the substantive Application before the Court
59 In the substantive application, Mr Matson sought the following orders:
1. A writ of prohibition and other ancillary orders as necessary to quash, and to prohibit further enforcement of, the decisions made by the Honourable Gary Humphries AO, Deputy President, Administrative Appeals Tribunal on 27 August 2020 during the interlocutory hearing in AAT matter 2020/2703 -: "BARON MATSON- AND - ATTORNEY-GENERAL'S DEPARTMENT":
a) a decision to dismiss an application made by the applicant (Baron Phillip Matson) on 12 July 2020 for "leave to be released from the 'implied undertaking' referred to in paragraphs [5.2] to [5.4] in part 5 of the FREEDOM OF INFORMATION PRACTICE DIRECTIONS given under s 18B of the ADMINISTRATIVE APPEALS TRIBUNAL ACT 1975 (CTH) (the AAT Act);
b) a decision to grant an application made by the Respondent (Attorney-General's department) n 23 June 2020 for directions pursuant to s 35(4) of the AAT Act prohibiting the publication and disclosure of certain documents; and
c) a decision to refuse an adjournment application made by the applicant on 27 August 2020, which was made during oral submissions.
2. An injunction to restrain the Administrative Appeals Tribunal (the AAT) from:
a) giving effect to the said decisions; or
b) making or purporting to make further decisions to like effect otherwise than in accordance with the AAT Act.
3. A writ of mandamus to compel a Tribunal Member of the AAT, other than the Honourable Gary Humphries AO, Deputy President, to remake the said decisions according to law and in compliance with the AAT Act.
4. Costs.
60 In support of the orders sought, Mr Matson relied on the following grounds:
a) that procedures that were required by law to be observed in connection with the making of the decisions were not observed;
b) that the decisions were not authorised by the enactment in performance of which they were purported to be made;
c) that the decisions involved an error of law;
d) that the decisions were affected by and reflect jurisdictional error; and
e) that the decisions were otherwise contrary [to] law, in that:
A. contrary [to] the AAT Act, the decisions made by the Honourable Gary Humphries AO, Deputy President on 27 August 2020 in AAT matter 2020/2703 show that he constructively failed to exercise jurisdiction by:
(i) failing to think about mandatory conciliation;
(ii) deciding irrationally; and
(iii) failing to engage with the evidence and arguments.
B. The Deputy President misunderstood the 'Legal Test' in determining whether:
(i) there were any "special circumstances" to warrant releasing the Applicant from the implied undertaking not to use any of the Tribunal documents for any other purpose other than AAT matter 2020/2703;
(ii) a confidentiality order ought be made under s 35(4) of the AAT Act in respect of 11 confidential documents; and
(iii) an adjournment should be granted to a self-represented Applicant.
C. The Deputy President's decisions further invoked an error of law as there was little to no evidence to support the factual findings that: (and the findings lacked original basis)
(i) the Applicant's application to be released from the implied undertaking be dismissed;
(ii) the Respondent (Attorney-General's Department) be granted the confidentiality order they applied for; and
(iii) that in the Applicant's circumstances the application for an adjournment be dismissed.
D. The Deputy President's judgment or evaluation went beyond the range where it could permissibly have gone either way where:
(i) the true and only reasonable answer on the facts found contradicted his determination of said decisions; and
(ii) the decisions made were tantamount to a refusal to consider a matter.
E. A denial of procedural fairness occurred in connection with the making of said decisions, in that:
(i) the Applicant was not notified of the hearing being listed for 2.30 pm on 27 August 2020, whereas the Respondent (Attorney-General's Department) was, which afforded them the opportunity to prepare written submissions by Counsel, and file 'Witness Statements' of various departmental officers;
(ii) the Applicant informed the Deputy President that he had only had the Respondent's (Attorney-General's Department) material and submissions served on him that morning, and that that was the first time he was notified of the hearing being listed, and further raised his lack of legal resources, and his desire for an adjournment to prepare written submissions, but despite this the adjournment was objected to by Dr Laura Hilly of Counsel and dismissed by the Deputy President;
(iii) in all the circumstances, which were extraordinary, the Deputy President showed a lack of respect for the dignity of the Applicant by refusing the adjournment and stating that "… his applications argument would be the same if he had time to prepare written submissions or not, or time to properly consider the Respondent's (Attorney-General's Department) material and submissions, or not["]; and
(iv) the Applicant was not properly heard in relation to his arguments subject of the interlocutory hearing on 27 August 2020, nor was he properly explained the Tribunal's process and procedure, or explained what options were available to him, which as a self-represented applicant, he was entitled to, the Deputy President even refuse to indicate whether or not the Applicant was permitted to appeal the decision made by the Deputy President.
