Ground 1 and ground 2 - procedural fairness
22 These grounds were argued together.
23 The Minister says that neither MZAFZ nor Singh are apposite in circumstances such as this where the documents the subject of the notification had been provided to the first respondent. Thus, the unfairness referred to in MZAFZ and Singh is avoided because the first respondent already had all the documents that were before the Tribunal. On this basis the Minister seeks to distinguish MZAFZ and Singh.
24 As to SZMTA v Minister for Immigration and Border Protection (2017) 255 FCR 215, the Minister contends it is plainly wrong and has so argued before the High Court of Australia. At the time of argument in this appeal, the High Court had yet to hear argument. That decision is now reserved.
25 Dealing with the argument concerning MZAFZ and Singh, in each case a certificate of the same nature was issued. In MZAFZ, Beach J found that the certificate was invalid (at [38]). He stated that the Court was entitled to assume that the Tribunal 'acted in some unspecified way' on the invalid certificate in the absence of evidence to the contrary (at [40]). His Honour considered and gave reasons for refusing to allow the Minister to produce evidence about the documents the subject of the certificate (at [54]-[55]). Beach J held that it was procedurally unfair for the Tribunal to proceed, irrespective of whether the certificate was valid or invalid, without identifying to the visa applicant the certificate's existence and allowing the making of submissions.
26 The Full Court in Singh accepted that Beach J had correctly concluded that common law notions of procedural fairness might require disclosure of a certificate or notification. The Full Court explained that where a certificate was valid it required the Tribunal to conduct the review without disclosing the documents or information the subject of the certificate to an applicant (at [42]). This was sufficient to enliven an obligation of procedural fairness requiring disclosure of the existence of the certificate because that certificate, prima facie, diminished an applicant's entitlement to participate fully in the review process. The Minister notes that the Full Court did not discuss the question of whether the Court was entitled to make assumptions or speculate as to whether the Tribunal may have 'acted in some unspecified way' upon the certificate: cf MZAFZ (at [40]). In any event, in this instance, all the documents the subject of the certificate had been the subject of notification to the first respondent after their release under the FOI request. Indeed, the information and the subject of the documents had already been revealed by the first respondent in the course of his application process.
27 The first respondent rejects the Minister's contention that it was not open for the Court to speculate, without an evidential basis, about the manner in which the Tribunal may have dealt with the documents the subject of the notification. The first respondent also responds to the legal proposition relied upon by the Minister to the effect that if a Court is to conclude that jurisdictional error has been established, it must be based on evidence or an inference based on evidence.
28 The first respondent says that to the extent that the Minister contends that 'speculation' itself is incompatible with a finding of jurisdictional error, this Court, when asked to issue a constitutional writ on an allegation of apprehended bias is required to perform precisely the kind of exercise the Minister impugns. Hence, in Ebner v Official Trustee in Bankruptcy (2000) 205 CLR 337 (at [7]), Gleeson CJ, McHugh, Gummow, Hayne JJ said:
The apprehension of bias principle may be thought to find its justification in the importance of the basic principle, that the tribunal be independent and impartial. So important is the principle that even the appearance of departure from it is prohibited lest the integrity of the judicial system be undermined … Deciding whether a judicial officer (or juror) might not bring an impartial mind to the resolution of a question … is [a question] of possibility (real and not remote), not probability. Similarly, if the matter has already been decided, the test is one which requires no conclusion about what factors actually influenced the outcome. No attempt need be made to inquire into the actual thought processes of the judge or juror.
(Emphasis added.)
29 The first respondent argues it was not the case that there was no evidentiary foundation for the primary judge's reasoning, agreeing with Beach J in MZAFZ, that 'it is conceivable, for example, that the Tribunal used any discrepancy between the admissions of the [first respondent] and the report in assessing the [first respondent's] credibility' (at [37]).
30 The first respondent invites attention to the following:
(a) the Department's Procedures Advice Manual - Asylum Claims - Five Country Conference match information guidelines required the Tribunal to at least consider an FCC Report: ' … a match report that is inconsistent with an asylum seeker's account is still capable of an innocent explanation and so it needs to be considered along with other available information';
(b) the Tribunal assumed the correctness of first respondent's identity, notwithstanding the false identities admittedly provided by the first respondent, which were recognised by the Tribunal (at [11]):
[The first respondent] claimed in his statutory declaration that he had given a false name to the Department at the time of his arrival in Australia … Essentially, he initially gave Australian authorities a false family name and a false middle name. He said he later gave his real name to DIBP at his entry interview. He later claimed … that the false name was a name by which he was commonly known in Vietnam.
