LOGAN J:
138 On 28 September 1942 at Port Moresby in the then Australian Territory of Papua, now part of the Independent State of Papua New Guinea, Lieutenant General Sydney Rowell was relieved of his command as General Officer Commanding New Guinea Force, a Corps commander appointment, by his superior, General Sir Thomas Blamey, Commander in Chief, Australian Military Forces and Commander of Allied Land Forces, South West Pacific Area.
139 Blamey had arrived in Port Moresby on 23 September 1942 on the instructions of General Douglas MacArthur, Commander in Chief, South West Pacific Area and the Australian Prime Minister, The Rt Hon John Curtin. Blamey's instructions from MacArthur were to "energise the situation". This he certainly did. What followed between Rowell and Blamey after the latter's arrival was, even in the restrained language of the Official History (Volume V - South-West Pacific Area - First Year: Kokoda to Wau, 1st edition, 1959, p 237), a "very strained situation". Other accounts are less prosaic, describing their encounters as a "blazing row" (Rickard J, 20 November 2008, General Edmund F. Herring, 1892-1982, http://www.historyofwar.org/articles/people_herring_edmund.html, accessed 1 February 2013). Rowell himself, in a letter to his Royal Military College, Duntroon classmate, Major General Cyril Clowes, the Commander, Milne Force, described one of his exchanges with Blamey thus (The Commanders, D M Horner Ed, p 237 and fn 32, infra):
I fairly rose. I then got off my chest what I'd been storing up since April 1941. Told him he'd already dumped me twice and was in the process of doing it a third time and so on. In the end, he rose, as I hoped he would …
140 The exchanges between Rowell and Blamey were multi-factorial and lengthy in their origins, ranging from differences in personality, lifestyle, service experience in World War 1 and careers in the inter-war period, events during service together in the Middle East and Greece in 1940 and 1941 to the intense stresses of high command and relationships with Australian politicians and American allies in 1942 at a time when the Japanese southern advance in was at its zenith. It is not relevant to explore these factors in detail. What is relevant to recall is that, on one view of the meaning of the word, the exchanges between Rowell and Blamey in Port Moresby in 1942 were a "disturbance". Their exchanges undoubtedly "disturbed" the equanimity of many posted to Headquarters, New Guinea Command, for the accounts of them are not confined to Rowell and Blamey personally. Indeed, on that same view of the meaning of the word, those exchanges are arguably the most notorious "disturbance" in Australian military history.
141 Exchanges of that kind, which entail verbal rather than physical violence, but which may be accompanied by emphatic physical gestures, are neither confined to the highest levels of command, nor to active service. They can and do occur in the course of peacetime field exercises, the product of events deliberately introduced to generate, as closely as possible, stresses encountered in wartime. Nor are they confined to the field. Further, their origins can be more banal. The circumstances of military service, in which men and women whose only common ground may be a shared but transient membership of a unit, headquarters, training course or ship's company and whose character, temperament and interests may be radically different but who are required to live and work in close proximity can and do produce such exchanges at times. So, too, sometimes, does the interface between civilian and military personnel which is a feature of the diarchy of general administration of the Defence Department [s 9A, Defence Act 1903 (Cth)] produce such exchanges. The present is an example of the latter two kinds of cases.
142 The facts of the present case are summarised in the joint judgment of the Chief Justice and Jagot and Yates JJ, which I have had the advantage of reading. There, too, are described the charge laid against the appellant, Major Li under s 33(b) of the Defence Force Discipline Act 1982 (Cth) (DFDA), the course of proceedings below, the grounds of appeal and the submissions of the parties. I gratefully adopt these parts of the joint judgment.
143 I agree with the Chief Justice and Jagot and Yates JJ that the challenge to the tribunal's decision based on the Racial Discrimination Act 1974 (Cth) must fail.
144 I respectfully differ from the Chief Justice and Jagot and Yates JJ and, for that matter, the tribunal, as to what constitutes a "disturbance" for the purpose of the service offence of creating a disturbance for which s 33(b) of the DFDA provides. I also respectfully differ from their Honours as to the adequacy of the directions given to the court martial by the judge advocate with respect to that offence. These differences have dictated that I have reached a different conclusion as to the outcome of the appeal.
145 In construing s 33(b) of the DFDA, it is necessary to commence by reference to the language which Parliament has employed in that provision. As was emphasised by Hayne, Heydon, Crennan and Kiefel JJ in Alcan (NT) Alumina Pty Ltd v Commissioner of Territory Revenue (Northern Territory) (2009) 239 CLR 27 at [47]:
Historical considerations and extrinsic materials cannot be relied on to displace the clear meaning of the text. The language which has actually been employed in the text of legislation is the surest guide to legislative intention. The meaning of the text may require consideration of the context, which includes the general purpose and policy of a provision, in particular the mischief it is seeking to remedy.
[Footnote references omitted]
146 For the reasons set out below, approaching the matter in this way discloses that the relevant physical element of the offence created by s 33(b) of the DFDA is the creation of a disturbance. It does not yield a clear meaning as to what constitutes a "disturbance". That is because more than one meaning can be given to that word. According to the Oxford Dictionary (Online Edition, accessed 1 February 2013), it may mean, "[t]he interruption and breaking up of tranquillity, peace, rest, or settled condition; agitation (physical, social, or political)" but the word disturbance may also carry a less expansive, special meaning, "a breach of public peace, a tumult, an uproar, an outbreak of disorder". The meanings offered by the Macquarie Dictionary (Online Edition, accessed 1 February 2013) are to no different effect and notably expressly include, "an outbreak of disorder; a breach of public peace".
147 This is a case where it is both permissible and necessary, having regard to the range of meanings which the word "disturbance" may carry, to have regard to historical considerations, extrinsic materials and statutory purpose to reach a conclusion as to the meaning of the word in the context in which it appears. Some of the relevant historical considerations and extrinsic materials were explored in the tribunal's earlier decision in Re Anning (unreported, Defence Force Discipline Appeal Tribunal, No DFDAT 5 of 1989, 11 May 1990), referred to in the decision under appeal.
148 In its present form, the service offence of "creating a disturbance" found in s 33(b) of the DFDA is the result of the repeal and replacement by the Defence Legislation (Application of Criminal Code) Act 2001 (Cth) (Defence Legislation (Application of Criminal Code) Act) of the section as originally enacted. It is stated in the Explanatory Memorandum for the Defence Legislation (Application of Criminal Code) Act that the amendments made by it to the DFDA "include amendments to harmonise the offence-creating and related provisions within the Act with the general principles of criminal responsibility as codified in Ch 2 of the Criminal Code, whilst at the same time ensuring that the offences continue to operate as intended by Parliament [are to the text]". However that may be, in the case of s 33 of the DFDA, a comparison between the section as originally enacted and its present form discloses nothing more than a minor change in drafting style rather than any change of substance either to the text of the provision or the context in which the provision appears. It will though later in these reasons be necessary separately to make reference to the Criminal Code which appears in the Schedule to the Criminal Code Act 1995 (Cth) (Criminal Code) for the purpose of determining what constitutes the "fault element" of s 33(b).
