GROUND 3
84 Ground 3 is in the following terms:
Whether the convictions on counts one, four, six, nine, twelve and twenty were unsafe and unsatisfactory (per s 23(1)(d) of the DFDA Act) and/or unreasonable, having regard to all the evidence (per s 23(1)(a) of the DFDA Act) having regard to the Judge Advocate's directions on s 67 that were made referred to in Ground 1, and the matters that were not addressed by the Judge Advocate in relation to s 67, referred to in Ground 2 above.
85 The GCM found the applicant guilty of Counts 1, 4, 6, 9, 12, 20 and 22 and not guilty with respect to Counts 15, 16, 17, 18 and 19. The applicant admitted the conduct alleged in Counts 1, 6 and 22 but denied that it was non-consensual or indecent. The applicant contended before the Tribunal that the convictions were unreasonable because they were inconsistent with the acquittals, and that the acquittals reflected so adversely on the credibility of the complainant that, in combination with other factors, it was unreasonable of the Panel to convict on the other charges.
86 The Tribunal summarised the principles relating to inconsistent verdicts at Reasons [142]-[144]:
142 A particular case may compel the conclusion that a jury which found that it had a reasonable doubt with respect to a complainant's evidence on one charge ought to have had such a doubt with respect to the other charges. But, as the observations above demonstrate, whether a not guilty verdict involves a diminution in the complainant's credibility or reliability so that the jury ought to have had a reasonable doubt with respect to other charges depends on the quality of the complainant's evidence and the surrounding circumstances. As was pointed out by the plurality in Jones, the issue remains one of fact and degree in the circumstances of the particular case as to whether the difference in verdicts is such that, as a matter of logic and reasonableness, they should be regarded as inconsistent.
143 There may be an acceptable explanation for divergent verdicts in a case in which there is not "an integral connection between the counts" R v Markuleski at [239] or where there are circumstances present which do not compel the conclusion that the complainant's overall credibility was so diminished that the jury should have acquitted on the other charges.
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144 … [W]hen the evidence against an accused, particularly in a sexual case, is the word of the complainant, and the jury convicts on one or more charges and acquits on one or more, the evidence must be scrutinised with some care.
(Footnote omitted.)
87 The Tribunal considered the evidence relating to Counts 1 and 6 at Reasons [146]-[148] and [153]-[156]:
146 Charge 1: During HMAS SIRIUS' transit from Fleet Base West to Sydney between 1-7 February 2010 the appellant smacked the complainant's buttocks approximately 10 times with an open hand. This was the first occasion any impugned conduct occurred. It was admitted by the appellant. The complainant described it in some detail:
"He called me to his cabin and he closed the door and he put that black smoke curtain - and then he said to me, 'I finally figured out what's the best way to deal with you,' to punish me, so that I don't get out of line, so I have some boundaries, so I know how to be disciplined the way that Australians were disciplined, and at first I didn't know what he was doing. I was just sitting there in a chair and he was sitting in his chair …"
147 The complainant described what she was wearing and that the appellant required her to stand and sit a few times to test if she were obeying. Her evidence proceeded:
"First he said to me that 'I respect you. Do you trust me? Are you comfortable with me?' Got me to look in his eyes. Got me - saying, 'Do you respect me? I just want what's best for you. This is what a father should have done. I'm like a father to you. Everyone in the supply department respect [sic] me. You're just like my daughter.' He said to me this is for my own benefit, that he should - he should smack me … He reached over and - I leant back, I wasn't sure what he was - he was going to do, and he just grabbed my hand, my right hand, and then he led me to - to lie on his lap … He was sitting on his chair … I was sitting on the chair close to the - to the window … [a]nd then he sat there in his corner and then got me to lie on his lap … [a]nd I wasn't sure what I should do and he said to me, 'Do you think you deserve to be smacked? Do you think you've been naughty? This is what I'm going to say to you,' and he said he was going to give me 10 smacks and he made me said, 'I've been a naughty girl. I want you to smack me - spank me.'"
