Ground One - the summing up lacked balance, objectivity and was unfair thereby causing a miscarriage of justice
23 The essential obligations of a trial judge when summing up to a jury have been discussed on many occasions. Care is necessary because of the need to ensure that both the prosecution and defence case are fairly placed before the jury in a balanced and impartial manner. The summing up should be detached and dispassionate in its treatment of the defence case. The trial judge should be mindful of the power which his or her observations have in the context of the trial and their likely impact upon the jury. Care must be taken lest the jury be overawed by the judge and fail to gain a proper understanding of the defence case and matters relevant to it.
24 Relevant principles are discussed in R v Meher [2004] NSWCCA 355 per Wood CJ at CL at [86]; R v Rivkin [2004] NSWCCA 7 at [208]; R v Banic [2004] NSWCCA 322 at [21]-[22]; R v Machin (1996) 68 SASR 526; R v Courtney-Smith No 2 (1990) 48 A Crim R 49; B v The Queen (1992) 175 CLR 599; R v Zorad (1990) 19 NSWLR 91 at 106-107. The principles relating to the requirement for a fair and balanced summing-up were discussed in the following recent decisions of this Court: Picken v Regina [2007] NSWCCA 319 at [96]-[103]; Robinson v R [2006] NSWCCA 192 at [140]; Gardiner v R [2006] 162 A Crim R 233 at [103]-[104]; Regina v Sukkar [2005] NSWCCA 54 at [88]-[96].
25 The trial judge commenced summing up on Wednesday 18 October 2006. His Honour recited the charge and gave the usual explanation as to the role of the judge and the jury. His Honour then said:
"Your function however is to determine all matters of fact. The facts are for you and for you alone to determine and if you discern or even think that you discern that I have taken a view on the facts then you must disregard that view unless it accords with your own view independently formed.
…
It is for you to determine if a witness saw or heard or felt or did that which he or she said he or she saw or heard or felt or did. It is for you to determine if a witness is accurately reporting that which he or she saw or heard or felt or did and it is for you to determine if a witness is telling the truth in part or in whole."
26 His Honour continued and explained to the jury that they could accept a witness in whole or in part, assess their evidence against other pieces of evidence and told the jury: "you should look to see if what a witness says accords with your own understanding of the ways of the world." His Honour then said that the jury should look to the demeanour of the witness.
27 Following these general observations his Honour gave the jury directions in relation to the evidence of a child. His Honour said:
"With a child making such allegations as have been made in this case you should look to see first of all whether there are details such as a child might recollect being now recounted. You should look also to see whether there are, in her evidence, matters which are likely to be a contribution from an adult rather than from her, that is that they are words or expressions or ideas which she could not, having regard to her age, generate herself but which are in fact generated for her, that is that they are not within the scope of a child's imagination. For instance you could look to such matters as the expression 'this won't hurt' or 'I'm teaching you about these things' or 'this is our little secret' or 'how far fingers had gone into her vagina or that she was merely big enough.' If you hear in those an adult voice rather than a child's voice you may draw more support in relation to her evidence."
28 It was submitted that these comments by his Honour had the effect of unfairly bolstering her evidence. The submission emphasised the fact that when referring to expressions which might be used by an adult his Honour referred to expressions actually used by the complainant in her evidence. This was said to have the effect of bolstering her credibility. It was submitted that his Honour should have used examples which were not found in the evidence given at the trial.
29 The appellant's counsel also submitted that the trial judge had commented upon the appellant's evidence in a manner which diminished its significance. This problem was alleged to exist in the following passage:
"By the same token, looking to the accused's evidence you will recall that he became very emphatic when being cross-examined by the Crown but undue weight should not, I submit to you, be given to this. This is a very serious matter and one where the outcome is very important to an accused person who perhaps can say little more than after that lapse of time all that I can say is that it did not occur."