149 The Explanatory Memorandum for the DFDA discloses that a source of inspiration for s 33(b) was an analogous offence found in s 13 of the Naval Discipline Act 1957 (Naval Discipline Act). Prior to the enactment of the DFDA, the effect of the then s 34 of the Naval Defence Act 1910 (Cth) (Naval Defence Act) was that, subject to such modifications and adaptations as were provided by regulations made under that Act, the Naval Discipline Act and the Queen's Regulations and Admiralty Instructions, each as in force on 6 November 1964, governed discipline in the Royal Australian Navy. The Explanatory Memorandum further discloses that there were then no equivalent disciplinary offences in either Army or Air Force service discipline law. Section 13 of the Naval Discipline Act provided:
13. Every person subject to this Act who -
(a) fights or quarrels with any other person, whether subject to this Act or not; or
(b) uses threatening, abusive, insulting or provocative words or behaviour likely to cause a disturbance,
shall be liable to imprisonment for a term not exceeding two years or any less punishment authorised by this Act.
150 In turn, the origins of s 13 of the Naval Discipline Act may be traced to s 22 of the Post-Restoration "Act for the Establishing Articles and Orders for the regulating and better Government of His Majesties Navies Ships of Warr & Forces by Sea", 1661, 13 Car II c 9 (Naval Discipline Act 1661), the very first English statutory rendition of Articles of War in respect of discipline in the navy. That Act was prepared by Mr Samuel Pepys, then clerk of the Acts and, as such officeholder, the executive Secretary to the Navy Board. It found its origins in articles concerning martial law for the government of the Navy drawn by the Commissioners at the Navy Office during the period of the Commonwealth: "An Historical Summary of Development of Discipline in the Armed Forces, Part 1 - Historical Introduction to Naval Discipline (to 1957)" (United Kingdom Ministry of Defence: http://www.mod.uk/NR/rdonlyres/B7964294-913F-4B60-A375-8E401660C7C9/0/
ServiceHistories.pdf Accessed 5 December 2012). Section 22 of the 1661 Act provided:
22. If any of the Fleet finde cause of Complaint of the unwholesomnes of his Victuals or upon other just ground he shall quietly make the same knowne to his Superior or Captaine or Commander in Cheife as the occasion may deserve that such present remedy may bee had as the matter may require and the said Superior or Commander is to cause the same to be presently remedied accordingly but no person upon any such or other pretence shall privately attempt to stirr up any disturbance upon pain of such severe punishment as a Court martiall shall finde meete to inflict.
[Emphasis added]
151 A cognate offence in respect of "behaviour likely to cause a disturbance" still appears in British service discipline law: s 21(2)(a)(ii) of the Armed Forces Act 2006 (UK).
152 The differences evident between the text of s 33 of the DFDA and s 13 of the Naval Defence Act are not happenstance but are instead the result of a deliberate choice by Parliament more closely to confine the scope of conduct caught by the new provision in comparison with its naval discipline predecessor. A comparison of the wording of the respective provisions suggests such a conclusion and it is confirmed by regard to the Explanatory Memorandum to the DFDA, where it is stated:
353. NDA 13 is in excessively wide terms dealing as it does with "fighting and quarrelling" (which could include relatively inoffensive conduct) and applying to such conduct whenever it occurs (which could include conduct in a private residence).
354. Clause 33 accordingly spells out the elements of reprehensible conduct embraced by fighting and quarrelling and confines the ambit of the offences to service land, etc, and public places.
"Quarrelling", conspicuously, was not carried over into s 33(b) of the DFDA as a service offence.
153 A clause very similar to what became s 33(b) of the DFDA appeared as cl 62(b) of a draft Defence (Discipline and Justice) Bill 1974, never enacted, which formed part of the "Defence Force Disciplinary Code, Report of the 1973 Working Party" (Parliamentary Paper No 48/1974) (1973 Working Party Report). The 1973 Working Party was chaired by an in-house, criminal law expert within the Attorney-General's Department, Mr Arthur Watson (who would later co-author Australian Criminal Law: Federal Offences, Law Book Co, 1985) and included senior military lawyers drawn from each branch of the Permanent Forces. The DFDA was based on the 1973 Working Party Report (Explanatory Memorandum, para 62). That is made especially evident in respect of s 33 of the DFDA by the reference to cl 62 at para 355 of the Explanatory Memorandum.
154 In outlining their general approach in their report, the 1973 Working Party expressly identified cl 62 as one of a number of specific service offences included as a result of an analysis court martial trials of offences of conduct to the prejudice of good order and discipline, a service offence of a generic character, then found in army and air force discipline law.
155 Parliament's purpose in enacting s 33 of the DFDA was evidently to delineate, for the benefit of all arms of the Defence Force (and defence civilians subject to the DFDA), a more particular touchstone, derived from an offence which had long formed part of naval discipline law, in respect of conduct it regarded as unacceptable. At the same time, Parliament chose, by the inclusion of s 60, to retain in the DFDA an offence of a more general character, doing an act that is likely to prejudice the discipline of, or bring discredit on, the Defence Force, inferentially to cover conduct falling short of a more specific offence but which was nonetheless antithetical to what was acceptable in the profession of arms.
156 For all its long history in naval discipline law, guidance as to what constituted the initially English and then British service offence of causing a disturbance is not to be found in reported cases from the United Kingdom. In itself, that is not surprising as, until the enactment of the Courts-Martial (Appeals) Act 1951, the United Kingdom's military justice system did not provide for an appeal to a court against a court martial conviction. Instead, review was undertaken within the higher levels of the chain of command. It was rare for service disciplinary cases to find their way into the High Court of Justice by way of prerogative writ proceedings.
157 That is not to say that in earlier times there was an absence of understanding in the United Kingdom as to the meaning of the word "disturbance" as used in the context of the criminal or public order law. In his seminal 19th century work, "The Military Forces of the Crown: their administration and government", 1869, at pp 649-650, Mr Charles Clode, Legal Adviser at the War Office, in the course of discussing the circumstances in which the military might lawfully afford aid to the civil power, reproduces as relevant an advice dated 1 April 1801 furnished by the then Attorney-General, Sir Edward Law (later, Lord Elenborough, Lord Chief Justice), to the War Office. That advice was responsive to an inquiry made of the Attorney as to when, in case of a riot or disturbance, such aid might be furnished? The Attorney commenced his advice by more precisely defining the circumstances under contemplation in the request for his advice:
I understand the disturbances here to be such as to amount to the legal description of riots. The word 'disturbance' has no legal and appropriate meaning beyond a mere breach of the peace, which is not however the sense in which the word is used in this case; the case plainly importing a breach of the peace by an assembled multitude.
[Emphasis in original]
158 It is important to note that Sir Edward Law's opinion that, "the word 'disturbance' has no legal and appropriate meaning beyond a mere 'breach of the peace'" exactly corresponds with a particular, special meaning which the word carries to this day. That the word carries this meaning in s 33(b) is supported by the expression of intent in the Explanatory Memorandum more closely to confine the conduct made an offence than that covered by the provision's naval predecessor.
