Decision of the primary judge
23 On 9 July 2018, the appellant appealed from the decision of the Tribunal to the Federal Court of Australia in respect of whether the respondent was entitled to rely on s 53(3) of the SRC Act.
24 The appellant's notice of appeal from the Tribunal advanced the following questions of law:
1. Whether the Tribunal failed to comply with the statutory requirement to "include its findings on material questions of fact and a reference to the evidence or other material on which those findings were based" in accordance with s 43(2B) of the Administrative Appeals Tribunal Act;
2. Whether the Tribunal afforded the Applicant procedural fairness by:
a. admitting, against objection, irrelevant, inadmissible and prejudicial evidence of Dr Duke;
b. admitting, against objection, the "AMP material" as evidence without regard to the prejudicial, or potentially prejudicial, nature of untested hearsay material;
c. failing to control the conduct of the Respondent (a model litigant), in particular by:
i. allowing it to adduce inadmissible and prejudicial evidence by improperly instructing its expert witness (Dr Duke) with the "AMP material" and soliciting from him an opinion as to the Applicant's credibility;
ii. allowing it to urge the use made of Dalton J's comments in Leach v Ross (2013) QSC 333 to "determine[d] issues of the applicant's credibility";
iii. accepting any of the its submissions, assuming it did so, referred to at par 55 of the decision, all of which are made without any proper evidential basis;
iv. allowing improper and confusing questions by the Respondent's counsel in her cross-examination of the Applicant;
d. not allowing the Applicant the opportunity at the hearing to present his case in respect of the issue concerning when the applicant "first became aware" of his symptoms and then ignoring the explanation provided in respect of that issue in the applicant's submissions;
e. refusing to make available to the Applicant a copy of the Transcript for the purposes of preparing written submissions.
3. Erred by making findings for which there was no evidence, that were illogical, irrational or not based on findings or inferences supported by logical grounds, or so unreasonable that no reasonable decision maker could have made them, including but not limited to the following:
a. "later in 1995, it was alleged the applicant had been associated with the organised crime aspect of this murder and an investigation was launched by AFP's Internal Security and Auditing Division ("ISA")": par 1;
b. referring to inconsistencies in the Applicant's evidence in respect of his knowledge of, or participation in, a telephone conference, and what might have been discussed at that telephone conference: par 72; and from that:
i. finding, in the absence of any evidence, that "I consider that it is entirely plausible that Ms Jacobs had informed the applicant of his right to make a claim": par 72;
c. rejecting (which impliedly it did) the Applicant's evidence that he first became aware of his "injury" in 2016; and subsequently:
i. "I do not find that there is any cogent evidence that the failure to comply with section 53 of the SRC Act is from ignorance or from a mistake within the meaning of section 53(3)(c) of the SRC Act"; par 70;
ii. "It is certainly not plausible that the applicant was unaware by ignorance or mistake of his rights to claim compensation until he gave his notice in 2016"; par 70.
d. accepting the Respondent's submission (made without evidence) that the Applicant was aware of his right to claim workers compensation and (for a reason not explained) declined to seek it; pars 50, 55, 60 & 76;
e. failing to consider at all (or rejecting without explanation) the Applicant's clarification in respect of the "inconsistency ... with the answer provided by the applicant in his claim form that he first noticed the "symptoms/injury" in 1996" and wrongly treating as a "concession" made in cross-examination that "the applicant first noticed the "symptoms/injury" in 1996, and it was likely that he discussed his stress condition with AFP doctors in 1997": pars 60, 62 [The Applicant contends that whilst he was aware of symptoms in 1996, he was ignorant that those symptoms were indicative of a compensable injury];
(Underlying in original).
25 In support of these questions of law, the appellant relied on the following grounds of appeal:
1. The Tribunal's written reasons for decision fails to make clear findings and, to the extent that it may be inferred that findings were made, it has not set out the evidence on which any such findings were made, or its reasons for assessing the evidence in the manner it did.