148 The complainant agreed to do so and she spoke those words. As he spanked her he wanted her to say, "I deserve to be smacked" ten times and she repeated those words. The complainant said she agreed with the appellant's demand because she was scared.
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153 Charge 6: The complainant met a man named Karl after HMAS SIRIUS berthed in Sydney in February 2010. They commenced a romantic attachment which she discussed with the appellant. The appellant helped her to write affectionate emails to him. She mentioned this assistance to SBLT Clarke who was the assistant supply officer. SBLT Clarke gave evidence (by then she was LT Clarke) confirming that the complainant showed her the emails which had been drafted by the appellant and she then raised the matter with the appellant.
154 The complainant was called into the appellant's cabin after he had spoken with SBLT Clarke. He shut and locked the door and asked why she had betrayed his trust, adding that she could get him into trouble through helping her write the email. He was upset and asked her "Do you think you deserve a smack?" The appellant told her to remove the bottom part of her uniform. She did not wish to do so:
"I was scared of him and he told me to do it. I didn't know what to do. He was so upset with me. His face was red and I can see him very angry … He grabbed me and then got me to bend over and then while I was bending on his lap he took my underwear off … [W]hen I was lying on his lap he pulled my underwear and hit me. It was hard … He wants me to say 'I've been a naughty girl. JJ, smack me' … he always wants me to call him JJ … I did. I repeated it."
155 The appellant asked her how many times she should be smacked; she said five but he smacked her more than that. The complainant said the appellant was "really, really upset":
"It was about 10 times or more, and he wanted to get my bottom red … he said … 'I want to get your bottom nice red and pink'. He even described it. 'Now it's turning pink. Now it's red.'"
156 The complainant said that made her feel "gross". After he finished smacking her he asked if she were "okay". She said she was and left and apologised to the appellant saying that she was sorry.
88 The Tribunal's discussion of the evidence relating to Counts 4, 9, 12 and 20, being charges in respect of which the applicant did not admit the conduct alleged against him are set out at the Tribunal's Reasons at [149]-[152], [158]-[165] and [170]-[175]:
149 Charge 4: The conduct constituting this charge was alleged to have occurred during HMAS SIRIUS' transit to Sydney between 1-14 February 2010 about a week after the conduct, the subject of Charge 1. The complainant gave evidence of being called to the appellant's cabin. She was wearing her bum bag and had her radio. She went inside and sat on a chair. The appellant asked her if she had been "naughty today". She responded that she was young and made mistakes:
He got me to stand up and he - before that he tried to take the buckle off my bum bag - and told me to take that off and he reached over and take that off, so I stood up and put it on his bed, and he told me to take my pants off. … He said to me that "This what Australians do to their children".
150 She said she complied because he said that his daughters were so successful. She took off her pants and he asked her to take off her underwear. She did not do so:
He was looking at me and then pulled my underwear down to my knees … and then suddenly there was a knock on the door and then he went 'Shush' … [i]t was LEUT Lamberth; he opened it and he got - and I quickly put my pants on and then he told me that 'This is just our secret stuff and it must remain between us'.
151 The complainant was on duty and there was a muster immediately after.
152 LEUT W Lamberth could recall only one occasion when he attended the appellant's cabin and found the complainant there. He had paperwork that needed to be signed by the appellant. He knocked on the door which was not locked, was told to enter and saw the complainant, whom he described as appearing distressed and upset, and the appellant as looking angry, "frustrated would probably be the word". He elaborated in cross-examination that it was the appellant's short tone and manner of speaking to him that led him to that characterisation.