159 I can find nothing which would suggest that the understanding which Sir Edward Law had as to the meaning in a particular context of the word "disturbance" was either idiosyncratic or the product of a usage of the word having its origins in the early 19th century.
160 It is highly unlikely that there was any different understanding of the meaning of the word "disturbance" when it was used in the offence created by the Naval Discipline Act 1661. At common law, one of the Monarch's primary responsibilities is the general conservation of the peace of the kingdom, qv Holdsworth, A History of English Law, Volume X, p 414, citing Blackstone's Commentaries. So longstanding and basal, even in the 17th century, was the concept of the Monarch's Peace that it is inherently likely that Pepys when drafting and the English Parliament, when enacting, brought this understanding of the meaning of the word "disturbance" to s 22 of the Naval Discipline Act 1661 and that this same understanding has permeated successor provisions. In other words, the word "disturbance" was used so as to ensure that behaviour which would amount to a breach of the peace by a civilian would constitute a breach of naval discipline if engaged in by an officer or seaman.
161 Language must, of course, take paramountcy over history in the interpretation of a particular provision but there is nothing in the use of the word "disturbance" in s 33(b) of the DFDA which suggests a departure from history. Insofar as the concept of a breach of the peace in civilian criminal law may carry with it a requirement that the conduct be in a public place, the preamble in s 33 makes it plain that, so far as the service offence is concerned, no distinction is to be drawn between a public place (defined in s 3 of the DFDA in a way consistent with civilian criminal law notions of the term) and service land, a service ship, a service aircraft or a service vehicle (terms each also defined in s 3), each of which will frequently, if not usually, not be a public place. What amounts to a "disturbance" does not mean one thing in a public place and another on service land.
162 It is also relevant to consider statutory purpose either to confirm the meaning of a statutory provision or to resolve ambiguity. Indeed, s 15AA of the Acts Interpretation Act 1901 (Cth) (Acts Interpretation Act) counsels that preference be given to a meaning that would best achieve the purpose of an enactment.
163 The overall purpose of the DFDA is evident both from the title of the statute and from the application of its provisions regulating conduct to "defence members" and, in certain instances, to "defence civilians". The purpose of the DFDA is to provide a disciplinary code for the Australian profession of arms and for certain civilians who accompany the members of that profession.
164 In light of that purpose and recalling the behaviours described at the outset of these reasons for judgment, each of the meanings, general and narrow, might be plausibly supported. Neither would result in an absurd application of the offence created by s 33(b). That acknowledged, there is nothing about the nature of military service which compels a preference for the more general meaning of "disturbance" so as better to serve the purpose of the DFDA. The military environment, even in peacetime, is hardly a place of monastic peace or solitude where interpersonal conversation must occur only in muted tones lest the tranquillity of one's fellow soldiers, sailors or airmen or collocated civil servants be "disturbed".
165 Apart from historical considerations, two considerations of principle also tell in favour of affording the word "disturbance" its more specialised meaning. The first is that, "a soldier is gifted with all the rights of other citizens … the mistake should be corrected which presupposes that an Englishman, by taking upon him the additional character of a soldier, puts off any of the rights and duties of an Englishman": Burdett v Abbot (1812) 4 Taunt 401 at 449-450 [128 ER 384 at 403], a principle just as applicable in Australia as it is in the United Kingdom: Groves v The Commonwealth (1982) 150 CLR 113 at 125-126; Re Tracey; ex parte Ryan (1989) 166 CLR 518 at 538, 546, 575 and 584. The second is that, subject always to express or necessary implication to the contrary, a statute ought not to be construed so as to diminish personal rights and freedoms: Coco v The Queen (1994) 179 CLR 427 at 436-438. R v The Justices of Clifton; ex parte McGovern [1903] St R Qd 177 at 181-182 (McGovern) offers an example of the application of this principle by a Queensland Full Court presided over by Griffith CJ so as to prefer a narrower construction of the reach of a cognate, civilian public order offence to that created by s 33(b) of the DFDA.
166 It would be a large step not to give full voice to these principles when construing s 33(b). An Australian soldier, sailor or airman does not, by putting on our nation's uniform, forfeit the benefit of these principles. To afford the word "disturbance" its more general meaning would violate these principles by enlarging the scope of conduct rendered a service offence by s 33(b), an offence which, on conviction, may result in imprisonment.
167 Any concern that the adoption of the narrower, specialised meaning of the word might lead to the disruption of others, military or civilian, on duty or otherwise, is met by a consideration of the DFDA as a disciplinary code as a whole. That disciplinary code contains ample provision for the addressing of conduct which has disruptive qualities but which does not constitute a breach of the peace. The use to another person of insulting or provocative words is proscribed by s 33(d). Insubordinate conduct is a service offence: s 26 of the DFDA. A defence member whose tone, manner and volume of conversation is disruptive could lawfully be ordered by a superior to desist in that conduct or to quit a location. Failure to obey such an order would be a service offence: s 27 of the DFDA. Collective disobedience by defence members to lawful authority, which military history instructs is not uncommonly accompanied by riotous behaviour, constitutes mutiny and is punishable under s 20 of the DFDA. Yet further, the service offence of engaging in prejudicial conduct created by s 60 of the DFDA may be used to address less severe but nonetheless disruptive behaviour by individuals or groups in particular cases.
168 If, for example, there were ever a replication by modern counterparts of the tone and manner of Rowell's exchanges with Blamey, to say nothing of a myriad of more banal situations, the DFDA makes ample provision to address such behaviour without requiring an expansive meaning to be given to the word, "disturbance" in s 33(b). That is not to say that every such exchange must result on a charge. Sometimes (and Rowell's situation may offer a case in point), there may be extenuating circumstances. Decisions on the subject of whether resort to formal processes of the disciplinary code is necessary can and are left by the DFDA to the value judgment of those in the profession of arms responsible for the administration of its disciplinary code. What it is to say is that there is no need to afford the word "disturbance" a wider meaning than its historic, specialised meaning to overcome any perceived gap in the disciplinary code.
169 For these reasons I conclude that, as used in s 33(b) of the DFDA, "disturbance" means a breach of the peace. The material physical element of the service offence is, in effect, to create a breach of the peace.
170 For all its longevity in the common law and as the following survey of authority demonstrates, giving precision to what constitutes a breach of the peace has proved elusive and divisive.
171 The notion that a "disturbance" is a breach of the peace is evident in the approach in Canada to the meaning of that word as it appears in s 175(1)(a) of the Criminal Code 1985 (Can), which provides:
175. (1) Every one who
(a) not being in a dwelling-house, causes a disturbance in or near a public place,
(i) by fighting, screaming, shouting, swearing, singing or using insulting or obscene language,
(ii) by being drunk …
is guilty of an offence
[Emphasis added]
172 In R v Lohnes [1992] 1 SCR 167 at 168, 171-172 (Lohnes), a case in respect of an alleged offence against s 175(1)(a), McLachlin J (as Her Honour then was), delivering judgment on behalf of a court which comprised, L'Heureux Dubé, Sopinka, Gonthier, Cory, McLachlin, Stevenson and Iacobucci JJ, stated:
[The] noun "disturbance" may have a different connotation than the verb "to disturb". Not everything that disturbs people results in a disturbance (e.g., smoking). A definition which posits identity between "disturb" and "disturbance" is contrary to ordinary usage, the most fundamental principle of statutory construction. This is not to say that one cannot speak of a purely emotional disturbance, but rather that "disturbance" has a secondary meaning which "disturb" does not possess; a meaning which suggests interference with an ordinary and customary conduct or use.