2. It has merely provided an incomplete summary of the evidence and failed to give reasons for rejecting the Applicant's sworn testimony in favour of what can only be its own speculations, unexplained inferences or, alternatively, material that was adduced which should not have been.
For example, the Applicant is left to speculate as to what weight, if any, the Tribunal gave to:
a. the adverse comments made by Dalton J in Leach v Ross;
b. the (inadmissible) comments of Dr Duke in his second report;
c. the diagnosis of Dr Lotz;
d. the diagnosis of Cameron Brown (psychologist);
e. the material obtained from the "AMP material" - all of which was untested hearsay evidence.
3. Moreover, the Applicant contends that the Tribunal's rejection of his claims and evidence was unjust and made in circumstances in which it should have been slow to do so: Re Tierney and Reserve Bank of Australia (1988)15 ALD 534 at 535. Although it is not expressly stated, the Tribunal must have found that the AFP itself was aware of the Applicant's injury and that he was in a position to make a Comcare claim. This is so since the key basis of its rejection of the Applicant's contention that he was ignorant of his right to lodge a claim until 2016 appears to be because it "consider[ed] that it is entirely plausible that Ms Jacobs had informed the applicant of his right to make a claim": par 72.
4. Although not expressed as a firm finding of fact, it is evident that the Tribunal has formed the conclusion that Ms Jacobs did in fact inform the Applicant of his right in 1997, thus countering the Applicant's contention that he was ignorant of that right until 2016. The Tribunal could only have reached this conclusion on the basis of an inference that was not open to it to make, and in circumstances where it gave greater weight to this inference than to the Applicant's direct sworn evidence that Ms Jacobs did not so inform him and, further, that he was ignorant of his right to make a claim until 2016. As noted above, the Tribunal has not given any reasons for rejecting the Applicant's evidence.
5. The Applicant intends to provide written submissions addressing in detail the above points.
26 At the hearing before the primary Judge, the submissions of the appellant focussed on the third question of law and the Tribunal's finding that the appellant was not 'ignorant' (within the meaning of section 53(3)(c) of the SRC Act) of his right to make a Comcare claim. The appellant contended that this conclusion was "unreasonable and illogical" and therefore wrong in law because there was no logical connection between it and the evidence before the Tribunal. He claimed that the Tribunal's conclusion at [72] that Ms Jacob told him about his right to make a claim to the respondent was mere speculation, and was just one of many possibilities.
27 Various other contentions were made by the appellant in the appeal, however at [25] the primary Judge rejected these contentions on the basis that they invited impermissible merits review.
28 In light of the appellant's main contention, the primary Judge considered it necessary to set out some further aspects of the factual context to the appeal, as follows:
13 Ms Jacob (who is mentioned at [72] of the Tribunal's reasons above) is a psychologist who Mr Leach consulted for approximately six months in 1996 and 1997. In its reasons, the Tribunal recorded the following details of Ms Jacob's involvement (at [16]-[17]):
16. [Mr Leach] states that around October 1996, after attending a VIP close protection training course in Canberra, he began to feel the first signs of suffering a psychological injury, however he considered that a psychological injury would ruin his career so he remained in denial. As part of the course, the applicant underwent a mental state evaluation by Ms Sonja Jacob, psychologist, who voiced concerns regarding [Mr Leach's] results. [Mr Leach] informed Ms Jacob that "there was nothing wrong" although told Ms Jacob at another meeting that he was the subject of an unwarranted and lengthy investigation process. [Mr Leach] submits he asked Ms Jacob to keep their discussions confidential as he was concerned about an adverse mental assessment finding which could negatively affect his career. [Mr Leach] submits that Ms Jacob continued to "check in" on [him] over the next six months but was always reserved in their discussions.