F. The Deputy President's decision displayed an apprehension of bias on the basis that:
(i) it appeared the Deputy President had pre-judged the issues of the implied undertaking and the confidentiality order by saying the Applicant's arguments would be the same if he had an adjournment or not; and
(ii) the Deputy President did not properly consider the relevant documents subject of the proceeding, including the confidential documents and the actual documents captured by the Applicant's FOI requests, and how they were applicable and critical to the Applicant's Federal Court of Australia proceedings, which further showed that the Deputy President had ore-judged the issues to be determined (probably as he had only read the Respondent's (Attorney-General's Department) material and submissions before the hearing[)].
G. The Deputy President's decisions were infected by unreasonableness or serious irrationality or illogicality, in that:
(i) there was a failure to properly ensure that the relevant evidence and documents (in an unredacted format) were before the Tribunal on 27 August 2020, which resulted in a failure to give proper, genuine or realistic consideration to the evidence in making the decision that the Deputy President did, including the confidential documents; and
(ii) no sensible decision-maker acting with due appreciation of his or her responsibilities would so decide as the Deputy President did, and in view of the Deputy President's failure to observe the requirement that his satisfaction or opinion about the existence of a matter, in particular a jurisdictional fact, be reasonably formed, not granting the Applicant's adjournment was "WEDNESBURY" unreasonableness.
61 Mr Matson also claimed the following interlocutory relief:
5. An order staying or suspending the said decisions pending the hearing and determination of this application.
6. An interlocutory injunction to restrain the AAT from giving effect to the said decisions (or continuing to do so) pending the hearing and determination of this application.
7. In accordance with Rule 20.35(1) of the FEDERAL COURT RULES 2011 (CTH) an order for "Production to Court" stating that the Respondent (the Honourable Gary Humphries AO, Deputy President, AAT) produce the following documents to the Court (which documents are in the AAT's control and are related to this proceeding) at a date agreed by the parties:
a) unredacted copies of the s 37 Tribunal Documents filed by the Attorney-General's Department in AAT matter 2020/2703 (including the documents subject of the Attorney-General's Department proposed "confidentiality order" made under s 35 of the AAT Act);
b) unredacted copies of all other material and submissions filed by the Attorney-General's Department in AAT matter 2020/2703 (including the Attorney-General's Department 'outline of submissions' dated 26 August 2020 by Dr Laura Hilly of Counsel; the 'witness statements' of Antony Catt, Director, Freedom of Information and Parliamentary Section, Attorney-General's Department; and the 'witness statement' of Lisa Hemingway, Director, Litigation Unit, International Unit Division, Attorney-General's Department);
c) unredacted copies of all correspondence sent or received by the AAT in relation to AAT matter 2020/2703 from or to both parties (including the 'notice' of the interlocutory hearing being listed for 2:30 pm on 27 August 2020 sent by the Canberra Registry, AAT, and the earlier 'notice' that purported to list the hearing at an earlier time); and
d) a copy of the Tribunal transcript for the hearing that occurred on 27 August 2020 before the Honourable Gary Humphries AO, Deputy President, AAT in AAT matter 2020/2703; and
e) a copy of the 'Direction' made, and 'Reasons' for the decisions made by the Honourable Gary Humphries AO, Deputy President, AAT for the interlocutory hearing on 27 August 2020, in AAT matter 2020/2703, including the 'Decision' dated 1 September 2020 and 3 September 2020.