…
[The] disturbance contemplated by s. 175(1)(a) is something more than mere emotional upset. There must be an externally manifested disturbance of the public peace, in the sense of interference with the ordinary and customary use of the premises by the public. There may be direct evidence of such an effect or interference, or it may be inferred from the evidence of a police officer as to the conduct of a person or persons under s. 175(2). The disturbance may consist of the impugned act itself, as in the case of a fight interfering with the peaceful use of a barroom, or it may flow as a consequence of the impugned act, as where shouting and swearing produce a scuffle. As the cases illustrate, the interference with the ordinary and customary conduct in or near the public place may consist in something as small as being distracted from one's work. But it must be present and it must be externally manifested.
[Emphasis added]
See also to like effect Stoke-Graham v R (1985) 16 DLR (4th) 321 at 331 per Dickson J where his Honour observed that it was "necessary for the conduct to be disorderly in itself or productive of disorder in order to be rendered criminal".
173 Lohnes was particularly influential in the tribunal's conclusion that the conclusion was open that the impugned conduct constituted a "disturbance" within the meaning of s 33(b) of the DFDA. Consideration of other authorities calls into question the correctness of all of the observations made in Lohnes as to what constitutes a disturbance or, which is the same thing, a breach of the peace, especially whether something as small as distracting another from his or her work constitutes a "disturbance".
174 There is a difference in English authority as to what conduct must entail in order for it to constitute a breach of the peace. In R v Chief Constable of Devon and Cornwall; ex parte Central Electricity Generating Board [1982] QB 458 at 471 Lord Denning MR (CEGB Case), who alone of the members of the Court of Appeal made observations on this subject, equated a breach of the peace with an unlawful obstruction of anyone going about their lawful business.
175 A more stringent view of what is required is evident in another case decided earlier in that same year by a differently constituted Court of Appeal, R v Howell [1982] QB 416 (Howell). In Howell, the Court of Appeal made the following observations in relation to what constituted a breach of the peace:
A comprehensive definition of the term 'breach of the peace' has very rarely been formulated so far as we have been able, with considerable help from counsel, to discover from cases which go as far back as the eighteenth century. The older cases are of considerable interest but they are not a sure guide to what the term is understood to mean today, since keeping the peace in this country in the latter half of the twentieth century presents formidable problems which bear on the evolving process of the development of this branch of the common law. Nevertheless, even in these days when affrays, riotous behaviour and other disturbances happen all too frequently, we cannot accept that there can be a breach of the peace unless there has been an act done or threatened to be done which either actually harms a person, or in his presence his property, or is likely to cause such harm, or which puts someone in fear of such harm being done. There is nothing more likely to arouse resentment and anger in him, and a desire to take instant revenge, than attacks or threatened attacks on a person's body or property.
In Halsbury's Laws of England 4th Ed, Vol 11 (1976) para 108 it is stated:
'For the purpose of the common law powers of arrest without warrant, a breach of the peace arises where there is an actual assault, or where public alarm and excitement are caused by a person's wrongful act. Mere annoyance and disturbance or insults to a person or abusive language, or great heat and fury without personal violence, are not generally sufficient.'
That is an amalgam of opinions expressed in various old cases which is principally criticised by counsel for the appellant for its failure to attach the actual commission of violence to all acts which are said to be capable of causing a breach of the peace. He makes a similar criticism of the crisp definition provided by the Attorney General, referred to in Gelberg v Miller [1961] 1 All ER 291 at 295; [1961] 1 WLR 153 at 158 with reference to the word disturbance. Lord Parker CJ said:
'The Attorney-General, to whom the court is grateful for his assistance, has appeared and has told the court that he feels unable to contend that a constable is entitled to arrest somebody for obstructing him in the course of his duty - which, of course, is a misdemeanour under s 2 of the Prevention of Crimes Amendment Act, 1885 - unless the circumstances show that a breach of the peace or an apprehended breach of the peace is involved, meaning by that some affray or violence or possibly disturbance.'
The statement in Halsbury's Laws of England is in parts, we think, inaccurate because of its failure to relate all the kinds of behaviour there mentioned to violence. Furthermore, we think, the word 'disturbance' when used in isolation cannot constitute a breach of the peace. We are emboldened to say that there is a breach of the peace whenever harm is actually done or is likely to be done to a person or in his presence to his property or a person is in fear of being so harmed through an assault, an affray, a riot, an unlawful assembly or other disturbance. It is for this breach of the peace when done in his presence or the reasonable apprehension of it taking place that a constable, or anyone else, may arrest an offender without warrant.
[Emphasis added]
176 On this approach, only a disturbance which is violent or likely to provoke violence is a breach of the peace. Later, in Percy v Director of Public Prosecutions [1995] 1 WLR 1382 (Percy), having considered both the CEGB Case and Howell, the Court of Appeal concluded that the formulation in Howell was the better view and concluded that, "breach of the peace is limited to violence or threats of violence as set out in Howell and any observations which may indicate something wider ought not to be followed". The Howell formulation as to what constitutes a "breach of the peace" is not readily reconcilable with the words emphasised in the passage quoted from Lohnes, the formulation in which, while more stringent than that offered by Lord Denning in the CEBG Case, is less stringent than that offered in Howell.
177 As the CEGB Case highlights, what constitutes a breach of the peace is important for at common law it is the responsibility of all citizens but especially constables of police to prevent a breach of the peace. No less important is the adverse impact on civil liberties of too wide a formulation of what constitutes a breach of the peace. This is no less important in relation to an armed, disciplined force such as the Australian Defence Force. The prevention of a disturbance would be a special responsibility of officers and non-commissioned officers and military or service and regimental police. There is no need arising from those responsibilities or the nature of the Australian Defence Force to adopt some different meaning of "disturbance" to that which it bears in respect of civilian behaviour because, as I have already highlighted, consideration of the disciplinary code in the DFDA as a whole discloses that there are ample other provisions available to address behaviours which do not constitute a breach of the peace.
178 This interrelationship between a breach of the peace and the responsibilities of constables formed the factual foundation of McLeod v United Kingdom (1998) 27 EHRR 493 (McLeod), a case which concerned the power of the police to enter premises to prevent an anticipated breach of the peace. In that case, the Howell formulation of what constituted a breach of the peace, as approved in Percy, was later challenged before the European Court of Human Rights on the basis that it was too imprecise to constitute "prescribed by law", as required by, Articles 5.1, and 10.2 of the European Convention on Human Rights, or "in accordance with law" as required by Article 8.2 of that convention. That court concluded in McLeod (at [42]):
[The] concept of breach of the peace has been clarified by the English courts over the last two decades, to the extent that it is now sufficiently established that a breach of the peace is committed only when an individual causes harm, or appears likely to cause harm, to persons or property, or acts in a manner the natural consequence of which would be to provoke violence in others.