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158 Charge 9: The conduct constituting this charge allegedly occurred at the complainant's residence in Western Australia between 26 and 30 March 2010 after HMAS SIRIUS had returned to Perth. The complainant won an award in the supply department, the prize for which was a bottle of wine or dinner with the appellant. The complainant chose dinner with the appellant because, she explained, he expected her to, on either a Friday or Saturday night at a named restaurant which was also attended by SBLT Clarke and some of her friends. SBLT Clarke confirmed that she saw them in April 2010 at a (differently named) restaurant in the same suburb. She was celebrating with her boyfriend and some friends. SBLT Clarke challenged the appellant the following week at work asking what it was about. He explained that the complainant was having a bad time and he needed to take her out.
159 The complainant had had other dinners alone with the appellant and he had attended at her residence on other occasions.
160 After dinner the appellant drove her home. He saw the complainant's car and the complainant told him that she had been driving without a licence. She thought that the appellant may know of it because it was known in the wardroom that she did not have a licence. For that reason she "confessed". She told him that she did so because she thought that if she were truthful he would not hit her. The appellant was upset and asked her if she deserved a smacking to which she responded that she did not because she had confessed.
161 They were sitting on a couch and he got her to take off her sandshoes and laid her across his lap, feeling her bottom. The complainant was wearing a black dress and stockings. The appellant tried to remove the stockings but they were stuck at her knees. He instructed her to take them off. After she took her stockings off she said she did not wish to go back on his lap. She was still wearing underwear. He told her that it was for her own good and that she was acting like a 12 year old school girl. He grabbed her wrist and put a pillow on his lap. He lifted her skirt and took off her underwear and spread her legs open. He told the complainant that she would be on her own and he would not help her any more if she did not allow this to happen. She was hit hard many times. After he finished he asked her if she were "okay" and said that he had done this for her own good.
162 Charge 12: The conduct alleged in respect of this charge was that between 26 and 30 March 2010 at the complainant's residence in Western Australia he pulled her across his lap and smacked her buttocks several times with an open hand. The complainant identified this in her evidence-in-chief as occurring in about "May-ish", after she and the appellant had had dinner at a named Chinese restaurant close to where she lived. They spoke of her being promoted to acting leading seaman because the ship was going on deployment to Hawaii. He spoke of what a good job the complainant had been doing and how much she had improved, especially after the administration of discipline.
163 When they arrived at her residence and went inside the appellant said he wanted to smack her on her bottom but she refused. He was very upset. She described saliva coming out of his mouth. He threatened that she would be on her own and he would not help her any more. She said:
I got so scared, I didn't know what to do; I was beginning to rely on him. I was seeking his advice about everything, just about everything, and I was so glad that I was given the opportunity to be an acting kellick. I didn't know what to do, but he cornered me. He was on my face … He was so angry. He grabbed me on my wrist and I still felt his hand on my forearm … I was pushed into a corner … I said to him 'I don't want to do it.' He got even more upset.
164 The appellant told her that it was for her own good. She asked for guidance from him by just talking to her and asked whether it was necessary "to do that thing to me". The complainant went to the toilet and put in a napkin and told the appellant that she was having her period. He still made her lie on his lap and felt for the napkin. He required the complainant to say, "JJ, I've been naughty. I want you to smack me." The appellant smacked her a few times. He asked whether she was okay afterwards, as he did on each occasion.
165 Although the complainant, when challenged, could not offer a narrower range of dates than 60 days, she did give the incident context.
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170 Charge 20: This charge was alleged to have occurred between 1 and 30 June 2010 while HMAS SIRIUS was in Melbourne. The appellant had signed the complainant's leave application so that she could visit Karl. While the complainant was in the appellant's cabin wearing civilian clothes including a purple top, he told her to take her top off. She said she was not sure if she wanted to take it off but the appellant came "really close", helping her to get it off "until I had to take it". She said she was wearing a bra and covered her breasts with her hands:
He got hold of my hand and he was looking in my eyes and said, 'I only do it so you can trust men. I'm not your father. I'm here as a person without any interest in you. I'm just here to help you. I'm not abusing you or anything like that'. So I can trust men.