8. an order for "Production to Court' stating that the Commonwealth Attorney-General's Department produce the following documents to the Court (which documents are in the Attorney-General's Department's control and are related to this proceeding) at a date agreed by the parties:
a) unredacted copies of the "original documents" identified in Attorney-General's Department FOI decision letters (AGD reference: FOI18/023), signed Erin Wells, a/g Assistant Secretary, dated 4 May 2018;
b) unredacted copies of the "original documents" identified in Attorney-General's Department FOI internal review decision letters (AGD reference: FOI18/023), signed Stephen Bouwhuis, Assistant Secretary, dated 5 July 2018;
c) unredacted copies of the "original documents" identified in Attorney-Generals Department FOI revised decision letters (AGD reference: FOI18/023, OAIC reference: MR18/00597), signed Erin Wells, a/g Assistant Secretary, International Cooperation Unit, dated 4 July 2019;
d) unredacted copies of the "original documents" identified in Attorney-general's Department FOI decision letters (AGD reference: FOI18/082), signed Stephen Bouwhuis, Assistant Secretary, dated 16 August 2018;
e) unredacted copies of the "original documents" identified in Attorney-General's Department FOI revised decision letter (AGD reference: FOI18/082, OAIC reference: MR18/00637), signed Erin Wells, a/g Assistant Secretary, International Cooperation Unit, dated 4 July 2019;
f) unredacted copies of the "original documents" identified in Attorney-General's Department FOI decision letter (AGD reference: FOI18/202), signed Jennifer Perrin, a/g Assistant Secretary, dated 7 November 2018;
g) unredacted copies of the "original documents" identified in Attorneey-General's Department FOI revised decision letter (AGD reference: FOI18/202, OAIC reference: MR18/00930), signed Erin Wells. a/g Assistant Secretary, International Cooperation Unit, dated 4 July 2019;
h) unredacted copies of the "original documents" identified in Attorney-General's Department FOI decision letter (AGD reference: FOI18/203), signed Jennifer Perrin, a/g Assistant Secretary, dated 8 November 2018;
i) unredacted copies of the "original documents" identified in Attorney-General's Department FOI revised decision letter (AGD reference: FOI18/203, OAIC reference: MR18/00929), signed Erin Wells, a/g Assistant Secretary, International Cooperation Unit, dated 4 July 2019;
j) unredacted copy of the "original document" dated 2007-2009 in relation to the Applicant and provided by an unknown foreign State, as identified in Attorney-General's Department submissions dated 3 July 2019 for the Information Commissioner review of FOI decision FOI18/019;
k) unredacted copies of the 2 x hardcopy pages - "extradition related" documents dated 2005 in relation to the Application, as detailed on page 7 of Attorney-General's Department letter dated 20 December 2019;
l) unredacted copy of the Office of the Australian Information Commissioner (the OAIC) letter or email dated 5 December 2019 sent to the Attorney-General's Departent requesting that the Attorney-General's Department prepare "annotated schedules of documents" for FOI revised decisions FOI18/023, FOI18/082, FOI18/202 and FOI18/203 indicating which documents had been newly identified and reconciling the original and revised decision documents;
m) unredacted copy of the Attorney-General's Department letter or email dated 10 December 2019 agreeing to prepare the "annotated schedules of documents" for FOI revised decisions FOI18/023, FOI18/082, FOI18/202 and FOI18/203, sent to the OAIC;
n) unredacted copy of the Attorney-General's Department email dated 21 February 2020 sent to the OAIC providing the "annotated schedules of documents" for FOI18/202 and FOI18/203; and
o) unredacted copys [sic] of the emails (unknown dates) from the Attorney-General's Department to the OAIC providing copies of the "original documents" for FOI18/023 (decision dated 4 May 2019 and for internal review decision date 5 July 2018), FOI18/082 (decision dated 16 August 2018), FOI18/202 (decision dated 7 November 2018) and FOI18/203 (decision dated 8 November 2018) for the purpose of Information Commissioner reviews (IC reviews) MR18/00597 (FOI18/023), MR18/00637 (FOI18/082), MR18/00930 (FOI18/202), MR18/00929 (FOI18/203).