On the basis of this conclusion, the challenge failed because the court considered that what constituted a "breach of the peace" was defined with sufficient precision to enable a person to foresee, "to a degree that is reasonable in the circumstances", the consequences of their actions. Thus the entry power asserted met the requirement of being "prescribed by law" or "in accordance with law".
179 The Howell formulation as to what constitutes a breach of the peace was later accepted as correct in R (Laporte) v Chief Constable of Gloucestershire Constabulary [2007] 2 AC 105 (Laporte) by Lord Bingham at [27] and by Lord Rodger at [60]. Lord Brown, at [111], opined that:
A breach of the peace, as I understand it, involves actual harm done either to a person or to a person's property in his presence or some other form of violent disorder or disturbance and itself necessarily involves a criminal offence.
That is an even stricter formulation of what constitutes a breach of the peace than that in Howell, excluding as it does conduct likely to cause harm to a person or property. Lord Mance adopted a similar formulation of a breach of the peace to that of Lord Brown, remarking, at [137]:
An actual, as opposed to an apprehended, breach of the peace connotes some form of violent disturbance or occurrence.
180 So far as what constitutes a breach of the peace is concerned, this remark is preceded by what, in my respectful opinion, is a compelling critique by Lord Mance (at [137]) of a passage in the judgment of the European Court of Human Rights in Steel v United Kingdom (1998) 28 EHRR 603. That critique offers further insight into his Lordship's understanding as to what constitutes a breach of the peace:
[137] The common law requirement to keep the peace has been held by the European Court of Human Rights to be sufficiently clear to be regarded as "prescribed by law": see Steel v United Kingdom (1998) 28 EHRR 603, paras 25-29 and 55. This was on the basis that:
". . . the concept of breach of the peace has been clarified by the English courts over the last two decades, to the extent that it is now sufficiently established that a breach of the peace is committed only when an individual causes harm, or appears likely to cause harm, to persons or property or acts in a manner the natural consequence of which would be to provoke others to violence. It is also clear that a person may be arrested for causing a breach of the peace or where it is reasonably apprehended that he or she is likely to cause a breach of the peace."
The first sentence in this citation appears to me to embrace both situations in which a person has committed an actual breach of the peace and situations in which he merely threatens to cause one, in other words to embrace all the situations in which a person may be bound over to keep the peace, and committed to custody if he or she refuses to be so …
181 In other words, according to Lord Mance the deficiency in the Howell formulation is that it conflates what truly constitutes a breach of the peace with other, lesser conduct which nonetheless justifies the arrest and binding over of a person engaged in that conduct. Lord Brown made this same point, at [111] when he observed of the formulation in that case of what constituted a breach of the peace that it "seems to me to confuse a breach of the peace with a reasonable apprehension of such a breach (a confusion by no means confined to that judgment)". I respectfully agree with their Lordships views.
182 In Australia, the view has been taken that something more than mere annoyance is needed in order for there to be a disturbance of the public peace. Thus, Burbury CJ in Neave v Ryan [1958] Tas SR 58 at 59-60 stated:
Shouting loudly in a public place or addressing a crowd in loud tones cannot possibly of itself amount to conduct creating a disturbance of the public peace. There must be some other element-use of insulting, abusive or threatening words or words inciting a breach of the peace. To hold otherwise would endanger free speech. It would bring within the ambit of the criminal law the street corner preachers, the Domain orators and the politicians on the hustings. Even shouting in a loud voice in a public place accompanied by the discordant tones of a cornet has been held not to constitute the offence of disturbing the public peace [Beaty v Glenister (1884) 51 LT 304]. Noise in public places may be an annoyance to citizens and may contravene city by-laws but it does not constitute a disturbance of the public peace in the legal sense. The "public peace" is not "peace and quiet"-it is "public order".
183 To like effect is Williams v Pinnuck (1983) 68 FLR 303, a case in which an Aboriginal woman was charged under s 47(b) of the Summary Offences Act (NT) with disturbing the peace in circumstances where, near to an aboriginal camp, she had been loudly haranguing four other women who were sitting around a camp fire. Her shouts were accompanied by much waving of her arms but the evidence was that the scene was otherwise peaceful. There was no evidence of a melee of bystanders being aroused. Applying Neave v Ryan, Muirhead ACJ quashed her conviction although he allowed that the position might have been different if there had been proof of substantial annoyance to another person.
184 Later in time and in the High Court is Kuru v New South Wales (2008) 236 CLR 1 (Kuru). That case arose against the background of an alleged trespass to land by police officers responding to a domestic violence complaint. The defence pleaded justification for entry and remaining on the land in question arising under both statute and common law. In the course of discussing the latter, Gleeson CJ, Gummow, Kirby and Hayne JJ referred (at [49] - [50]) to the right at common law to prevent a breach of the peace and to what constituted a breach of the peace:
49 These considerations apart, when it is said that a police officer may enter premises to "prevent" a breach of the peace, it is necessary to examine what is meant by "prevent" and what exactly is the power of entry that is contemplated. Is the power to enter one which permits forcible entry? Does preventing a breach of the peace extend beyond moral suasion to include arrest? Is the preventing of a breach of the peace that is contemplated directed ultimately to prevention by arrest?
50 Some of these questions have since been considered in English decisions. Those later decisions proceed from the premise stated by Lord Diplock in Albert v Lavin that:
"[E]very citizen in whose presence a breach of the peace is being, or reasonably appears to be about to be, committed has the right to take reasonable steps to make the person who is breaking or threatening to break the peace refrain from doing so; and those reasonable steps in appropriate cases will include detaining him against his will."
As is evident, not only from the passage just cited but also from some of the later English decisions, working out the application of a premise so broadly stated is not free from difficulty, not least in deciding what constitutes an actual or threatened breach of the peace and what steps, short of arrest, may be taken in response.
[Footnote references omitted]
185 The words emphasised are accompanied by a footnote reference to Addison v Chief Constable of the West Midlands Police [2004] 1 WLR 29 at 31-32 (Addison). In Addison, at 30-31, Ward LJ, Saville and McCowan LJJ agreeing, cited both the Howell and the CEBG Case formulations as to what constitutes a breach of the peace. Percy is not cited in Addison. To hold that Kuru does more than acknowledge that the limits of what constitutes a breach of the peace are elusive would be to afford the passage quoted more weight than it can bear.