17. Ms Jacobs [sic - Jacob] referred [Mr Leach] for specialist treatment to Dr Peter Jones of Davidson Trahaire Psychorp. [Mr Leach] stated that he interpreted this referral as being for anger management treatment and as such he was resistant to the treatment.
(Footnote omitted)
14 I interpose to record that, during the hearing before the Tribunal, Mr Leach submitted a letter of support from Ms Jacob dated 27 April 2016.
15 As is mentioned at [72] of the Tribunal's reasons, on 15 May 1997, Ms Jacob made a file note of a teleconference in which she was involved with a number of Australian Federal Police (AFP) personnel concerning Mr Leach's situation. Those persons and the positions they filled at that time were identified during the hearing before the Tribunal by reference to Ms Jacob's file note as: Assistant Commissioner Bob McDonald, who was in charge of the Eastern Region Sydney; Mr Wayne Morrison, an AFP administration officer; Ms Vicky Bendle, the National Staff Welfare Officer; Mr Ray Tinker, who was Mr Leach's supervisor; Mr Rodd Leffers, the National Officer in Charge of Personnel; Mr Paul Jackson, the Officer in Charge of the AFP's Internal Security and Auditing Division (ISA) nationally; and Mr Steve Jackson, the Officer in Charge of the ISA in the Eastern Region Sydney.
16 In his evidence-in-chief before the Tribunal, Mr Leach did not mention Ms Jacob's file note. However, he must have been aware that Comcare placed particular reliance on that document because, in its pre-hearing submissions before the Tribunal, Comcare contended:
27. Accordingly, [Mr Leach's] contention properly falls for consideration by reference to the 'ignorance' exception. However, it cannot be said that [Mr Leach] was ignorant of his right to claim compensation because:
…
b. Ms Jacob, in her file note of 15 May 1997 referred to 'Comcare' and so, it can be inferred that Comcare was discussed by her with [Mr Leach].
(Footnote omitted)
17 Ms Jacob's file note was introduced during Mr Leach's cross-examination before the Tribunal. The cross-examination in respect of that file note occupied approximately five pages of the hearing transcript. The following is a summary of, and excerpts from, the pertinent parts of that transcript:
(a) at T24, Mr Leach was asked the following questions about his recollection of the events of 20 years ago and gave the following responses:
[Q.] Do [you] accept that it would be difficult for you to recall precisely what was discussed with Ms Jacob 20 years ago?
[A.] Yes, precisely it would be, yes.
[Q.] And it would also be difficult to recall what even happened in some of those, or in all of those sessions?
[A.] I have a good memory of that, because it was something I never wanted to ever be in a situation where I had to see a psychologist.
(b) at T25-T28, Mr Leach was asked to decipher Ms Jacob's file note. In that process, among other things, he described who was in attendance during the teleconference (see above at [0]); he said that the file note recorded that he had spoken with a Mr Gerald Fletcher, a work mate, for advice; and he said that the file note also included the statement "symptoms for Comcare claim". Mr Leach also said that he was not present during that teleconference;
(c) at T28, Mr Leach was asked the following questions about whether he was advised to lodge a Comcare claim and he gave the following responses:
[Q.] And this note also might indicate that she had discussed with you after this telephone conference that you were able to lodge a Comcare claim?
[A.] Are you saying that's possible? Is that what you said?
[Q.] Possible, yes?
[A.] It's possible that she could have done that, but she didn't.
[Q.] Well, you've already accepted that your recollection of things that happened 20 years ago is not concise?
[A.] No, what I said was "precise conversation."
…
[Q.] She had a telephone conference with these people and then she says to you afterwards, "You are experiencing symptoms, you are able to lodge a Comcare claim." She may have discussed that with you, mightn't she?
[A.] I'm saying definitely not.
[Q.] Yet, you have also agreed that your recollection is imprecise from 20 years ago?
[A.] I can assure you that I would remember that, and it didn't happen. I have a good recollection of all the conversations I had with Sonia [sic - Sonja] Jacob and Peter Jones outside, and I can assure you - and I can assure the Deputy President - that that was never mentioned, so I am going to say it didn't happen, and you are saying it's possible it happened, but it didn't happen.