9. An order for "Production to Court" stating that the OAIC produce the following documents to the Court (which documents are in the OAIC's control and are related to this proceeding) at a date agreed by the parties:
a) unredacted copies of the "original documents" provided to the OAIC by the Attorney-General's Department for the purpose of IC reviews MR18/00597 (FOI18/023), MR18/00637 (FOI18/082), MR18/00930 (FOI18/202) and MR18/00929 (FOI18/203);
b) unredacted copies of the "teleconference notes" of Carl English, Review Adviser (Legal), Freedom of Information, OAIC and Emma Liddle, Director, Freedom of Information, OAIC from teleconference between the OAIC and the Attorney-General's Department on 12 March 2020 in relation to the Applicant's IC review matters;
c) unredacted copy of the email sent to the OAIC by the Attorney-general's Department dated 12 March 2020 (including attachments) which email provided additional information about the Attorney-General's Department record-keeping systems including the electronic document management system "Content Manager"; and
d) unredacted copies of the Attorney-General's Departments "Search Guidance" for the following IC reviews - MR17/00619 (FOI17/034); MR18/00553 (FOI18/067); MR18/00554 (FOI18/019); MR18/00597 (FOI18/023); and MR19/00688 (FOI19/102) provided to the OAI in an email from the Attorney-General's Department dated 25 March in five (5) attachments, PDF files.
62 At the hearing of the substantive application I raised with both Mr Matson and Counsel for the respondent, Mr McKechnie, the issue of duplication of litigation. In particular, I queried whether the material the subject of the application in the Tribunal (and the subject of the present application) was the same, or substantially the same, as the material the subject of Mr Matson's discovery applications heard and determined by Rangiah J in QUD107/2019.
63 Mr McKechnie submitted, in summary, that the present proceedings constituted unnecessary duplication of litigation, because relevant issues in respect of the material the subject of the present proceedings had already been decided by Rangiah J in Matson v Attorney-General [2020] FCA 1558.
64 During the hearing the following exchange took place between Mr Matson and me:
MR MATSON: I was seeking discovery before Rangiah J of all documents.
HER HONOUR: Right.
MR MATSON: So in the sense of overlap, if you mean that - okay, if all documents in the possession of the
HER HONOUR: Including the documents that are before the AAT - in relation - in respect of which you sought relief before the AAT, is that right.
MR MATSON: Yes. That's correct.
HER HONOUR: Right. Okay. So could you not, when you went to Rangiah J, have sought an order for unredacted documents to be discovered. Why couldn't you do that before Rangiah J?
MR MATSON: I did seek an order for discovery of unredacted documents before Rangiah J.
HER HONOUR: Okay. And a waive of your implied undertaking: couldn't you have also sought that before Rangiah J?
MR MATSON: Well, what would be the purpose of seeking
HER HONOUR: I wonder that myself, Mr - Mr Matson.
MR MATSON: If you sought unredacted versions of all documents before the
HER HONOUR: Right.
MR MATSON: Why do I need an implied undertaking release?
HER HONOUR: That's exactly right. So what I'm saying is - do you understand where I'm going. Just say those documents are A, B and C. Just say that, say, A and B are - say if they all have redactions. You're seeking to have the unredacted versions of those documents produced to you in the AAT proceedings. Now, you're off to see Rangiah J in relation to another matter. You're seeking documents including A, B and C unredacted. So hasn't that already been dealt with by Rangiah J, who said, "No." And you're now appealing that, isn't that right, Mr Matson. I'm just wondering if we're just duplicating litigation - or you're duplicating litigation.
MR MATSON: Well, you need to consider why Rangiah J refused it. It
HER HONOUR: No, no. Sorry, Mr Matson. I don't need to decide - consider why Rangiah J - the Appeal Court will be looking to see why Rangiah J refused discovery. I'm just wondering what is the point of me making a decision about documents which have already been ruled on by Rangiah J. In fact, it's inappropriate for me to make a ruling about - in relation to discovery about documents which have already been the subject of discovery rulings by Rangiah J. Surely that's the case, Mr Matson.
MR MATSON: Well, to the extent that - I mean, if I, as a citizen, am entitled to make an application in the AAT and if I'm - if I'm not afforded procedural fairness, I'm entitled to review that decision.