186 Another High Court case, Coleman v Power (2004) 220 CLR 1 (Coleman v Power), should also be noted. Materially, the appellant, Coleman had been charged with the use of insulting words in a public place, contrary to s 7(1)(d) of the Vagrants, Gaming and Other Offences Act 1931 (Qld). That provision replaced an earlier offence, the meaning of which was considered in McGovern, of using insulting words in a public place with intent to provoke a breach of the peace or whereby a breach of the peace may be occasioned. The importance of the case for present purposes is that, in giving meaning to what constituted the offence created by the replacement provision, some of the judges did so by reference to and by way of contrast with the earlier legislation, in the course of concluding that the replacement provision extended to conduct which would not have constituted a breach of the peace: see Gleeson CJ at [6] and [7], McHugh J at [67] and [68] and Gummow and Hayne JJ at [183].
187 The most recent Australian authority I have located is Nilsson v McDonald (2009) 19 Tas R 173. That was an appeal against a conviction for failing to comply with the direction of a police officer, contrary to s 15B(2) of the Police Offences Act 1935 (Tas). Section 15B(1)(d) of that Act permitted the giving to a person by a police officer of a direction if that officer had reasonable grounds for believing that the person "has committed or is likely to commit a breach of the peace". Each of the judges constituting the Full Court of the Supreme Court of Tasmania reviewed the authorities here and in the United Kingdom as to what constituted a breach of the peace. The Chief Justice, Crawford CJ, noted the divergence in formulations as between Howell and the CEGU case but did not find it necessary to resolve which was correct although he allowed (at [7]) the possibility that the formulation in Howell was not exhaustive as to the circumstances which constituted a breach of the peace, concluding his judgement in this way:
6. In Percy v Director of Public Prosecutions (1995) 1 WLR 1382, the Queens Bench Division was concerned with a situation where a protester, although acting peacefully while protesting, was likely to provoke violence by others as a natural consequence of what she was doing. The court applied Howell and accepted that a breach of the peace occurs where the violence, or threatened violence, is not that of the offender but of others likely to be provoked by the offender's conduct. In Edwards v Raabe (2000) 117 A Crim R 191 at 197 - 200, Smith J applied that principle.
7. It was suggested by Marks J in Nicholson v Avon [1991] 1 VR 212 at 221, that the definition in Howell and other cases may not be exhaustive. See also New South Wales v Tyszyk [2008] NSWCA 107 per Campbell JA at par 101. Possibly that is so. However, I am unaware of any authority in which it was held that a breach of the peace can occur in circumstances where the person concerned is merely argumentative or making excessive noise, without a consequent likelihood of violence or harm to any person or property, or of persons being put in fear of such violence or harm.
8. In other words, "peace", in the expression "breach of the peace", does not mean quietness.
[Emphasis added]
Evans J, also, highlighted (at [13] - [14]) the divergence in authority but likewise did not find it necessary to resolve the question as to what constituted a breach of the peace, instead regarding it as sufficient in that case to proceed on the basis that, in order to establish a breach of the peace it was necessary to establish actual or likely personal harm. His Honour considered that there was an evidentiary foundation for the constable in question to have reasonable grounds to form the required belief and so dissented as to the outcome of the appeal. The remaining judge, Blow J, conducted (at [27] and following) an extensive review of authority concerning a breach of the peace from its origins in the common law concept of the King's peace to the present day, ultimately concluding (at [42]) that the concept of a breach of the peace had been authoritatively determined in Howell. The analysis conducted by Blow J would support a conclusion that at least threatened, if not actual, violence to a person or property is an element of a breach of the peace. However and with respect, the critique of Howell by Lords Brown and Mance in Laporte demonstrates that it is erroneous to include in a formulation of what constitutes a breach of the peace conduct falling short of actual violence to a person or property.
188 The members of the tribunal did not have the benefit of any such extensive review of authority concerning what constituted a breach of the peace and whether "disturbance" should be so measured. The tribunal (at [68]), did not in terms adopt as the meaning of the word "disturbance" in s 33(b) of the DFDA the meaning given to that word in the context of s 175(1)(a) of the Canadian Criminal Code in Lohnes. Instead, it noted (at [68]) that, while the context in which the word appeared in that statute and the circumstances of that case were different to the present, what had occurred in the present case "fits comfortably" within the meaning given to that word in Lohnes. A difficulty about that conclusion is that Lohnes does not fit comfortably with a discernable trend in modern authority here and in the United Kingdom concerning what constitutes a breach of the peace, which requires conduct to carry with it an element of harm to a person or his property or, at the very least and (if one, as I do, accepts the correctness of what was said by Lords Brown and Mance in Laporte) probably erroneously, the likelihood of the same in order for there to be a breach of the peace.
189 In examining what constituted a "disturbance" the tribunal also referred to Brooker v The Police [2007] 3 NZLR 91 (Brooker) but this was a case concerning the offence of engaging in disorderly behaviour contrary to s 4(1)(a) of the Summary Offences Act 1981 (NZ), an enactment which, like s 7(1) of the Vagrants, Gaming and Other Offences Act 1931 (Qld), omitted as an element a breach of the peace. It was true of Brooker, as the tribunal, at [70] observed, that:
The Supreme Court concluded, by a majority, that the conduct in question was not disorderly because it could not be characterised as disruptive of public order in the particular circumstances of time and place. There had to be anxiety or disturbance beyond what reasonable citizens should, in the circumstances, be expected to bear.
Assuming though that "disturbance" is to be regarded as a term used to connote what at common law is a breach of the peace, it was apt to mislead as to what constituted a breach of the peace to regard Brooker as of assistance, because the Supreme Court of New Zealand was there giving meaning to a statute which had deliberately excluded a breach of the peace as an element of the offence created.
190 Accepting as I do the formulations of Lords Brown and Mance respectively in Laporte, a breach of the peace is some form of actual harm done to a person or his or her property in that person's presence or some other form of violent disorder. There is a difference, blurred by conflation in many formulations, between a breach of the peace and an apprehended breach of the peace.
191 Such conflation is evident in the direction given to the court martial by the judge advocate, quoted at [65] of the tribunal's reasons and apparently regarded by the tribunal as correct:
Here, the prosecution case is that it involved violent or disorderly disputation. The conduct must be such as to be likely to cause a response from anyone present who saw or heard the incident; that response could be to intervene to stop the disturbance, or to report it, or to leave the area because of the unsettling effect of the disturbance. In other words, if you were working in an office and someone was playing loud music nearby, that might disturb you from your work but it wouldn't be creating a disturbance within the meaning of the Act. There needs to be violent or disorderly disputation, as I say, and there needs to be conduct which must be such as to be likely to cause a response from anyone present who saw or heard the incident.
[Emphasis added]
192 Further, the observation in Lohnes that a breach of the peace "may consist in something as small as being distracted from one's work", with respect, seriously understates the conduct which must be entailed.