171 The appellant said she was a good girl and he did it to see if she were obedient. He then signed her leave.
172 In the iPhone recording the complainant said, "You … got me to take my top off". The appellant responded, "Because, I think the top, if I remember right, as soon as you took it off I said, 'Right, now put it back on'."
173 In cross-examination the complainant was challenged that the sequence of these two incidents (pulling down her pants and showing her lacy underwear and taking off her top to show her bra) were reversed in evidence-in-chief to their order in her first statement to investigators. She responded that her mind was "jumbled" and became defensive/aggressive in her answers. She said that she remembered the two events clearly but conceded that she may have got the dates wrong. More tellingly, in her statement, the complainant had expressly said that the appellant did not touch her when he told her to pull down her trousers to expose her lacy underwear, whereas in her evidence-in-chief she said, "He kept smacking me and feeling my bottom".
174 Also, she agreed that when she was complaining about her treatment at the hands of the appellant to her colleagues she did not mention this incident. Neither did she mention it to the investigators in her first interview.
175 On the other hand, although she agreed in cross-examination that she did not tell LS D J Price in March 2010 or SBLT Clarke nor LS Cowling or AB A L Ferrell in November 2010 of the bra incident, it was not put to her that she had not mentioned this incident to WO P A Chaplin, one of the investigators.
89 The evidence in relation to Count 18, on which charge the applicant was acquitted, is discussed at Reasons [168]:
Charge 18: The conduct constituting this charge of which the appellant was found not guilty (as well as Charge 19) allegedly occurred between 1 and 30 June 2010 when HMAS SIRIUS was alongside in Melbourne. The complainant had arranged to visit her friend Karl in Sydney. In evidence-in-chief the complainant said that at about midnight the appellant called her into his cabin and told her to take her jeans off. She was wearing lacy black underwear. The appellant was looking at her salaciously. In response to the prosecutor's question, could she not say "no", the complainant answered that she had no choice and also that she did not say "no" because she was excited to tell the appellant about her date with Karl. The course of her evidence then meandered off to a statement by the complainant about her sick grandmother and her unsuccessful attempt to get leave of absence from the ship to visit her in the Philippines.
90 In relation to Count 22, the Tribunal said at Reasons [176]-[179]:
Charge 22: The conduct constituting this charge allegedly occurred between 27 September and 20 October 2010 when HMAS SIRIUS was alongside Fleet Base West. This occurred after the complainant had been to the Philippines where her grandmother (with whom she was very close) had died. It was a Sunday and the complainant had come to the ship to pick up her things. She described the civilian clothes being worn by the appellant. She had driven to the gangway and while ferrying her goods to and from the car she spoke to the appellant. He offered to assist. The appellant asked the complainant for a lift to the wardroom where he was then staying.
177 The appellant challenged the complainant for driving unlicensed and told her it was a bad thing to do. When she parked the car he told her to follow him into the wardroom. He said that she had been "naughty" driving and that she should be punished. The complainant told the appellant:
"No, because I promised my mum - my grandma that I wouldn't do it anymore, I promised it silently on her grave."
178 Just before she departed the appellant hugged her and
"he tapped me on my bottom, he was like going that on my bum. He said 'Next time, when you're ready - I'll let you go off this time because your grandmother died and you're so emotional, but I'm afraid that you might have gone backwards' since I'm coming from the Philippines."
She did not agree in cross-examination that the conduct was a friendly tap.
179 The appellant admitted to this conduct but challenged its characterisation as indecent as well as the complainant's consent.
91 The Tribunal noted the Judge Advocate's direction to the Panel at Reasons [180]:
In her summing up the Judge Advocate emphasised:
"… the prosecution has brought 24 charges against the accused. He has pleaded guilty to the 24th charge and that charge has been put aside while you consider the evidence in relation to the other 23 charges, or nine separate incidents. While these are separate matters, they're all being dealt with in one trial. This is done for convenience, as it would be expensive and time-consuming to hold a separate trial before a different court martial panel for each charge. However, you must be careful not to allow convenience to override justice. Both the prosecution and the accused are entitled to have each charge considered separately.