30 The appellant submitted that the individual directions reveal a lack of appropriate balance but, more significantly, when accumulated with other matters to which I shall refer the entire summing up lacks the objectivity and balance which the law requires. In relation to the directions to which I have already referred I do not accept that the complaint is justified. By referring to the evidence his Honour gave substance to his direction that the jury should pay careful regard to the expressions used by the complainant. It would have been difficult if not impossible to provide the jury with meaningful directions unless reference was made to the evidence. It is, of course, true that the direction did have the consequence that the jury would be able to identify aspects of the complainant's evidence which reflected the language of an adult, but I see no difficulty in this. No complaint was made that the substance of the direction was not appropriate, the complaint being confined to the fact that his Honour used the evidence itself to explain the direction.
31 I do not accept that his Honour's direction diminished the significance of the appellant's evidence. It may be that because he gave his evidence in an emphatic fashion, a description justified by an examination of the transcript, the jury may have been inclined to think less of his credibility. However, his Honour's explanation of the appellant's demeanour would have been likely to diminish any adverse impression formed by the jury. Furthermore, as was plainly the case, his Honour ensured that the jury understood that, having regard to the way the Crown case was presented, if the appellant was to maintain his innocence his only course was to deny each of the allegations.
32 It was submitted that the jury would also have been inappropriately influenced by a remark which his Honour made when the complainant was giving evidence. The complainant became distressed and was crying. His Honour intervened to say:
"You're fine. You've given the answers you're supposed to give."
33 I accept that his Honour's statement was ambiguous. However, in the context I do not believe it would have had any impact on the outcome of the trial. The complainant was entitled to reassurance during the stressful experience of giving evidence and his Honour merely intended to convey to her that she was responding appropriately to the questions. I do not believe the jury would have formed the opinion that his Honour was passing judgment on the integrity of her evidence.
34 The further complaint made with respect to the trial judge's summing up relates to his Honour's remarks concerning the cross-examination of witnesses with respect to matters of credit. When giving these directions his Honour gave an illustration from the evidence given in the case. The complaint was that by referring to the evidence his Honour's remarks tended to unfairly support the Crown case. His Honour said:
"An inference is a fact that can be drawn from two other established facts and if I can give you an example here. If you accept that [the school teacher] directly following the complaint by [the complainant] to her from when she had made arrangements with [the complainant] as to what she should do in the immediate future went straight around to the principal's office and filled in a form directed to the Department of Community Services as she is required by law to do. If you accept that that is what happened and then if you also accept that [the complainant] spoke to police after this complaint was made it is a reasonable inference that [the teacher's] report went to the Department of Community Services and then from the police and the police came and visited [the complainant] at her home or at the school, more probably at her home."
35 To my mind the complaint has no foundation. Indeed, by drawing upon the evidence to illustrate the nature of an available inference his Honour was providing the jury with more assistance than is sometimes given by the typical illustrations used by trial judges. I can see no potential for this direction to have unfairly influenced the jury.
36 His Honour then turned to consider the matter of "cross-examination on credit." His Honour said:
"These are matters which are not central to the case and the aim is to show a witness in such a light that you would think less of that witness's evidence and place less credence in it."
37 His Honour reminded the jury that the complainant's mother and step-mother had been cross-examined as to how they had cared for the children. His Honour said:
"It has really got nothing to do with this case and it was just to show that as far as BS was concerned she did not have a very high regard for the mother's care of the children … ."
38 The evidence to which his Honour referred was statements which various witnesses had made during the course of contested family law proceedings in relation to the custody of the children. His Honour's remarks that the matters were not central to the case were correct. His Honour was concerned to ensure that the jury were not diverted from the task of determining whether the appellant had committed the alleged offence by the controversy which surrounded the family court proceedings. To my mind the directions which he gave were not unbalanced or unfair to the appellant.
39 The appellant complains that the trial judge unfairly emphasised the importance of the Crown case when he said:
"You must determine on that evidence whether or not you are satisfied beyond a reasonable doubt on the Crown case and you must not go beyond that and you must not speculate."
