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[2000] VSCA 176
Court of Appeal (Vic)
2000-09-28
ORMISTON, BATT and CHERNOV, JJ.A.
Original judgment source is linked above.
(a) The first proceeding concerned the hearing of the charges in the Magistrates' Court that the applicant threatened to kill Mr. Glover. On his solicitor's advice, he pleaded guilty to that charge and, as a consequence, two other charges were withdrawn. He was sentenced to four months' imprisonment but the sentence was suspended except for the period that he had been detained, so that he was released from custody immediately the sentence was imposed. He appealed to the County Court against the conviction and sentence and engaged a new firm of solicitors. The appeal was dismissed in the sense that the judge found the charge proved although he substituted a one month term instead of a four months' term. McDonald, J. dismissed the applicant's originating motion which sought to quash the decision of the County Court judge. Phillips and Buchanan, JJ.A. dismissed the application for leave to appeal against the decision of McDonald, J.
(b) The second proceeding which involved the applicant and the police, and which ultimately became proceeding 4993/99, was instituted by a writ filed by him in the County Court on 21 December 1995 against (by subsequent amendment) police officers in which he claimed damages for allegedly wrongful acts committed by the police against him.
(c) The third proceeding, which ultimately became proceeding 7901/97, arose out of the conviction of the applicant on 15 August 1996 for breaches of the intervention order and the imposition of an eight months' term of imprisonment (four months of which were suspended). He appealed against that conviction to the County Court and, although the circumstances were somewhat complicated, it is sufficient for present purposes to note that the applicant abandoned the appeal and later applied unsuccessfully to Chief Judge Waldron to have it re-instated. He failed in his attempt to have that decision upset on review by Vincent, J. He has appealed against the judgment of Vincent, J. and the application relating to that appeal has, as I have mentioned previously, been heard by us and is the subject of a separate judgment.
(a) Does a right of appeal lie to this Court from an order made under s.21 of the Act declaring a person to be a vexatious litigant?
(b) If yes, does the applicant require, under the terms of his Honour's order, leave of the Court to commence and prosecute the appeal?
(c) In any event, is his Honour's order one that was made "in an interlocutory application" for the purposes of s.17A(4)(b) of the Act, requiring the applicant to obtain leave to appeal?
(d) If yes, should leave be given to allow the applicant leave to appeal against the decision of the learned judge?
(e) If yes, should an extension of time within which to file an application for leave to appeal be granted?
I shall deal with each of these issues in turn.
(a) Is an appeal competent?
(b) Does the applicant require leave under his Honour's order?
(c) Is a s.21 order interlocutory?
(a) staying or dismissing proceedings on the ground that they are scandalous, vexatious and an abuse of process;
(b) striking out a statement of claim on the ground that it discloses no reasonable cause of action;
(c) refusing to set aside a default judgment.
But as Taylor, J. also recognised in Hall, an order may be interlocutory even though it is not made upon an application that was issued in the course of an existing proceeding. Thus, as his Honour noted[29], in Smith v. Cowell[30] the Court of Appeal rejected the contention that an order is interlocutory only if made at some time between "writ and final judgment". It held that "interlocutory order" was wide enough to include orders that were made after the conclusion of the action[31]. In Hall, the majority held that a refusal of an application for an extension of time within which to sue the defendant was an interlocutory order notwithstanding that the proceeding in which the order was made was self-contained in the sense that it did not arise out of an existing proceeding, although it was made in contemplation of a proceeding which the applicant hoped to issue and in which he would make the substantive claim against the respondent. Taylor, J. (with whom Owen, J. agreed) held[32] that the order in that case was interlocutory notwithstanding that it was made in proceedings preliminary to bringing the action and notwithstanding that it deprived (in fact but not in law) the applicant of the right to bring the substantive proceeding. It did not, however, operate to prevent him from making a further application for an extension of time and thus, did not of its own force, legally conclude the applicant's right to bring an action.
(a) as of right, from any final judgment of the Court; and
(b) at the discretion of the Court from any other judgment of the Court, whether final or interlocutory if, in the opinion of the Court, the question involved in the appeal is of general of public importance.