193 Once the meaning of breach of the peace is understood, context also supports affording "disturbance" a meaning commensurate with a breach of the peace. The use of insulting or provocative words is made a separate offence by s 33(d) of the DFDA; so, too, by s 33(a), is the actual commission of an assault on another person. In some circumstances, but not invariably, there may be an overlap between conduct caught by s 33(a) and conduct caught by s 33(d). A person may intend to assault another but not to create a disturbance. Indeed, the assault may occur in circumstances which could never amount to a disturbance, intended or otherwise. Yet further, given that a disturbance may entail harm to property, not a person, a defence member might for that reason engage in conduct which amounted to the creation of a disturbance without assaulting anyone. That there may be an overlap in some circumstances is no warrant for violating defence members the benefit of the principles discussed above. The heading of the Division in which s 33 of the DFDA appears, which forms part of that Act (s 13 of the Acts Interpretation Act), is "Insubordination and violence". Given the use there of the word, "violence", to afford "disturbance" the meaning of a breach of the peace is in harmony with this divisional heading and with the other paragraphs of s 33.
194 Thus, while I accept that the evidence before the tribunal did, according to the formulation in Lohnes, "fit comfortably" within the meaning of "disturbance" as explained in that case, that explanation does not correctly state the meaning of that term as it appears in s 33(b) of the DFDA. As that term is correctly to be construed, the evidence before the court martial did not, even taken at its highest, demonstrate that Major Li had created a "disturbance". There was no actual harm to any person or property. It follows from this that the tribunal was bound to conclude that his conviction in respect of an offence against s 33(b) was wrong in law and that a substantial miscarriage of justice had occurred.
195 Even if, contrary to my conclusion, the evidence did disclose the creation of a breach of the peace, there are other reasons, related to the directions given by the judge advocate with respect to the fault element in the offence of creating a disturbance and with respect to the particulars, why the tribunal ought to have concluded that Major Li's conviction was wrong in law and that a substantial miscarriage of justice had occurred.
196 As mentioned above, the physical elements of the offence created by s 33(b) of the DFDA are evident on the face of the provision. They are firstly and materially the creation of a disturbance and secondly, and presently immaterially, that the disturbance created be on service land etc or in a public place. It was uncontroversial that the location was "service land".
197 "Conduct" is defined by s 4.1 of the Criminal Code to mean, materially, an "act". In s 33(b), the creation of the disturbance is the "act": see, by analogy, R v Saengsai-Or (2004) 61 NSWLR 135 at [72] per Bell J, Wood CJ at CL, Simpson J agreeing (Saengsai-Or). That means that, in terms of s 4.1(1)(a) of the Criminal Code, it is the conduct to which s 33(b) of the DFDA is directed. A "disturbance" may be said to be the result of conduct, but that does not engage s 4.1(1)(b) of the Criminal Code, because that ignores the requirement in s 33(b) that the offender must "create" the disturbance.
198 The fault element is not specified in s 33(b) of the DFDA itself. The relevant physical element of the service offence created by that provision consists only of conduct namely, the creation of a disturbance. In those circumstances, the effect of s 5.6(1) of the Criminal Code is that intention is the fault element for that physical element: Saengsai-Or at [72]. Once again, because that physical element of this service offence does not consist solely of a circumstance or a result (the disturbance) but also entails the creation of the same by the offender, recklessness cannot be the fault element for that physical element. Major Li's submission to the contrary should be rejected. It does not follow from that conclusion that the summing up did not lead to a miscarriage of justice.
199 Materially, the judge advocate directed the court martial:
You must also be satisfied of the fault element, which is intention. That does not mean the prosecution has to prove the defendant intended to create a disturbance. The prosecution has to prove the accused intended to engage in the act that amounted to a disturbance if you find the conduct amounted to a disturbance.
[Emphasis added]
The words emphasised misstated the position. That is because it was incumbent on the prosecution to prove beyond reasonable doubt that Major Li intended to create a disturbance. By virtue of s 5.2 of the Criminal Code, a person has intention with respect to conduct constituting a physical element if he or she means to engage in that conduct as specified in the provision creating the offence: see, by analogy, PJ v R [2012] VSCA 146 at [85]. More particularly, in X v Australian Prudential Regulation Authority (2007) 232 ALR 421 at [51] (X v APRA), Gleeson CJ, Gummow, Hayne, Heydon, Callinan and Crennan JJ stated:
A person has intention with respect to conduct if he or she "means to engage in that conduct" (Criminal Code, s 5.2(1)). When this is applied to s 6O of the Royal Commissions Act, the upshot is consistent with the construction of s 6O in its earlier form by Davies J in R v O'Dea. His Honour adopted what had been said by Isaacs and Rich JJ in Bell v Stewart:
"It is clear to our minds that the word 'wilfully' does more than negative 'accidentally' or 'unconsciously'. The Legislature was, of course, not simply excluding acts done in sleep or hypnosis or under compulsion. To speak of a person 'wilfully insulting or disturbing the Court' means that he intended to insult or disturb the Court, and not in the sense that his volition impelled the word or the act, but that his purpose was that his word or his act should have the effect of conveying the insult or causing the disturbance. And similarly with all the matters governed by the word 'wilfully'."
[Footnote references omitted - emphasis added]
Having regard to this passage from X v APRA and especially to the portion emphasised, it must follow that, to commit the service offence, even on the more general view of the meaning of the word "disturbance", Major Li had not only to intend to undertake the conduct particularised but also to intend that those actions would have the quality of disturbing others. It is that intention which is the fault element for that physical element. It was not sufficient, because s 5.2(3) was not applicable, that the prosecution proved either that he meant to bring about the disturbance or was aware that it would occur in the ordinary course of events.
200 It was not by reason of a failure on the part of the judge advocate, derived from disturbance being a "result" in terms of 5.2(3) of the Criminal Code, to direct on recklessness that any error lay in the tribunal's decision. Instead, the relevant conduct, creating a disturbance, occasioned a requirement to give a direction as to intention. For the reasons given, this was where the error lay. The adequacy of the direction given to the court martial with respect to the fault element was an issue before the tribunal. It is also a question of law involved in the appeal. As a result of this misdirection described, the requisite fault element never came to be considered by the court martial. Major Li was thereby deprived of a "fair chance of an acquittal": Jones v Chief of Navy (2012) 205 FCR 458 at [54]. The result was a substantial miscarriage of justice.
201 The direction given by the judge advocate with respect to the so-called particulars of the charge is set out at [59] of the tribunal's decision:
… [The] defendant is entitled to know how it is said that he created a disturbance. The prosecution has provided particulars of that. You do not need to be satisfied beyond reasonable doubt that each of the particulars has been proved. What you are required to find is, having regard to the particulars, has the prosecution proved beyond reasonable doubt that the accused created a disturbance by conduct that he intended to engage in at that time. It may be you are satisfied that the accused did behave in the way set out in particular ... but not any other particular.
The question then is, are you satisfied beyond reasonable doubt that the accused created a disturbance by that conduct and that he intended to engage in that conduct at that time.
[Emphasis added]
202 As they came to be amended, the "particulars" of the charge were given in this way. It was alleged that Major Li had:
(a) refused to leave Mr Snashall's office when requested to do so by Mr Snashall and continued speaking to Mr Snashall with a raised voice;
(b) followed Mr Snashall and continued the conversation when Mr Snashall left his own office, ostensibly because MAJ Li would not;
(c) forcefully pushed against Mr Snashall's office door placing his head and shoulder in the doorway while Mr Snashall was inside the office trying to close the door;
(d) re-entered Mr Snashall's office and again refused to leave when requested to do so;
(e) stood approximately three inches from Mr Snashall's face speaking with a raised voice and in an agitated and aggressive manner.