40 His Honour went onto say:
"It is just upon that material that you must decide the issue in this case."
41 This is also the subject of complaint.
42 It was submitted that his Honour's reference "to the Crown case" could have conveyed to the jury that they should give more weight to the Crown case than the case presented by the appellant.
43 A few lines further on in the transcript his Honour directed the jury in these terms:
"What you are required to do today is determine the facts, to fit those facts to the law as I give it to you, and to decide whether or not you are satisfied on the Crown case beyond a reasonable doubt."
44 It was submitted that the combination of these directions meant that the trial judge unfairly emphasised to the jury that they should consider the Crown case without referring to the defence case. It was submitted that the judge was in error when he said that the jury was required to determine the facts and fit those facts to the law when the jury's task was to consider the facts in the light of the directions of law which the trial judge gave them.
45 I am not persuaded that the directions contain any relevant error. No doubt a formulation with greater clarity could have been provided. However, the effect of his Honour's directions was to make plain to the jury that they were to examine the evidence, find the facts and consider them having regard to the law. They were to consider the Crown case and only if satisfied of that case beyond reasonable doubt could they convict. They were informed that in carrying out their task they must find the relevant facts and in light of the directions which they had been given as to the legal elements of the offence, determine whether they were satisfied that the Crown had proved its case to the relevant standard. In my opinion the complaint about these directions is not justified.
46 His Honour later turned to consider the evidence in relation to complaint. He said:
"Now I turn to the matter of complaint. It has been thought in generations past that if a woman or a female of any age was sexually assaulted that she would complain about it to someone in authority and if she did not so complain that some shadow would fall upon across her credit (sic) and her evidence would be less regarded because of the absence of prompt complaint. It is a very old historical concept and tied into something called the hue and cry which was the raising of a group of people to go and arrest a person who had committed the sexual assault and it goes back centuries. In this case, as you are aware complaint was not made in relation to the first matter until some 4 years after the event. It was not made on the second allegation until 4 years or thereabouts had elapsed and it is unknown how long it was when the third allegation (sic) before complaint was made and even with the last one it was something in the order of 3 months. Now you have to take into consideration that this is a child who is complaining. With a young child the child may not know the nature of what is being done to her or that she ought to complain about it."
47 It was submitted that his Honour's reference to the history of complaint "in the context of this case" again had the effect of bolstering the evidence of the complainant. In support of this submission the appellant emphasised the fact that his Honour said that the jury "have to take into consideration that this is a child complaining." The appellant referred to the later directions which were said to exacerbate the problems with this earlier direction. His Honour later said:
"The abuse had gone on from about second class at the time she complained about it. Now you must take all of these matters into consideration before you say, well the complaint was so late that there must be some shadow which falls upon or across her credit and it becomes harder to believe her."
48 It was submitted that his Honour unfairly ameliorated any concern which the jury may have felt about the lateness of the complaint by inviting the jury to "think of a particular date four years ago and tell me precisely what occurred on that date."
49 I am not persuaded that the directions which his Honour gave about the evidence of complaint were erroneous. In my judgment his Honour was concerned to ensure that the jury understood the approach which they must take to the evaluation of the evidence of complaint. In so doing it was appropriate that his Honour remind the jury of the evidence in this case so that they could approach their task with a clear understanding of the principles which his Honour had enunciated and how they related to the evidence at the trial.
50 His Honour's invitation to the jury to reflect upon whether they could identify what occurred on a date four years ago was given with the intention of assisting the appellant's position. His Honour had reminded the jury of the disadvantage to the appellant because of the lateness of the complaint, in particular the fact that the appellant would have difficulty providing an account of his movements on any particular day. The invitation to the jury to consider whether they could recollect the events of four years ago was intended to reinforce in the jury's mind that the lateness of complaint could operate as a significant disadvantage to the appellant.