The appellant appealed to the Court of Appeal against this refusal. Reynolds, J.A. with whom the President and Samuels, J.A. agreed, considered first that, although leave to appeal against the decision of Yeldham, J. refusing leave to appeal to the Privy Council was necessary, leave should be granted. His Honour then turned to consider whether, for the purposes of Rule 2, the judgment declaring the appellant a vexatious litigant was final. At 447 his Honour said that the case was "an independent proceeding in which past events have to be established, and it is unrelated to what might be described as any main matter in issue or dispute between the parties. It is not in the course of existing proceedings or preliminary to the assertion of an identifiable main claim as in Hall's case". Consequently, his Honour concluded, the vexatious litigant order made by Yeldham, J. in that proceeding was a final order within the meaning of the Rules.
"The right of an ordinary citizen to commence and continue legal proceedings without requiring the consent or leave of any other person is one of the foundations of a free society, as we know it in Australia. Section 84, like its analogues in other jurisdictions, provides for an extraordinary restraint upon that freedom to litigate, which restraint is only to be imposed in extraordinary circumstances, upon clear proof of those circumstances; and there are always two important limitations upon the restraint: the Court may grant the leave mentioned in subs.(1) or subs.(2), as the case may be, and by force of subs.(3), the restraint is never permanent in effect. These two limitations mean that an order under section 84 is interlocutory in nature; ..."
[1] In re Millane [1930] VicLawRp 58; [1930] V.L.R. 381, decided on the original Victorian provision, is thus reversed.
[2] s.22 of the Crimes (Family Violence) Act 1987
[4] [1927] HCA 6; (1927) 38 C.L.R. 586 at 590;
[5] [1963] HCA 13; (1963) 108 C.L.R. 353 at 357-359
[6] [1992] VicRp 9; [1992] 1 V.R. 141 at 149
[7] [1999] VSCA 103; [1999] 3 V.R. 45 at 49
[12] [1960] 1 Q.B. 197 at 209-10
[16] This aspect of Vernazza was considered by Toohey, J. in Jones v. Skyring [1992] HCA 39; (1992) 109 ALR 303 at 310; [1992] HCA 39; 66 A.L.J.R. 810 at 813. His Honour observed that "[Ormerod LJ] and Willmer LJ seem to have had little doubt that an appeal in an action already disposed of involved the institution of proceedings." In the recent case of Ramsey v. Skyring [1999] FCA 907; (1999) 164 ALR 378, Sackville J (at 391) appears to have taken the observations of both Ormerod LJ in Vernazza and Toohey J in Jones v. Skyring to mean that "[i]t has been accepted that the filing of an appeal involves the institution of a proceeding in the context of an application to declare a person a vexatious litigant."
[17] [1996] VicRp 3; [1996] 1 V.R. 17 at 19.
[18] [1929] HCA 12; (1929) 41 C.L.R. 532 at 536-7; 538-9.
[19] [1958] VicRp 19; [1958] V.R. 101 at 102.
[20] [1996] VSC 55; [1997] 2 V.R. 49 at 51
[21] [1998] 4 V.R. 596 at 597 and 602
[23] [1966] HCA 36; (1966) 117 C.L.R. 423 at 439-440 per Taylor, J.
[24] [1976] HCA 6; (1976) 180 C.L.R. 213 at 225 per Gibbs, J.; [1976] HCA 6; 50 A.L.J.R. 439 at 444
[25] [1981] HCA 20; (1980) 147 C.L.R. 246 at 248 per Gibbs, C.J.
[30] (1880) 6 Q.B.D. 75 at 78
[31] Batt, J.A. kindly drew my attention to the observation of the majority in Cardile v. Led Builders Pty. Ltd. (1999) 198 C.L.R. 380 at 401 that Mareva orders made in aid of the specific remedies provided for execution against judgment debtors, are "not interlocutory as they may operate after the recovery of final judgment, yet they are impermanent in the sense that they preserve assets and assist and protect the use of methods of execution and do not substitute for them." Without analysing here their Honours' judgment, it is sufficient to say that nothing in it indicates that their observation was intended to relate to the issue of whether a judgment or order is interlocutory or final for the purpose of legislation such as s.17A(4)(b) of the Act, which admits of no third category.
[36] Such leave was granted by Mason, P. and Sheller, J.A. on 18 May 1999 on the basis that the order below was an interlocutory order.
[40] Neimann v. Electronic Industries Ltd [1978] VicRp 44; [1978] V.R. 431 at 438
Kay
Attorney-General for the State of Victoria [2000] VSCA 176