HER HONOUR: And it has been superseded by the decision - so do you understand what I'm saying - do you understand what
MR MATSON: I understand what you're saying.
HER HONOUR: Sorry, just - no. Just let me say this. Do you understand when I say - when I say inutile?
MR MATSON: Yes.
HER HONOUR: Right. Isn't
MR MATSON: No utility.
HER HONOUR: That's right. So isn't there a distinct lack of utility arguably relevant to this particular application, when matters have been - matters have moved on in relation to the decision of Rangiah J. Now, look, I could be misunderstanding this, Mr Matson. But that's what I'm getting from you
MR MATSON: Well
HER HONOUR: at the moment.
MR MATSON: I think you've maybe misunderstood me then, because I certainly have not made that submission. And I don't think
HER HONOUR: No, no.
MR MATSON: I don't think the circumstances
HER HONOUR: I'm not suggesting you made
MR MATSON: indicate that.
HER HONOUR: that submission. I'm suggesting that's the impression I'm getting from the submissions that you've made. But again, look, please don't think I'm making a decision at the moment, Mr Matson. I'm trying to ask you questions as to what the utility is when there has already been a hearing by Rangiah J, which as you had - which you did submit was, among other things, an application for discovery of these documents.
MR MATSON: Well, let me propose this to you, your Honour. If you make an order saying that the AAT heard
HER HONOUR: Right.
MR MATSON: and you send it back to the AAT for them to redetermine the
HER HONOUR: And what's the point of that?
MR MATSON: Well, let's say for the - for example, that it came before a different president or a
HER HONOUR: Right.
MR MATSON: different member.
HER HONOUR: And just say they said yes, then what?
MR MATSON: Well, if they release me from the implied undertaking
HER HONOUR: Right.
MR MATSON: I would then have the ability to utilise these documents in my submission.
HER HONOUR: In what?
MR MATSON: In the Federal Court proceedings.
HER HONOUR: In what Federal Court proceedings?
MR MATSON: In the appeal, in
HER HONOUR: Right.
MR MATSON: I have other - another application involving
HER HONOUR: But didn't - wait a minute. In the appeal - but doesn't that - wouldn't that conflict with what Rangiah J has decided? How can you possibly - you would have to seek leave from the Appeal Court to introduce new documents contrary to Rangiah J said. I'm just having some difficulty understanding how any of that would work, Mr Matson.
MR MATSON: Well, I
HER HONOUR: As I said, I'm just wondering if you're duplicating what has already been decided.
MR MATSON: I don't think so. I mean, I think the rules - I think the rules of the Administration Appeals Tribunal don't change. I mean, if there are documents
HER HONOUR: Right.
MR MATSON: before the tribunal that you want to use, whether it's in an appeal proceeding or a originating application, you can't just - you haven't got a - a rite of passage just to use those documents automatically in any proceeding. You need to be released from the implied undertaking.
HER HONOUR: All right. Then another question is - and I'm just wondering - genuinely wondering, Mr Matson - what is to stop you seeking leave of the Appeal Court to introduce - to rely on these documents?
MR MATSON: Well
HER HONOUR: You can seek the leave of the Appeal Court. Why are we - why are you wasting time, arguably, in relation to the - what the AAT has decided when, if it's the same documents that - with respect to which you were refused discovery by Rangiah J - and I understand that they are - why aren't you seeking the leave of the Appeal Court and why isn't this a key issue before the Appeal Court?
MR MATSON: Well, it very well may be.
HER HONOUR: But then, why aren't you there rather than here. Also, please don't think I'm, sort of, trying to drive you away, Mr Matson. I'm not.
MR MATSON: No, no. That's
HER HONOUR: But I'm just wondering, isn't that where you should be running this.
MR MATSON: Well, to my mind there has been an injustice done in the AAT. I…
(Transcript pp 30-34)
65 As Drummond J observed in Great Barrier Reef Marine Park Authority v Forgie [1999] FCA 1473 at [21]:
... That the appeal Court has a discretion, even after litigation has been concluded by a final judgment, to refuse to deal with a decision not directly affecting the rights and obligations of the parties is established by cases such as Beitseen v Johnson (1989) 29 IR 336 and R v Secretary of State for Home Department; ex parte Salem [1999] UKHL 8; [1999] 2 WLR 483.