Nevertheless, the Tribunal does not question the most recently claimed identity. Unless the Tribunal was relying on the FCC Report to identify the first respondent, it is not easy to see why the Tribunal would otherwise accept the first respondent's identity;
(c) the Tribunal (at [113]) states, in disbelieving the first respondent's claim that he was denied the ability to travel to the USA, that:
The USA, like the UK and Australia, is a member of the Five Countries Conference which shares information about visa applicants. It is highly likely that an application by [the first respondent] to visit the USA after having been removed from the UK over a conviction relating to illicit drugs would have failed for reasons that have failed [sic] due to his criminal record. I note that [the first respondent] told the delegate that he concealed information about his criminal record from Australian authorities for fear of failing to secure a protection visa here. However, he went further … to refer to his desire to travel to the USA … I find this adds to my impression that he is, overall, an unreliable witness in the present matter.
Without the FCC Report, that was a non sequitur;
(d) the primary judge's implicit finding that the Secretary had referred the FCC Report to the Tribunal on 24 June 2015 (the date of the certificate), pursuant to s 418(3) of the Act, demonstrated that the Secretary considered the FCC Report relevant. That is said to be also why, in MZAFZ , Beach J referred to the absence of any 'evidence to the contrary';
(e) as far as the Tribunal was concerned, the first respondent did not have the FCC Report; and
(f) if the Tribunal considered the notifications valid (or did not consider whether or not they were valid) it would have considered itself as not bound to disclose either the notification or the substance to the first respondent by operation of s 438(3). In such a case, one would not expect to see a reference in the Tribunal's reasons. Indeed, the Tribunal gave its reasons at a time before MZAFZ and Singh, but after Davis in which Dowsett J analogously held under s 375A that the existence of the notification itself was not disclosable.
31 The first respondent says that if the primary judge fell into error in reasoning that 'the invalid notification may have affected in other ways the process by which the Tribunal reached its decision' (at [37]), this Court should positively infer on appeal (as his Honour did) that 'the Tribunal used any discrepancy between the admissions of the [first respondent] and the report in assessing the applicant's credibility' (at [37]).
32 The first respondent argues that the Minister's complaints as to the reasoning of White J in SZMTA do not demonstrate error. A fortiori they do not reach the considerably higher threshold of demonstrating that another Court was 'plainly wrong'.
33 The first respondent points out that a decision made in possession of undisclosed extraneous material is a recognised category of apprehended bias, specifically consisting of cases where knowledge of some prejudicial but inadmissible fact or circumstance gives rise to the apprehension of bias as was recognised be Deane J in Webb v The Queen (1994) 181 CLR 41, where his Honour said (at 74):
The area covered by the doctrine of disqualification by reason of the appearance of bias encompasses at least four distinct, though sometimes overlapping, main categories of case. The first is disqualification by interest, that is to say, cases where some direct or indirect interest in the proceedings, whether pecuniary or otherwise, gives rise to a reasonable apprehension of prejudice, partiality or prejudgment. The second is disqualification by conduct, including published statements. That category consists of cases in which conduct, either in the course of, or outside, the proceedings, gives rise to such an apprehension of bias. The third category is disqualification by association. It will often overlap the first and consists of cases where the apprehension of prejudgment or other bias results from some direct or indirect relationship, experience or contact with a person or persons interested in, or otherwise involved in, the proceedings. The fourth is disqualification by extraneous information. It will commonly overlap the third and consists of cases where knowledge of some prejudicial but inadmissible fact or circumstance gives rise to the apprehension of bias.
(Emphasis added, citations omitted.)
34 The Tribunal was in possession of the FCC Report. This fact was not disclosed to the first respondent. The FCC Report contained information which the first respondent submits was, if read and understood, 'catastrophically destructive' (without explanation) to his credibility because it contradicted most if not all of his claims in respect of his marital status.
35 In such circumstances, the first respondent submits that a fair-minded and informed hypothetical observer might conclude that the decision-maker might not have been impartial or have approached the issues with an open mind. That is because of the potential to consciously or unconsciously discount any of the claims inconsistent with the withheld information. Possession of the extraneous material, undisclosed, would be understood as corrosive or potentially corrosive of an impartial approach to the balance of the material before the decision-maker.
36 Such a hypothetical observer would, moreover, be imputed with an understanding of the true legal position that the information was not required to be withheld or was at least capable of discretionary disclosure under s 438(3) of the Act.
37 The first respondent says that the Minister's contention in respect of ground 2 is wrong: a denial of procedural fairness is not foreclosed simply because the first respondent was in possession of the FCC Report. The first respondent says the denial of procedural fairness consists of the first respondent not knowing that the Tribunal had received the FCC Report and the Tribunal believing that it was constrained by s 418(3) of the Act not to disclose or refer to the FCC Report, including being foreclosed from raising with the first respondent any concerns that it may have, subject to a discretion exercisable by reference to any advice of the Secretary under s 438(3)(b) to make the disclosures. Plainly, by issuing the certificate, the Secretary had conveyed a preference that the FCC Report should not be disclosed.
38 Self-evidently, the first respondent says, the FCC Report contained material which was destructive of the first respondent's credibility. It also contained information, overlooked by the Minister, suggesting prima facie that the first respondent was not in fact married as he claimed. If that was taken as correct, and in the absence of an explanation requested or understood to be required, it is said to be 'catastrophically destructive' of the first respondent's claims and credibility.