203 In terms of r 9(2)(b) of the Court Martial and Defence Force Magistrate Rules, the words "by causing a confrontation with Mr Snashall", which appeared in the statement of the charge, ought instead to have been specified as particulars of what constituted the creation of the disturbance alleged in the statement of the charge. The way the charge was drafted and particularised did not violate the basal requirement that a defendant "is entitled to be appraised not only of the legal nature of the offence with which he is charged but also of the particular act, matter or thing alleged as the foundation of the charge": Johnson v Miller (1937) 59 CLR 467 at 489 per Dixon J; see also to like effect Evatt J at 497 and McTiernan J at 501. The charge made against Major Li did specify an offence known to law, that of creating a disturbance contrary to s 33(b) of the DFDA. It is just that the way particularity was given to what constituted the disturbance concerned was the result of infelicitous drafting.
204 Though the way in which the charge and so-called particulars were drafted did not in itself give rise to any miscarriage of justice, much less a substantial one, it did create the potential for one arising from what was said of them in the summing up. Having regard to words emphasised in the direction given by the judge advocate, this potential was realised in this case.
205 The drafter of the charge used neither the conjunctive nor the disjunctive in what were termed the "particulars". These "particulars" were descriptive of the "confrontation" which constituted the "disturbance" allegedly created by Major Li.
206 The tribunal correctly concluded that the charge was not duplex. I respectfully agree with the tribunal's observation (at [51]) that, "[t]he charge of creating a disturbance can be established by proof of a series of acts which constitute a course of conduct." Having regard to the conclusion which I have reached as to the meaning of the word "disturbance" as used in s 33(b) of the DFDA, it does not follow from this that I agree with the tribunal's further statement (also at [51]) that, "[a] person may, for example, cause a disturbance by shouting, banging on walls and by playing amplified music at the same time." Even considered as a course of conduct this example would not, in law, amount to such a "disturbance".
207 The series of acts constituting the course of conduct which allegedly amounted to the creation of a disturbance was the series of acts specified in the so-called particulars. No one act was alleged, in itself, to constitute the creation of a disturbance.
208 This was not an offence such as those created by s 56 and s 57 of the DFDA where the physical element of making a false statement might permissibly be alleged and particularised as the making of a statement false in one or more of a number of particularised ways. In those circumstances, the proof of any one or more of those alleged falsehoods would prove that the statement made was false. The allegation that the statement was false in more than one way could not give rise to any complaint of duplicity, because the physical element charged would be the making of but one statement. If the prosecution proved neither alleged falsehood in the statement made the accused would have to be acquitted.
209 The issue is not whether as a matter of practice it is necessary that the prosecution prove the particulars furnished by him or any of them. The issue is the adequacy of the summing up by reference to those particulars as to conduct which would constitute the creation of a disturbance.
210 The relevant physical element was the creation of but one alleged disturbance. Even on the more general definition of what constitutes a "disturbance", proof of but one or some of the "particulars" of this charge could not constitute the offence. For Major Li to have "followed Mr Snashall and continued the conversation when Mr Snashall left his own office, ostensibly because MAJ Li would not" (particular (b)) could not in law have been to create even that generalised kind of disturbance, much less a breach of the peace. The same may be said of particular (c) "re-entered Mr Snashall's office and again refused to leave when requested to do so".
211 These so-called particulars were meant to be read conjunctively as a more detailed description of the confrontation constituting the disturbance allegedly created by Major Li. That is the way in which the prosecution case was conducted. That is not, having regard to the excerpt from the judge advocate's directions which I have set out above, the way in which the prosecution case was left to the court martial. As it stands, some members might, in conformity with the judge advocate's direction, have considered it sufficient if but one of the particulars was proved beyond reasonable doubt, ie that such conduct alone would have been sufficient to constitute the creation of a disturbance. Further, adopting this approach, one member may have considered that the offence constituted by a certain particular was so proved and other members may have considered that it was so proved but only as constituted by a different particular or particulars.
212 The grounds of appeal before the tribunal included the following:
1(h) The charge upon which the appellant was convicted was not the subject of any direction to the Restricted Court Martial as to the burden and onus of proving the nature of the alleged offence "by causing a confrontation";
1(i) the charge upon which the appellant was convicted was the subject of an erroneous direction as to the meaning of disturbance;
[emphasis in original]
213 These were, in my respectful opinion, sufficient to raise the issue, derived from what was said as to the particulars in the judge advocate's summing up, which came to be raised on the appeal. The direction was wrong in law and the result was a substantial miscarriage of justice.
214 It was not put to the tribunal that, even if Major Li's appeal in respect of the offence of creating a disturbance contrary to s 33(b) of the DFDA succeeded such that his conviction for that offence should be quashed, a conviction for another service offence, for example prejudicial conduct contrary to s 60 of the DFDA, should be substituted under s 26 of the Defence Force Discipline Appeals Act 1955 (Cth) (DFDAT Act). Nor on the hearing of the appeal was any submission put on behalf of the respondent Chief of Army that, even in the absence of such an order having been sought from the tribunal, it was nonetheless both permissible and appropriate, having regard to the breadth of power conferred on the Court by s 52 of the DFDAT Act to make such an order. It would not be possible in these circumstances for Major Li again to be tried in respect of the alternative charge.
215 In these circumstances, the orders which I would make are that:
1. the appeal be allowed, with costs;
2. save to the extent that it granted leave to appeal, the order of the tribunal made on 16 March 2012 dismissing the appeal be set aside; and
3. in lieu of that order, it be ordered that the appellant's appeal be allowed and his conviction in respect of the offence of creating a disturbance on service land on 3 February 2010 contrary to s 33(b) of the Defence Force Discipline Act 1982 (Cth) be quashed; and
4. liberty be reserved to the appellant to apply for an order that the Commonwealth pay his costs either in the tribunal or in respect of his defence to the charge before the court martial in the event that either or each such costs have not been met at public expense (unless in agreeing to meet such costs the Commonwealth expressly reserved to the appellant liberty to make application for costs).
216 I desire to add that, since preparing my reasons for judgment, I have also had the advantage of reading the judgement prepared by Dowsett J. Save that Dowsett J and I differ as to what constitutes a "disturbance", I otherwise agree with his Honour's reasoning under the heading, "One or two physical elements" for his conclusion (para 122) that the fault element was the intention to create a disturbance. I regard that reasoning as consistent with my own reasoning (paras 169 to 200 above) by which I reached that same conclusion, including, in particular, the reasoning evident in the passage quoted from X v APRA. I agree, too, with his Honour's closing observation (para 137) that, if contrary to this conclusion, intention was not the fault element but recklessness was, this was never, as it ought in that circumstance to have been, put to the court martial in which case this amounted to a substantial miscarriage of justice.
I certify that the preceding seventy-nine (79) numbered paragraphs are a true copy of the Reasons for Judgment herein of the Honourable Justice Logan.