66 In particular I note observations by the Full Court in Beitseen v Johnson (1989) 29 IR 336 at 338, including:
In our view, a power not to proceed further with an appeal, similar to that examined in Hole v Insurance Commissioner, is conferred on this Court by implication from s 23 of the Federal Court of Australia Act 1976 and O 20 r 2 of the Federal Court Rules. (See eg Parsons v Martin (1984) 5 FCR 235; 58 ALR 359 as explained and applied by Toohey J in Hughes v Western Australian Cricket Association (Inc) (1986) 66 ALR 541).
We have been persuaded to exercise that power in this case primarily because the passage of time has, in the circumstances, deprived the issues in controversy of real practical significance…
A related consideration which has weighed with the Court in the exercise of its discretion arises from the constraints of time and resources to which the Court is presently subject. When the judicial system is in an apparently permanent state of stress, and courts are finding it increasingly difficult to keep up with their work, they cannot afford the luxury of spending time on interesting questions of law which, because they have been overtaken by events, have become of academic interest only. With so many cases of real importance to litigants, and often to the public generally, waiting to be heard or for judgment to be given, others must be discouraged from commencing or pursuing litigation which can have little or no practical result - particularly if that litigation is being funded in whole or in part by the taxpayer.
67 See also for example Long v Minister for Immigration & Multicultural & Indigenous Affairs [2002] FCAFC 438 at [18].
68 In this case, it is clear that the sole purpose of Mr Matson's proceedings in the Tribunal (now the subject of this application before me) was to facilitate the production of documents in QUD107/2019. However:
Those proceedings have been heard and determined by Rangiah J. To the extent that the purpose of the proceedings in the Tribunal was for Mr Matson to rely on documents in the Federal Court proceedings before Rangiah J, it cannot be said that there remains any purpose to any continuation of those Tribunal proceedings, either by remittal or review.
In the proceedings before Rangiah J it is clear that his Honour actually considered the admission of documentation the subject of the proceedings in the Tribunal, but concluded that an order for discovery should not be made. To that extent, the issues Mr Matson sought to agitate in the Tribunal were clearly overtaken by the Federal Court proceedings in QUD107/2019. Although Mr Matson disputed that this was the case:
.1 I accept the submission to the contrary by Mr McKechnie.
.2 A cursory comparison of the orders sought by Mr Matson in the present proceedings, with orders sought by Mr Matson before Rangiah J, reveals extensive overlap of material the subject of consideration.
69 Mr Matson has appealed the decision of Rangiah J, including in respect of discovery orders. As I put to him during the hearing, a live issue before the Full Court in that appeal concerns the discovery orders made by Rangiah J in relation to documentation previously sought by Mr Matson in the Tribunal (and now before me).
70 I also consider that there is the serious risk of inconsistent decisions being made, if the present proceedings are remitted by me (as Mr Matson requests) back to the Tribunal, in circumstances where Rangiah J has already made findings concerning the production of those documents in QUD107/2019.
71 Before me, Mr Matson made much of his feelings of injustice towards him in respect of the decision of Tribunal. He described his motivation for the present substantive application as being that
… as a citizen, [he was] entitled to make an application in the AAT and if I'm - if I'm not afforded procedural fairness, I'm entitled to review that decision
(Transcript p 31, ll 17-19).
72 However, even if the decision of the Tribunal was wrong - which is by no means apparent - it is in my view clear that the statutory appeal from the decision of the Tribunal is moot. The proceedings in the Tribunal were overtaken by the hearing (and decision) in QUD107/2019. A decision in Mr Matson's favour by me would not assist him in the application in QUD107/2019, which has been determined. It would also not assist him in his appeal from the decision of Rangiah J.
73 For this reason alone, I consider that the originating application should be dismissed.
74 Having so found, however, in the interests of completeness I will examine the grounds of Mr Matson's substantive application. I note that in his submissions, Mr Matson addressed the grounds for his substantive application by reference to specific principles rather than individual grounds. The first respondent replicated this approach. In the interests of properly examining the grounds and the submissions in support, I will similarly adopt that approach.