of determining whether that non-citizen's visa should be cancelled, or their visa application refused.
(Emphasis added.)
9 It is apparent that cl 6.3(3) and 6.3(4) expose the possibility of competing and conflicting considerations in any particular case.
10 In light of the importance to the conclusion reached by the primary judge of the approach taken by the AAT to the issue of determining whether the risk of future harm from the respondent was "unacceptable", it is desirable to set out in full the AAT's analysis of that issue, which I do hereunder.
11 However, it is important to appreciate that the preceding discussion by the AAT had led to the following conclusions:
the respondent "represents a significant risk of future re-offending, and a significant risk of serious harm as a result of any such re-offending. These risks strongly favour cancellation of [the respondent's] visa";
a number of considerations (including his relationship with his fiancÉe) indicate the strength of the respondent's Australian ties, and strongly favour his continued Australian residence;
"… the strength of those considerations is reduced by the facts that (i) he has spent almost the preponderance of his adult years in prison, (ii) his serious offending began in his teenage years, (iii) he has continued to offend, and to display little evidence of sustained capacity to reform, and (iv) he is unable to point to any strong links to the Australian community, other than his own family members, his fiancÉe and his infant son. Because of the limited periods during which [the respondent] has been at liberty since May 2002, he has no significant work qualifications or experience."
it is in the best interests of the respondent's son that the respondent remain in Australia even though the AAT did not accept that it could confidently conclude that his presence would be likely either to contribute to his son's best interests in any specific way or be free of an unacceptable risk of future and serious offending conduct;
visa cancellation would be heartbreaking to the respondent's parents and his fiancÉe and disappointing for his elder brothers and his son, although there is no evidence that the respondent has provided financial support or assistance either to his family or his fiancÉe and his son.
12 Following those conclusions (and the extensive discussion which explained them), the AAT said the following:
DETERMINING ACCEPTABLE RISK
85. [The respondent's] past offences, particularly his most recent offences in 2010, were serious. Any repetition of them carries a readily appreciable risk of grave injury. The risk of [the respondent] re-offending is real and, in the light of many assessments identifying his long standing drug addiction, negative "core belief" and poor impulse control, is significant. In these circumstances there are good grounds to exercise the visa cancellation power by regarding as determinative, the primary consideration of protection of the Australian community.
86. The weight of that protective consideration has to be assessed against the significance not only of [the respondent's] Australian ties, but also the best interests of his young son. Those matters count against the cancellation of his visa. The task of determining where the balance between these, essentially countervailing, considerations should be struck is a matter of impressionistic evaluation, neither without difficulty nor reasonably open to only one conclusion.
87. My assessment is that the visa cancellation power in this instance should be exercised by preferring the purpose of protecting the Australian community from harm. [The respondent's] past conduct, despite ample opportunity, and professed motivations, to reform precludes any degree of real satisfaction that [the respondent] is unlikely to re-offend, and to do so in a serious way. If he re-offends, he can expect custodial sentences even longer than those he is currently serving. In these circumstances, I am not at all satisfied that there is a sound basis to conclude that [the respondent] is likely to fulfil a significant parental role with his son. Conversely, I am satisfied that [his fiancÉe] has both the means and the determination to provide well for her son. I am also satisfied that he will be welcomed and sustained within their wider family membership that will remain in Australia.
88. I accept, and I have endeavoured to recognise fully, that it is a harsh step to deny [the respondent] continued residence in the country in which he has spent almost all of his formative years. There are numerous instances where the harshness of such an exercise of the visa cancellation power has been remarked upon with significant disfavour: see for example Pochi v Macphee (1982) 151 CLR 101 at 115; Nystrom v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 143 FCR 420 and Ayan v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 126 FCR 152. Nevertheless, previous decisions have rejected the notion that the proper exercise of the visa cancellation decision should be influenced either by the limited availability of the deportation power in ss 200 - 203 of the Migration Act 1958 (see Minister for Immigration and Multicultural and Indigenous Affairs v Nystrom (2006) 228 CLR 566) or by the notion that Australia owes a non-citizen some kind of obligation to continue the privilege of Australian residence where that residence has involved either the predominant part, or the whole, of their minority: see Re Toia and Minister for Immigration and Citizenship [2007] AATA 2078 at [12] and Re Ung and Minister for Immigration and Multicultural Affairs (AAT 13387, 21 October 1998) at [50]-[52]. In this situation the length of a non-citizen's Australian residence, particularly residence as a minor, is a significant, but not determinative matter, in the exercise of the visa cancellation power. The power is not fettered by any specific restriction in the Migration Act itself, and is only the subject of very general guidance in the principles in Direction no. 55 paragraph 6.3(4). Consequently, it is a situation which the remarks of Deane J in Sean Investments Pty Ltd v MacKellar (1981) 38 ALR 363 at 375 are appropriate. His Honour said:
… where relevant considerations are not specified, it is largely for the decision-maker, in the light of matters placed before him by the parties, to determine which matters he regards as relevant and the comparative importance to be accorded to matters which he so regards.
89. Those considerations of comparative importance include full recognition of the additional harshness involved in require [sic] [the respondent] to leave his immediate and extended family. Finally, it is a large step to deny a father and son the benefit of living together and sharing the joys, and the travails, of ordinary family life.
90. But the apparent harshness of these steps is mitigated by the knowledge of the warning that was given to [the respondent] in 2008, and, as I have endeavoured to indicate earlier in these reasons, his full awareness of the significance of that warning. It is also mitigated by [the respondent's] repeated inability, or unwillingness, to live out the motivations to reform that he has expressed in the past, and repeated in these proceedings. Because of the unreliability of [the respondent's] past professions of his desire to reform, the promptness with which he has re-offended, and the consistently remarked upon qualities (drug addiction, poor impulse control, vulnerability to peer pressure and negative "core belief") which underlie his risk of re-offending, I do not have any degree of real satisfaction that [the respondent] would be likely to contribute meaningfully, reliably and consistently to the kind of family life that would be in his son's best interests. I consider it rather more likely that [the respondent] is at risk of visiting upon his son, [his fiancÉe], and the Australian community, a future at least punctuated, if not typified, by uncontrolled drug addiction and violent criminality. In those circumstances, the preferable course to take is to exercise the visa cancellation power by striking the evaluative balance in favour of the protection of the Australian community from a real, and unacceptable, risk of harm caused by [the respondent] re-offending.
DECISION
91. The decision under review is affirmed.
13 I will return shortly to the challenge made to the concluding remarks in [88] which provide the foundation for the conclusion of the primary judge that the AAT committed jurisdictional error.