51 On more than one occasion his Honour used the expression "were you mindful to convict." On one occasion his Honour said "you should therefore be satisfied both as to her truthfulness and the accuracy of her recall were you mindful to convict." On another occasion his Honour said when referring to the multiple allegations "of those you must be satisfied beyond reasonable doubt if you're mindful to convict him of the one count in this indictment."
52 Although in some contexts use of the expression "mindful to convict" may have created difficulties I am satisfied that there were no problems in the present case. All that the jury was told was that if they were considering whether to convict they would first have to be satisfied of the relevant matters.
53 Later in the summing up his Honour commenced a review of the four occasions identified in the indictment. It was submitted that when in this context his Honour said: "Now that is all that the Crown has to prove beyond reasonable doubt." It was submitted that his Honour's remarks would have bolstered the prosecution case. There are other examples of his Honour using this form of language.
54 I can see no difficulty in this direction. His Honour was merely being careful to ensure that the jury understood the elements of the offence having regard to the evidence tendered in the Crown case. His Honour, as to my mind was appropriate, was directing the jury that although there was other evidence it was not evidence that was relevant to proving a particular offence.
55 Complaint was made in relation to his Honour's directions with respect to the third occasion - the attempt of sexual intercourse count. His Honour gave the jury an illustration of an "attempt" by reference to a hypothetical event totally removed from the case. His Honour then said:
"In this case the complainant said that this time she screamed when the accused placed his penis at her vagina because it hurt so much and that intervening reaction the Crown says caused it to be an attempt and not a completed criminal act."
56 It was submitted that by referring to the complainant's evidence his Honour unfairly bolstered the Crown case. I reject this submission. By referring to the evidence his Honour assisted the jury in obtaining an accurate understanding of the manner in which the Crown alleged that the actions of the appellant constituted a relevant element in the offence.
57 After giving the jury general directions his Honour turned to consider the evidence in both the Crown case and the case of the appellant. Complaint was made that his Honour spent excessive time summarising the evidence of the complainant when he said he had gone through the videos "as carefully as I can" and had selected matters relevant to each of the four occasions referred to in the indictment. His Honour undertook this task in order to assist the jury. It was submitted that this was illegitimate because it put his Honour's imprimatur on the facts. To my mind this submission should be rejected. All that his Honour was doing was ensuring that the jury was reminded of the evidence relevant to each charge.
58 Complaint was also made that his Honour's summary of the appellant's evidence occupied only a short time. However, this was inevitable. The appellant's case was itself brief consisting of a denial of every allegation made by the complainant.
59 After inviting the jury to retire to consider its verdict his Honour, in the usual manner, invited counsel to raise any matter of concern. Some matters were raised and his Honour gave further directions to the jury during which he said "bear in mind any of the other warnings I have given you … ." It was submitted that his Honour should have said "all of the warnings." This submission is without substance. His Honour clearly invited the jury to consider all of the warnings which he had given.
60 Finally, complaint is made about a direction recorded in the following terms:
"You would have to inspect her evidence with great particularity before you accepted it or before, having accepted it, it would raise in your mind a satisfaction beyond a reasonable doubt."
61 If this is an accurate record of the direction the language used was not elegant. However, having regard to the whole of the summing up I am not satisfied it would have caused any difficulty. The jury were being instructed to consider the complainant's evidence with great care and, only if satisfied of the elements of the offence beyond reasonable doubt, return a guilty verdict.
62 Although his Honour invited counsel to raise any matter of concern in relation to the summing up there was no suggestion of the problems now raised under the first ground of appeal. Other matters were referred to and his Honour gave further directions. In these circumstances r 4 applies. It is apparent that counsel at the trial was not concerned about any lack of balance or objectivity in his Honour's summing up. To my mind, having regard to both the particular directions identified by the appellant and, more importantly those directions in the context of the entire summing up the complaints which the appellant now makes are without justification. I would refuse leave in relation to ground 1 of the appeal.