(d) at T29, Mr Leach claimed that if he had known about Comcare at that time, seven days before his retirement, he would have taken the Comcare "parachute". He added: "I didn't know anything about Comcare back then, so the thought of lodging a Comcare claim never entered my head at all".
It should be noted that Mr Leach's reference in (d) above to "seven days before his retirement" would appear to relate to his suspension from duty on 23 May 1997.
29 In relation to the issue of legal unreasonableness, the primary Judge observed at [25] that the essence of the appellant's contention attacking the Tribunal's conclusion at [72] was that there was no evidence to support that conclusion and, consequently, the Tribunal's conclusion was founded on unreasonable speculation. For the following reasons the primary judge rejected this contention:
26. … There are, in my view, at least four features of the Tribunal's reasoning at [72] which explain why it came to its ultimate conclusion about Mr Leach's awareness of his right to make a Comcare claim, as highlighted at [11] above. First, there is the Tribunal's mention of Ms Jacob's file note and the fact that it referred to "Comcare". Secondly, there is the Tribunal's reference to the timing of Ms Jacob's file note vis-à-vis the ISA probe. As Comcare pointed out in its submissions, Mr Leach claimed that probe was the initial cause of his psychological condition. Thirdly, and perhaps most importantly, there is the Tribunal's recorded view that the answers Mr Leach gave in cross-examination were "not consistent and [did] not satisfy [it] that [Mr Leach] was not advised by Ms Jacobs [sic - Jacob] of his right to then make a claim".
27 There are two aspects of this view that bear highlighting. First, it is to be noted that the two answers to which the Tribunal referred were, in fact, consistent with each other. That is to say, in both, Mr Leach completely excluded the possibility that he was told in 1997 that he was able to make a Comcare claim. That being so, when the Tribunal said that those answers were "not consistent", I consider it meant that both answers were inconsistent with common experience of the limits to human memory. Put differently, I consider the Tribunal was saying that it did not accept Mr Leach's claims that Ms Jacob definitely did not tell him in 1997 (some 20 years earlier) that he was able to lodge a Comcare claim.
28 The second aspect of this view that bears highlighting is that, in expressing it in the terms that it did, I do not consider that the Tribunal was, as Mr Leach contended, reversing the onus of proof. That is so because s 53(3)(c) of the SRC Act provides an exception to the requirement for a person making a claim to give notice of an injury "as soon as practicable" after that person becomes aware of the injury concerned. Hence, the person relying on that exception bears the onus of proving the facts necessary to establish that the exception exists (see Chugg v Pacific Dunlop Limited (1990) 170 CLR 249 at 258). In this matter, that meant Mr Leach bore the onus of establishing that his failure to provide the notice of his injury "as soon as practicable" after becoming aware of it resulted from ignorance.
29 Fourthly, and finally, there is the Tribunal's reference to the fact that Mr Leach and Ms Jacob were, at this time in 1997, in regular contact by telephone and personal visits over a period of some six months.
30 When one takes account of these four features of the reasoning which immediately preceded the Tribunal's conclusion at [72] of its reasons and applies a fair reading to those reasons, that is, not reading them overzealously with "an eye keenly attuned to the perception of error" (see Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259 at 272), I consider that the Tribunal demonstrated an "evident and intelligible justification" for its conclusion at [72] (see the sixth principle in Eden above). I therefore reject Mr Leach's contentions that the Tribunal's conclusion at [72] was legally unreasonable.
30 In relation to the first and second questions of law raised by the appellant, the primary Judge held that, as the appellant did not make any submissions in support of these questions, but instead claimed they raised the same issues as the third question, they were to be rejected for the same reasons.
31 The primary Judge concluded that none of the appellant's questions of law had merit, and ordered the appeal be dismissed.