Each charge must be considered separately in light only of the evidence which applies to it and which in due course I'll refer you to. You must ask yourselves in relation to each charge whether the evidence relating to that charge has satisfied you beyond reasonable doubt that the accused is guilty of that particular offence.
It would therefore be wrong to say that, simply because you have found the accused guilty following his plea of guilty to the 24th charge that he must be guilty of the other charges. Furthermore, because the accused has admitted the conduct that may amount to prejudicial conduct in relation to the first, third and ninth incidents, it does not mean that you should rationalise that he may be guilty of the other offences or the more serious offences in relation to each of those three incidents."
92 The Tribunal explained why, in its view, the Panel's acquittals did not throw doubt upon the reasonableness of the conviction at Reasons [182]-[187]:
182 The panel could well have had a reasonable doubt about whether Charge 15, the sixth incident, together with the alternative Charges 16 and 17 (spanking before proceeding to Hawaii) occurred.
183 The context of that conduct was inconsistent with other conduct in which the appellant disciplined the complainant only for past "wrongdoing" - "I deserve to be smacked". The evidence of the complainant in respect of this charge was bereft of the minute detail which gave colour to her evidence about the other charges on which the appellant was found guilty. Neither was there any other evidence to add to her bare statement.
184 Charge 18 (and the alternative Charge 19), the seventh incident, was plagued with a muddled account by the complainant about whether the direction to show her lacy underwear after pulling down her pants occurred on the same day as the occasion on which she raised her top (Charge 20).
185 There was more than one visit to Karl while alongside in Melbourne. There was also the inconsistency with her statement that the appellant had not touched her on that occasion and her evidence-in-chief that he had, and the complainant's failure to mention that conduct. The verdict of acquittal on the alternative Charge 19 of prejudicial conduct makes clear that the doubt held by the panel was about the fact of the occasion rather than any issue of consent.
186 On the other hand, the evidence in respect of the eighth incident, Charge 20 (alternative Charge 21), was consistent and had some support in the iPhone conversation.
187 There are, accordingly, cogent and acceptable explanations for the verdicts of acquittal which do not compel the conclusion that the verdicts of guilty are unreasonable.
93 The Tribunal addressed the applicant's argument that the evidence showed that the complainant was an unreliable witness. The Tribunal said at Reasons [188]-[190]:
188 The appellant contends that the complainant was neither a credible nor reliable witness and her evidence ought to have been rejected. The complainant gave evidence over several days. She was seen (as recorded in the transcript) to be distressed on many occasions. She was also seen to be aggressive and sometimes rude to defence counsel and non-responsive to questioning. That she was not comfortable with the trial process and revisiting the evidence about the charges more than once was apparent. She said she was not well educated and that English was her second language. She asked to have less complex language used from time to time. It is often forgotten by counsel that some rather unusual expressions are employed by them when questioning witnesses. One example will suffice:
"DEFENDING OFFICER: You say that you were - when you were asked by my friend ---? --- Who's your friend?"
189 Overall, the complainant's evidence was consistent, and materially so, with her initial statement to investigators and between her evidence-in-chief and cross-examination.
190 The complainant's credibility or reliability was for the panel to evaluate with the benefit of extensive submissions from the defending officer about how suspect that credibility was together with the Judge Advocate's exhortation to evaluate her evidence carefully. There is no reason for doubting that the panel adhered to their task faithfully and the verdicts are neither inconsistent nor unreasonable.
94 The applicant submits that the Tribunal should have made its own independent assessment of the evidence, and on that assessment, it should have been in doubt as to whether there was an absence of consent by the complainant in respect of the indecency charges and also doubt as to whether the applicant knew there was an absence of consent. That submission cannot be accepted.